Vault-13

PIMCO ETF TR SMMU

SHTRM MUN BD ACT · ETP · CUSIP 72201R874

144 institutional holders +6 vs Q1 2024
8,943,0018.9m shares reported held*
$446.6mreported value*
15 new 63 added 41 reduced 10 sold out net sold ≈ $37.7m (-761.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.94.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 103Q4 22: 112Q1 23: 123Q2 23: 125Q3 23: 131Q4 23: 140Q1 24: 138Q2 24: 144144Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022103
Q4 2022112
Q1 2023123
Q2 2023125
Q3 2023131
Q4 2023140
Q1 2024138
Q2 2024144

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 47 cut or sold outQ4 22Q1 23: 62 bought or addedQ1 23: 46 cut or sold outQ2 23: 59 bought or addedQ2 23: 50 cut or sold outQ2 23Q3 23: 61 bought or addedQ3 23: 53 cut or sold outQ4 23: 66 bought or addedQ4 23: 58 cut or sold outQ4 23Q1 24: 66 bought or addedQ1 24: 54 cut or sold outQ2 24: 78 bought or addedQ2 24: 51 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20225647
Q1 20236246
Q2 20235950
Q3 20236153
Q4 20236658
Q1 20246654
Q2 20247851

Biggest buyers

LPL Financial LLC Added +140,695+140.7k
JPMORGAN CHASE & CO Added +78,260+78.3k
NewEdge Advisors, LLC Added +71,765+71.8k
TD Capital Management LLC Added +58,935+58.9k
BANK OF AMERICA CORP /DE/ Added +57,188+57.2k
Cetera Investment Advisers Added +57,130+57.1k
UBS Group AG New +40,774+40.8k
RAYMOND JAMES TRUST N.A. Added +34,600+34.6k
Dynasty Wealth Management, LLC Added +31,264+31.3k
WELLS FARGO & COMPANY/MN Added +30,282+30.3k

Biggest sellers

MORGAN STANLEY Reduced -1,209,354-1.2m
MERCER GLOBAL ADVISORS INC /ADV Reduced -127,763-127.8k
CWM, LLC Reduced -83,410-83.4k
GOLDMAN SACHS GROUP INC Sold out -48,294-48.3k
MML INVESTORS SERVICES, LLC Reduced -25,004-25.0k
Crumly & Associates Inc. Reduced -22,518-22.5k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -21,837-21.8k
OneDigital Investment Advisors LLC Reduced -14,430-14.4k
DAVIS R M INC Reduced -8,417-8.4k
JANE STREET GROUP, LLC Reduced -8,406-8.4k

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,145,8031.1m $57.1m $57.1m 0.01% Added +57.2k +57,188
2 CWM, LLC 0.18% of their portfolio OMAHA, NE 772,764772.8k $38.5m $38.5m 0.18% Reduced -83.4k -83,410
3 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.08% of their portfolio PLYMOUTH, MN 657,616657.6k $32.8m $32.8m 0.08% Added +18.4k +18,450
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 605,385605.4k $30.2m $30.2m 0.00% Reduced -1.2m -1,209,354
5 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 464,631464.6k $23.2m $23.2m 0.05% Added +57.1k +57,130
6 Biltmore Wealth Management, LLC 8.10% of their portfolio TEMPE, AZ 374,805374.8k $18.7m $18.7m 8.10% Added +5.9k +5,938
7 CAPTRUST FINANCIAL ADVISORS 0.06% of their portfolio RALEIGH, NC 348,788348.8k $17.4m $17.4m 0.06% Added +22.1k +22,053
8 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 326,315326.3k $16.3m $16.3m 0.01% Added +140.7k +140,695
9 Cerity Partners LLC 0.04% of their portfolio NEW YORK, NY 269,587269.6k $13.4m $13.4m 0.04% Added +9.5k +9,521
10 TD Capital Management LLC 1.36% of their portfolio MEMPHIS, TN 261,421261.4k $13.0m $13.0m 1.36% Added +58.9k +58,935
11 CONDOR CAPITAL MANAGEMENT 1.13% of their portfolio MARTINSVILLE, NJ 236,829236.8k $11.8m $11.8m 1.13% Added +8.3k +8,346
12 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 233,000233.0k $11.6m $11.6m 0.00% Added +30.3k +30,282
13 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 129,956130.0k $6.5m $6.5m 0.00% Added +78.3k +78,260
14 WEBSTERROGERS FINANCIAL ADVISORS, LLC 2.26% of their portfolio FLORENCE, SC 127,407127.4k $6.4m $6.4m 2.26% Added +9.2k +9,203
15 CarsonAllaria Wealth Management, Ltd. 3.19% of their portfolio GLEN CARBON, IL 104,534104.5k $5.2m $5.2m 3.19% Added +5.4k +5,360
16 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 102,886102.9k $5.1m $5.1m 0.01% Added +5.6k +5,643
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 101,918101.9k $5.1m $5.1m 0.00% Reduced -150 -150
18 OneDigital Investment Advisors LLC 0.06% of their portfolio OVERLAND PARK, KS 92,17592.2k $4.6m $4.6m 0.06% Reduced -14.4k -14,430
19 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 91,92191.9k $4.6m $4.6m 0.01% Added +5.0k +5,038
20 SIGNET FINANCIAL MANAGEMENT, LLC 0.60% of their portfolio PARSIPPANY, NJ 89,28489.3k $4.5m $4.5m 0.60% Added +2.5k +2,477
21 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 84,21984.2k $4.2m $4.2m 0.03% Added +71.8k +71,765
22 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 79,19079.2k $4.0m $4.0m 0.01% Added +11.5k +11,545
23 Westside Investment Management, Inc. 0.88% of their portfolio SANTA MONICA, CA 77,25077.2k $3.9m $3.9m 0.88% Reduced -2.6k -2,600
24 Kelman-Lazarov, Inc. 0.72% of their portfolio MEMPHIS, TN 77,07677.1k $3.8m $3.8m 0.72% Added +2.6k +2,601
25 DAVIS R M INC 0.07% of their portfolio PORTLAND, ME 66,10866.1k $3.3m $3.3m 0.07% Reduced -8.4k -8,417
26 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 62,43262.4k $3.1m $3.1m 0.00% Added +205 +205
27 Cedar Point Capital Partners, LLC 2.23% of their portfolio Cedar Rapids, IA 59,72459.7k $3.0m $3.0m 2.23% Reduced -2.5k -2,543
28 IFP Advisors, Inc 0.11% of their portfolio TAMPA, FL 57,07057.1k $2.8m $2.8m 0.11% Reduced -846 -846
29 ABLE Financial Group, LLC 0.95% of their portfolio SCOTTSDALE, AZ 52,70952.7k $2.6m $2.6m 0.95% Reduced -2.8k -2,815
30 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 52,63752.6k $2.6m $2.6m 0.01% Added +11.8k +11,756
31 PAX Financial Group, LLC 0.51% of their portfolio SAN ANTONIO, TX 52,61652.6k $2.6m $2.6m 0.51% Reduced -6.6k -6,579
32 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 48,10348.1k $2.4m $2.4m 0.02% Reduced -164 -164
33 Certified Advisory Corp 0.29% of their portfolio ALTAMONTE SPRINGS, FL 46,90346.9k $2.3m $2.3m 0.29% Added +195 +195
34 INSPIRION WEALTH ADVISORS, LLC 0.35% of their portfolio LIBERTYVILLE, IL 46,25846.3k $2.3m $2.3m 0.35% Added +500 +500
35 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 45,96846.0k $2.3m $2.3m 0.00% Added +2.3k +2,312
36 Crumly & Associates Inc. 0.64% of their portfolio SPRINGFIELD, IL 44,28044.3k $2.2m $2.2m 0.64% Reduced -22.5k -22,518
37 Waverly Advisors, LLC 0.04% of their portfolio BIRMINGHAM, AL 44,09644.1k $2.2m $2.2m 0.04% Added +1.4k +1,401
38 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 43,25143.3k $2.2m $2.2m 0.02% Reduced -1.5k -1,460
39 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 43,25143.3k $2.2m $2.2m 0.02% Reduced -1.5k -1,460
40 RAYMOND JAMES TRUST N.A. 0.05% of their portfolio ST. PETERSBURG, FL 42,30842.3k $2.1m $2.1m 0.05% Added +34.6k +34,600
41 UBS Group AG 0.00% of their portfolio ZURICH, V8 40,77440.8k $2.0m $2.0m 0.00% New
42 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 38,74538.7k $1.9m $1.9m 0.01% Reduced -25.0k -25,004
43 Skyline Advisors, Inc. 0.83% of their portfolio BELLINGHAM, WA 38,45538.5k $1.9m $1.9m 0.83% Added +194 +194
44 Inspire Advisors, LLC 0.25% of their portfolio Meridian, ID 37,70437.7k $1.9m $1.9m 0.25% Added +74 +74
45 Dynasty Wealth Management, LLC 0.06% of their portfolio ST. PETERSBURG, FL 37,55837.6k $1.9m $1.9m 0.06% Added +31.3k +31,264
46 LongView Wealth Management 0.68% of their portfolio ATLANTA, GA 36,72436.7k $1.8m $1.8m 0.68% Reduced -1.2k -1,178
47 Cyndeo Wealth Partners, LLC 0.14% of their portfolio ST. PETERSBURG, FL 36,23636.2k $1.8m $1.8m 0.14% Added +5.6k +5,603
48 AE Wealth Management LLC 0.02% of their portfolio TOPEKA, KS 34,64834.6k $1.7m $1.7m 0.02% Added +128 +128
49 BCGM Wealth Management, LLC 0.59% of their portfolio LAFAYETTE, IN 34,38334.4k $1.7m $1.7m 0.59% Reduced -7.7k -7,695
50 IAM Advisory, LLC 0.46% of their portfolio EASTON, PA 33,99034.0k $1.7m $1.7m 0.46% Added +1.2k +1,168
51 Levy Wealth Management Group, LLC 0.43% of their portfolio PHILADELPHIA, PA 33,85133.9k $1.7m $1.7m 0.43% Reduced -3.4k -3,374
52 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 32,76132.8k $1.6m $1.6m 0.00% Reduced -8.4k -8,406
53 NewSquare Capital LLC 0.14% of their portfolio NEWTOWN SQUARE, PA 31,74531.7k $1.6m $1.6m 0.14% Reduced -6.0k -5,960
54 Dynamic Advisor Solutions LLC 0.05% of their portfolio PHOENIX, AZ 30,92330.9k $1.5m $1.5m 0.05% Added +708 +708
55 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 30,26330.3k $1.5m $1.5m 0.01% New
56 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 29,32629.3k $1.5m $1.5m 0.00% Added +978 +978
57 Garden State Investment Advisory Services LLC 0.46% of their portfolio Red Bank, NJ 26,54226.5k $1.3m $1.3m 0.46% Reduced -1.9k -1,931
58 SAGE RHINO CAPITAL LLC 0.31% of their portfolio MENLO PARK, CA 26,30826.3k $1.3m $1.3m 0.31% Added +375 +375
59 Farther Finance Advisors, LLC 0.06% of their portfolio SAN FRANCISCO, CA 24,79124.8k $1.2m $1.2m 0.06% Added +13.6k +13,569
60 Quotient Wealth Partners, LLC 0.04% of their portfolio DALLAS, TX 23,88723.9k $1.2m $1.2m 0.04% New
61 Premier Path Wealth Partners, LLC 0.20% of their portfolio MADISON, NJ 23,79023.8k $1.2m $1.2m 0.20% Added +13.6k +13,590
62 MBL Wealth, LLC 0.13% of their portfolio CHARLOTTE, NC 23,70023.7k $1.2m $1.2m 0.13% Added +1.4k +1,350
63 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 23,46423.5k $1.2m $1.2m 0.00% Added +1.3k +1,329
64 Visionary Wealth Advisors 0.08% of their portfolio O'FALLON, IL 23,24023.2k $1.2m $1.2m 0.08% Added +995 +995
65 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 22,53322.5k $1.1m $1.1m 0.01% First filing
66 Total Clarity Wealth Management, Inc. 0.37% of their portfolio ST. CHARLES, IL 21,15021.1k $1.1m $1.1m 0.37% Reduced -3.2k -3,199
67 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 19,90019.9k $992.4k $992.4k 0.01% Added +2.9k +2,922
68 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 19,54319.5k $974.6k $974.6k 0.00% Added +2.9k +2,934
69 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 17,72417.7k $883.9k $883.9k 0.00% Reduced -127.8k -127,763
70 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 15,83115.8k $790.0k $790.0k 0.00% Reduced -21.8k -21,837
71 Tyler-Stone Wealth Management 0.30% of their portfolio Beachwood, OH 14,57514.6k $726.9k $726.9k 0.30% Reduced -292 -292
72 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 14,56914.6k $726.6k $726.6k 0.00% New
73 Kooman & Associates 0.29% of their portfolio ALTOONA, PA 14,49014.5k $722.6k $722.6k 0.29% Added +855 +855
74 Virtue Capital Management, LLC 0.11% of their portfolio BRENTWOOD, TN 13,38613.4k $669.9k $669.9k 0.11% Unchanged
75 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 13,22413.2k $659.5k $659.5k 0.00% Reduced -4.4k -4,374
76 Bedel Financial Consulting, Inc. 0.10% of their portfolio INDIANAPOLIS, IN 13,18413.2k $657.5k $657.5k 0.10% Unchanged
77 SageView Advisory Group, LLC 0.03% of their portfolio Newport Beach, CA 12,98213.0k $647.4k $647.4k 0.03% New
78 Financial Advocates Investment Management 0.04% of their portfolio OLYMPIA, WA 12,93212.9k $644.9k $644.9k 0.04% Added +778 +778
79 Watchman Group, Inc. 0.20% of their portfolio PLANO, TX 12,50312.5k $623.5k $623.5k 0.20% Unchanged
80 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 12,26512.3k $611.7k $611.7k 0.00% Added +149 +149
81 YHB Investment Advisors, Inc. 0.05% of their portfolio West Hartford, CT 11,28511.3k $562.8k $562.8k 0.05% Reduced -1.6k -1,560
82 EHRLICH FINANCIAL GROUP 0.43% of their portfolio LAGUNA NIGUEL, CA 11,00611.0k $548.9k $548.9k 0.43% Added +4.9k +4,858
83 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 10,93810.9k $545.5k $545.5k 0.01% Reduced -7.1k -7,109
84 AdvisorNet Financial, Inc 0.05% of their portfolio MINNETONKA, MN 10,63810.6k $530.5k $530.5k 0.05% Added +133 +133
85 Rehmann Capital Advisory Group 0.04% of their portfolio LANSING, MI 10,59810.6k $528.5k $528.5k 0.04% Added +837 +837
86 WBH ADVISORY INC 0.05% of their portfolio BALTIMORE, MD 10,26110.3k $511.7k $511.7k 0.05% Unchanged
87 GREENLEAF TRUST 0.00% of their portfolio KALAMAZOO, MI 10,23410.2k $510.4k $510.4k 0.00% Unchanged
88 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9,7739.8k $487.0k $487.0k 0.00% Added +5 +5
89 Summit Financial Strategies, Inc. 0.06% of their portfolio Columbus, OH 9,6839.7k $482.9k $482.9k 0.06% New
90 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 9,6799.7k $483.0k $483.0k 0.02% New
91 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 9,3509.3k $466.3k $466.3k 0.00% Added +311 +311
92 COMERICA BANK 0.00% of their portfolio DALLAS, TX 8,5748.6k $427.6k $427.6k 0.00% Added +299 +299
93 Kuhn & Co Investment Counsel 0.38% of their portfolio Chicago, IL 8,5538.6k $426.5k $426.5k 0.38% Added +1.2k +1,157
94 PFG Advisors 0.03% of their portfolio Phoenix, AZ 8,3288.3k $415.3k $415.3k 0.03% Reduced -171 -171
95 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 7,9237.9k $395.1k $395.1k 0.02% New
96 Madison Wealth Partners, Inc 0.13% of their portfolio MADISON, WI 7,7167.7k $384.8k $384.8k 0.13% Reduced -1.5k -1,523
97 WINTRUST INVESTMENTS LLC 0.03% of their portfolio CHICAGO, IL 7,6347.6k $381.0k $381.0k 0.03% Added +87 +87
98 Williams & Novak, LLC 0.34% of their portfolio WESTLAKE VILLAGE, CA 7,3707.4k $367.5k $367.5k 0.34% Reduced -380 -380
99 Elevated Capital Advisors, LLC 0.10% of their portfolio SANDY, UT 7,0667.1k $352.4k $352.4k 0.10% New
100 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 7,0647.1k $352.3k $352.3k 0.00% New