PIMCO EQUITY SER RAFE
RAFI ESG US · ETP · CUSIP 72201T342
24
institutional holders
+6 vs Q3 2023
792.0k
shares reported held*
$25.8mreported value*
4 new
7 added
7 reduced
0 sold out
net bought ≈ $1.1m (+34.5k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $32.52.
Trends to Q4 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 16 |
| Q4 2022 | 19 |
| Q1 2023 | 19 |
| Q2 2023 | 17 |
| Q3 2023 | 18 |
| Q4 2023 | 24 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 6 | 7 |
| Q1 2023 | 12 | 6 |
| Q2 2023 | 9 | 7 |
| Q3 2023 | 9 | 7 |
| Q4 2023 | 11 | 7 |
Biggest buyers
| COMMONWEALTH EQUITY SERVICES, LLC | New | +32.2k |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC | New | +12.9k |
| FLAGSHIP HARBOR ADVISORS, LLC | New | +7.1k |
| BANK OF AMERICA CORP /DE/ | Added | +3.3k |
| Arlington Financial Advisors, LLC | Added | +3.2k |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO | New | +900 |
| UBS Group AG | Added | +94 |
| Milestone Investment Advisors LLC | Added | +64 |
| OSAIC HOLDINGS, INC. | Added | +24 |
| Larson Financial Group LLC | Added | +11 |
Biggest sellers
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | -11.2k |
| RHS Financial, LLC | Reduced | -5.4k |
| Financial Insights, Inc. | Reduced | -3.2k |
| Northwest Bancshares, Inc. | Reduced | -2.5k |
| GenWealth Group, Inc. | Reduced | -1.8k |
| ROYAL BANK OF CANADA | Reduced | -793 |
| JNBA Financial Advisors | Reduced | -306 |
Holders, Q4 2023
| Manager | Shares | Change |
|---|---|---|
| Northwest Bancshares, Inc. 1.25% of their portfolio | 210.2k $6.8m | Reduced -2.5k |
| Arlington Financial Advisors, LLC 1.19% of their portfolio | 122.4k $4.0m | Added +3.2k |
| Balanced Rock Investment Advisors LLC 3.08% of their portfolio | 106.5k $3.5m | First filing |
| GenWealth Group, Inc. 0.78% of their portfolio | 86.4k $2.8m | Reduced -1.8k |
| Bruce G. Allen Investments, LLC 1.28% of their portfolio | 43.3k $1.4m | First filing |
| JNBA Financial Advisors 0.15% of their portfolio | 41.1k $1.3m | Reduced -306 |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 32.2k $1.0m | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 26.1k $848.6k | Reduced -11.2k |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 21.9k $710.7k | Unchanged |
| RHS Financial, LLC 0.44% of their portfolio | 21.5k $700.6k | Reduced -5.4k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 21.0k $682.6k | Added +24 |
| FLYNN ZITO CAPITAL MANAGEMENT, LLC 0.28% of their portfolio | 12.9k $418.3k | New |
| Milestone Investment Advisors LLC 0.08% of their portfolio | 8.6k $278.7k | Added +64 |
| Financial Insights, Inc. 0.09% of their portfolio | 8.6k $278.4k | Reduced -3.2k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 7.5k $245.0k | Reduced -793 |
| FLAGSHIP HARBOR ADVISORS, LLC 0.02% of their portfolio | 7.1k $231.1k | New |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 4.2k $137.6k | Added +3.3k |
| AdvisorNet Financial, Inc 0.01% of their portfolio | 3.4k $111.6k | Added +5 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 3.3k $105.9k | Unchanged |
| Larson Financial Group LLC 0.01% of their portfolio | 2.3k $75.8k | Added +11 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 900 $29.3k | New |
| Global Retirement Partners, LLC 0.00% of their portfolio | 545 $17.6k | Unchanged |
| UBS Group AG 0.00% of their portfolio | 105 $3.4k | Added +94 |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |