Vault-13

PIMCO EQUITY SER RAFE

RAFI ESG US · ETP · CUSIP 72201T342

43 institutional holders +3 vs Q4 2025
2,080,2552.1m shares reported held*
$86.5mreported value*
8 new 19 added 14 reduced 4 sold out net bought ≈ $8.2m (+197.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $41.60.

Trends to Q1 2026

Institutional holders

Managers reporting a position, each quarter

0204060Q3 22: 16Q4 22: 19Q1 23: 19Q2 23: 17Q3 23: 18Q4 23: 24Q1 24: 22Q2 24: 23Q3 24: 24Q4 24: 25Q1 25: 25Q2 25: 29Q3 25: 30Q4 25: 40Q1 26: 4343Q3 22Q3 23Q3 24Q3 25Q1 26
Numbers
QuarterHolders
Q3 202216
Q4 202219
Q1 202319
Q2 202317
Q3 202318
Q4 202324
Q1 202422
Q2 202423
Q3 202424
Q4 202425
Q1 202525
Q2 202529
Q3 202530
Q4 202540
Q1 202643

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q2 24: 12 bought or addedQ2 24: 10 cut or sold outQ3 24: 11 bought or addedQ3 24: 9 cut or sold outQ3 24Q4 24: 10 bought or addedQ4 24: 12 cut or sold outQ1 25: 14 bought or addedQ1 25: 12 cut or sold outQ1 25Q2 25: 17 bought or addedQ2 25: 10 cut or sold outQ3 25: 19 bought or addedQ3 25: 10 cut or sold outQ3 25Q4 25: 24 bought or addedQ4 25: 13 cut or sold outQ1 26: 27 bought or addedQ1 26: 18 cut or sold outQ1 26
Numbers
QuarterBought or addedCut or sold out
Q2 20241210
Q3 2024119
Q4 20241012
Q1 20251412
Q2 20251710
Q3 20251910
Q4 20252413
Q1 20262718

Biggest buyers

LPL Financial LLC Added +112,864+112.9k
Savant Capital, LLC Added +56,588+56.6k
Mariner, LLC New +30,898+30.9k
CITADEL ADVISORS LLC Added +18,670+18.7k
Capital Analysts, LLC New +18,489+18.5k
Sellwood Investment Partners LLC Added +9,276+9.3k
Bank of New York Mellon Corp New +6,428+6.4k
GenWealth Group, Inc. Added +5,150+5.2k
WELLS FARGO & COMPANY/MN New +4,169+4.2k
HARBOUR INVESTMENTS, INC. New +3,678+3.7k

Biggest sellers

OSAIC HOLDINGS, INC. Reduced -30,995-31.0k
GOLDMAN SACHS GROUP INC Sold out -17,189-17.2k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -6,300-6.3k
NewEdge Advisors, LLC Reduced -5,317-5.3k
TOWNSEND ASSET MANAGEMENT CORP /NC/ /ADV Sold out -4,815-4.8k
Arlington Financial Advisors, LLC Reduced -4,221-4.2k
BANK OF AMERICA CORP /DE/ Reduced -3,746-3.7k
Larson Financial Group LLC Sold out -2,418-2.4k
Northwest Bancshares, Inc. Reduced -1,579-1.6k
Bruce G. Allen Investments, LLC Reduced -1,326-1.3k

Holders, Q1 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Sellwood Investment Partners LLC 8.19% of their portfolio PORTLAND, OR 499,411499.4k $20.8m $20.8m 8.19% Added +9.3k +9,276
2 Savant Capital, LLC 0.05% of their portfolio ROCKFORD, IL 254,719254.7k $10.6m $10.6m 0.05% Added +56.6k +56,588
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 171,016171.0k $7.1m $7.1m 0.00% Added +112.9k +112,864
4 Balanced Rock Investment Advisors LLC 4.35% of their portfolio ROSLINDALE, MA 149,184149.2k $6.2m $6.2m 4.35% Added +1.5k +1,456
5 Arlington Financial Advisors, LLC 0.73% of their portfolio SANTA BARBARA, CA 123,101123.1k $5.1m $5.1m 0.73% Reduced -4.2k -4,221
6 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 113,440113.4k $4.7m $4.7m 0.01% Reduced -6.3k -6,300
7 Northwest Bancshares, Inc. 0.90% of their portfolio WARREN, PA 108,413108.4k $4.5m $4.5m 0.90% Reduced -1.6k -1,579
8 Envestnet Portfolio Solutions, Inc. 0.02% of their portfolio BERWYN, PA 101,475101.5k $4.2m $4.2m 0.02% Added +1.3k +1,273
9 GenWealth Group, Inc. 0.64% of their portfolio Maplewood, NJ 90,15090.2k $3.8m $3.8m 0.64% Added +5.2k +5,150
10 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 66,96067.0k $2.8m $2.8m 0.00% Added +624 +624
11 Financial Insights, Inc. 0.85% of their portfolio TACOMA, WA 63,11263.1k $2.6m $2.6m 0.85% Added +20 +20
12 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 44,18044.2k $1.8m $1.8m 0.01% Reduced -5.3k -5,317
13 Bruce G. Allen Investments, LLC 1.00% of their portfolio DENVER, CO 36,73936.7k $1.5m $1.5m 1.00% Reduced -1.3k -1,326
14 Mariner, LLC 0.00% of their portfolio Overland Park, KS 30,89830.9k $1.3m $1.3m 0.00% New
15 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 26,60726.6k $1.1m $1.1m 0.00% Added +18.7k +18,670
16 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 20,95221.0k $871.9k $871.9k 0.03% Reduced -43 -43
17 Mason & Associates Inc 0.16% of their portfolio LOS ANGELES, CA 20,13820.1k $820.2k $820.2k 0.16% Added +358 +358
18 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 18,48918.5k $769.0k $769.0k 0.02% New
19 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 13,43013.4k $558.8k $558.8k 0.02% Added +46 +46
20 Walkner Condon Financial Advisors LLC 0.07% of their portfolio MADISON, WI 13,28913.3k $553.0k $553.0k 0.07% Added +63 +63
21 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.15% of their portfolio GARDEN CITY, NY 11,56111.6k $481.1k $481.1k 0.15% Reduced -59 -59
22 JNBA Financial Advisors 0.03% of their portfolio BLOOMINGTON, MN 9,3449.3k $388.8k $388.8k 0.03% Reduced -632 -632
23 KWB Wealth 0.04% of their portfolio REDLANDS, CA 8,8618.9k $372.1k $372.1k 0.04% Reduced -846 -846
24 Bond & Devick Financial Network, Inc. 0.09% of their portfolio ST. LOUIS PARK, MN 7,8527.9k $326.7k $326.7k 0.09% Reduced -753 -753
25 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 7,5867.6k $315.7k $315.7k 0.00% Reduced -3.7k -3,746
26 RHS Financial, LLC 0.15% of their portfolio SAN FRANCISCO, CA 7,4537.5k $310.2k $310.2k 0.15% Added +388 +388
27 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 6,4286.4k $267.5k $267.5k 0.00% New
28 Milestone Investment Advisors LLC 0.06% of their portfolio MIDDLETON, WI 5,9566.0k $247.8k $247.8k 0.06% Added +3 +3
29 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 5,5895.6k $232.6k $232.6k 0.00% Added +185 +185
30 Sprinkle Financial Consultants LLC 0.10% of their portfolio LITTLETON, CO 5,3045.3k $220.7k $220.7k 0.10% Added +21 +21
31 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 5,1105.1k $212.6k $212.6k 0.00% Added +21 +21
32 Williams & Novak, LLC 0.16% of their portfolio WESTLAKE VILLAGE, CA 5,0005.0k $208.2k $208.2k 0.16% Unchanged
33 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 4,1694.2k $173.5k $173.5k 0.00% New
34 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 3,8353.8k $159.6k $159.6k 0.01% Added +841 +841
35 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,7003.7k $154.1k $154.1k 0.00% Reduced -1.0k -1,000
36 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 3,6783.7k $153.1k $153.1k 0.00% New
37 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 3,6733.7k $153.0k $153.0k 0.00% New
38 Sankala Group LLC 0.11% of their portfolio LYONS, CO 3,2533.3k $133.8k $133.8k 0.11% Added +847 +847
39 Ascentis Independent Advisors 0.01% of their portfolio DALLAS, TX 2,7452.7k $114.2k $114.2k 0.01% New
40 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,8761.9k $78.1k $78.1k 0.00% Reduced -31.0k -30,995
41 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 1,4531.5k $59.2k $59.2k 0.00% Unchanged
42 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 101101 $4.1k $4.1k 0.00% New
43 BLUELINE ADVISORS LLC 0.00% of their portfolio EXETER, NH 2525 $1.0k $1.0k 0.00% Reduced -175 -175