PIONEER DIVERSIFIED HIGH INC XHNWX
COM · Closed-End Fund · CUSIP 723653101
32
institutional holders
+1 vs Q1 2023
2.2m
shares reported held*
$21.8mreported value*
7 new
11 added
10 reduced
6 sold out
net bought ≈ $5.8m (+570.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($111.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.09.
Trends to Q2 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 28 |
| Q4 2022 | 30 |
| Q1 2023 | 31 |
| Q2 2023 | 32 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 11 | 17 |
| Q1 2023 | 18 | 11 |
| Q2 2023 | 18 | 16 |
Biggest buyers
| Karpus Management, Inc. | Added | +509.6k |
| Logan Stone Capital, LLC | Added | +62.9k |
| Saba Capital Management, L.P. | New | +58.0k |
| SIT INVESTMENT ASSOCIATES INC | Added | +35.7k |
| HighTower Advisors, LLC | New | +18.4k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. | New | +15.1k |
| Thomas J. Herzfeld Advisors, Inc. | New | +12.9k |
| Dakota Wealth Management | New | +11.0k |
| WOLVERINE ASSET MANAGEMENT LLC | Added | +7.7k |
| AMERIPRISE FINANCIAL INC | Added | +1.1k |
Biggest sellers
| Advisors Asset Management, Inc. | Sold out | -43.5k |
| COHEN & STEERS, INC. | Sold out | -43.3k |
| GUGGENHEIM CAPITAL LLC | Reduced | -22.8k |
| AEGON USA Investment Management, LLC | Reduced | -19.3k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -13.1k |
| Invesco Ltd. | Reduced | -7.5k |
| WELLS FARGO & COMPANY/MN | Reduced | -3.8k |
| MORGAN STANLEY | Reduced | -3.4k |
| Worth Asset Management, LLC | Sold out | -2.1k |
| Shaker Financial Services, LLC | Reduced | -1.7k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| ABSOLUTE INVESTMENT ADVISERS, LLC 13G · institution new · filed 2025-09-25 | 14.8% |
Holders, Q2 2023
| Manager | Shares | Change |
|---|---|---|
| Karpus Management, Inc. 0.24% of their portfolio | 754.1k $7.6m | Added +509.6k |
| SIT INVESTMENT ASSOCIATES INC 0.09% of their portfolio | 346.9k $3.5m | Added +35.7k |
| Shaker Financial Services, LLC 1.05% of their portfolio | 237.1k $2.4m | Reduced -1.7k |
| WOLVERINE ASSET MANAGEMENT LLC 0.02% of their portfolio | 124.9k $1.3m | Added +7.7k |
| Logan Stone Capital, LLC 0.42% of their portfolio | 122.4k $1.2m | Added +62.9k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 97.3k $982.7k | Added +1.1k |
| Saba Capital Management, L.P. 0.02% of their portfolio | 58.0k $585.4k | New |
| Sterneck Capital Management, LLC 0.34% of their portfolio | 54.1k $546.8k | Reduced -313 |
| NewEdge Advisors, LLC 0.01% of their portfolio | 53.1k $536.3k | Reduced -300 |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 52.4k $529.3k | Added +368 |
| GUGGENHEIM CAPITAL LLC 0.00% of their portfolio | 34.8k $351.7k | Reduced -22.8k |
| COLONY GROUP LLC 0.00% of their portfolio | 30.2k $305.0k | Reduced -1.0k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 22.2k $224.4k | Reduced -3.8k |
| AEGON USA Investment Management, LLC 0.11% of their portfolio | 19.3k $194.5k | Reduced -19.3k |
| HighTower Advisors, LLC 0.00% of their portfolio | 18.4k $170.0k | New |
| Clear Creek Financial Management, LLC 0.03% of their portfolio | 18.4k $185.4k | Added +500 |
| Invesco Ltd. 0.00% of their portfolio | 17.1k $172.6k | Reduced -7.5k |
| LANDSCAPE CAPITAL MANAGEMENT, L.L.C. 0.02% of their portfolio | 15.1k $152.5k | New |
| Thomas J. Herzfeld Advisors, Inc. 0.05% of their portfolio | 12.9k $129.9k | New |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 11.8k $119.2k | Unchanged |
| Kovack Advisors, Inc. 0.01% of their portfolio | 11.5k $115.8k | Added +643 |
| NWF Advisory Services Inc. 0.03% of their portfolio | 11.2k $113.1k | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 11.1k $113.0k | Added +1 |
| Dakota Wealth Management 0.01% of their portfolio | 11.0k $111.4k | New |
| Kingsview Wealth Management, LLC 0.00% of their portfolio | 10.9k $109.6k | Unchanged |
| MORGAN STANLEY 0.00% of their portfolio | 9.9k $100.0k | Reduced -3.4k |
| Spire Wealth Management 0.00% of their portfolio | 3.7k $37.6k | Added +442 |
| UBS Group AG 0.00% of their portfolio | 3.4k $34.2k | Reduced -1.1k |
| CREATIVE FINANCIAL DESIGNS INC /ADV 0.00% of their portfolio | 597 $6.0k | Added +16 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 500 $5.0k | New |
| BESSEMER GROUP INC 0.00% of their portfolio | 271 $3.0k | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |