Vault-13

PIMCO ETF TR SMMU

SHTRM MUN BD ACT · ETP · CUSIP 72201R874

125 institutional holders +2 vs Q1 2023
8,237,9128.2m shares reported held*
$408.0mreported value*
13 new 46 added 37 reduced 13 sold out net sold ≈ $15.6m (-314.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.53.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 103Q4 22: 112Q1 23: 123Q2 23: 125125Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022103
Q4 2022112
Q1 2023123
Q2 2023125

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 56 bought or addedQ4 22: 47 cut or sold outQ4 22Q1 23: 62 bought or addedQ1 23: 46 cut or sold outQ1 23Q2 23: 59 bought or addedQ2 23: 50 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20225647
Q1 20236246
Q2 20235950

Biggest buyers

Biltmore Wealth Management, LLC New +344,511+344.5k
Allworth Financial LP New +61,729+61.7k
Orion Portfolio Solutions, LLC Added +54,924+54.9k
Orion Porfolio Solutions, LLC Added +54,924+54.9k
IFP Advisors, Inc Added +53,646+53.6k
JANE STREET GROUP, LLC Added +48,899+48.9k
WELLS FARGO & COMPANY/MN Added +44,635+44.6k
Wealth CMT New +41,277+41.3k
CAPTRUST FINANCIAL ADVISORS Added +29,993+30.0k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +21,190+21.2k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -604,064-604.1k
HighTower Advisors, LLC Reduced -190,451-190.5k
Cerity Partners LLC Reduced -81,663-81.7k
CWM, LLC Reduced -76,055-76.1k
Kathmere Capital Management, LLC Reduced -50,734-50.7k
OneDigital Investment Advisors LLC Reduced -43,446-43.4k
TRUIST FINANCIAL CORP Reduced -33,656-33.7k
Thrivent Financial for Lutherans Reduced -22,973-23.0k
Boyd Wealth Management, LLC Sold out -16,702-16.7k
CreativeOne Wealth, LLC Reduced -15,515-15.5k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,408,1371.4m $69.7m $69.7m 0.01% Reduced -604.1k -604,064
2 CWM, LLC 0.30% of their portfolio OMAHA, NE 965,828965.8k $47.8m $47.8m 0.30% Reduced -76.1k -76,055
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 492,686492.7k $24.4m $24.4m 0.00% Added +5.4k +5,372
4 Biltmore Wealth Management, LLC 7.24% of their portfolio TEMPE, AZ 344,511344.5k $17.1m $17.1m 7.24% New
5 OneDigital Investment Advisors LLC 0.27% of their portfolio OVERLAND PARK, KS 248,577248.6k $12.3m $12.3m 0.27% Reduced -43.4k -43,446
6 Cerity Partners LLC 0.05% of their portfolio NEW YORK, NY 247,532247.5k $12.3m $12.3m 0.05% Reduced -81.7k -81,663
7 Cetera Advisors LLC 0.19% of their portfolio DENVER, CO 241,713241.7k $12.0m $12.0m 0.19% Added +6.5k +6,461
8 CAPTRUST FINANCIAL ADVISORS 0.05% of their portfolio RALEIGH, NC 240,346240.3k $11.9m $11.9m 0.05% Added +30.0k +29,993
9 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 239,416239.4k $11.9m $11.9m 0.00% Added +44.6k +44,635
10 CONDOR CAPITAL MANAGEMENT 1.38% of their portfolio MARTINSVILLE, NJ 232,766232.8k $11.5m $11.5m 1.38% Reduced -168 -168
11 Signify Wealth 7.48% of their portfolio SAINT LOUIS, MO 175,186175.2k $8.7m $8.7m 7.48% Added +12.4k +12,410
12 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 163,538163.5k $8.1m $8.1m 0.01% Reduced -123 -123
13 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 149,577149.6k $7.4m $7.4m 0.01% Added +48.9k +48,899
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 141,349141.3k $7.0m $7.0m 0.01% Reduced -9.8k -9,830
15 Orion Porfolio Solutions, LLC 0.07% of their portfolio OMAHA, NE 138,389138.4k $6.9m $6.9m 0.07% Added +54.9k +54,924
16 Orion Portfolio Solutions, LLC 0.07% of their portfolio Omaha, NE 138,389138.4k $6.9m $6.9m 0.07% Added +54.9k +54,924
17 WEBSTERROGERS FINANCIAL ADVISORS, LLC 2.70% of their portfolio FLORENCE, SC 124,971125.0k $6.2m $6.2m 2.70% Reduced -876 -876
18 CarsonAllaria Wealth Management, Ltd. 4.84% of their portfolio GLEN CARBON, IL 124,104124.1k $6.1m $6.1m 4.84% Added +5.0k +5,026
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 115,485115.5k $5.7m $5.7m 0.00% Added +11.5k +11,519
20 DAVIS R M INC 0.13% of their portfolio PORTLAND, ME 113,378113.4k $5.6m $5.6m 0.13% Reduced -10.2k -10,243
21 IFP Advisors, Inc 0.12% of their portfolio TAMPA, FL 111,712111.7k $5.5m $5.5m 0.12% Added +53.6k +53,646
22 TD Capital Management LLC 0.64% of their portfolio MEMPHIS, TN 108,216108.2k $5.4m $5.4m 0.64% Reduced -9.5k -9,485
23 Kathmere Capital Management, LLC 0.79% of their portfolio WAYNE, PA 103,089103.1k $5.1m $5.1m 0.79% Reduced -50.7k -50,734
24 Amplius Wealth Advisors, LLC 0.64% of their portfolio BLUE BELL, PA 96,13196.1k $4.8m $4.8m 0.64% Added +14.7k +14,655
25 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 91,82191.8k $4.5m $4.5m 0.01% Reduced -1.2k -1,240
26 SIGNET FINANCIAL MANAGEMENT, LLC 0.66% of their portfolio PARSIPPANY, NJ 83,69183.7k $4.1m $4.1m 0.66% Added +1.5k +1,533
27 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 78,33278.3k $3.9m $3.9m 0.01% Added +1.0k +1,039
28 Westside Investment Management, Inc. 1.07% of their portfolio SANTA MONICA, CA 76,80076.8k $3.8m $3.8m 1.07% Added +5.3k +5,300
29 Allworth Financial LP 0.03% of their portfolio FOLSOM, CA 61,72961.7k $3.1m $3.1m 0.03% New
30 UBS Group AG 0.00% of their portfolio ZURICH, V8 60,16460.2k $3.0m $3.0m 0.00% Added +3.2k +3,246
31 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 57,85057.9k $2.9m $2.9m 0.00% Reduced -33.7k -33,656
32 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 53,38253.4k $2.6m $2.6m 0.01% Reduced -9.3k -9,281
33 AIFG Consultants Ltd. 1.88% of their portfolio HALFMOON, NY 47,19047.2k $2.3m $2.3m 1.88% Added +1.2k +1,175
34 Certified Advisory Corp 0.42% of their portfolio ALTAMONTE SPRINGS, FL 46,13946.1k $2.3m $2.3m 0.42% Added +1.1k +1,129
35 Dynamic Advisor Solutions LLC 0.12% of their portfolio PHOENIX, AZ 45,71145.7k $2.3m $2.3m 0.12% Added +11.9k +11,912
36 ABLE Financial Group, LLC 1.11% of their portfolio SCOTTSDALE, AZ 43,18943.2k $2.1m $2.1m 1.11% Added +9.4k +9,385
37 BCGM Wealth Management, LLC 0.92% of their portfolio LAFAYETTE, IN 42,35142.4k $2.1m $2.1m 0.92% Added +4.0k +4,038
38 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 41,30541.3k $2.0m $2.0m 0.00% Added +970 +970
39 Wealth CMT 3.09% of their portfolio CHERRY HILL, NJ 41,27741.3k $2.0m $2.0m 3.09% New
40 INSPIRION WEALTH ADVISORS, LLC 0.39% of their portfolio LIBERTYVILLE, IL 40,75840.8k $2.0m $2.0m 0.39% Unchanged
41 NewSquare Capital LLC 0.21% of their portfolio NEWTOWN SQUARE, PA 40,63540.6k $2.0m $2.0m 0.21% Reduced -350 -350
42 Levy Wealth Management Group, LLC 0.55% of their portfolio PHILADELPHIA, PA 37,44037.4k $1.9m $1.9m 0.55% Reduced -6.7k -6,749
43 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 33,98934.0k $1.7m $1.7m 0.01% Added +10.8k +10,811
44 Garden State Investment Advisory Services LLC 0.74% of their portfolio Red Bank, NJ 33,75033.8k $1.7m $1.7m 0.74% Reduced -351 -351
45 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 33,54933.5k $1.7m $1.7m 0.00% Reduced -190.5k -190,451
46 Kelman-Lazarov, Inc. 0.37% of their portfolio MEMPHIS, TN 30,98031.0k $1.5m $1.5m 0.37% Added +8.2k +8,174
47 Crumly & Associates Inc. 0.52% of their portfolio SPRINGFIELD, IL 26,45726.5k $1.3m $1.3m 0.52% Added +10.2k +10,232
48 MBL Wealth, LLC 0.18% of their portfolio CHARLOTTE, NC 26,26026.3k $1.3m $1.3m 0.18% Reduced -13.3k -13,315
49 SAGE RHINO CAPITAL LLC 0.36% of their portfolio MENLO PARK, CA 26,06926.1k $1.3m $1.3m 0.36% Added +6 +6
50 StrategIQ Financial Group, LLC 0.12% of their portfolio MERRILLVILLE, IN 21,61321.6k $1.1m $1.1m 0.12% Added +11.7k +11,663
51 SITTNER & NELSON, LLC 0.59% of their portfolio EUGENE, OR 21,51721.5k $1.1m $1.1m 0.59% Reduced -14.4k -14,398
52 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 21,19021.2k $1.0m $1.0m 0.01% New
53 Inspire Advisors, LLC 0.20% of their portfolio Meridian, ID 21,12621.1k $1.0m $1.0m 0.20% Added +3.1k +3,077
54 FLOW TRADERS U.S. LLC 0.05% of their portfolio NEW YORK, NY 20,97021.0k $1.0m $1.0m 0.05% New
55 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 16,84816.8k $834.5k $834.5k 0.01% Added +11.9k +11,916
56 Kooman & Associates 0.40% of their portfolio ALTOONA, PA 16,37916.4k $811.3k $811.3k 0.40% Added +128 +128
57 Tyler-Stone Wealth Management 0.45% of their portfolio Beachwood, OH 15,97316.0k $791.0k $791.0k 0.45% First filing
58 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 15,61215.6k $773.3k $773.3k 0.00% First filing
59 IAM Advisory, LLC 0.26% of their portfolio EASTON, PA 15,22715.2k $754.2k $754.2k 0.26% Added +70 +70
60 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 15,10915.1k $748.4k $748.4k 0.02% Reduced -607 -607
61 YHB Investment Advisors, Inc. 0.07% of their portfolio West Hartford, CT 15,01515.0k $743.7k $743.7k 0.07% Reduced -2.3k -2,300
62 Madison Wealth Partners, Inc 0.33% of their portfolio MADISON, WI 14,35514.4k $711.0k $711.0k 0.33% Reduced -286 -286
63 SageView Advisory Group, LLC 0.04% of their portfolio Newport Beach, CA 13,72013.7k $679.5k $679.5k 0.04% Added +6.2k +6,231
64 Virtue Capital Management, LLC 0.11% of their portfolio BRENTWOOD, TN 13,38613.4k $662.2k $662.2k 0.11% Unchanged
65 Visionary Wealth Advisors 0.05% of their portfolio O'FALLON, IL 13,22413.2k $655.0k $655.0k 0.05% Added +1.1k +1,074
66 Bedel Financial Consulting, Inc. 0.14% of their portfolio INDIANAPOLIS, IN 13,18413.2k $653.0k $653.0k 0.14% Unchanged
67 Avestar Capital, LLC 0.11% of their portfolio New York, NY 12,84412.8k $636.2k $636.2k 0.11% Reduced -1.5k -1,493
68 Leelyn Smith, LLC 0.14% of their portfolio GENEVA, IL 11,80811.8k $584.9k $584.9k 0.14% Unchanged
69 Watchman Group, Inc. 0.28% of their portfolio PLANO, TX 11,49011.5k $569.1k $569.1k 0.28% Unchanged
70 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,84310.8k $537.1k $537.1k 0.00% New
71 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 10,32710.3k $511.5k $511.5k 0.00% Added +1.2k +1,168
72 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 10,23410.2k $506.9k $506.9k 0.01% Unchanged
73 Capital Market Strategies LLC 0.47% of their portfolio PALM BEACH GARDENS, FL 10,21310.2k $505.9k $505.9k 0.47% Reduced -867 -867
74 Financial Advocates Investment Management 0.04% of their portfolio OLYMPIA, WA 10,14910.1k $502.7k $502.7k 0.04% Added +67 +67
75 KWB Wealth 0.08% of their portfolio REDLANDS, CA 10,13110.1k $501.8k $501.8k 0.08% Unchanged
76 Rehmann Capital Advisory Group 0.04% of their portfolio LANSING, MI 9,3959.4k $465.3k $465.3k 0.04% Added +289 +289
77 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 8,9418.9k $442.8k $442.8k 0.01% Added +1.8k +1,814
78 Stokes Capital Advisors, LLC 0.15% of their portfolio GREENWOOD, SC 8,8628.9k $438.9k $438.9k 0.15% Unchanged
79 PFG Advisors 0.03% of their portfolio Phoenix, AZ 8,6008.6k $426.0k $426.0k 0.03% Added +2.5k +2,503
80 First Heartland Consultants, Inc. 0.05% of their portfolio LAKE ST. LOUIS, MO 8,5638.6k $424.1k $424.1k 0.05% Reduced -286 -286
81 BerganKDV Wealth Management, LLC 0.04% of their portfolio BLOOMINGTON, MN 8,0558.1k $399.0k $399.0k 0.04% Unchanged
82 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 7,9608.0k $394.3k $394.3k 0.02% Reduced -92 -92
83 Good Life Advisors, LLC 0.04% of their portfolio READING, PA 7,7147.7k $382.1k $382.1k 0.04% Reduced -2 -2
84 WINTRUST INVESTMENTS LLC 0.04% of their portfolio CHICAGO, IL 7,4667.5k $370.0k $370.0k 0.04% New
85 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 7,4497.4k $369.0k $369.0k 0.01% Unchanged
86 Syverson Strege & Co 0.15% of their portfolio WEST DES MOINES, IA 7,0017.0k $346.8k $346.8k 0.15% Added +431 +431
87 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,6256.6k $328.0k $328.0k 0.00% Unchanged
88 Dean, Jacobson Financial Services, LLC 0.30% of their portfolio FORT WORTH, TX 6,6196.6k $327.8k $327.8k 0.30% New
89 Capital Advisors, Ltd. LLC 0.05% of their portfolio SHAKER HEIGHTS, OH 6,6006.6k $327.0k $327.0k 0.05% Unchanged
90 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,4116.4k $318.0k $318.0k 0.00% Unchanged
91 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,3376.3k $314.0k $314.0k 0.00% Added +668 +668
92 NOTTINGHAM ADVISORS, INC. 0.04% of their portfolio AMHERST, NY 6,0506.0k $299.7k $299.7k 0.04% Reduced -1.5k -1,500
93 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 5,7305.7k $284.0k $284.0k 0.00% Reduced -23.0k -22,973
94 WBH ADVISORY INC 0.03% of their portfolio BALTIMORE, MD 5,6805.7k $281.3k $281.3k 0.03% Reduced -256 -256
95 American Institute for Advanced Investment Management, LLP 0.24% of their portfolio Scottsdale, AZ 5,5455.5k $274.6k $274.6k 0.24% Reduced -2.0k -2,000
96 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 5,1125.1k $253.2k $253.2k 0.02% Reduced -3.9k -3,928
97 OneAscent Wealth Management LLC 0.11% of their portfolio BIRMINGHAM, AL 4,7024.7k $233.0k $233.0k 0.11% Unchanged
98 LINCOLN NATIONAL CORP 0.00% of their portfolio RADNOR, PA 4,6704.7k $231.3k $231.3k 0.00% Unchanged
99 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 4,2844.3k $212.0k $212.0k 0.01% Reduced -15.5k -15,515
100 Total Clarity Wealth Management, Inc. 0.10% of their portfolio ST. CHARLES, IL 4,2034.2k $208.2k $208.2k 0.10% Reduced -690 -690