Vault-13

PIMCO ETF TR ZROZ

25YR+ ZERO U S · ETP · CUSIP 72201R882

107 institutional holders -14 vs Q4 2023
7,654,3537.7m shares reported held*
$606.5mreported value*
16 new 35 added 34 reduced 29 sold out net bought ≈ $77.9m (+983.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $79.24. Options: 3 managers hold calls ($10.6m notional), 5 hold puts ($11.2m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 79Q4 22: 101Q1 23: 105Q2 23: 113Q3 23: 113Q4 23: 121Q1 24: 107107Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202279
Q4 2022101
Q1 2023105
Q2 2023113
Q3 2023113
Q4 2023121
Q1 2024107

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 63 bought or addedQ4 22: 32 cut or sold outQ4 22Q1 23: 60 bought or addedQ1 23: 48 cut or sold outQ1 23Q2 23: 75 bought or addedQ2 23: 39 cut or sold outQ2 23Q3 23: 64 bought or addedQ3 23: 54 cut or sold outQ3 23Q4 23: 73 bought or addedQ4 23: 50 cut or sold outQ4 23Q1 24: 51 bought or addedQ1 24: 63 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226332
Q1 20236048
Q2 20237539
Q3 20236454
Q4 20237350
Q1 20245163

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ2 23 calls: $17.0mQ2 23 puts: $14.9mQ2 23P/C 0.88Q3 23 calls: $10.6mQ3 23 puts: $14.7mQ3 23P/C 1.39Q4 23 calls: $8.3mQ4 23 puts: $12.9mQ4 23P/C 1.55Q1 24 calls: $10.6mQ1 24 puts: $11.2mQ1 24P/C 1.05
Numbers
QuarterCallsPutsP/C
Q2 2023$17.0m$14.9m0.88
Q3 2023$10.6m$14.7m1.39
Q4 2023$8.3m$12.9m1.55
Q1 2024$10.6m$11.2m1.05

Biggest buyers

MORGAN STANLEY Added +476,203+476.2k
FLAGSHIP HARBOR ADVISORS, LLC New +398,950+398.9k
Annex Advisory Services, LLC New +396,279+396.3k
Mirae Asset Global Investments Co., Ltd. New +288,530+288.5k
JANE STREET GROUP, LLC Added +201,638+201.6k
GenWealth Group, Inc. Added +98,433+98.4k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +81,376+81.4k
Tidal Investments LLC New +54,124+54.1k
ENVESTNET ASSET MANAGEMENT INC Added +51,311+51.3k
STIFEL FINANCIAL CORP Added +46,674+46.7k

Biggest sellers

LPL Financial LLC Reduced -236,204-236.2k
Krilogy Financial LLC Reduced -165,538-165.5k
BANK OF AMERICA CORP /DE/ Reduced -158,044-158.0k
U.S. Capital Wealth Advisors, LLC Sold out -111,676-111.7k
Steward Partners Investment Advisory, LLC Sold out -93,764-93.8k
Horizon Wealth Management, LLC Sold out -77,638-77.6k
AE Wealth Management LLC Reduced -57,421-57.4k
Crew Capital Management, Ltd Sold out -56,220-56.2k
SMART Wealth LLC Sold out -53,397-53.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -41,089-41.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $7.7m97.2k shares
CITADEL ADVISORS LLC Added $2.9m36.7k shares
Cutler Group LLC / CA Reduced $2.0k1.7k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.7m71.8k shares
CITADEL ADVISORS LLC Reduced $3.1m39.7k shares
SIMPLEX TRADING, LLC Reduced $2.3m41.0k shares
Cutler Group LLC / CA Reduced $19.0k16.6k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,545,2011.5m $122.5m $122.5m 0.00% Added +476.2k +476,203
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 858,778858.8k $68.1m $68.1m 0.01% Reduced -158.0k -158,044
3 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 602,224602.2k $47.7m $47.7m 0.03% Reduced -236.2k -236,204
4 FLAGSHIP HARBOR ADVISORS, LLC 2.03% of their portfolio BOSTON, MA 398,950398.9k $31.6m $31.6m 2.03% New
5 Annex Advisory Services, LLC 1.12% of their portfolio BROOKFIELD, WI 396,279396.3k $31.4m $31.4m 1.12% New
6 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 332,444332.4k $26.3m $26.3m 0.03% Added +46.7k +46,674
7 Mirae Asset Global Investments Co., Ltd. 0.05% of their portfolio SEOUL, M5 288,530288.5k $22.9m $22.9m 0.05% New
8 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.02% of their portfolio MILWAUKEE, WI 281,855281.9k $22.3m $22.3m 0.02% Added +81.4k +81,376
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 224,535224.5k $17.8m $17.8m 0.01% Reduced -24.4k -24,446
10 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 214,148214.1k $17.0m $17.0m 0.03% Reduced -5.1k -5,112
11 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 205,066205.1k $16.3m $16.3m 0.00% Reduced -36.5k -36,462
12 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 204,403204.4k $16.2m $16.2m 0.02% Added +201.6k +201,638
13 GenWealth Group, Inc. 3.75% of their portfolio Maplewood, NJ 188,040188.0k $14.9m $14.9m 3.75% Added +98.4k +98,433
14 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 130,590130.6k $10.3m $10.3m 0.00% Added +14.1k +14,114
15 WCG Wealth Advisors LLC 0.82% of their portfolio LAS VEGAS, NV 124,255124.3k $9.8m $9.8m 0.82% Reduced -12.8k -12,809
16 Atlas Financial Advisors, Inc. 15.20% of their portfolio OROVILLE, CA 123,512123.5k $9.8m $9.8m 15.20% Reduced -1.3k -1,336
17 Financial Advocates Investment Management 0.54% of their portfolio OLYMPIA, WA 118,374118.4k $9.4m $9.4m 0.54% Added +34.4k +34,446
18 Goodman Advisory Group, LLC 2.93% of their portfolio NEEDHAM, MA 116,526116.5k $9.2m $9.2m 2.93% Added +8.7k +8,655
19 Citizens Business Bank 1.91% of their portfolio ONTARIO, CA 115,834115.8k $9.2m $9.2m 1.91% Added +4.1k +4,094
20 Krilogy Financial LLC 0.69% of their portfolio ST. LOUIS, MO 113,650113.7k $9.0m $9.0m 0.69% Reduced -165.5k -165,538
21 Timber Creek Capital Management LLC 1.80% of their portfolio BOSTON, MA 72,56272.6k $5.8m $5.8m 1.80% Added +455 +455
22 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 69,09069.1k $5.5m $5.5m 0.01% Added +36.0k +35,965
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 57,35157.4k $4.5m $4.5m 0.00% Added +1.3k +1,271
24 Tidal Investments LLC 0.07% of their portfolio Milwaukee, WI 54,12454.1k $4.3m $4.3m 0.07% New
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 53,72653.7k $4.3m $4.3m 0.00% Added +51.3k +51,311
26 IHT Wealth Management, LLC 0.17% of their portfolio Chicago, IL 52,65852.7k $4.2m $4.2m 0.17% Added +43.5k +43,478
27 Legacy Private Trust Co. 0.28% of their portfolio NEENAH, WI 48,72948.7k $3.9m $3.9m 0.28% Reduced -11.0k -11,048
28 CONSILIO WEALTH ADVISORS, LLC 1.61% of their portfolio BELLEVUE, WA 43,42143.4k $3.4m $3.4m 1.61% Added +7.3k +7,272
29 Paragon Advisors, LLC 1.29% of their portfolio COLLEGE STATION, TX 40,30840.3k $3.2m $3.2m 1.29% Reduced -8.4k -8,435
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 38,82038.8k $3.1m $3.1m 0.00% Reduced -41.1k -41,089
31 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 34,57134.6k $2.7m $2.7m 0.04% Added +1.5k +1,500
32 Provident Wealth Management, LLC 0.90% of their portfolio BRENTWOOD, TN 30,37130.4k $2.4m $2.4m 0.90% Added +3.8k +3,825
33 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 29,63229.6k $2.3m $2.3m 0.01% Added +26.5k +26,488
34 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 29,54629.5k $2.3m $2.3m 0.00% Reduced -26.3k -26,265
35 SHEPHERD KAPLAN KROCHUK, LLC 1.79% of their portfolio Boston, MA 28,24828.2k $2.2m $2.2m 1.79% New
36 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 26,99427.0k $2.1m $2.1m 0.00% Added +6.4k +6,376
37 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 26,94726.9k $2.1m $2.1m 0.01% Added +10.1k +10,060
38 Delos Wealth Advisors, LLC 1.95% of their portfolio DALLAS, TX 21,92321.9k $1.7m $1.7m 1.95% Added +21.1k +21,139
39 Mariner, LLC 0.00% of their portfolio Overland Park, KS 19,16119.2k $1.5m $1.5m 0.00% Added +135 +135
40 Cassaday & Co Wealth Management LLC 0.04% of their portfolio MCLEAN, VA 15,22515.2k $1.2m $1.2m 0.04% Unchanged
41 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 15,17815.2k $1.2m $1.2m 0.00% Added +1.4k +1,368
42 SINECERA CAPITAL, LLC 1.60% of their portfolio AUSTIN, TX 14,53914.5k $1.2m $1.2m 1.60% Unchanged
43 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 13,94413.9k $1.1m $1.1m 0.04% New
44 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 12,78612.8k $1.0m $1.0m 0.00% Added +5.7k +5,678
45 CREATIVE FINANCIAL DESIGNS INC /ADV 0.10% of their portfolio KOKOMO, IN 12,69012.7k $1.0m $1.0m 0.10% Reduced -167 -167
46 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,52512.5k $993.0k $993.0k 0.00% Reduced -2.1k -2,097
47 BCWM, LLC 0.30% of their portfolio OVERLAND PARK, KS 11,13011.1k $882.1k $882.1k 0.30% Reduced -568 -568
48 Delphi Financial Group, Inc. 0.56% of their portfolio Wilmington, DE 10,98011.0k $870.2k $870.2k 0.56% Unchanged
49 Significant Wealth Partners LLC 0.53% of their portfolio CARY, IL 10,28510.3k $815.1k $815.1k 0.53% New
50 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 9,7419.7k $772.0k $772.0k 0.01% Added +273 +273
51 North Ridge Wealth Advisors, Inc. 0.56% of their portfolio BEAVERTON, OR 9,1119.1k $722.1k $722.1k 0.56% Reduced -338 -338
52 HOLLENCREST CAPITAL MANAGEMENT 0.03% of their portfolio NEWPORT BEACH, CA 8,6018.6k $681.6k $681.6k 0.03% Reduced -191 -191
53 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 8,1128.1k $642.9k $642.9k 0.00% Reduced -304 -304
54 CWA Asset Management Group, LLC 0.04% of their portfolio NAPLES, FL 7,7107.7k $611.0k $611.0k 0.04% Unchanged
55 ROMAN BUTLER FULLERTON & CO 0.20% of their portfolio ST LOUIS, MO 7,4817.5k $534.9k $534.9k 0.20% Added +950 +950
56 ASHFORD CAPITAL MANAGEMENT INC 0.08% of their portfolio WILMINGTON, DE 7,4777.5k $592.6k $592.6k 0.08% Reduced -11.2k -11,217
57 Cutler Group LLC / CA 0.30% of their portfolio SAN FRANCISCO, CA 7,4137.4k $587.0k $587.0k 0.30% Reduced -2.5k -2,477
58 CENTAURUS FINANCIAL, INC. 0.04% of their portfolio ANAHEIM, CA 7,2737.3k $576.0k $576.0k 0.04% Added +4.5k +4,515
59 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 6,3106.3k $500.1k $500.1k 0.00% Reduced -8.1k -8,090
60 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 5,9616.0k $472.4k $472.4k 0.01% Added +943 +943
61 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 4,8204.8k $382.0k $382.0k 0.01% New
62 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 4,5334.5k $359.2k $359.2k 0.01% Added +240 +240
63 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 4,4314.4k $351.2k $351.2k 0.00% Added +2.8k +2,845
64 Ground Swell Capital, LLC 0.35% of their portfolio FOLLY BEACH, SC 4,2574.3k $337.4k $337.4k 0.35% New
65 Fermata Advisors, LLC 0.07% of their portfolio SONOMA, CA 4,1994.2k $332.7k $332.7k 0.07% Reduced -4.0k -3,996
66 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 4,1494.1k $328.8k $328.8k 0.00% Unchanged
67 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 4,0114.0k $317.9k $317.9k 0.00% New
68 Arrowroot Family Office, LLC 0.20% of their portfolio MARINA DEL REY, CA 4,0004.0k $317.0k $317.0k 0.20% Added +151 +151
69 Hoxton Planning & Management, LLC 0.15% of their portfolio SHEPHERDSTOWN, WV 3,9954.0k $316.6k $316.6k 0.15% Reduced -157 -157
70 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,9003.9k $309.1k $309.1k 0.00% Unchanged
71 LaSalle St. Investment Advisors, LLC 0.18% of their portfolio ELMHURST, IL 3,8023.8k $324.0k $324.0k 0.18% Unchanged
72 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 3,7643.8k $298.3k $298.3k 0.00% Reduced -57.4k -57,421
73 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,6333.6k $288.0k $288.0k 0.00% Added +1.8k +1,810
74 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 3,5003.5k $253.4k $253.4k 0.01% Unchanged
75 NFSG Corp 0.12% of their portfolio BOCA RATON, FL 3,4503.5k $273.4k $273.4k 0.12% Added +170 +170
76 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 3,3093.3k $262.2k $262.2k 0.00% New
77 ADAR1 Capital Management, LLC 0.06% of their portfolio AUSTIN, TX 3,0003.0k $237.8k $237.8k 0.06% New
78 PRIVATE TRUST CO NA 0.02% of their portfolio CLEVELAND, OH 1,8411.8k $145.9k $145.9k 0.02% Reduced -498 -498
79 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 1,7041.7k $135.0k $135.0k 0.00% Unchanged
80 Larson Financial Group LLC 0.01% of their portfolio ST LOUIS, MO 1,4381.4k $114.0k $114.0k 0.01% Reduced -158 -158
81 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,3261.3k $96.5k $96.5k 0.00% Added +183 +183
82 TUCKER ASSET MANAGEMENT LLC 0.02% of their portfolio LITTLETON, CO 1,1551.2k $91.5k $91.5k 0.02% Unchanged
83 Beacon Capital Management, LLC 0.01% of their portfolio FRANKLIN, TN 759759 $60.2k $60.2k 0.01% New
84 BALDWIN WEALTH PARTNERS LLC/MA 0.00% of their portfolio Marion, MA 500500 $39.6k $39.6k 0.00% Unchanged
85 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 450450 $35.7k $35.7k 0.00% Unchanged
86 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 425425 $33.0k $33.0k 0.00% Reduced -388 -388
87 OLIVER LAGORE VANVALIN INVESTMENT GROUP 0.01% of their portfolio FLINT, MI 400400 $31.7k $31.7k 0.01% Unchanged
88 AdvisorNet Financial, Inc 0.00% of their portfolio MINNETONKA, MN 310310 $24.6k $24.6k 0.00% Reduced -200 -200
89 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 289289 $22.9k $22.9k 0.00% Reduced -543 -543
90 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 220220 $17.4k $17.4k 0.00% Unchanged
91 West Branch Capital LLC 0.01% of their portfolio AMHERST, MA 209209 $16.6k $16.6k 0.01% Added +2 +2
92 HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio LUTHERVILLE, MD 176176 $13.9k $13.9k 0.00% Unchanged
93 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 136136 $10.8k $10.8k 0.00% Reduced -21 -21
94 Pacifica Partners Inc. 0.00% of their portfolio SURREY, Z4 100100 $7.7k $7.7k 0.00% Unchanged
95 FSA Wealth Management LLC 0.00% of their portfolio Needham, MA 100100 $7.9k $7.9k 0.00% Unchanged
96 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 6262 $4.9k $4.9k 0.00% Unchanged
97 Bogart Wealth, LLC 0.00% of their portfolio MCLEAN, VA 5151 $4.0k $4.0k 0.00% Unchanged
98 Avondale Wealth Management 0.00% of their portfolio WEST LAKE HILLS, TX 2323 $1.8k $1.8k 0.00% Unchanged
99 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2121 $1.7k $1.7k 0.00% New
100 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2020 $1.5k $1.5k 0.00% New