Vault-13

PIMCO ETF TR ZROZ

25YR+ ZERO U S · ETP · CUSIP 72201R882

142 institutional holders +8 vs Q3 2024
10,544,91510.5m shares reported held*
$724.8mreported value*
27 new 42 added 46 reduced 28 sold out net bought ≈ $69.9m (+1.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($26.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $68.73. Options: 3 managers hold calls ($8.1m notional), 5 hold puts ($9.9m).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 79Q4 22: 101Q1 23: 105Q2 23: 113Q3 23: 113Q4 23: 121Q1 24: 107Q2 24: 120Q3 24: 134Q4 24: 142142Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 202279
Q4 2022101
Q1 2023105
Q2 2023113
Q3 2023113
Q4 2023121
Q1 2024107
Q2 2024120
Q3 2024134
Q4 2024142

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 60 bought or addedQ1 23: 48 cut or sold outQ2 23: 75 bought or addedQ2 23: 39 cut or sold outQ2 23Q3 23: 64 bought or addedQ3 23: 54 cut or sold outQ4 23: 73 bought or addedQ4 23: 50 cut or sold outQ4 23Q1 24: 51 bought or addedQ1 24: 63 cut or sold outQ2 24: 71 bought or addedQ2 24: 42 cut or sold outQ2 24Q3 24: 75 bought or addedQ3 24: 56 cut or sold outQ4 24: 69 bought or addedQ4 24: 74 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20236048
Q2 20237539
Q3 20236454
Q4 20237350
Q1 20245163
Q2 20247142
Q3 20247556
Q4 20246974

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ1 24 calls: $10.6mQ1 24 puts: $11.2mQ1 24P/C 1.05Q2 24 calls: $10.0mQ2 24 puts: $10.6mQ2 24P/C 1.06Q3 24 calls: $17.1mQ3 24 puts: $38.8mQ3 24P/C 2.27Q4 24 calls: $8.1mQ4 24 puts: $9.9mQ4 24P/C 1.22
Numbers
QuarterCallsPutsP/C
Q1 2024$10.6m$11.2m1.05
Q2 2024$10.0m$10.6m1.06
Q3 2024$17.1m$38.8m2.27
Q4 2024$8.1m$9.9m1.22

Biggest buyers

RWA WEALTH PARTNERS, LLC New +781,150+781.1k
BENJAMIN EDWARDS INC New +505,170+505.2k
STIFEL FINANCIAL CORP Added +451,413+451.4k
Mirae Asset Global Investments Co., Ltd. Added +300,071+300.1k
ENVESTNET ASSET MANAGEMENT INC Added +245,509+245.5k
RiverFront Investment Group, LLC Added +222,038+222.0k
CONFLUENCE INVESTMENT MANAGEMENT LLC New +206,281+206.3k
JANE STREET GROUP, LLC Added +168,866+168.9k
CITADEL ADVISORS LLC Added +167,289+167.3k
CPC Advisors, LLC New +92,859+92.9k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -395,000-395.0k
Horizon Wealth Management, LLC Reduced -342,453-342.5k
LPL Financial LLC Reduced -248,427-248.4k
MORGAN STANLEY Reduced -188,822-188.8k
Financial Advocates Investment Management Sold out -166,730-166.7k
U.S. Capital Wealth Advisors, LLC Sold out -155,542-155.5k
Citizens Business Bank Sold out -120,224-120.2k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -116,017-116.0k
Heritage Wealth Partners, LLC Sold out -76,685-76.7k
Timber Creek Capital Management LLC Sold out -75,546-75.5k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $6.9m100.1k shares
CITADEL ADVISORS LLC Reduced $720.5k10.5k shares
WOLVERINE TRADING, LLC Reduced $539.2k7.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.6m81.4k shares
CITADEL ADVISORS LLC Reduced $3.4m48.9k shares
WOLVERINE TRADING, LLC Added $644.3k9.2k shares
SIMPLEX TRADING, LLC Reduced $319.0k4.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Mirae Asset Global Investments Co., Ltd. 0.37% of their portfolio SEOUL, M5 1,322,1491.3m $91.5m $91.5m 0.37% Added +300.1k +300,071
2 STIFEL FINANCIAL CORP 0.06% of their portfolio ST. LOUIS, MO 907,115907.1k $62.2m $62.2m 0.06% Added +451.4k +451,413
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 862,921862.9k $59.2m $59.2m 0.02% Reduced -248.4k -248,427
4 RWA WEALTH PARTNERS, LLC 0.66% of their portfolio BOSTON, MA 781,150781.1k $53.6m $53.6m 0.66% New
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 639,748639.7k $43.9m $43.9m 0.00% Reduced -395.0k -395,000
6 BENJAMIN EDWARDS INC 0.50% of their portfolio Clayton, MO 505,170505.2k $34.7m $34.7m 0.50% New
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 377,563377.6k $25.9m $25.9m 0.00% Reduced -188.8k -188,822
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 349,777349.8k $24.0m $24.0m 0.01% Added +245.5k +245,509
9 Carrera Capital Advisors 4.57% of their portfolio TROY, MI 281,111281.1k $19.5m $19.5m 4.57% Reduced -892 -892
10 RiverFront Investment Group, LLC 0.39% of their portfolio RICHMOND, VA 252,508252.5k $17.3m $17.3m 0.39% Added +222.0k +222,038
11 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 237,487237.5k $16.3m $16.3m 0.03% Added +168.9k +168,866
12 GenWealth Group, Inc. 3.53% of their portfolio Maplewood, NJ 226,202226.2k $15.5m $15.5m 3.53% Added +17.2k +17,246
13 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.20% of their portfolio ST. LOUIS, MO 206,281206.3k $14.2m $14.2m 0.20% New
14 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 179,851179.9k $12.3m $12.3m 0.01% Added +167.3k +167,289
15 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 165,130165.1k $11.3m $11.3m 0.00% First filing
16 BYRNE FINANCIAL FREEDOM, LLC 4.83% of their portfolio FRANKLIN, MA 158,314158.3k $10.9m $10.9m 4.83% First filing
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 149,762149.8k $10.3m $10.3m 0.00% Reduced -71.7k -71,706
18 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 149,311149.3k $10.2m $10.2m 0.02% Added +8.3k +8,290
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 145,824145.8k $10.0m $10.0m 0.00% Reduced -57.2k -57,219
20 Krilogy Financial LLC 0.66% of their portfolio ST. LOUIS, MO 143,745143.7k $9.9m $9.9m 0.66% Added +540 +540
21 Goodman Advisory Group, LLC 2.57% of their portfolio NEEDHAM, MA 127,207127.2k $8.7m $8.7m 2.57% Added +11.6k +11,552
22 AE Wealth Management LLC 0.07% of their portfolio TOPEKA, KS 124,315124.3k $8.5m $8.5m 0.07% Reduced -19.6k -19,608
23 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 124,051124.1k $8.5m $8.5m 0.00% Reduced -41.8k -41,779
24 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 114,401114.4k $7.8m $7.8m 0.01% Reduced -2.2k -2,172
25 CREATIVE FINANCIAL DESIGNS INC /ADV 0.57% of their portfolio KOKOMO, IN 101,919101.9k $7.0m $7.0m 0.57% Added +88.4k +88,408
26 Atlas Financial Advisors, Inc. 10.21% of their portfolio OROVILLE, CA 95,28495.3k $6.5m $6.5m 10.21% Reduced -20.4k -20,439
27 CPC Advisors, LLC 0.87% of their portfolio Atlanta, GA 92,85992.9k $6.4m $6.4m 0.87% New
28 Mid-American Wealth Advisory Group, Inc. 3.68% of their portfolio KANSAS CITY, MO 91,21191.2k $6.3m $6.3m 3.68% Added +73.6k +73,572
29 WCG Wealth Advisors LLC 0.38% of their portfolio LAS VEGAS, NV 84,70884.7k $5.8m $5.8m 0.38% Reduced -56.0k -55,981
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 84,57484.6k $5.8m $5.8m 0.00% Added +5.0k +5,030
31 IHT Wealth Management, LLC 0.18% of their portfolio Chicago, IL 82,84482.8k $5.7m $5.7m 0.18% Reduced -1.7k -1,736
32 Paragon Advisors, LLC 1.92% of their portfolio COLLEGE STATION, TX 81,46481.5k $5.6m $5.6m 1.92% Added +27.4k +27,440
33 Valtinson Bruner Financial Planning LLC 1.75% of their portfolio NEW BRIGHTON, MN 72,95973.0k $5.0m $5.0m 1.75% New
34 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 71,07271.1k $4.9m $4.9m 0.02% Added +32.6k +32,638
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 68,61068.6k $4.7m $4.7m 0.00% Reduced -53.6k -53,614
36 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 63,79163.8k $4.4m $4.4m 0.00% Added +23.8k +23,762
37 Legacy Private Trust Co. 0.27% of their portfolio NEENAH, WI 59,58959.6k $4.1m $4.1m 0.27% Reduced -2.3k -2,285
38 Arlington Capital Management, Inc. 2.82% of their portfolio ARLINGTON HEIGHTS, IL 59,44259.4k $4.1m $4.1m 2.82% New
39 Lloyd Advisory Services, LLC. 1.63% of their portfolio SUWANEE, GA 50,19450.2k $3.4m $3.4m 1.63% Reduced -99 -99
40 CONSILIO WEALTH ADVISORS, LLC 1.40% of their portfolio BELLEVUE, WA 49,81949.8k $3.4m $3.4m 1.40% Added +3.2k +3,245
41 OneDigital Investment Advisors LLC 0.03% of their portfolio OVERLAND PARK, KS 40,95241.0k $2.8m $2.8m 0.03% Added +2.2k +2,169
42 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 39,07239.1k $2.7m $2.7m 0.01% Added +33.7k +33,662
43 &PARTNERS 0.03% of their portfolio NASHVILLE, TN 36,97337.0k $2.5m $2.5m 0.03% New
44 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 35,98036.0k $2.5m $2.5m 0.00% Reduced -116.0k -116,017
45 Rareview Capital LLC 2.08% of their portfolio LAS VEGAS, NV 34,80434.8k $2.9m $2.9m 2.08% Added +13.5k +13,488
46 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 30,73930.7k $2.1m $2.1m 0.00% Reduced -23.5k -23,456
47 CHB Investment Group, LLC 1.11% of their portfolio NEW HOPE, PA 29,84429.8k $2.0m $2.0m 1.11% Added +2.3k +2,300
48 OKABENA INVESTMENT SERVICES INC 0.55% of their portfolio MINNEAPOLIS, MN 28,92428.9k $2.0m $2.0m 0.55% New
49 Crew Capital Management, Ltd 1.60% of their portfolio CINCINNATI, OH 28,17828.2k $1.9m $1.9m 1.60% Reduced -46.7k -46,689
50 Provident Wealth Management, LLC 0.64% of their portfolio BRENTWOOD, TN 28,17428.2k $1.9m $1.9m 0.64% Reduced -1.8k -1,775
51 Cassaday & Co Wealth Management LLC 0.04% of their portfolio MCLEAN, VA 23,96224.0k $1.6m $1.6m 0.04% Added +8.7k +8,737
52 WEDBUSH SECURITIES INC 0.05% of their portfolio PASADENA, CA 21,18621.2k $1.5m $1.5m 0.05% Reduced -2.8k -2,804
53 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,43519.4k $1.3m $1.3m 0.00% Reduced -320 -320
54 EQ WEALTH ADVISORS, LLC 1.06% of their portfolio DALLAS, TX 16,11816.1k $1.1m $1.1m 1.06% First filing
55 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 15,98716.0k $1.1m $1.1m 0.00% Added +6.7k +6,700
56 FLP Wealth Management, LLC 2.67% of their portfolio BENTONVILLE, AR 15,19715.2k $1.0m $1.0m 2.67% First filing
57 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 14,85814.9k $1.0m $1.0m 0.02% Reduced -6.0k -5,993
58 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 14,56614.6k $999.5k $999.5k 0.02% Reduced -48.6k -48,568
59 Econ Financial Services Corp 0.54% of their portfolio HARRISBURG, PA 13,80013.8k $947.0k $947.0k 0.54% New
60 B.O.S.S. Retirement Advisors, LLC 0.26% of their portfolio Lehi, UT 13,78313.8k $945.8k $945.8k 0.26% Added +2.2k +2,194
61 BCWM, LLC 0.32% of their portfolio OVERLAND PARK, KS 13,17813.2k $904.3k $904.3k 0.32% First filing
62 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 13,04513.0k $895.1k $895.1k 0.00% Reduced -1.5k -1,507
63 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 12,93112.9k $887.3k $887.3k 0.05% New
64 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 12,25512.3k $561.2k $561.2k 0.00% Reduced -87 -87
65 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 11,40011.4k $782.5k $782.5k 0.00% Reduced -5.0k -5,009
66 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,36911.4k $780.1k $780.1k 0.00% Added +5.4k +5,422
67 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 10,77810.8k $739.6k $739.6k 0.00% Reduced -9.4k -9,424
68 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 10,34710.3k $710.0k $710.0k 0.01% Added +1.0k +1,033
69 LaSalle St. Investment Advisors, LLC 0.20% of their portfolio ELMHURST, IL 9,3179.3k $639.0k $639.0k 0.20% Reduced -26.5k -26,482
70 Atria Investments, Inc 0.01% of their portfolio Charlotte, NC 9,2549.3k $635.0k $635.0k 0.01% New
71 Maridea Wealth Management LLC 0.20% of their portfolio BROOKLYN, NY 9,2529.3k $634.9k $634.9k 0.20% First filing
72 Delphi Financial Group, Inc. 0.34% of their portfolio Wilmington, DE 9,2389.2k $633.9k $633.9k 0.34% New
73 Elevated Capital Advisors, LLC 0.17% of their portfolio SANDY, UT 8,9729.0k $615.7k $615.7k 0.17% Added +1.9k +1,891
74 HOWARD BAILEY SECURITIES, LLC 0.21% of their portfolio FORT WAYNE, IN 8,2708.3k $567.5k $567.5k 0.21% Added +451 +451
75 TWO SIGMA SECURITIES, LLC 0.09% of their portfolio NEW YORK, NY 7,5427.5k $517.5k $517.5k 0.09% New
76 Great Lakes Retirement, Inc. 0.07% of their portfolio SANDUSKY, OH 7,2537.3k $503.8k $503.8k 0.07% Reduced -212 -212
77 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 7,1807.2k $492.7k $492.7k 0.01% Reduced -1.9k -1,882
78 HOLLENCREST CAPITAL MANAGEMENT 0.02% of their portfolio NEWPORT BEACH, CA 6,9026.9k $473.6k $473.6k 0.02% Reduced -1.8k -1,825
79 WOLVERINE TRADING, LLC 0.01% of their portfolio CHICAGO, IL 6,5496.5k $458.6k $458.6k 0.01% New
80 SWMG, LLC 0.18% of their portfolio FORT WORTH, TX 6,4816.5k $441.6k $441.6k 0.18% Reduced -268 -268
81 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 6,3716.4k $437.2k $437.2k 0.00% Added +954 +954
82 Aveo Capital Partners, LLC 0.05% of their portfolio ENGLEWOOD, CO 6,3656.4k $436.7k $436.7k 0.05% Added +2.0k +2,048
83 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 5,7115.7k $391.9k $391.9k 0.00% Unchanged
84 COMERICA BANK 0.00% of their portfolio DALLAS, TX 5,4345.4k $372.9k $372.9k 0.00% New
85 Formidable Asset Management, LLC 0.06% of their portfolio CINCINNATI, OH 5,3235.3k $365.3k $365.3k 0.06% Added +2.1k +2,104
86 Authentikos Wealth Advisory, LLC 0.34% of their portfolio MORGAN HILL, CA 4,9825.0k $341.9k $341.9k 0.34% Added +358 +358
87 North Ridge Wealth Advisors, Inc. 0.23% of their portfolio BEAVERTON, OR 4,9324.9k $338.4k $338.4k 0.23% Reduced -3.5k -3,486
88 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 4,6704.7k $320.5k $320.5k 0.00% New
89 Stokes Family Office, LLC 0.03% of their portfolio NEW ORLEANS, LA 4,6504.7k $319.1k $319.1k 0.03% Added +900 +900
90 Horizon Wealth Management, LLC 0.05% of their portfolio LA GRANGE, IL 4,4864.5k $307.9k $307.9k 0.05% Reduced -342.5k -342,453
91 Beverly Hills Private Wealth, LLC 0.06% of their portfolio BEVERLY HILLS, CA 4,4394.4k $304.6k $304.6k 0.06% New
92 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 4,1794.2k $286.8k $286.8k 0.00% Reduced -2.7k -2,729
93 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 4,1634.2k $285.7k $285.7k 0.01% Added +663 +663
94 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 4,1494.1k $284.7k $284.7k 0.00% Reduced -295 -295
95 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 3,9003.9k $267.6k $267.6k 0.00% New
96 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 3,8953.9k $267.3k $267.3k 0.00% Reduced -825 -825
97 Hoxton Planning & Management, LLC 0.10% of their portfolio SHEPHERDSTOWN, WV 3,7873.8k $259.9k $259.9k 0.10% Reduced -116 -116
98 Fermata Advisors, LLC 0.04% of their portfolio SONOMA, CA 3,4883.5k $239.4k $239.4k 0.04% New
99 GeoWealth Management, LLC 0.01% of their portfolio CHICAGO, IL 3,3723.4k $231.4k $231.4k 0.01% Added +2.7k +2,692
100 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 2,9002.9k $199.0k $199.0k 0.00% Unchanged