Vault-13

PIMCO ETF TR ZROZ

25YR+ ZERO U S · ETP · CUSIP 72201R882

134 institutional holders +14 vs Q2 2024
9,208,3109.2m shares reported held*
$758.8mreported value*
29 new 46 added 39 reduced 17 sold out net bought ≈ $131.4m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($46.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $82.41. Options: 3 managers hold calls ($17.1m notional), 5 hold puts ($38.8m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 79Q4 22: 101Q1 23: 105Q2 23: 113Q3 23: 113Q4 23: 121Q1 24: 107Q2 24: 120Q3 24: 134134Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202279
Q4 2022101
Q1 2023105
Q2 2023113
Q3 2023113
Q4 2023121
Q1 2024107
Q2 2024120
Q3 2024134

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 63 bought or addedQ4 22: 32 cut or sold outQ1 23: 60 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 39 cut or sold outQ3 23: 64 bought or addedQ3 23: 54 cut or sold outQ3 23Q4 23: 73 bought or addedQ4 23: 50 cut or sold outQ1 24: 51 bought or addedQ1 24: 63 cut or sold outQ1 24Q2 24: 71 bought or addedQ2 24: 42 cut or sold outQ3 24: 75 bought or addedQ3 24: 56 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226332
Q1 20236048
Q2 20237539
Q3 20236454
Q4 20237350
Q1 20245163
Q2 20247142
Q3 20247556

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ4 23 calls: $8.3mQ4 23 puts: $12.9mQ4 23P/C 1.55Q1 24 calls: $10.6mQ1 24 puts: $11.2mQ1 24P/C 1.05Q2 24 calls: $10.0mQ2 24 puts: $10.6mQ2 24P/C 1.06Q3 24 calls: $17.1mQ3 24 puts: $38.8mQ3 24P/C 2.27
Numbers
QuarterCallsPutsP/C
Q4 2023$8.3m$12.9m1.55
Q1 2024$10.6m$11.2m1.05
Q2 2024$10.0m$10.6m1.06
Q3 2024$17.1m$38.8m2.27

Biggest buyers

LPL Financial LLC Added +458,225+458.2k
Horizon Wealth Management, LLC New +346,939+346.9k
Mirae Asset Global Investments Co., Ltd. Added +227,582+227.6k
U.S. Capital Wealth Advisors, LLC New +155,542+155.5k
STIFEL FINANCIAL CORP Added +130,841+130.8k
OSAIC HOLDINGS, INC. Added +115,005+115.0k
IHT Wealth Management, LLC New +84,580+84.6k
Heritage Wealth Partners, LLC New +76,685+76.7k
Jefferies Financial Group Inc. New +75,506+75.5k
Crew Capital Management, Ltd New +74,867+74.9k

Biggest sellers

FLAGSHIP HARBOR ADVISORS, LLC Sold out -274,129-274.1k
ENVESTNET ASSET MANAGEMENT INC Reduced -224,175-224.2k
RiverFront Investment Group, LLC Reduced -145,010-145.0k
RAYMOND JAMES & ASSOCIATES Reduced -93,178-93.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -29,149-29.1k
Janney Montgomery Scott LLC Reduced -25,653-25.7k
WELLS FARGO & COMPANY/MN Reduced -19,131-19.1k
WCG Wealth Advisors LLC Reduced -16,628-16.6k
FLOW TRADERS U.S. LLC Reduced -16,473-16.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -13,636-13.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $12.8m154.8k shares
CITADEL ADVISORS LLC Reduced $3.4m41.1k shares
WOLVERINE TRADING, LLC Added $950.6k11.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $32.5m394.8k shares
CITADEL ADVISORS LLC Added $5.2m63.4k shares
WOLVERINE TRADING, LLC Added $669.5k8.1k shares
SIMPLEX TRADING, LLC Reduced $375.0k5.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,111,3481.1m $91.6m $91.6m 0.04% Added +458.2k +458,225
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,034,7481.0m $85.3m $85.3m 0.01% Added +8.6k +8,581
3 Mirae Asset Global Investments Co., Ltd. 0.37% of their portfolio SEOUL, M5 1,022,0781.0m $84.5m $84.5m 0.37% Added +227.6k +227,582
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 566,385566.4k $46.7m $46.7m 0.00% Added +19.9k +19,938
5 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 455,702455.7k $37.6m $37.6m 0.04% Added +130.8k +130,841
6 Horizon Wealth Management, LLC 5.71% of their portfolio LA GRANGE, IL 346,939346.9k $28.6m $28.6m 5.71% New
7 Carrera Capital Advisors 5.68% of their portfolio TROY, MI 282,003282.0k $23.2m $23.2m 5.68% Added +73.1k +73,068
8 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 221,468221.5k $18.3m $18.3m 0.00% Reduced -19.1k -19,131
9 GenWealth Group, Inc. 3.96% of their portfolio Maplewood, NJ 208,956209.0k $17.2m $17.2m 3.96% Added +5.4k +5,357
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 203,043203.0k $16.7m $16.7m 0.00% Reduced -5.3k -5,275
11 Financial Advocates Investment Management 0.78% of their portfolio OLYMPIA, WA 166,730166.7k $13.7m $13.7m 0.78% Added +51.6k +51,561
12 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 165,830165.8k $13.7m $13.7m 0.00% Reduced -1.8k -1,772
13 U.S. Capital Wealth Advisors, LLC 0.45% of their portfolio AUSTIN, TX 155,542155.5k $12.8m $12.8m 0.45% New
14 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 151,997152.0k $12.5m $12.5m 0.03% Added +20.1k +20,081
15 AE Wealth Management LLC 0.11% of their portfolio TOPEKA, KS 143,923143.9k $11.9m $11.9m 0.11% Added +68.9k +68,947
16 Krilogy Financial LLC 0.81% of their portfolio ST. LOUIS, MO 143,205143.2k $11.8m $11.8m 0.81% Added +2.9k +2,889
17 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 141,021141.0k $11.6m $11.6m 0.03% Added +115.0k +115,005
18 WCG Wealth Advisors LLC 0.78% of their portfolio LAS VEGAS, NV 140,689140.7k $11.6m $11.6m 0.78% Reduced -16.6k -16,628
19 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 122,224122.2k $10.1m $10.1m 0.00% Added +29.5k +29,535
20 Citizens Business Bank 2.00% of their portfolio ONTARIO, CA 120,224120.2k $9.9m $9.9m 2.00% Added +1.4k +1,396
21 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 116,573116.6k $9.6m $9.6m 0.01% Reduced -13.6k -13,636
22 Atlas Financial Advisors, Inc. 15.07% of their portfolio OROVILLE, CA 115,723115.7k $9.5m $9.5m 15.07% Reduced -212 -212
23 Goodman Advisory Group, LLC 2.72% of their portfolio NEEDHAM, MA 115,655115.7k $9.5m $9.5m 2.72% Reduced -1.1k -1,118
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 104,268104.3k $8.6m $8.6m 0.00% Reduced -224.2k -224,175
25 IHT Wealth Management, LLC 0.20% of their portfolio Chicago, IL 84,58084.6k $7.0m $7.0m 0.20% New
26 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 79,54479.5k $6.6m $6.6m 0.01% Reduced -1.1k -1,125
27 Heritage Wealth Partners, LLC 7.43% of their portfolio DUBLIN, OH 76,68576.7k $6.3m $6.3m 7.43% New
28 Timber Creek Capital Management LLC 1.74% of their portfolio BOSTON, MA 75,54675.5k $6.2m $6.2m 1.74% Added +2.6k +2,603
29 Jefferies Financial Group Inc. 0.10% of their portfolio NEW YORK, NY 75,50675.5k $6.2m $6.2m 0.10% New
30 Crew Capital Management, Ltd 4.93% of their portfolio CINCINNATI, OH 74,86774.9k $6.2m $6.2m 4.93% New
31 SHEPHERD KAPLAN KROCHUK, LLC 4.41% of their portfolio Boston, MA 70,97671.0k $5.8m $5.8m 4.41% Added +43.9k +43,861
32 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 68,62168.6k $5.7m $5.7m 0.01% New
33 Foundations Investment Advisors, LLC 0.11% of their portfolio PHOENIX, AZ 63,13463.1k $5.2m $5.2m 0.11% Added +58.3k +58,348
34 Legacy Private Trust Co. 0.34% of their portfolio NEENAH, WI 61,87461.9k $5.1m $5.1m 0.34% Added +1.9k +1,890
35 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 54,19554.2k $4.5m $4.5m 0.01% Added +29.4k +29,436
36 Paragon Advisors, LLC 1.45% of their portfolio COLLEGE STATION, TX 54,02454.0k $4.5m $4.5m 1.45% Added +5.5k +5,536
37 Lloyd Advisory Services, LLC. 2.00% of their portfolio SUWANEE, GA 50,29350.3k $4.1m $4.1m 2.00% Added +26.6k +26,633
38 CONSILIO WEALTH ADVISORS, LLC 1.58% of their portfolio BELLEVUE, WA 46,57446.6k $3.8m $3.8m 1.58% Added +208 +208
39 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 40,02940.0k $3.3m $3.3m 0.00% Added +22.4k +22,442
40 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 38,78338.8k $3.2m $3.2m 0.04% Added +2.5k +2,450
41 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 38,43438.4k $3.2m $3.2m 0.01% Added +18.6k +18,614
42 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 36,23736.2k $3.0m $3.0m 0.00% New
43 LaSalle St. Investment Advisors, LLC 1.16% of their portfolio ELMHURST, IL 35,79935.8k $3.0m $3.0m 1.16% Added +13.3k +13,279
44 Tidal Investments LLC 0.03% of their portfolio Milwaukee, WI 31,27831.3k $2.6m $2.6m 0.03% Reduced -12.2k -12,201
45 RiverFront Investment Group, LLC 0.06% of their portfolio RICHMOND, VA 30,47030.5k $2.5m $2.5m 0.06% Reduced -145.0k -145,010
46 GTS SECURITIES LLC 0.05% of their portfolio NEW YORK, NY 30,39530.4k $2.5m $2.5m 0.05% New
47 Provident Wealth Management, LLC 0.84% of their portfolio BRENTWOOD, TN 29,94929.9k $2.5m $2.5m 0.84% Reduced -836 -836
48 Delos Wealth Advisors, LLC 2.15% of their portfolio DALLAS, TX 29,83029.8k $2.5m $2.5m 2.15% Added +3.2k +3,249
49 Quadrature Capital Ltd 0.05% of their portfolio LONDON, X0 29,26829.3k $2.4m $2.4m 0.05% New
50 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 28,71528.7k $2.4m $2.4m 0.00% Reduced -93.2k -93,178
51 CHB Investment Group, LLC 1.20% of their portfolio NEW HOPE, PA 27,54427.5k $2.3m $2.3m 1.20% First filing
52 WEDBUSH SECURITIES INC 0.07% of their portfolio PASADENA, CA 23,99024.0k $2.0m $2.0m 0.07% Added +6.1k +6,094
53 Rareview Capital LLC 1.31% of their portfolio LAS VEGAS, NV 21,31621.3k $1.8m $1.8m 1.31% New
54 Prospera Financial Services Inc 0.04% of their portfolio Dallas, TX 20,85120.9k $1.7m $1.7m 0.04% Added +101 +101
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 20,20220.2k $1.7m $1.7m 0.00% Reduced -6.4k -6,392
56 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,75519.8k $1.6m $1.6m 0.00% Added +735 +735
57 Mid-American Wealth Advisory Group, Inc. 0.91% of their portfolio KANSAS CITY, MO 17,63917.6k $1.5m $1.5m 0.91% Reduced -12.8k -12,788
58 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 16,40916.4k $1.2m $1.2m 0.01% Added +2.7k +2,696
59 Cassaday & Co Wealth Management LLC 0.04% of their portfolio MCLEAN, VA 15,22515.2k $1.3m $1.3m 0.04% Unchanged
60 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 14,55214.6k $1.2m $1.2m 0.00% Reduced -1.6k -1,647
61 SINECERA CAPITAL, LLC 1.45% of their portfolio AUSTIN, TX 14,53914.5k $1.2m $1.2m 1.45% Unchanged
62 CREATIVE FINANCIAL DESIGNS INC /ADV 0.09% of their portfolio KOKOMO, IN 13,51113.5k $1.1m $1.1m 0.09% Reduced -993 -993
63 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 13,10013.1k $1.1m $1.1m 0.00% Reduced -635 -635
64 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,56212.6k $1.0m $1.0m 0.00% Added +10.5k +10,486
65 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 12,34212.3k $1.0m $1.0m 0.00% Added +8.3k +8,331
66 B.O.S.S. Retirement Advisors, LLC 0.19% of their portfolio Lehi, UT 11,58911.6k $955.2k $955.2k 0.19% Added +1.2k +1,249
67 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 11,03011.0k $909.1k $909.1k 0.01% New
68 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 9,4199.4k $776.0k $776.0k 0.04% Reduced -16.5k -16,473
69 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 9,3149.3k $699.4k $699.4k 0.01% Unchanged
70 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 9,2879.3k $765.4k $765.4k 0.00% Reduced -6.1k -6,108
71 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 9,0629.1k $746.9k $746.9k 0.01% New
72 HOLLENCREST CAPITAL MANAGEMENT 0.03% of their portfolio NEWPORT BEACH, CA 8,7278.7k $719.3k $719.3k 0.03% Reduced -1.1k -1,065
73 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 8,6328.6k $711.5k $711.5k 0.01% Added +4.8k +4,782
74 North Ridge Wealth Advisors, Inc. 0.47% of their portfolio BEAVERTON, OR 8,4188.4k $693.8k $693.8k 0.47% Reduced -541 -541
75 HOWARD BAILEY SECURITIES, LLC 0.24% of their portfolio FORT WAYNE, IN 7,8197.8k $644.5k $644.5k 0.24% First filing
76 ROMAN BUTLER FULLERTON & CO 0.18% of their portfolio ST LOUIS, MO 7,7767.8k $608.4k $608.4k 0.18% Added +520 +520
77 Great Lakes Retirement, Inc. 0.08% of their portfolio SANDUSKY, OH 7,4657.5k $615.3k $615.3k 0.08% Added +2.9k +2,943
78 Revisor Wealth Management LLC 0.38% of their portfolio AKRON, OH 7,3117.3k $602.6k $602.6k 0.38% Reduced -102 -102
79 Elevated Capital Advisors, LLC 0.16% of their portfolio SANDY, UT 7,0817.1k $583.6k $583.6k 0.16% Reduced -143 -143
80 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 6,9086.9k $569.3k $569.3k 0.00% Reduced -5.5k -5,515
81 Teamwork Financial Advisors, LLC 0.08% of their portfolio San Antonio, TX 6,8946.9k $568.2k $568.2k 0.08% New
82 SWMG, LLC 0.20% of their portfolio FORT WORTH, TX 6,7496.7k $486.5k $486.5k 0.20% New
83 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 6,3626.4k $524.4k $524.4k 0.03% New
84 Prosperity Wealth Management, Inc. 0.21% of their portfolio San Ramon, CA 6,2586.3k $515.8k $515.8k 0.21% New
85 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,9475.9k $490.2k $490.2k 0.00% Reduced -29.1k -29,149
86 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 5,7115.7k $470.7k $470.7k 0.01% Unchanged
87 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,4175.4k $444.0k $444.0k 0.00% New
88 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 5,4105.4k $446.0k $446.0k 0.00% Reduced -25.7k -25,653
89 NAPA WEALTH MANAGEMENT 0.20% of their portfolio Napa, CA 5,0315.0k $414.7k $414.7k 0.20% Reduced -763 -763
90 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 4,7204.7k $389.0k $389.0k 0.00% New
91 Authentikos Wealth Advisory, LLC 0.37% of their portfolio MORGAN HILL, CA 4,6244.6k $381.1k $381.1k 0.37% New
92 JBR Co Financial Management Inc 0.25% of their portfolio ARDMORE, OK 4,5904.6k $378.3k $378.3k 0.25% Added +1.1k +1,149
93 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 4,4444.4k $366.3k $366.3k 0.00% Added +295 +295
94 Aveo Capital Partners, LLC 0.04% of their portfolio ENGLEWOOD, CO 4,3174.3k $355.8k $355.8k 0.04% New
95 PRIVATE TRUST CO NA 0.04% of their portfolio CLEVELAND, OH 4,2614.3k $351.2k $351.2k 0.04% Added +2.1k +2,110
96 Hoxton Planning & Management, LLC 0.12% of their portfolio SHEPHERDSTOWN, WV 3,9033.9k $321.7k $321.7k 0.12% Reduced -139 -139
97 Stokes Family Office, LLC 0.03% of their portfolio NEW ORLEANS, LA 3,7503.8k $309.1k $309.1k 0.03% New
98 Kingsview Wealth Management, LLC 0.01% of their portfolio GRANTS PASS, OR 3,5523.6k $292.8k $292.8k 0.01% New
99 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 3,5003.5k $288.5k $288.5k 0.01% Unchanged
100 Formidable Asset Management, LLC 0.04% of their portfolio CINCINNATI, OH 3,2193.2k $265.3k $265.3k 0.04% New