Vault-13

PIMCO ETF TR SMMU

SHTRM MUN BD ACT · ETP · CUSIP 72201R874

131 institutional holders +6 vs Q2 2023
8,555,1818.6m shares reported held*
$418.8mreported value*
15 new 46 added 44 reduced 9 sold out net bought ≈ $17.3m (+352.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $48.95.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 103Q4 22: 112Q1 23: 123Q2 23: 125Q3 23: 131131Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022103
Q4 2022112
Q1 2023123
Q2 2023125
Q3 2023131

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 47 cut or sold outQ4 22Q1 23: 62 bought or addedQ1 23: 46 cut or sold outQ1 23Q2 23: 59 bought or addedQ2 23: 50 cut or sold outQ2 23Q3 23: 61 bought or addedQ3 23: 53 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225647
Q1 20236246
Q2 20235950
Q3 20236153

Biggest buyers

WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +244,973+245.0k
BANK OF AMERICA CORP /DE/ Added +182,419+182.4k
LPL Financial LLC Added +71,021+71.0k
MML INVESTORS SERVICES, LLC Added +62,845+62.8k
Bank of New York Mellon Corp New +49,274+49.3k
HighTower Advisors, LLC Added +37,553+37.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +26,845+26.8k
Kelman-Lazarov, Inc. Added +19,596+19.6k
Cetera Advisors LLC Added +19,316+19.3k
CAPTRUST FINANCIAL ADVISORS Added +18,377+18.4k

Biggest sellers

Signify Wealth Reduced -81,452-81.5k
Orion Porfolio Solutions, LLC Reduced -65,488-65.5k
Orion Portfolio Solutions, LLC Reduced -65,488-65.5k
JANE STREET GROUP, LLC Reduced -61,294-61.3k
IFP Advisors, Inc Reduced -58,116-58.1k
AIFG Consultants Ltd. Sold out -47,190-47.2k
CWM, LLC Reduced -43,118-43.1k
OneDigital Investment Advisors LLC Reduced -28,736-28.7k
MORGAN STANLEY Reduced -26,673-26.7k
FLOW TRADERS U.S. LLC Sold out -20,970-21.0k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,590,5561.6m $77.9m $77.9m 0.01% Added +182.4k +182,419
2 CWM, LLC 0.28% of their portfolio OMAHA, NE 922,710922.7k $45.2m $45.2m 0.28% Reduced -43.1k -43,118
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 466,013466.0k $22.8m $22.8m 0.00% Reduced -26.7k -26,673
4 Biltmore Wealth Management, LLC 8.49% of their portfolio TEMPE, AZ 359,195359.2k $17.6m $17.6m 8.49% Added +14.7k +14,684
5 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 266,163266.2k $13.0m $13.0m 0.04% Added +245.0k +244,973
6 Cetera Advisors LLC 0.20% of their portfolio DENVER, CO 261,029261.0k $12.8m $12.8m 0.20% Added +19.3k +19,316
7 Cerity Partners LLC 0.06% of their portfolio NEW YORK, NY 260,814260.8k $12.8m $12.8m 0.06% Added +13.3k +13,282
8 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 258,723258.7k $12.7m $12.7m 0.05% Added +18.4k +18,377
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 234,559234.6k $11.5m $11.5m 0.01% Added +71.0k +71,021
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 232,867232.9k $11.4m $11.4m 0.00% Reduced -6.5k -6,549
11 CONDOR CAPITAL MANAGEMENT 1.35% of their portfolio MARTINSVILLE, NJ 224,361224.4k $11.0m $11.0m 1.35% Reduced -8.4k -8,405
12 OneDigital Investment Advisors LLC 0.23% of their portfolio OVERLAND PARK, KS 219,841219.8k $10.8m $10.8m 0.23% Reduced -28.7k -28,736
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 139,230139.2k $6.8m $6.8m 0.01% Reduced -2.1k -2,119
14 CarsonAllaria Wealth Management, Ltd. 5.07% of their portfolio GLEN CARBON, IL 127,390127.4k $6.2m $6.2m 5.07% Added +3.3k +3,286
15 TD Capital Management LLC 0.74% of their portfolio MEMPHIS, TN 123,177123.2k $6.0m $6.0m 0.74% Added +15.0k +14,961
16 WEBSTERROGERS FINANCIAL ADVISORS, LLC 2.61% of their portfolio FLORENCE, SC 121,406121.4k $5.9m $5.9m 2.61% Reduced -3.6k -3,565
17 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 117,894117.9k $5.8m $5.8m 0.00% Added +2.4k +2,409
18 DAVIS R M INC 0.14% of their portfolio PORTLAND, ME 110,993111.0k $5.4m $5.4m 0.14% Reduced -2.4k -2,385
19 Kathmere Capital Management, LLC 0.78% of their portfolio WAYNE, PA 108,012108.0k $5.3m $5.3m 0.78% Added +4.9k +4,923
20 Amplius Wealth Advisors, LLC 0.70% of their portfolio BLUE BELL, PA 107,012107.0k $5.2m $5.2m 0.70% Added +10.9k +10,881
21 Signify Wealth 6.17% of their portfolio SAINT LOUIS, MO 93,73493.7k $4.6m $4.6m 6.17% Reduced -81.5k -81,452
22 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 88,90188.9k $4.4m $4.4m 0.01% Reduced -2.9k -2,920
23 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 88,28388.3k $4.3m $4.3m 0.01% Reduced -61.3k -61,294
24 Westside Investment Management, Inc. 1.21% of their portfolio SANTA MONICA, CA 86,20086.2k $4.2m $4.2m 1.21% Added +9.4k +9,400
25 SIGNET FINANCIAL MANAGEMENT, LLC 0.69% of their portfolio PARSIPPANY, NJ 85,59885.6k $4.2m $4.2m 0.69% Added +1.9k +1,907
26 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 83,70583.7k $4.1m $4.1m 0.01% Added +5.4k +5,373
27 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 72,90172.9k $3.6m $3.6m 0.04% Reduced -65.5k -65,488
28 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 72,90172.9k $3.6m $3.6m 0.04% Reduced -65.5k -65,488
29 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 71,10271.1k $3.5m $3.5m 0.01% Added +37.6k +37,553
30 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 69,18269.2k $3.4m $3.4m 0.02% Added +62.8k +62,845
31 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 64,19764.2k $3.1m $3.1m 0.01% Added +6.3k +6,347
32 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 59,23659.2k $2.9m $2.9m 0.02% Reduced -2.5k -2,493
33 ABLE Financial Group, LLC 1.39% of their portfolio SCOTTSDALE, AZ 56,66556.7k $2.8m $2.8m 1.39% Added +13.5k +13,476
34 IFP Advisors, Inc 0.12% of their portfolio TAMPA, FL 53,59653.6k $2.6m $2.6m 0.12% Reduced -58.1k -58,116
35 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 52,54552.5k $2.6m $2.6m 0.01% Reduced -837 -837
36 Kelman-Lazarov, Inc. 0.59% of their portfolio MEMPHIS, TN 50,57650.6k $2.5m $2.5m 0.59% Added +19.6k +19,596
37 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 49,27449.3k $2.4m $2.4m 0.00% New
38 Dynamic Advisor Solutions LLC 0.10% of their portfolio PHOENIX, AZ 44,39644.4k $2.2m $2.2m 0.10% Reduced -1.3k -1,315
39 UBS Group AG 0.00% of their portfolio ZURICH, V8 43,98144.0k $2.2m $2.2m 0.00% Reduced -16.2k -16,183
40 Certified Advisory Corp 0.39% of their portfolio ALTAMONTE SPRINGS, FL 43,45143.5k $2.1m $2.1m 0.39% Reduced -2.7k -2,688
41 BCGM Wealth Management, LLC 0.94% of their portfolio LAFAYETTE, IN 41,61541.6k $2.0m $2.0m 0.94% Reduced -736 -736
42 INSPIRION WEALTH ADVISORS, LLC 0.39% of their portfolio LIBERTYVILLE, IL 40,75840.8k $2.0m $2.0m 0.39% Unchanged
43 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 39,98840.0k $2.0m $2.0m 0.00% Reduced -1.3k -1,317
44 NewSquare Capital LLC 0.20% of their portfolio NEWTOWN SQUARE, PA 38,81538.8k $1.9m $1.9m 0.20% Reduced -1.8k -1,820
45 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 37,68837.7k $1.8m $1.8m 0.00% Added +26.8k +26,845
46 Levy Wealth Management Group, LLC 0.55% of their portfolio PHILADELPHIA, PA 36,54936.5k $1.8m $1.8m 0.55% Reduced -891 -891
47 Inspire Advisors, LLC 0.30% of their portfolio Meridian, ID 34,57734.6k $1.7m $1.7m 0.30% Added +13.5k +13,451
48 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 30,49730.5k $1.5m $1.5m 0.01% Reduced -3.5k -3,492
49 Garden State Investment Advisory Services LLC 0.68% of their portfolio Red Bank, NJ 29,93429.9k $1.5m $1.5m 0.68% Reduced -3.8k -3,816
50 StrategIQ Financial Group, LLC 0.17% of their portfolio MERRILLVILLE, IN 29,25129.3k $1.4m $1.4m 0.17% Added +7.6k +7,638
51 Crumly & Associates Inc. 0.50% of their portfolio SPRINGFIELD, IL 26,12726.1k $1.3m $1.3m 0.50% Reduced -330 -330
52 SAGE RHINO CAPITAL LLC 0.35% of their portfolio MENLO PARK, CA 25,64425.6k $1.3m $1.3m 0.35% Reduced -425 -425
53 MBL Wealth, LLC 0.15% of their portfolio CHARLOTTE, NC 21,40021.4k $1.0m $1.0m 0.15% Reduced -4.9k -4,860
54 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,21018.2k $891.4k $891.4k 0.00% New
55 IAM Advisory, LLC 0.30% of their portfolio EASTON, PA 17,83517.8k $873.0k $873.0k 0.30% Added +2.6k +2,608
56 Kooman & Associates 0.40% of their portfolio ALTOONA, PA 16,02516.0k $784.4k $784.4k 0.40% Reduced -354 -354
57 Tyler-Stone Wealth Management 0.45% of their portfolio Beachwood, OH 15,93215.9k $780.0k $780.0k 0.45% Reduced -41 -41
58 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 15,84715.8k $775.7k $775.7k 0.01% Reduced -1.0k -1,001
59 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 15,61215.6k $764.2k $764.2k 0.00% Unchanged
60 Avestar Capital, LLC 0.12% of their portfolio New York, NY 15,51915.5k $759.7k $759.7k 0.12% Added +2.7k +2,675
61 Financial Advocates Investment Management 0.06% of their portfolio OLYMPIA, WA 15,49715.5k $758.6k $758.6k 0.06% Added +5.3k +5,348
62 SageView Advisory Group, LLC 0.04% of their portfolio Newport Beach, CA 14,55614.6k $712.5k $712.5k 0.04% Added +836 +836
63 YHB Investment Advisors, Inc. 0.06% of their portfolio West Hartford, CT 13,63513.6k $667.4k $667.4k 0.06% Reduced -1.4k -1,380
64 Virtue Capital Management, LLC 0.11% of their portfolio BRENTWOOD, TN 13,38613.4k $662.2k $662.2k 0.11% Unchanged
65 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 13,34913.3k $653.4k $653.4k 0.00% Added +3.0k +3,022
66 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 13,18913.2k $645.6k $645.6k 0.05% Reduced -35 -35
67 BEDEL FINANCIAL CONSULTING INC 0.13% of their portfolio INDIANAPOLIS, IN 13,18413.2k $645.4k $645.4k 0.13% First filing
68 Bedel Financial Consulting, Inc. 0.13% of their portfolio INDIANAPOLIS, IN 13,18413.2k $645.4k $645.4k 0.13% Unchanged
69 SITTNER & NELSON, LLC 0.37% of their portfolio EUGENE, OR 13,16513.2k $644.4k $644.4k 0.37% Reduced -8.4k -8,352
70 Watchman Group, Inc. 0.26% of their portfolio PLANO, TX 12,50312.5k $612.0k $612.0k 0.26% Added +1.0k +1,013
71 Madison Wealth Partners, Inc 0.30% of their portfolio MADISON, WI 12,05312.1k $590.0k $590.0k 0.30% Reduced -2.3k -2,302
72 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,41511.4k $558.8k $558.8k 0.00% New
73 TWO SIGMA SECURITIES, LLC 0.03% of their portfolio NEW YORK, NY 11,08311.1k $542.5k $542.5k 0.03% Added +6.0k +5,971
74 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 10,36310.4k $507.3k $507.3k 0.01% Added +1.4k +1,422
75 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 10,23410.2k $501.0k $501.0k 0.01% Unchanged
76 KWB Wealth 0.08% of their portfolio REDLANDS, CA 10,13110.1k $501.8k $501.8k 0.08% Unchanged
77 WBH ADVISORY INC 0.06% of their portfolio BALTIMORE, MD 9,7909.8k $479.2k $479.2k 0.06% Added +4.1k +4,110
78 Rehmann Capital Advisory Group 0.04% of their portfolio LANSING, MI 9,7469.7k $477.1k $477.1k 0.04% Added +351 +351
79 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 9,5539.6k $467.6k $467.6k 0.00% New
80 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 9,1509.2k $448.0k $448.0k 0.00% Added +2.7k +2,739
81 Capital Market Strategies LLC 0.43% of their portfolio PALM BEACH GARDENS, FL 8,9398.9k $435.8k $435.8k 0.43% Reduced -1.3k -1,274
82 PFG Advisors 0.04% of their portfolio Phoenix, AZ 8,9358.9k $437.4k $437.4k 0.04% Added +335 +335
83 Stokes Capital Advisors, LLC 0.15% of their portfolio GREENWOOD, SC 8,8628.9k $433.8k $433.8k 0.15% Unchanged
84 First Heartland Consultants, Inc. 0.05% of their portfolio LAKE ST. LOUIS, MO 7,7277.7k $378.0k $378.0k 0.05% Reduced -836 -836
85 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 7,6827.7k $376.0k $376.0k 0.00% Added +7.6k +7,582
86 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,6617.7k $375.0k $375.0k 0.00% Added +6.2k +6,155
87 WINTRUST INVESTMENTS LLC 0.04% of their portfolio CHICAGO, IL 7,6527.7k $375.0k $375.0k 0.04% Added +186 +186
88 Syverson Strege & Co 0.16% of their portfolio WEST DES MOINES, IA 7,2667.3k $355.7k $355.7k 0.16% Added +265 +265
89 Good Life Advisors, LLC 0.04% of their portfolio READING, PA 7,1507.2k $350.0k $350.0k 0.04% Reduced -564 -564
90 Total Clarity Wealth Management, Inc. 0.17% of their portfolio ST. CHARLES, IL 7,0757.1k $346.3k $346.3k 0.17% Added +2.9k +2,872
91 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 7,0077.0k $343.0k $343.0k 0.02% Reduced -953 -953
92 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 6,8666.9k $336.0k $336.0k 0.00% Added +1.1k +1,136
93 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 6,6396.6k $325.0k $325.0k 0.00% New
94 Dean, Jacobson Financial Services, LLC 0.30% of their portfolio FORT WORTH, TX 6,6196.6k $324.0k $324.0k 0.30% Unchanged
95 Capital Advisors, Ltd. LLC 0.05% of their portfolio SHAKER HEIGHTS, OH 6,6006.6k $323.0k $323.0k 0.05% Unchanged
96 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 6,4496.4k $315.7k $315.7k 0.01% Reduced -1.0k -1,000
97 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 5,9946.0k $293.4k $293.4k 0.01% Reduced -9.1k -9,115
98 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 5,1145.1k $250.3k $250.3k 0.00% New
99 Bouchey Financial Group, Ltd. 0.03% of their portfolio TROY, NY 4,7204.7k $231.0k $231.0k 0.03% New
100 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 4,6704.7k $228.6k $228.6k 0.00% Unchanged