Vault-13

PIMCO EQUITY SER MFDX

RAFI DYN MULTI · ETP · CUSIP 72202L371

28 institutional holders +0 vs Q2 2024
7,536,2917.5m shares reported held*
$244.5mreported value*
3 new 10 added 11 reduced 3 sold out net bought ≈ $5.2m (+158.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.44.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 13Q4 22: 13Q1 23: 12Q2 23: 21Q3 23: 19Q4 23: 21Q1 24: 27Q2 24: 28Q3 24: 2828Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202213
Q4 202213
Q1 202312
Q2 202321
Q3 202319
Q4 202321
Q1 202427
Q2 202428
Q3 202428

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q4 22: 5 bought or addedQ4 22: 9 cut or sold outQ1 23: 9 bought or addedQ1 23: 5 cut or sold outQ1 23Q2 23: 16 bought or addedQ2 23: 5 cut or sold outQ3 23: 11 bought or addedQ3 23: 10 cut or sold outQ3 23Q4 23: 9 bought or addedQ4 23: 11 cut or sold outQ1 24: 18 bought or addedQ1 24: 9 cut or sold outQ1 24Q2 24: 19 bought or addedQ2 24: 10 cut or sold outQ3 24: 13 bought or addedQ3 24: 14 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202259
Q1 202395
Q2 2023165
Q3 20231110
Q4 2023911
Q1 2024189
Q2 20241910
Q3 20241314

Biggest buyers

Stratos Investment Management, LLC Added +195,116+195.1k
FINANCIAL CONSULATE, INC Added +94,108+94.1k
Schiavi & Co LLC Added +58,460+58.5k
JANE STREET GROUP, LLC Added +52,122+52.1k
Raymond James Financial Services Advisors, Inc. New +35,679+35.7k
Mariner, LLC Added +28,736+28.7k
LPL Financial LLC Added +20,330+20.3k
WELLS FARGO & COMPANY/MN Added +15,589+15.6k
Stratos Wealth Partners, LTD. New +9,209+9.2k
Austin Wealth Management, LLC Added +7,818+7.8k

Biggest sellers

Sanctuary Advisors, LLC Reduced -188,955-189.0k
FLOW TRADERS U.S. LLC Sold out -75,859-75.9k
Dynamic Advisor Solutions LLC Sold out -63,116-63.1k
JPMORGAN CHASE & CO Reduced -19,750-19.8k
Williams & Novak, LLC Reduced -8,157-8.2k
Redwood Financial Network Corp Reduced -4,257-4.3k
JT Stratford LLC Reduced -3,161-3.2k
AQR CAPITAL MANAGEMENT LLC Reduced -2,819-2.8k
StoneX Group Inc. Reduced -1,330-1.3k
ENVESTNET ASSET MANAGEMENT INC Reduced -917-917

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Schiavi & Co LLC 38.19% of their portfolio WILMINGTON, DE 3,236,5683.2m $105.2m $105.2m 38.19% Added +58.5k +58,460
2 Stratos Investment Management, LLC 3.24% of their portfolio BEACHWOOD, OH 1,427,6671.4m $46.4m $46.4m 3.24% Added +195.1k +195,116
3 FINANCIAL CONSULATE, INC 9.80% of their portfolio HUNT VALLEY, MD 1,135,1731.1m $36.9m $36.9m 9.80% Added +94.1k +94,108
4 Mariner, LLC 0.05% of their portfolio Overland Park, KS 785,193785.2k $25.5m $25.5m 0.05% Added +28.7k +28,736
5 Austin Wealth Management, LLC 1.73% of their portfolio Austin, TX 249,113249.1k $7.9m $7.9m 1.73% Added +7.8k +7,818
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 138,527138.5k $4.5m $4.5m 0.00% Added +15.6k +15,589
7 Sanctuary Advisors, LLC 0.03% of their portfolio INDIANAPOLIS, IN 131,678131.7k $4.0m $4.0m 0.03% Reduced -189.0k -188,955
8 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 96,70296.7k $3.1m $3.1m 0.01% Added +52.1k +52,122
9 Williams & Novak, LLC 1.66% of their portfolio WESTLAKE VILLAGE, CA 54,76554.8k $1.8m $1.8m 1.66% Reduced -8.2k -8,157
10 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 52,19052.2k $1.7m $1.7m 0.00% Reduced -19.8k -19,750
11 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 49,66449.7k $1.6m $1.6m 0.00% Added +20.3k +20,330
12 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 35,67935.7k $1.2m $1.2m 0.00% New
13 BKM Wealth Management, LLC 0.29% of their portfolio BROOKFIELD, WI 21,86821.9k $710.9k $710.9k 0.29% Added +4.8k +4,836
14 JT Stratford LLC 0.11% of their portfolio GAINESVILLE, GA 19,56519.6k $636.1k $636.1k 0.11% Reduced -3.2k -3,161
15 Moloney Securities Asset Management, LLC 0.07% of their portfolio MANCHESTER, MO 15,69115.7k $510.1k $510.1k 0.07% Reduced -62 -62
16 Redwood Financial Network Corp 0.36% of their portfolio SOLON, OH 14,30414.3k $465.0k $465.0k 0.36% Reduced -4.3k -4,257
17 L & S Advisors Inc 0.05% of their portfolio Los Angeles, CA 13,79913.8k $448.6k $448.6k 0.05% Unchanged
18 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 9,2099.2k $299.4k $299.4k 0.00% New
19 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 8,2968.3k $251.1k $251.1k 0.01% Unchanged
20 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 7,5967.6k $246.9k $246.9k 0.02% Reduced -1.3k -1,330
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 7,0997.1k $230.8k $230.8k 0.00% Reduced -917 -917
22 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,7836.8k $221.0k $221.0k 0.00% Reduced -846 -846
23 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 6,6616.7k $216.5k $216.5k 0.00% Reduced -2.8k -2,819
24 FARMERS & MERCHANTS INVESTMENTS INC 0.01% of their portfolio LINCOLN, NE 6,0006.0k $195.1k $195.1k 0.01% New
25 FinTrust Capital Advisors, LLC 0.02% of their portfolio Greenville, SC 3,4063.4k $110.7k $110.7k 0.02% Added +430 +430
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 2,5252.5k $82.0k $82.0k 0.00% Reduced -657 -657
27 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 570570 $18.5k $18.5k 0.00% Unchanged
28 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged