Vault-13

PIMCO EQUITY SER MFDX

RAFI DYN MULTI · ETP · CUSIP 72202L371

34 institutional holders +6 vs Q3 2024
7,891,2317.9m shares reported held*
$233.5mreported value*
8 new 8 added 9 reduced 6 sold out net bought ≈ $2.2m (+73.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $29.59.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 13Q4 22: 13Q1 23: 12Q2 23: 21Q3 23: 19Q4 23: 21Q1 24: 27Q2 24: 28Q3 24: 28Q4 24: 3434Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202213
Q4 202213
Q1 202312
Q2 202321
Q3 202319
Q4 202321
Q1 202427
Q2 202428
Q3 202428
Q4 202434

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q1 23: 9 bought or addedQ1 23: 5 cut or sold outQ2 23: 16 bought or addedQ2 23: 5 cut or sold outQ2 23Q3 23: 11 bought or addedQ3 23: 10 cut or sold outQ4 23: 9 bought or addedQ4 23: 11 cut or sold outQ4 23Q1 24: 18 bought or addedQ1 24: 9 cut or sold outQ2 24: 19 bought or addedQ2 24: 10 cut or sold outQ2 24Q3 24: 13 bought or addedQ3 24: 14 cut or sold outQ4 24: 16 bought or addedQ4 24: 15 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 202395
Q2 2023165
Q3 20231110
Q4 2023911
Q1 2024189
Q2 20241910
Q3 20241314
Q4 20241615

Biggest buyers

JANE STREET GROUP, LLC Added +102,703+102.7k
FINANCIAL CONSULATE, INC Added +61,617+61.6k
FLOW TRADERS U.S. LLC New +47,719+47.7k
McAdam, LLC New +45,332+45.3k
Schiavi & Co LLC Added +38,450+38.5k
Private Advisor Group, LLC New +31,127+31.1k
Mariner, LLC Added +30,629+30.6k
LPL Financial LLC Added +25,989+26.0k
Austin Wealth Management, LLC Added +2,333+2.3k
Sanctuary Advisors, LLC Added +2,152+2.2k

Biggest sellers

Stratos Investment Management, LLC Reduced -145,569-145.6k
WELLS FARGO & COMPANY/MN Reduced -79,729-79.7k
JPMORGAN CHASE & CO Reduced -27,383-27.4k
Williams & Novak, LLC Reduced -14,503-14.5k
Stratos Wealth Partners, LTD. Sold out -9,209-9.2k
Advisory Services Network, LLC Sold out -8,296-8.3k
StoneX Group Inc. Sold out -7,596-7.6k
ENVESTNET ASSET MANAGEMENT INC Sold out -7,099-7.1k
MML INVESTORS SERVICES, LLC Sold out -6,783-6.8k
AQR CAPITAL MANAGEMENT LLC Sold out -6,661-6.7k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Schiavi & Co LLC 37.77% of their portfolio WILMINGTON, DE 3,275,0183.3m $96.7m $96.7m 37.77% Added +38.5k +38,450
2 Stratos Investment Management, LLC 2.28% of their portfolio BEACHWOOD, OH 1,282,0981.3m $37.9m $37.9m 2.28% Reduced -145.6k -145,569
3 FINANCIAL CONSULATE, INC 9.38% of their portfolio HUNT VALLEY, MD 1,196,7901.2m $35.4m $35.4m 9.38% Added +61.6k +61,617
4 Mariner, LLC 0.04% of their portfolio Overland Park, KS 815,822815.8k $24.1m $24.1m 0.04% Added +30.6k +30,629
5 Austin Wealth Management, LLC 1.56% of their portfolio Austin, TX 251,446251.4k $7.5m $7.5m 1.56% Added +2.3k +2,333
6 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 199,405199.4k $5.9m $5.9m 0.01% Added +102.7k +102,703
7 IFC Advisors LLC 1.14% of their portfolio LOS ANGELES, CA 177,792177.8k $5.3m $5.3m 1.14% First filing
8 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 133,830133.8k $4.1m $4.1m 0.03% Added +2.2k +2,152
9 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 75,65375.7k $2.2m $2.2m 0.00% Added +26.0k +25,989
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 58,79858.8k $1.7m $1.7m 0.00% Reduced -79.7k -79,729
11 Riggs Capital Management LLC 1.51% of their portfolio AMERICAN FORK, UT 52,19052.2k $1.5m $1.5m 1.51% First filing
12 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 47,71947.7k $1.4m $1.4m 0.06% New
13 ENTREWEALTH, LLC 1.39% of their portfolio AUSTIN, TX 47,03547.0k $1.5m $1.5m 1.39% First filing
14 McAdam, LLC 0.07% of their portfolio Philadelphia, PA 45,33245.3k $1.3m $1.3m 0.07% New
15 Williams & Novak, LLC 1.15% of their portfolio WESTLAKE VILLAGE, CA 40,26240.3k $1.2m $1.2m 1.15% Reduced -14.5k -14,503
16 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 35,33335.3k $1.0m $1.0m 0.00% First filing
17 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 31,12731.1k $919.5k $919.5k 0.01% New
18 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 24,80724.8k $732.8k $732.8k 0.00% Reduced -27.4k -27,383
19 BKM Wealth Management, LLC 0.29% of their portfolio BROOKFIELD, WI 23,55623.6k $695.8k $695.8k 0.29% Added +1.7k +1,688
20 JT Stratford LLC 0.09% of their portfolio GAINESVILLE, GA 17,85017.9k $527.3k $527.3k 0.09% Reduced -1.7k -1,715
21 Moloney Securities Asset Management, LLC 0.06% of their portfolio MANCHESTER, MO 15,17215.2k $448.2k $448.2k 0.06% Reduced -519 -519
22 Redwood Financial Network Corp 0.31% of their portfolio SOLON, OH 14,21814.2k $420.0k $420.0k 0.31% Reduced -86 -86
23 L & S Advisors Inc 0.03% of their portfolio Los Angeles, CA 9,6159.6k $284.0k $284.0k 0.03% Reduced -4.2k -4,184
24 Riverbend Wealth Management, LLC 0.20% of their portfolio Myrtle Beach, SC 7,6327.6k $225.6k $225.6k 0.20% First filing
25 FARMERS & MERCHANTS INVESTMENTS INC 0.01% of their portfolio LINCOLN, NE 6,0006.0k $177.2k $177.2k 0.01% Unchanged
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,2502.2k $66.0k $66.0k 0.00% Reduced -275 -275
27 Mainstream Capital Management LLC 0.03% of their portfolio LOS ANGELES, CA 1,3331.3k $39.4k $39.4k 0.03% New
28 CWM, LLC 0.00% of their portfolio OMAHA, NE 936936 $28.0k $28.0k 0.00% New
29 FMR LLC 0.00% of their portfolio BOSTON, MA 639639 $18.9k $18.9k 0.00% New
30 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 570570 $16.8k $16.8k 0.00% Unchanged
31 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 539539 $16.0k $16.0k 0.00% New
32 Golden State Wealth Management, LLC 0.00% of their portfolio SANTA ANA, CA 463463 $13.7k $13.7k 0.00% First filing
33 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 11 $49 $49 0.00% New
34 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged