Vault-13

PIMCO ETF TR SMMU

SHTRM MUN BD ACT · ETP · CUSIP 72201R874

172 institutional holders +24 vs Q3 2024
10,593,09210.6m shares reported held*
$528.0mreported value*
19 new 63 added 43 reduced 9 sold out net bought ≈ $33.0m (+661.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.84.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 103Q4 22: 112Q1 23: 123Q2 23: 125Q3 23: 131Q4 23: 140Q1 24: 138Q2 24: 144Q3 24: 148Q4 24: 172172Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022103
Q4 2022112
Q1 2023123
Q2 2023125
Q3 2023131
Q4 2023140
Q1 2024138
Q2 2024144
Q3 2024148
Q4 2024172

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 62 bought or addedQ1 23: 46 cut or sold outQ2 23: 59 bought or addedQ2 23: 50 cut or sold outQ2 23Q3 23: 61 bought or addedQ3 23: 53 cut or sold outQ4 23: 66 bought or addedQ4 23: 58 cut or sold outQ4 23Q1 24: 66 bought or addedQ1 24: 54 cut or sold outQ2 24: 78 bought or addedQ2 24: 51 cut or sold outQ2 24Q3 24: 76 bought or addedQ3 24: 60 cut or sold outQ4 24: 82 bought or addedQ4 24: 52 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20236246
Q2 20235950
Q3 20236153
Q4 20236658
Q1 20246654
Q2 20247851
Q3 20247660
Q4 20248252

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +156,779+156.8k
Dynasty Wealth Management, LLC New +125,144+125.1k
MAI Capital Management New +78,073+78.1k
Cetera Investment Advisers Added +63,700+63.7k
Independent Advisor Alliance New +59,448+59.4k
MBM WEALTH CONSULTANTS, LLC New +50,309+50.3k
CAPTRUST FINANCIAL ADVISORS Added +43,791+43.8k
AIFG Consultants Ltd. New +40,665+40.7k
Capital Asset Advisory Services LLC Added +37,822+37.8k
JPMORGAN CHASE & CO Added +37,684+37.7k

Biggest sellers

CWM, LLC Reduced -35,963-36.0k
AE Wealth Management LLC Reduced -35,071-35.1k
Alpha Financial Partners LLC Sold out -33,144-33.1k
TD Capital Management LLC Reduced -29,428-29.4k
Cerity Partners LLC Reduced -24,476-24.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Reduced -21,606-21.6k
OneDigital Investment Advisors LLC Reduced -17,779-17.8k
NorthRock Partners, LLC Sold out -15,000-15.0k
Skyline Advisors, Inc. Reduced -12,760-12.8k
COMERICA BANK Reduced -10,919-10.9k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,124,6671.1m $56.1m $56.1m 0.01% Added +156.8k +156,779
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 871,768871.8k $43.4m $43.4m 0.00% Added +28.8k +28,837
3 CWM, LLC 0.15% of their portfolio OMAHA, NE 701,077701.1k $34.9m $34.9m 0.15% Reduced -36.0k -35,963
4 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 596,414596.4k $29.7m $29.7m 0.06% Reduced -21.6k -21,606
5 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 584,519584.5k $29.1m $29.1m 0.06% Added +63.7k +63,700
6 Stonebridge Financial Group, LLC 3.21% of their portfolio Wormleysburg, PA 584,300584.3k $29.1m $29.1m 3.21% First filing
7 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 432,472432.5k $21.6m $21.6m 0.06% Added +43.8k +43,791
8 Biltmore Wealth Management, LLC 8.46% of their portfolio TEMPE, AZ 407,592407.6k $20.3m $20.3m 8.46% Added +1.4k +1,441
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 379,360379.4k $18.9m $18.9m 0.01% Added +11.2k +11,194
10 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 287,356287.4k $14.3m $14.3m 0.03% Reduced -24.5k -24,476
11 TD Capital Management LLC 1.30% of their portfolio MEMPHIS, TN 255,987256.0k $12.8m $12.8m 1.30% Reduced -29.4k -29,428
12 CONDOR CAPITAL MANAGEMENT 1.09% of their portfolio MARTINSVILLE, NJ 248,437248.4k $12.4m $12.4m 1.09% Added +8.3k +8,340
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 239,120239.1k $11.9m $11.9m 0.00% Reduced -3.7k -3,723
14 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 187,563187.6k $9.3m $9.3m 0.00% First filing
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 143,596143.6k $7.2m $7.2m 0.00% Added +37.7k +37,684
16 WEBSTERROGERS FINANCIAL ADVISORS, LLC 2.23% of their portfolio FLORENCE, SC 128,942128.9k $6.4m $6.4m 2.23% Added +6.1k +6,058
17 Dynasty Wealth Management, LLC 0.11% of their portfolio ST. PETERSBURG, FL 125,144125.1k $6.2m $6.2m 0.11% New
18 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 106,669106.7k $5.3m $5.3m 0.01% Added +414 +414
19 CarsonAllaria Wealth Management, Ltd. 2.91% of their portfolio GLEN CARBON, IL 101,974102.0k $5.1m $5.1m 2.91% Added +2.1k +2,067
20 Kelman-Lazarov, Inc. 0.83% of their portfolio MEMPHIS, TN 92,18992.2k $4.6m $4.6m 0.83% Added +13.3k +13,350
21 SIGNET FINANCIAL MANAGEMENT, LLC 0.58% of their portfolio PARSIPPANY, NJ 91,67691.7k $4.6m $4.6m 0.58% Reduced -757 -757
22 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 84,11984.1k $4.2m $4.2m 0.00% Reduced -4.3k -4,333
23 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 80,82080.8k $4.0m $4.0m 0.02% Reduced -5.8k -5,822
24 MAI Capital Management 0.03% of their portfolio INDEPENDENCE, OH 78,07378.1k $3.9m $3.9m 0.03% New
25 Westside Investment Management, Inc. 0.82% of their portfolio SANTA MONICA, CA 77,87977.9k $3.9m $3.9m 0.82% Reduced -1.9k -1,950
26 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 71,40171.4k $3.6m $3.6m 0.01% Reduced -1.2k -1,179
27 SAGESPRING WEALTH PARTNERS, LLC 0.09% of their portfolio FRANKLIN, TN 68,25368.3k $3.4m $3.4m 0.09% First filing
28 Cedar Point Capital Partners, LLC 2.19% of their portfolio Cedar Rapids, IA 64,97965.0k $3.2m $3.2m 2.19% Added +4.3k +4,270
29 Crumly & Associates Inc. 0.87% of their portfolio SPRINGFIELD, IL 64,37864.4k $3.2m $3.2m 0.87% Reduced -972 -972
30 Capital Asset Advisory Services LLC 0.15% of their portfolio Williamston, MI 62,76362.8k $3.1m $3.1m 0.15% Added +37.8k +37,822
31 DAVIS R M INC 0.06% of their portfolio PORTLAND, ME 62,53862.5k $3.1m $3.1m 0.06% Reduced -5.4k -5,385
32 ABLE Financial Group, LLC 0.90% of their portfolio SCOTTSDALE, AZ 61,18761.2k $3.0m $3.0m 0.90% Added +2.2k +2,179
33 OneDigital Investment Advisors LLC 0.04% of their portfolio OVERLAND PARK, KS 60,86460.9k $3.0m $3.0m 0.04% Reduced -17.8k -17,779
34 AXXCESS WEALTH MANAGEMENT, LLC 0.07% of their portfolio CARLSBAD, CA 60,70760.7k $3.0m $3.0m 0.07% Added +35.8k +35,771
35 Independent Advisor Alliance 0.04% of their portfolio CHARLOTTE, NC 59,44859.4k $3.0m $3.0m 0.04% New
36 MBM WEALTH CONSULTANTS, LLC 0.75% of their portfolio CHESTERFIELD, MO 50,30950.3k $2.5m $2.5m 0.75% New
37 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 49,67349.7k $2.5m $2.5m 0.01% Added +3.7k +3,699
38 PAX Financial Group, LLC 0.44% of their portfolio SAN ANTONIO, TX 49,47849.5k $2.5m $2.5m 0.44% Reduced -1.9k -1,884
39 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 49,04249.0k $2.4m $2.4m 0.04% Added +2.9k +2,936
40 UBS Group AG 0.00% of their portfolio ZURICH, V8 47,96248.0k $2.4m $2.4m 0.00% Added +6.2k +6,248
41 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 47,34047.3k $2.4m $2.4m 0.01% Reduced -937 -937
42 Certified Advisory Corp 0.25% of their portfolio ALTAMONTE SPRINGS, FL 46,38246.4k $2.3m $2.3m 0.25% Added +4.4k +4,397
43 INSPIRION WEALTH ADVISORS, LLC 0.32% of their portfolio LIBERTYVILLE, IL 45,75845.8k $2.3m $2.3m 0.32% Reduced -500 -500
44 AIFG Consultants Ltd. 3.31% of their portfolio HALFMOON, NY 40,66540.7k $2.0m $2.0m 3.31% New
45 Premier Path Wealth Partners, LLC 0.31% of their portfolio MADISON, NJ 40,35140.4k $2.0m $2.0m 0.31% Reduced -2.0k -2,030
46 Quotient Wealth Partners, LLC 0.06% of their portfolio DALLAS, TX 35,63335.6k $1.8m $1.8m 0.06% Added +12.8k +12,808
47 LifeWealth Investments, LLC 1.16% of their portfolio WINTER GARDEN, FL 35,05635.1k $1.7m $1.7m 1.16% First filing
48 Inspire Advisors, LLC 0.21% of their portfolio Meridian, ID 34,91934.9k $1.7m $1.7m 0.21% Added +972 +972
49 IAM Advisory, LLC 0.44% of their portfolio EASTON, PA 34,47234.5k $1.7m $1.7m 0.44% Added +248 +248
50 EHRLICH FINANCIAL GROUP 1.21% of their portfolio LAGUNA NIGUEL, CA 34,14134.1k $1.7m $1.7m 1.21% Added +997 +997
51 LongView Wealth Management 0.50% of their portfolio ATLANTA, GA 33,20433.2k $1.7m $1.7m 0.50% Reduced -1.9k -1,900
52 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 32,68932.7k $1.6m $1.6m 0.02% Reduced -7.5k -7,501
53 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 32,68932.7k $1.6m $1.6m 0.02% Reduced -7.5k -7,501
54 Dynamic Advisor Solutions LLC 0.07% of their portfolio PHOENIX, AZ 32,35732.4k $1.6m $1.6m 0.07% Added +12.4k +12,405
55 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 32,34932.3k $1.6m $1.6m 0.01% Added +8.5k +8,503
56 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 30,97731.0k $1.5m $1.5m 0.00% Added +5.7k +5,744
57 Cyndeo Wealth Partners, LLC 0.10% of their portfolio ST. PETERSBURG, FL 30,54830.5k $1.5m $1.5m 0.10% Reduced -4.0k -3,953
58 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 30,49230.5k $1.5m $1.5m 0.00% Added +6.6k +6,554
59 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 29,89029.9k $1.5m $1.5m 0.01% Added +281 +281
60 StoneCrest Wealth Management, Inc. 0.97% of their portfolio CHANDLER, AZ 29,72129.7k $1.5m $1.5m 0.97% Unchanged
61 YHB Investment Advisors, Inc. 0.12% of their portfolio West Hartford, CT 29,46029.5k $1.5m $1.5m 0.12% Added +10.9k +10,880
62 Tyler-Stone Wealth Management 0.26% of their portfolio Beachwood, OH 29,15029.1k $1.5m $1.5m 0.26% Unchanged
63 BCGM Wealth Management, LLC 0.46% of their portfolio LAFAYETTE, IN 29,02029.0k $1.4m $1.4m 0.46% Reduced -2.5k -2,485
64 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 28,86728.9k $1.4m $1.4m 0.00% Reduced -245 -245
65 NewSquare Capital LLC 0.11% of their portfolio NEWTOWN SQUARE, PA 27,74227.7k $1.4m $1.4m 0.11% Reduced -1.4k -1,402
66 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 26,59326.6k $1.3m $1.3m 0.00% Added +1.0k +1,004
67 Skyline Advisors, Inc. 0.50% of their portfolio BELLINGHAM, WA 25,66825.7k $1.3m $1.3m 0.50% Reduced -12.8k -12,760
68 Garden State Investment Advisory Services LLC 0.39% of their portfolio Red Bank, NJ 25,30025.3k $1.3m $1.3m 0.39% Added +31 +31
69 Beaird Harris Wealth Management, LLC 0.11% of their portfolio DALLAS, TX 25,18125.2k $1.3m $1.3m 0.11% Reduced -1.1k -1,100
70 MBL Wealth, LLC 0.12% of their portfolio CHARLOTTE, NC 23,65023.6k $1.2m $1.2m 0.12% Unchanged
71 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 22,53322.5k $1.1m $1.1m 0.01% Unchanged
72 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 21,60321.6k $1.1m $1.1m 0.01% Added +732 +732
73 Visionary Wealth Advisors 0.06% of their portfolio O'FALLON, IL 20,53920.5k $1.0m $1.0m 0.06% Reduced -1.8k -1,799
74 Econ Financial Services Corp 0.56% of their portfolio HARRISBURG, PA 19,56119.6k $974.9k $974.9k 0.56% New
75 Farther Finance Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 17,60017.6k $877.2k $877.2k 0.03% Reduced -3.0k -2,988
76 Boyd Wealth Management, LLC 0.43% of their portfolio SACRAMENTO, CA 17,49717.5k $872.0k $872.0k 0.43% Added +46 +46
77 Financial Advocates Investment Management 0.05% of their portfolio OLYMPIA, WA 16,59316.6k $827.0k $827.0k 0.05% Added +96 +96
78 SAGE RHINO CAPITAL LLC 0.18% of their portfolio MENLO PARK, CA 16,27416.3k $811.1k $811.1k 0.18% Reduced -5.7k -5,653
79 Total Clarity Wealth Management, Inc. 0.26% of their portfolio ST. CHARLES, IL 16,01516.0k $798.2k $798.2k 0.26% Reduced -6.6k -6,574
80 Fortress Wealth Management, Inc. 0.37% of their portfolio Culver City, CA 15,45015.4k $770.0k $770.0k 0.37% New
81 FOUNDERS GROVE WEALTH PARTNERS, LLC 0.22% of their portfolio RICHMOND, VA 15,05815.1k $750.5k $750.5k 0.22% First filing
82 Milestone Investment Advisors LLC 0.20% of their portfolio MIDDLETON, WI 14,65214.7k $730.3k $730.3k 0.20% Added +3.6k +3,575
83 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 14,42214.4k $718.8k $718.8k 0.00% Added +403 +403
84 Oak Wealth Advisors LLC 0.54% of their portfolio NORTHBROOK, IL 14,02814.0k $699.2k $699.2k 0.54% First filing
85 L.K. Benson & Company, P.C. 0.49% of their portfolio TIMONIUM, MD 13,95414.0k $695.5k $695.5k 0.49% First filing
86 Kooman & Associates 0.25% of their portfolio ALTOONA, PA 13,81613.8k $688.6k $688.6k 0.25% Added +399 +399
87 Golden State Wealth Management, LLC 0.10% of their portfolio SANTA ANA, CA 13,73813.7k $684.7k $684.7k 0.10% First filing
88 Bedel Financial Consulting, Inc. 0.09% of their portfolio INDIANAPOLIS, IN 13,18413.2k $659.7k $659.7k 0.09% Unchanged
89 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 12,96913.0k $646.4k $646.4k 0.01% Reduced -1.2k -1,195
90 Summit Financial Strategies, Inc. 0.07% of their portfolio Columbus, OH 12,45512.5k $620.8k $620.8k 0.07% Added +3.5k +3,457
91 AdvisorNet Financial, Inc 0.05% of their portfolio MINNETONKA, MN 11,49111.5k $572.7k $572.7k 0.05% Added +660 +660
92 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 11,21911.2k $559.2k $559.2k 0.00% Added +1.1k +1,115
93 SageView Advisory Group, LLC 0.02% of their portfolio Newport Beach, CA 11,20111.2k $558.3k $558.3k 0.02% Reduced -1.3k -1,343
94 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 11,16211.2k $556.3k $556.3k 0.00% Added +5.1k +5,122
95 Advyzon Investment Management, LLC 0.21% of their portfolio LISLE, IL 11,14311.1k $555.4k $555.4k 0.21% First filing
96 Kuhn & Co Investment Counsel 0.46% of their portfolio Chicago, IL 10,86710.9k $541.6k $541.6k 0.46% Added +1.8k +1,790
97 Rodgers & Associates, LTD 0.06% of their portfolio Lancaster, PA 10,53910.5k $525.3k $525.3k 0.06% New
98 Onyx Bridge Wealth Group LLC 0.08% of their portfolio TARRYTOWN, NY 10,51010.5k $523.8k $523.8k 0.08% New
99 SIERRA OCEAN, LLC 0.43% of their portfolio RIPON, CA 10,50810.5k $523.8k $523.8k 0.43% First filing
100 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 10,50610.5k $524.0k $524.0k 0.00% Added +862 +862