PIONEER FLOATING RATE FUND I XPHDX
COM · Closed-End Fund · CUSIP 72369J102
53
institutional holders
+2 vs Q1 2023
3.5m
shares reported held*
$30.7mreported value*
5 new
11 added
20 reduced
3 sold out
net bought ≈ $1.7m (+191.9k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $8.68.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 52 |
| Q4 2022 | 44 |
| Q1 2023 | 51 |
| Q2 2023 | 53 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 18 | 23 |
| Q1 2023 | 19 | 16 |
| Q2 2023 | 16 | 23 |
Biggest buyers
| Logan Stone Capital, LLC | New | +87.7k |
| Saba Capital Management, L.P. | New | +81.9k |
| AQR Arbitrage LLC | Added | +57.3k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +55.9k |
| ROYAL BANK OF CANADA | Added | +50.8k |
| Quarry LP | New | +36.9k |
| CLOUGH CAPITAL PARTNERS L P | Added | +36.9k |
| ROBINSON CAPITAL MANAGEMENT, LLC | New | +27.3k |
| LAKE STREET PRIVATE WEALTH, LLC | Added | +24.4k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | New | +10.5k |
Biggest sellers
| GUGGENHEIM CAPITAL LLC | Reduced | -134.4k |
| FLAGSHIP HARBOR ADVISORS, LLC | Reduced | -72.5k |
| WELLS FARGO & COMPANY/MN | Reduced | -26.9k |
| AEGON USA Investment Management, LLC | Reduced | -13.5k |
| Invesco Ltd. | Reduced | -11.3k |
| Almitas Capital LLC | Sold out | -10.0k |
| BANK OF AMERICA CORP /DE/ | Reduced | -7.9k |
| HighTower Advisors, LLC | Reduced | -6.8k |
| RIVERBRIDGE PARTNERS LLC | Reduced | -6.0k |
| OSAIC HOLDINGS, INC. | Reduced | -4.6k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC 13G · institution new · filed 2025-09-25 | 11.3% |
| Almitas Capital LLC 13G · institution no change · filed 2026-02-17 | 5.7% |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| LAKE STREET PRIVATE WEALTH, LLC 0.77% of their portfolio | 508.1k $4.4m | Added +24.4k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 402.7k $3.5m | Reduced -7.9k |
| Invesco Ltd. 0.00% of their portfolio | 202.5k $1.8m | Reduced -11.3k |
| CLOUGH CAPITAL PARTNERS L P 0.17% of their portfolio | 194.7k $1.7m | Added +36.9k |
| Wagner Wealth Management, LLC 0.63% of their portfolio | 188.7k $1.6m | Added +753 |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 179.1k $1.6m | Added +50.8k |
| MORGAN STANLEY 0.00% of their portfolio | 157.1k $1.4m | Reduced -3.3k |
| AQR Arbitrage LLC 0.05% of their portfolio | 144.3k $1.3m | Added +57.3k |
| Matisse Capital 0.66% of their portfolio | 121.8k $1.1m | Unchanged |
| Clear Creek Financial Management, LLC 0.18% of their portfolio | 119.4k $1.0m | Added +2.2k |
| CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio | 111.0k $963.3k | Unchanged |
| SIT INVESTMENT ASSOCIATES INC 0.02% of their portfolio | 102.8k $892.0k | Added +10.0k |
| Logan Stone Capital, LLC 0.26% of their portfolio | 87.7k $760.9k | New |
| Shaker Financial Services, LLC 0.33% of their portfolio | 86.3k $749.0k | Reduced -4.3k |
| 1607 Capital Partners, LLC 0.05% of their portfolio | 85.8k $745.1k | Unchanged |
| RIVERBRIDGE PARTNERS LLC 0.01% of their portfolio | 83.0k $720.2k | Reduced -6.0k |
| Saba Capital Management, L.P. 0.02% of their portfolio | 81.9k $711.0k | New |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 70.4k $610.8k | Reduced -26.9k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 67.0k $581.4k | Reduced -4.6k |
| WOLVERINE ASSET MANAGEMENT LLC 0.01% of their portfolio | 66.8k $580.1k | Added +55.9k |
| CW Advisors, LLC 0.01% of their portfolio | 41.8k $362.7k | Unchanged |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 40.6k $352.3k | Reduced -134.4k |
| VIRTUS ADVISERS, LLC 0.19% of their portfolio | 36.9k $320.5k | Reduced -802 |
| Quarry LP 0.21% of their portfolio | 36.9k $320.3k | New |
| MELFA WEALTH MANAGEMENT, INC. 0.28% of their portfolio | 31.6k $273.9k | Reduced -1.3k |
| FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio | 28.5k $247.7k | Reduced -72.5k |
| ROBINSON CAPITAL MANAGEMENT, LLC 0.11% of their portfolio | 27.3k $236.8k | New |
| HighTower Advisors, LLC 0.00% of their portfolio | 24.4k $210.0k | Reduced -6.8k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio | 23.8k $206.9k | Added +10.3k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 18.3k $159.0k | Reduced -2.1k |
| Capital Investment Advisors, LLC 0.00% of their portfolio | 18.2k $157.7k | Reduced -787 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 16.2k $140.0k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 14.9k $129.8k | Unchanged |
| AEGON USA Investment Management, LLC 0.07% of their portfolio | 13.5k $117.4k | Reduced -13.5k |
| WEDBUSH SECURITIES INC 0.01% of their portfolio | 13.2k $115.0k | Reduced -1.3k |
| LPL Financial LLC 0.00% of their portfolio | 12.8k $110.8k | Reduced -73 |
| UBS Group AG 0.00% of their portfolio | 12.6k $109.4k | Reduced -2.0k |
| NewEdge Advisors, LLC 0.00% of their portfolio | 11.8k $102.4k | Added +10.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 10.5k $91.2k | New |
| Hennion & Walsh Asset Management, Inc. 0.01% of their portfolio | 10.4k $90.0k | Reduced -1 |
| Walleye Capital LLC 0.00% of their portfolio | 10.2k $88.6k | Reduced -847 |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 5.9k $51.2k | Unchanged |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 3.6k $30.9k | Unchanged |
| Bogart Wealth, LLC 0.00% of their portfolio | 2.7k $23.4k | Unchanged |
| TCTC Holdings, LLC 0.00% of their portfolio | 2.2k $19.5k | Unchanged |
| Venturi Wealth Management, LLC 0.00% of their portfolio | 1.8k $15.5k | Unchanged |
| CWM, LLC 0.00% of their portfolio | 1.5k $13.0k | Added +48 |
| Stonebridge Capital Advisors LLC 0.00% of their portfolio | 1.5k $12.8k | Unchanged |
| Geneos Wealth Management Inc. 0.00% of their portfolio | 495 $4.3k | Unchanged |
| Beacon Capital Management, LLC 0.00% of their portfolio | 449 $3.9k | Unchanged |
| Gradient Investments LLC 0.00% of their portfolio | 157 $1.4k | Unchanged |
| HUNTINGTON NATIONAL BANK 0.00% of their portfolio | 2 $17 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |