Vault-13

PIMCO EQUITY SER RAFE

RAFI ESG US · ETP · CUSIP 72201T342

29 institutional holders +4 vs Q1 2025
1,522,9401.5m shares reported held*
$58.1mreported value*
3 new 14 added 10 reduced 0 sold out net bought ≈ $4.5m (+118.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $38.13.

Trends to Q2 2025

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 16Q4 22: 19Q1 23: 19Q2 23: 17Q3 23: 18Q4 23: 24Q1 24: 22Q2 24: 23Q3 24: 24Q4 24: 25Q1 25: 25Q2 25: 2929Q3 22Q2 23Q1 24Q4 24Q2 25
Numbers
QuarterHolders
Q3 202216
Q4 202219
Q1 202319
Q2 202317
Q3 202318
Q4 202324
Q1 202422
Q2 202423
Q3 202424
Q4 202425
Q1 202525
Q2 202529

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
20020Q3 23: 9 bought or addedQ3 23: 7 cut or sold outQ4 23: 11 bought or addedQ4 23: 7 cut or sold outQ4 23Q1 24: 8 bought or addedQ1 24: 11 cut or sold outQ2 24: 12 bought or addedQ2 24: 10 cut or sold outQ2 24Q3 24: 11 bought or addedQ3 24: 9 cut or sold outQ4 24: 10 bought or addedQ4 24: 12 cut or sold outQ4 24Q1 25: 14 bought or addedQ1 25: 12 cut or sold outQ2 25: 17 bought or addedQ2 25: 10 cut or sold outQ2 25
Numbers
QuarterBought or addedCut or sold out
Q3 202397
Q4 2023117
Q1 2024811
Q2 20241210
Q3 2024119
Q4 20241012
Q1 20251412
Q2 20251710

Biggest buyers

Financial Insights, Inc. New +49,333+49.3k
Balanced Rock Investment Advisors LLC Added +40,478+40.5k
CITADEL ADVISORS LLC Added +20,988+21.0k
COMMONWEALTH EQUITY SERVICES, LLC Added +15,037+15.0k
OSAIC HOLDINGS, INC. Added +4,805+4.8k
Sellwood Investment Partners LLC Added +3,678+3.7k
KWB Wealth Added +3,110+3.1k
GenWealth Group, Inc. Added +2,694+2.7k
Arlington Financial Advisors, LLC Added +1,527+1.5k
Smartleaf Asset Management LLC New +1,453+1.5k

Biggest sellers

ROYAL BANK OF CANADA Reduced -10,819-10.8k
BANK OF AMERICA CORP /DE/ Reduced -4,430-4.4k
Northwest Bancshares, Inc. Reduced -3,518-3.5k
NewEdge Advisors, LLC Reduced -2,968-3.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -2,032-2.0k
RHS Financial, LLC Reduced -1,657-1.7k
Bruce G. Allen Investments, LLC Reduced -1,159-1.2k
JNBA Financial Advisors Reduced -649-649
GOLDMAN SACHS GROUP INC Reduced -283-283
AdvisorNet Financial, Inc Reduced -29-29

Holders, Q2 2025

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Sellwood Investment Partners LLC 9.24% of their portfolio PORTLAND, OR 506,863506.9k $19.3m $19.3m 9.24% Added +3.7k +3,678
2 Northwest Bancshares, Inc. 1.07% of their portfolio WARREN, PA 160,941160.9k $6.1m $6.1m 1.07% Reduced -3.5k -3,518
3 Balanced Rock Investment Advisors LLC 4.51% of their portfolio ROSLINDALE, MA 150,806150.8k $5.8m $5.8m 4.51% Added +40.5k +40,478
4 Arlington Financial Advisors, LLC 0.83% of their portfolio SANTA BARBARA, CA 133,098133.1k $5.1m $5.1m 0.83% Added +1.5k +1,527
5 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 118,416118.4k $4.5m $4.5m 0.01% Added +15.0k +15,037
6 GenWealth Group, Inc. 0.64% of their portfolio Maplewood, NJ 83,51783.5k $3.2m $3.2m 0.64% Added +2.7k +2,694
7 Financial Insights, Inc. 0.69% of their portfolio TACOMA, WA 49,33349.3k $1.9m $1.9m 0.69% New
8 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 44,49844.5k $1.7m $1.7m 0.01% Reduced -3.0k -2,968
9 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 43,48443.5k $1.7m $1.7m 0.00% Added +21.0k +20,988
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 38,46438.5k $1.5m $1.5m 0.00% Added +837 +837
11 Bruce G. Allen Investments, LLC 1.09% of their portfolio DENVER, CO 37,79737.8k $1.4m $1.4m 1.09% Reduced -1.2k -1,159
12 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,03427.0k $1.0m $1.0m 0.00% Reduced -2.0k -2,032
13 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 22,40722.4k $854.7k $854.7k 0.00% Added +4.8k +4,805
14 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 20,87420.9k $796.1k $796.1k 0.00% Reduced -283 -283
15 FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio BOSTON, MA 12,57612.6k $479.6k $479.6k 0.02% Added +267 +267
16 FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.19% of their portfolio GARDEN CITY, NY 12,01312.0k $458.2k $458.2k 0.19% Added +124 +124
17 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 11,47011.5k $437.5k $437.5k 0.00% Reduced -4.4k -4,430
18 JNBA Financial Advisors 0.04% of their portfolio BLOOMINGTON, MN 10,42710.4k $397.7k $397.7k 0.04% Reduced -649 -649
19 KWB Wealth 0.04% of their portfolio REDLANDS, CA 8,8838.9k $322.7k $322.7k 0.04% Added +3.1k +3,110
20 RHS Financial, LLC 0.19% of their portfolio SAN FRANCISCO, CA 8,8678.9k $338.2k $338.2k 0.19% Reduced -1.7k -1,657
21 Bond & Devick Financial Network, Inc. 0.09% of their portfolio ST. LOUIS PARK, MN 7,2397.2k $276.1k $276.1k 0.09% Added +1.2k +1,235
22 Milestone Investment Advisors LLC 0.06% of their portfolio MIDDLETON, WI 5,9275.9k $226.1k $226.1k 0.06% Added +2 +2
23 AdvisorNet Financial, Inc 0.01% of their portfolio MINNETONKA, MN 2,9863.0k $113.9k $113.9k 0.01% Reduced -29 -29
24 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 2,3972.4k $91.4k $91.4k 0.00% Added +12 +12
25 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 1,4531.5k $54.9k $54.9k 0.00% New
26 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 530530 $20.2k $20.2k 0.00% First filing
27 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 332332 $12.7k $12.7k 0.00% New
28 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 308308 $12.0k $12.0k 0.00% Reduced -10.8k -10,819
29 CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio BIRMINGHAM, AL 00 $0 $0 — Unchanged