Vault-13

PIONEER DIVERSIFIED HIGH INC XHNWX

COM · Closed-End Fund · CUSIP 723653101

26 institutional holders +1 vs Q1 2024
2,512,3662.5m shares reported held*
$29.3mreported value*
1 new 10 added 10 reduced 0 sold out net sold ≈ $1.4m (-120.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $11.68.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 28Q4 22: 30Q1 23: 31Q2 23: 32Q3 23: 31Q4 23: 24Q1 24: 25Q2 24: 2626Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202228
Q4 202230
Q1 202331
Q2 202332
Q3 202331
Q4 202324
Q1 202425
Q2 202426

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 11 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 18 bought or addedQ1 23: 11 cut or sold outQ2 23: 18 bought or addedQ2 23: 16 cut or sold outQ2 23Q3 23: 18 bought or addedQ3 23: 11 cut or sold outQ4 23: 9 bought or addedQ4 23: 16 cut or sold outQ4 23Q1 24: 13 bought or addedQ1 24: 8 cut or sold outQ2 24: 11 bought or addedQ2 24: 10 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221117
Q1 20231811
Q2 20231816
Q3 20231811
Q4 2023916
Q1 2024138
Q2 20241110

Biggest buyers

Advisors Asset Management, Inc. New +50,957+51.0k
UBS Group AG Added +20,555+20.6k
ENVESTNET ASSET MANAGEMENT INC Added +19,797+19.8k
AMERIPRISE FINANCIAL INC Added +8,646+8.6k
Clear Creek Financial Management, LLC Added +2,480+2.5k
RAYMOND JAMES & ASSOCIATES Added +2,326+2.3k
CHOREO, LLC Added +1,663+1.7k
NewEdge Advisors, LLC Added +1,626+1.6k
OSAIC HOLDINGS, INC. Added +1,410+1.4k
Spire Wealth Management Added +109+109

Biggest sellers

SIT INVESTMENT ASSOCIATES INC Reduced -139,695-139.7k
Shaker Financial Services, LLC Reduced -35,303-35.3k
Karpus Management, Inc. Reduced -18,686-18.7k
MORGAN STANLEY Reduced -15,299-15.3k
Raymond James Financial Services Advisors, Inc. Reduced -5,828-5.8k
Thomas J. Herzfeld Advisors, Inc. Reduced -5,595-5.6k
WELLS FARGO & COMPANY/MN Reduced -4,146-4.1k
Sterneck Capital Management, LLC Reduced -2,670-2.7k
Focus Partners Wealth Reduced -1,629-1.6k
Kovack Advisors, Inc. Reduced -1,085-1.1k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
ABSOLUTE INVESTMENT ADVISERS, LLC 13G · institution new · filed 2025-09-25 14.8% new 1.2m 2025-09-25

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Karpus Management, Inc. 0.39% of their portfolio Pittsford, NY 1,194,5541.2m $14.0m $14.0m 0.39% Reduced -18.7k -18,686
2 SIT INVESTMENT ASSOCIATES INC 0.09% of their portfolio Minneapolis, MN 327,537327.5k $3.8m $3.8m 0.09% Reduced -139.7k -139,695
3 Thomas J. Herzfeld Advisors, Inc. 0.75% of their portfolio MIAMI BEACH, FL 182,487182.5k $2.1m $2.1m 0.75% Reduced -5.6k -5,595
4 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 162,106162.1k $1.9m $1.9m 0.00% Added +19.8k +19,797
5 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 125,954126.0k $1.5m $1.5m 0.00% Added +8.6k +8,646
6 Shaker Financial Services, LLC 0.33% of their portfolio Arlington, VA 68,96269.0k $805.4k $805.4k 0.33% Reduced -35.3k -35,303
7 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 57,95458.0k $676.8k $676.8k 0.00% Reduced -5.8k -5,828
8 Advisors Asset Management, Inc. 0.01% of their portfolio Monument, CO 50,95751.0k $595.1k $595.1k 0.01% New
9 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 42,68342.7k $498.5k $498.5k 0.00% Added +1.6k +1,626
10 Sterneck Capital Management, LLC 0.26% of their portfolio KANSAS CITY, MO 38,78038.8k $452.9k $452.9k 0.26% Reduced -2.7k -2,670
11 CHOREO, LLC 0.01% of their portfolio ROCKFORD, IL 34,28834.3k $399.3k $399.3k 0.01% Added +1.7k +1,663
12 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 29,83529.8k $348.4k $348.4k 0.00% Added +2.3k +2,326
13 UBS Group AG 0.00% of their portfolio ZURICH, V8 28,77628.8k $336.1k $336.1k 0.00% Added +20.6k +20,555
14 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 26,17626.2k $305.7k $305.7k 0.00% Added +1.4k +1,410
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 23,98424.0k $280.1k $280.1k 0.00% Reduced -4.1k -4,146
16 Clear Creek Financial Management, LLC 0.03% of their portfolio SILVERDALE, WA 19,27019.3k $225.1k $225.1k 0.03% Added +2.5k +2,480
17 AEGON USA Investment Management, LLC 0.18% of their portfolio CEDAR RAPIDS, IA 19,26019.3k $224.9k $224.9k 0.18% Unchanged
18 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 16,66816.7k $195.0k $195.0k 0.00% Reduced -1.6k -1,629
19 Kovack Advisors, Inc. 0.02% of their portfolio FT. LAUDERDALE, FL 13,04213.0k $152.3k $152.3k 0.02% Reduced -1.1k -1,085
20 Dakota Wealth Management 0.00% of their portfolio PALM BEACH GARDENS, FL 12,65012.7k $147.7k $147.7k 0.00% Unchanged
21 NWF Advisory Services Inc. 0.02% of their portfolio Los Angeles, CA 11,20011.2k $130.8k $130.8k 0.02% Unchanged
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 11,14811.1k $130.0k $130.0k 0.00% Unchanged
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 8,5158.5k $99.5k $99.5k 0.00% Reduced -15.3k -15,299
24 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 4,5784.6k $53.5k $53.5k 0.00% Added +109 +109
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 1,0021.0k $11.7k $11.7k 0.00% Added +24 +24
26 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged