Vault-13

PIONEER HIGH INCOME FUND INC XPHTX

COM · Closed-End Fund · CUSIP 72369H106

53 institutional holders -3 vs Q4 2023
7,579,3587.6m shares reported held*
$58.1mreported value*
7 new 24 added 12 reduced 10 sold out net bought ≈ $1.7m (+228.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $7.66.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 51Q4 22: 52Q1 23: 53Q2 23: 50Q3 23: 51Q4 23: 56Q1 24: 5353Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202251
Q4 202252
Q1 202353
Q2 202350
Q3 202351
Q4 202356
Q1 202453

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 26 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 29 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 29 cut or sold outQ2 23Q3 23: 26 bought or addedQ3 23: 23 cut or sold outQ3 23Q4 23: 25 bought or addedQ4 23: 25 cut or sold outQ4 23Q1 24: 31 bought or addedQ1 24: 22 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222622
Q1 20231929
Q2 20232229
Q3 20232623
Q4 20232525
Q1 20243122

Biggest buyers

MORGAN STANLEY Added +103,104+103.1k
Pathstone Holdings, LLC Added +65,210+65.2k
UBS Group AG Added +51,938+51.9k
WELLS FARGO & COMPANY/MN Added +39,228+39.2k
ENVESTNET ASSET MANAGEMENT INC Added +35,083+35.1k
Invesco Ltd. Added +30,959+31.0k
FLAGSHIP HARBOR ADVISORS, LLC Added +28,989+29.0k
Walleye Capital LLC Added +26,607+26.6k
Advisors Asset Management, Inc. Added +23,560+23.6k
Laird Norton Wetherby Wealth Management, LLC New +22,449+22.4k

Biggest sellers

AQR Arbitrage LLC Reduced -83,286-83.3k
Hennion & Walsh Asset Management, Inc. Sold out -71,762-71.8k
SIT INVESTMENT ASSOCIATES INC Reduced -40,000-40.0k
GUGGENHEIM CAPITAL LLC Reduced -35,992-36.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -13,023-13.0k
Rockefeller Capital Management L.P. Reduced -12,087-12.1k
NOMURA HOLDINGS INC Sold out -11,542-11.5k
SFI Advisors, LLC Sold out -10,794-10.8k
Cetera Advisor Networks LLC Sold out -10,020-10.0k
Collaborative Wealth Managment Inc. Reduced -5,363-5.4k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FLAGSHIP HARBOR ADVISORS, LLC 0.48% of their portfolio BOSTON, MA 983,291983.3k $7.5m $7.5m 0.48% Added +29.0k +28,989
2 Pathstone Holdings, LLC 0.03% of their portfolio ENGLEWOOD, NJ 930,320930.3k $7.1m $7.1m 0.03% Added +65.2k +65,210
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 894,522894.5k $6.9m $6.9m 0.00% Added +51.9k +51,938
4 SIT INVESTMENT ASSOCIATES INC 0.15% of their portfolio Minneapolis, MN 848,221848.2k $6.5m $6.5m 0.15% Reduced -40.0k -40,000
5 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 503,543503.5k $3.9m $3.9m 0.03% Reduced -36.0k -35,992
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 493,825493.8k $3.8m $3.8m 0.00% Added +31.0k +30,959
7 Foundations Investment Advisors, LLC 0.10% of their portfolio PHOENIX, AZ 484,421484.4k $3.7m $3.7m 0.10% Added +15.8k +15,837
8 Advisors Asset Management, Inc. 0.05% of their portfolio Monument, CO 328,216328.2k $2.5m $2.5m 0.05% Added +23.6k +23,560
9 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 316,326316.3k $2.4m $2.4m 0.00% Added +103.1k +103,104
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 268,982269.0k $2.1m $2.1m 0.00% Added +39.2k +39,228
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 181,451181.5k $1.4m $1.4m 0.00% Added +35.1k +35,083
12 Capital Investment Advisors, LLC 0.03% of their portfolio ATLANTA, GA 175,126175.1k $1.3m $1.3m 0.03% Reduced -295 -295
13 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 131,531131.5k $1.0m $1.0m 0.01% Reduced -4.6k -4,621
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 119,732119.7k $917.1k $917.1k 0.00% Added +895 +895
15 AQR Arbitrage LLC 0.02% of their portfolio Greenwich, CT 88,44388.4k $677.5k $677.5k 0.02% Reduced -83.3k -83,286
16 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 81,47081.5k $624.1k $624.1k 0.00% Reduced -12.1k -12,087
17 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 79,90479.9k $612.1k $612.1k 0.01% Reduced -2.7k -2,696
18 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 66,75466.8k $511.3k $511.3k 0.00% Added +391 +391
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 54,59954.6k $418.2k $418.2k 0.00% Added +2.7k +2,681
20 Shaker Financial Services, LLC 0.15% of their portfolio Arlington, VA 52,18252.2k $399.7k $399.7k 0.15% Added +5.1k +5,146
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 44,94344.9k $344.0k $344.0k 0.00% Reduced -5.3k -5,294
22 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 42,36542.4k $324.5k $324.5k 0.00% Added +15.0k +15,000
23 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 39,04439.0k $299.1k $299.1k 0.00% Added +21.4k +21,355
24 MRA Advisory Group 0.17% of their portfolio PARSIPPANY, NJ 37,69437.7k $288.7k $288.7k 0.17% Added +9.8k +9,770
25 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 37,58137.6k $287.9k $287.9k 0.00% Added +26.6k +26,607
26 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio Englewood, NJ 33,61133.6k $257.5k $257.5k 0.02% Added +15.4k +15,423
27 Compound Planning, Inc. 0.02% of their portfolio NEW YORK, NY 29,91329.9k $229.1k $229.1k 0.02% Reduced -1.6k -1,573
28 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 24,56824.6k $188.2k $188.2k 0.02% Added +3.1k +3,053
29 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 24,51124.5k $188.0k $188.0k 0.00% Reduced -679 -679
30 Laird Norton Wetherby Wealth Management, LLC 0.01% of their portfolio Seattle, WA 22,44922.4k $172.0k $172.0k 0.01% New
31 INTEGRATED CAPITAL MANAGEMENT, INC. 0.14% of their portfolio JESSUP, PA 21,80421.8k $167.0k $167.0k 0.14% Added +69 +69
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 20,14920.1k $154.3k $154.3k 0.00% Added +5.5k +5,479
33 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 20,00020.0k $153.2k $153.2k 0.00% Unchanged
34 Collaborative Wealth Managment Inc. 0.07% of their portfolio LAKE MARY, FL 17,47717.5k $133.9k $133.9k 0.07% Reduced -5.4k -5,363
35 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 11,82611.8k $90.6k $90.6k 0.00% Added +128 +128
36 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 10,63410.6k $81.5k $81.5k 0.00% Added +174 +174
37 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,48910.5k $80.0k $80.0k 0.00% New
38 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 10,00010.0k $76.6k $76.6k 0.00% Unchanged
39 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 8,6928.7k $66.6k $66.6k 0.00% New
40 Anfield Capital Management, LLC 0.03% of their portfolio IRVINE, CA 7,6077.6k $58.3k $58.3k 0.03% New
41 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 5,0715.1k $38.8k $38.8k 0.00% Added +15 +15
42 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 4,4824.5k $34.3k $34.3k 0.00% Unchanged
43 BARRETT & COMPANY, INC. 0.01% of their portfolio PROVIDENCE, RI 3,5003.5k $26.8k $26.8k 0.01% Unchanged
44 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 2,8552.9k $21.9k $21.9k 0.00% Reduced -2 -2
45 Gen-Wealth Partners Inc 0.01% of their portfolio ZEELAND, MI 2,1152.1k $16.2k $16.2k 0.01% First filing
46 FMR LLC 0.00% of their portfolio BOSTON, MA 705705 $5.4k $5.4k 0.00% New
47 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 700700 $5.4k $5.4k 0.00% Unchanged
48 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 503503 $3.9k $3.9k 0.00% Unchanged
49 Atlantic Edge Private Wealth Management, LLC 0.00% of their portfolio JACKSONVILLE, FL 500500 $3.8k $3.8k 0.00% New
50 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 350350 $2.7k $2.7k 0.00% Unchanged
51 COMERICA BANK 0.00% of their portfolio DALLAS, TX 300300 $2.3k $2.3k 0.00% Unchanged
52 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 6161 $467 $467 0.00% New
53 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged