Vault-13

PIONEER HIGH INCOME FUND INC XPHTX

COM · Closed-End Fund · CUSIP 72369H106

50 institutional holders -3 vs Q1 2023
7,068,9697.1m shares reported held*
$47.5mreported value*
6 new 16 added 19 reduced 10 sold out net bought ≈ $5.0m (+747.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $6.72.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 51Q4 22: 52Q1 23: 53Q2 23: 5050Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202251
Q4 202252
Q1 202353
Q2 202350

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 26 bought or addedQ4 22: 22 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 29 cut or sold outQ1 23Q2 23: 22 bought or addedQ2 23: 29 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20222622
Q1 20231929
Q2 20232229

Biggest buyers

FLAGSHIP HARBOR ADVISORS, LLC Added +455,103+455.1k
Foundations Investment Advisors, LLC New +363,134+363.1k
MORGAN STANLEY Added +205,022+205.0k
UBS Group AG Added +108,099+108.1k
ROBINSON CAPITAL MANAGEMENT, LLC New +76,528+76.5k
GUGGENHEIM CAPITAL LLC Added +55,488+55.5k
SIT INVESTMENT ASSOCIATES INC Added +54,101+54.1k
AQR Arbitrage LLC Added +45,543+45.5k
Invesco Ltd. Added +17,324+17.3k
Creative Planning New +10,393+10.4k

Biggest sellers

Saba Capital Management, L.P. Reduced -165,690-165.7k
Shaker Financial Services, LLC Reduced -146,871-146.9k
COHEN & STEERS, INC. Sold out -133,405-133.4k
Logan Stone Capital, LLC Sold out -75,983-76.0k
WOLVERINE ASSET MANAGEMENT LLC Reduced -44,418-44.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -23,773-23.8k
NOMURA HOLDINGS INC Sold out -15,000-15.0k
JANE STREET GROUP, LLC Sold out -13,469-13.5k
Thrivent Financial for Lutherans Reduced -11,900-11.9k
BANK OF AMERICA CORP /DE/ Reduced -8,029-8.0k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: Almitas Capital LLC (0.0%, 2025-11-14)

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FLAGSHIP HARBOR ADVISORS, LLC 0.64% of their portfolio BOSTON, MA 1,155,2411.2m $7.8m $7.8m 0.64% Added +455.1k +455,103
2 SIT INVESTMENT ASSOCIATES INC 0.15% of their portfolio Minneapolis, MN 868,975869.0k $5.8m $5.8m 0.15% Added +54.1k +54,101
3 UBS Group AG 0.00% of their portfolio ZURICH, V8 791,213791.2k $5.3m $5.3m 0.00% Added +108.1k +108,099
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 636,021636.0k $4.3m $4.3m 0.00% Added +205.0k +205,022
5 GUGGENHEIM CAPITAL LLC 0.03% of their portfolio CHICAGO, IL 557,719557.7k $3.7m $3.7m 0.03% Added +55.5k +55,488
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 444,762444.8k $3.0m $3.0m 0.00% Added +17.3k +17,324
7 Foundations Investment Advisors, LLC 0.08% of their portfolio PHOENIX, AZ 363,134363.1k $2.4m $2.4m 0.08% New
8 Shaker Financial Services, LLC 1.02% of their portfolio Arlington, VA 348,092348.1k $2.3m $2.3m 1.02% Reduced -146.9k -146,871
9 Advisors Asset Management, Inc. 0.03% of their portfolio Monument, CO 192,832192.8k $1.3m $1.3m 0.03% Reduced -187 -187
10 AQR Arbitrage LLC 0.05% of their portfolio Greenwich, CT 186,686186.7k $1.3m $1.3m 0.05% Added +45.5k +45,543
11 Capital Investment Advisors, LLC 0.04% of their portfolio ATLANTA, GA 177,961178.0k $1.2m $1.2m 0.04% Reduced -1.8k -1,805
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 141,235141.2k $949.1k $949.1k 0.00% Reduced -818 -818
13 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 130,320130.3k $876.0k $876.0k 0.01% Reduced -3.1k -3,053
14 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 113,119113.1k $760.2k $760.2k 0.00% Added +9.8k +9,810
15 Hennion & Walsh Asset Management, Inc. 0.04% of their portfolio Parsippany, NJ 109,370109.4k $735.0k $735.0k 0.04% Reduced -1.4k -1,446
16 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 86,80086.8k $583.3k $583.3k 0.01% Reduced -200 -200
17 ROBINSON CAPITAL MANAGEMENT, LLC 0.23% of their portfolio GROSSE POINTE FARMS, MI 76,52876.5k $515.9k $515.9k 0.23% New
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 70,09070.1k $471.0k $471.0k 0.00% Reduced -278 -278
19 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 64,93464.9k $436.4k $436.4k 0.00% Reduced -441 -441
20 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 59,70159.7k $401.2k $401.2k 0.00% First filing
21 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 53,77853.8k $361.4k $361.4k 0.00% Reduced -8.0k -8,029
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 52,81752.8k $355.0k $355.0k 0.00% Reduced -770 -770
23 Compound Planning, Inc. 0.10% of their portfolio NEW YORK, NY 32,86832.9k $220.9k $220.9k 0.10% Unchanged
24 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 32,27532.3k $216.9k $216.9k 0.00% Added +122 +122
25 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 28,10428.1k $189.0k $189.0k 0.00% Reduced -184 -184
26 MRA Advisory Group 0.13% of their portfolio PARSIPPANY, NJ 27,46827.5k $184.6k $184.6k 0.13% Added +8.4k +8,354
27 Matisse Capital 0.11% of their portfolio PORTLAND, OR 27,06427.1k $181.9k $181.9k 0.11% Unchanged
28 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 26,61526.6k $179.0k $179.0k 0.00% Reduced -11.9k -11,900
29 Collaborative Wealth Managment Inc. 0.10% of their portfolio LAKE MARY, FL 25,39925.4k $170.7k $170.7k 0.10% Reduced -43 -43
30 INTEGRATED CAPITAL MANAGEMENT, INC. 0.14% of their portfolio JESSUP, PA 23,18323.2k $155.8k $155.8k 0.14% Added +5.2k +5,192
31 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 21,09521.1k $141.8k $141.8k 0.00% Reduced -1.0k -1,047
32 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 20,00020.0k $134.4k $134.4k 0.00% Unchanged
33 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 17,84917.8k $119.9k $119.9k 0.02% Unchanged
34 Saba Capital Management, L.P. 0.00% of their portfolio NEW YORK, NY 16,55916.6k $111.3k $111.3k 0.00% Reduced -165.7k -165,690
35 LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.01% of their portfolio Englewood, NJ 14,71514.7k $98.9k $98.9k 0.01% Reduced -6.6k -6,574
36 SFI Advisors, LLC 0.08% of their portfolio Montclair, NJ 13,02013.0k $87.5k $87.5k 0.08% Unchanged
37 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,72211.7k $78.8k $78.8k 0.00% Reduced -72 -72
38 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 11,34411.3k $76.2k $76.2k 0.00% Added +207 +207
39 Clear Creek Financial Management, LLC 0.01% of their portfolio SILVERDALE, WA 10,55010.6k $70.9k $70.9k 0.01% Added +500 +500
40 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 10,39310.4k $69.8k $69.8k 0.00% New
41 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 4,4824.5k $30.1k $30.1k 0.00% Added +151 +151
42 BARRETT & COMPANY, INC. 0.02% of their portfolio PROVIDENCE, RI 4,0004.0k $26.9k $26.9k 0.02% Unchanged
43 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 2,8802.9k $19.4k $19.4k 0.01% Unchanged
44 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,0002.0k $13.4k $13.4k 0.00% Added +1.3k +1,300
45 Coppell Advisory Solutions LLC 0.00% of their portfolio COPPELL, TX 1,5251.5k $10.2k $10.2k 0.00% New
46 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,0061.0k $8.1k $8.1k 0.00% Added +503 +503
47 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 916916 $6.2k $6.2k 0.00% New
48 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 591591 $4.0k $4.0k 0.00% Reduced -44.4k -44,418
49 CWM, LLC 0.00% of their portfolio OMAHA, NE 1818 $0 $0 0.00% New
50 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged