Vault-13

PIMCO EQUITY SER MFDX

RAFI DYN MULTI · ETP · CUSIP 72202L371

38 institutional holders +4 vs Q4 2024
8,457,2898.5m shares reported held*
$270.6mreported value*
7 new 14 added 10 reduced 2 sold out net bought ≈ $19.8m (+618.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.00.

Trends to Q1 2025

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 13Q4 22: 13Q1 23: 12Q2 23: 21Q3 23: 19Q4 23: 21Q1 24: 27Q2 24: 28Q3 24: 28Q4 24: 34Q1 25: 3838Q3 22Q1 23Q3 23Q1 24Q3 24Q1 25
Numbers
QuarterHolders
Q3 202213
Q4 202213
Q1 202312
Q2 202321
Q3 202319
Q4 202321
Q1 202427
Q2 202428
Q3 202428
Q4 202434
Q1 202538

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 23: 16 bought or addedQ2 23: 5 cut or sold outQ3 23: 11 bought or addedQ3 23: 10 cut or sold outQ3 23Q4 23: 9 bought or addedQ4 23: 11 cut or sold outQ1 24: 18 bought or addedQ1 24: 9 cut or sold outQ1 24Q2 24: 19 bought or addedQ2 24: 10 cut or sold outQ3 24: 13 bought or addedQ3 24: 14 cut or sold outQ3 24Q4 24: 16 bought or addedQ4 24: 15 cut or sold outQ1 25: 21 bought or addedQ1 25: 12 cut or sold outQ1 25
Numbers
QuarterBought or addedCut or sold out
Q2 2023165
Q3 20231110
Q4 2023911
Q1 2024189
Q2 20241910
Q3 20241314
Q4 20241615
Q1 20252112

Biggest buyers

FINANCIAL CONSULATE, INC Added +654,975+655.0k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO New +135,834+135.8k
JPMORGAN CHASE & CO Added +94,385+94.4k
Mariner, LLC Added +23,603+23.6k
Austin Wealth Management, LLC Added +6,892+6.9k
MML INVESTORS SERVICES, LLC New +6,771+6.8k
StoneX Group Inc. New +6,700+6.7k
AQR CAPITAL MANAGEMENT LLC New +6,348+6.3k
Williams & Novak, LLC Added +5,810+5.8k
EQ WEALTH ADVISORS, LLC New +5,317+5.3k

Biggest sellers

Sanctuary Advisors, LLC Sold out -133,830-133.8k
Stratos Investment Management, LLC Reduced -60,209-60.2k
LPL Financial LLC Reduced -57,146-57.1k
Schiavi & Co LLC Reduced -44,324-44.3k
FLOW TRADERS U.S. LLC Reduced -32,992-33.0k
JT Stratford LLC Reduced -6,811-6.8k
WELLS FARGO & COMPANY/MN Reduced -4,361-4.4k
Mainstream Capital Management LLC Sold out -1,333-1.3k
Riverbend Wealth Management, LLC Reduced -1,183-1.2k
McAdam, LLC Reduced -1,073-1.1k

Holders, Q1 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Schiavi & Co LLC 37.89% of their portfolio WILMINGTON, DE 3,230,6943.2m $103.3m $103.3m 37.89% Reduced -44.3k -44,324
2 FINANCIAL CONSULATE, INC 14.94% of their portfolio HUNT VALLEY, MD 1,851,7651.9m $59.2m $59.2m 14.94% Added +655.0k +654,975
3 Stratos Investment Management, LLC 2.08% of their portfolio BEACHWOOD, OH 1,221,8891.2m $39.1m $39.1m 2.08% Reduced -60.2k -60,209
4 Mariner, LLC 0.04% of their portfolio Overland Park, KS 839,425839.4k $26.8m $26.8m 0.04% Added +23.6k +23,603
5 Austin Wealth Management, LLC 1.71% of their portfolio Austin, TX 258,338258.3k $8.5m $8.5m 1.71% Added +6.9k +6,892
6 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 200,278200.3k $6.4m $6.4m 0.01% Added +873 +873
7 IFC Advisors LLC 1.21% of their portfolio LOS ANGELES, CA 180,798180.8k $5.8m $5.8m 1.21% Added +3.0k +3,006
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 135,834135.8k $4.3m $4.3m 0.00% New
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 119,192119.2k $3.8m $3.8m 0.00% Added +94.4k +94,385
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 54,43754.4k $1.7m $1.7m 0.00% Reduced -4.4k -4,361
11 ENTREWEALTH, LLC 1.22% of their portfolio AUSTIN, TX 49,81349.8k $1.6m $1.6m 1.22% Added +2.8k +2,778
12 Williams & Novak, LLC 1.43% of their portfolio WESTLAKE VILLAGE, CA 46,07246.1k $1.5m $1.5m 1.43% Added +5.8k +5,810
13 McAdam, LLC 0.09% of their portfolio Philadelphia, PA 44,25944.3k $1.4m $1.4m 0.09% Reduced -1.1k -1,073
14 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 36,53636.5k $1.2m $1.2m 0.00% Added +1.2k +1,203
15 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 35,33635.3k $1.1m $1.1m 0.01% Added +4.2k +4,209
16 BKM Wealth Management, LLC 0.35% of their portfolio BROOKFIELD, WI 26,27526.3k $840.0k $840.0k 0.35% Added +2.7k +2,719
17 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 18,50718.5k $591.7k $591.7k 0.00% Reduced -57.1k -57,146
18 Moloney Securities Asset Management, LLC 0.06% of their portfolio MANCHESTER, MO 14,88414.9k $475.8k $475.8k 0.06% Reduced -288 -288
19 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 14,72714.7k $471.0k $471.0k 0.02% Reduced -33.0k -32,992
20 Redwood Financial Network Corp 0.33% of their portfolio SOLON, OH 13,58213.6k $434.2k $434.2k 0.33% Reduced -636 -636
21 JT Stratford LLC 0.06% of their portfolio GAINESVILLE, GA 11,03911.0k $352.9k $352.9k 0.06% Reduced -6.8k -6,811
22 L & S Advisors Inc 0.04% of their portfolio Los Angeles, CA 9,6159.6k $307.4k $307.4k 0.04% Unchanged
23 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,7716.8k $216.0k $216.0k 0.00% New
24 StoneX Group Inc. 0.01% of their portfolio NEW YORK, NY 6,7006.7k $214.2k $214.2k 0.01% New
25 Riverbend Wealth Management, LLC 0.18% of their portfolio Myrtle Beach, SC 6,4496.4k $206.2k $206.2k 0.18% Reduced -1.2k -1,183
26 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 6,3486.3k $202.9k $202.9k 0.00% New
27 FARMERS & MERCHANTS INVESTMENTS INC 0.01% of their portfolio LINCOLN, NE 6,0006.0k $191.8k $191.8k 0.01% Unchanged
28 EQ WEALTH ADVISORS, LLC 0.14% of their portfolio DALLAS, TX 5,3175.3k $170.0k $170.0k 0.14% New
29 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,2502.2k $72.0k $72.0k 0.00% Unchanged
30 CWM, LLC 0.00% of their portfolio OMAHA, NE 941941 $30.0k $30.0k 0.00% Added +5 +5
31 FMR LLC 0.00% of their portfolio BOSTON, MA 671671 $21.4k $21.4k 0.00% Added +32 +32
32 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 666666 $22.0k $22.0k 0.00% New
33 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 610610 $19.5k $19.5k 0.00% Added +40 +40
34 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 539539 $17.2k $17.2k 0.00% Unchanged
35 Golden State Wealth Management, LLC 0.00% of their portfolio SANTA ANA, CA 463463 $14.8k $14.8k 0.00% Unchanged
36 Mascoma Wealth Management LLC 0.00% of their portfolio HANOVER, NH 268268 $8.6k $8.6k 0.00% New
37 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $35 $35 0.00% Unchanged
38 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged