Vault-13

PIMCO ETF TR SMMU

SHTRM MUN BD ACT · ETP · CUSIP 72201R874

112 institutional holders +9 vs Q3 2022
9,477,2879.5m shares reported held*
$467.3mreported value*
18 new 38 added 36 reduced 11 sold out net bought ≈ $14.8m (+299.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $49.30.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 103Q4 22: 112112Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022103
Q4 2022112

Biggest buyers

JANE STREET GROUP, LLC Added +447,232+447.2k
HighTower Advisors, LLC Added +207,061+207.1k
CAPTRUST FINANCIAL ADVISORS New +179,245+179.2k
Cetera Advisors LLC Added +110,887+110.9k
Amplius Wealth Advisors, LLC New +80,077+80.1k
INSPIRION WEALTH ADVISORS, LLC New +40,758+40.8k
Crumly & Associates Inc. Added +35,556+35.6k
Kathmere Capital Management, LLC Added +35,210+35.2k
RAYMOND JAMES & ASSOCIATES New +31,577+31.6k
SAGE RHINO CAPITAL LLC New +23,538+23.5k

Biggest sellers

CWM, LLC Reduced -250,229-250.2k
MORGAN STANLEY Reduced -131,574-131.6k
OneDigital Investment Advisors LLC Reduced -127,322-127.3k
FLOW TRADERS U.S. LLC Reduced -102,913-102.9k
BANK OF AMERICA CORP /DE/ Reduced -97,380-97.4k
Visionary Wealth Advisors Reduced -84,410-84.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -57,566-57.6k
BEAM WEALTH ADVISORS, INC. Sold out -38,730-38.7k
CONDOR CAPITAL MANAGEMENT Reduced -36,786-36.8k
CarsonAllaria Wealth Management, Ltd. Reduced -35,052-35.1k

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 2,042,2692.0m $100.7m $100.7m 0.01% Reduced -97.4k -97,380
2 CWM, LLC 0.45% of their portfolio OMAHA, NE 1,240,6851.2m $61.2m $61.2m 0.45% Reduced -250.2k -250,229
3 JANE STREET GROUP, LLC 0.08% of their portfolio NEW YORK, NY 908,972909.0k $44.8m $44.8m 0.08% Added +447.2k +447,232
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 476,843476.8k $23.5m $23.5m 0.00% Reduced -131.6k -131,574
5 Cerity Partners LLC 0.12% of their portfolio NEW YORK, NY 364,909364.9k $18.0m $18.0m 0.12% Added +12.1k +12,100
6 OneDigital Investment Advisors LLC 0.44% of their portfolio OVERLAND PARK, KS 306,922306.9k $15.1m $15.1m 0.44% Reduced -127.3k -127,322
7 CONDOR CAPITAL MANAGEMENT 1.63% of their portfolio MARTINSVILLE, NJ 264,810264.8k $13.1m $13.1m 1.63% Reduced -36.8k -36,786
8 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 232,484232.5k $11.5m $11.5m 0.02% Reduced -26.8k -26,785
9 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 230,217230.2k $11.3m $11.3m 0.03% Added +207.1k +207,061
10 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 207,151207.2k $10.2m $10.2m 0.00% Reduced -20.2k -20,167
11 Cetera Advisors LLC 0.18% of their portfolio DENVER, CO 196,863196.9k $9.7m $9.7m 0.18% Added +110.9k +110,887
12 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 179,245179.2k $8.8m $8.8m 0.04% New
13 Signify Wealth 6.68% of their portfolio SAINT LOUIS, MO 154,752154.8k $7.6m $7.6m 6.68% Added +10.1k +10,074
14 Kathmere Capital Management, LLC 1.26% of their portfolio WAYNE, PA 144,947144.9k $7.1m $7.1m 1.26% Added +35.2k +35,210
15 CarsonAllaria Wealth Management, Ltd. 5.47% of their portfolio GLEN CARBON, IL 126,768126.8k $6.2m $6.2m 5.47% Reduced -35.1k -35,052
16 WEBSTERROGERS FINANCIAL ADVISORS, LLC 2.97% of their portfolio FLORENCE, SC 124,348124.3k $6.1m $6.1m 2.97% Reduced -6.1k -6,060
17 DAVIS R M INC 0.16% of their portfolio PORTLAND, ME 118,408118.4k $5.8m $5.8m 0.16% Added +100 +100
18 TD Capital Management LLC 0.76% of their portfolio MEMPHIS, TN 117,082117.1k $5.8m $5.8m 0.76% Reduced -10.3k -10,295
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 101,992102.0k $5.0m $5.0m 0.00% Reduced -7.7k -7,677
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 95,66795.7k $4.7m $4.7m 0.00% Added +7.1k +7,101
21 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 91,56091.6k $4.5m $4.5m 0.01% Added +4.5k +4,518
22 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 87,79287.8k $4.3m $4.3m 0.01% Added +9.2k +9,247
23 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 86,12086.1k $4.2m $4.2m 0.01% Added +7.0k +6,977
24 Amplius Wealth Advisors, LLC 0.63% of their portfolio BLUE BELL, PA 80,07780.1k $3.9m $3.9m 0.63% New
25 MBL Wealth, LLC 0.67% of their portfolio CHARLOTTE, NC 71,39171.4k $3.5m $3.5m 0.67% Added +12.2k +12,215
26 AIFG Consultants Ltd. 3.07% of their portfolio HALFMOON, NY 63,84863.8k $3.1m $3.1m 3.07% First filing
27 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 62,82862.8k $3.1m $3.1m 0.06% Added +7.7k +7,724
28 Crumly & Associates Inc. 1.15% of their portfolio SPRINGFIELD, IL 62,00762.0k $3.1m $3.1m 1.15% Added +35.6k +35,556
29 SIGNET FINANCIAL MANAGEMENT, LLC 0.52% of their portfolio PARSIPPANY, NJ 58,74158.7k $2.9m $2.9m 0.52% Added +2.4k +2,383
30 IFP Advisors, Inc 0.08% of their portfolio TAMPA, FL 58,28758.3k $2.9m $2.9m 0.08% Added +17.0k +16,980
31 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 53,44153.4k $2.6m $2.6m 0.01% Added +19.5k +19,452
32 UBS Group AG 0.00% of their portfolio ZURICH, V8 49,55849.6k $2.4m $2.4m 0.00% Reduced -212 -212
33 Wealth CMT 1.24% of their portfolio CHERRY HILL, NJ 47,39847.4k $2.3m $2.3m 1.24% Reduced -24 -24
34 Westside Investment Management, Inc. 0.03% of their portfolio SANTA MONICA, CA 46,50046.5k $2.3m $2.3m 0.03% Added +2.9k +2,900
35 Levy Wealth Management Group, LLC 0.73% of their portfolio PHILADELPHIA, PA 44,06144.1k $2.2m $2.2m 0.73% Added +32 +32
36 NewSquare Capital LLC 0.26% of their portfolio NEWTOWN SQUARE, PA 41,86541.9k $2.1m $2.1m 0.26% Added +505 +505
37 INSPIRION WEALTH ADVISORS, LLC 0.43% of their portfolio LIBERTYVILLE, IL 40,75840.8k $2.0m $2.0m 0.43% New
38 BCGM Wealth Management, LLC 0.92% of their portfolio LAFAYETTE, IN 38,34638.3k $1.9m $1.9m 0.92% Added +899 +899
39 SITTNER & NELSON, LLC 1.02% of their portfolio EUGENE, OR 33,77533.8k $1.7m $1.7m 1.02% Reduced -8.9k -8,872
40 Garden State Investment Advisory Services LLC 0.96% of their portfolio Red Bank, NJ 32,57732.6k $1.6m $1.6m 0.96% First filing
41 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 31,57731.6k $1.6m $1.6m 0.00% New
42 Certified Advisory Corp 0.28% of their portfolio ALTAMONTE SPRINGS, FL 28,52628.5k $1.4m $1.4m 0.28% Added +9.1k +9,077
43 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 28,01728.0k $1.4m $1.4m 0.00% Reduced -4.5k -4,520
44 SAGE RHINO CAPITAL LLC 0.37% of their portfolio MENLO PARK, CA 23,53823.5k $1.2m $1.2m 0.37% New
45 Dynamic Advisor Solutions LLC 0.08% of their portfolio PHOENIX, AZ 23,17123.2k $1.1m $1.1m 0.08% Added +13.8k +13,834
46 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 20,61020.6k $1.0m $1.0m 0.01% Added +5.5k +5,508
47 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 20,08920.1k $990.0k $990.0k 0.00% Added +3.2k +3,249
48 YHB Investment Advisors, Inc. 0.10% of their portfolio West Hartford, CT 18,31518.3k $902.8k $902.8k 0.10% Reduced -6.8k -6,815
49 Boyd Wealth Management, LLC 0.65% of their portfolio SACRAMENTO, CA 17,96618.0k $885.6k $885.6k 0.65% Added +4.1k +4,060
50 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 17,83817.8k $879.0k $879.0k 0.00% Reduced -1.3k -1,311
51 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 17,62617.6k $869.0k $869.0k 0.05% Added +9.5k +9,510
52 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 17,60417.6k $867.8k $867.8k 0.03% Added +4.7k +4,683
53 Kooman & Associates 0.82% of their portfolio ALTOONA, PA 16,94916.9k $835.5k $835.5k 0.82% First filing
54 Tyler-Stone Wealth Management 0.54% of their portfolio Beachwood, OH 16,11816.1k $795.0k $795.0k 0.54% New
55 Madison Wealth Partners, Inc 0.46% of their portfolio MADISON, WI 15,86115.9k $781.9k $781.9k 0.46% Added +1.7k +1,687
56 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 15,13215.1k $746.0k $746.0k 0.02% Reduced -11.9k -11,920
57 IAM Advisory, LLC 0.27% of their portfolio EASTON, PA 15,06415.1k $742.6k $742.6k 0.27% New
58 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 14,90014.9k $736.1k $736.1k 0.01% New
59 Syverson Strege & Co 0.32% of their portfolio WEST DES MOINES, IA 14,31814.3k $705.8k $705.8k 0.32% Added +8.4k +8,374
60 Avestar Capital, LLC 0.14% of their portfolio New York, NY 13,68313.7k $676.0k $676.0k 0.14% Added +849 +849
61 Virtue Capital Management, LLC 0.10% of their portfolio BRENTWOOD, TN 13,38613.4k $659.9k $659.9k 0.10% Unchanged
62 Bedel Financial Consulting, Inc. 0.16% of their portfolio INDIANAPOLIS, IN 13,18413.2k $649.9k $649.9k 0.16% New
63 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 13,11513.1k $646.5k $646.5k 0.01% New
64 Capital Market Strategies LLC 0.61% of their portfolio PALM BEACH GARDENS, FL 11,57411.6k $570.5k $570.5k 0.61% Reduced -194 -194
65 Merit Financial Group, LLC 0.02% of their portfolio ALPHARETTA, GA 11,56011.6k $569.9k $569.9k 0.02% Added +5.6k +5,557
66 KWB Wealth 0.11% of their portfolio REDLANDS, CA 11,22311.2k $553.2k $553.2k 0.11% New
67 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 10,88710.9k $537.0k $537.0k 0.03% Reduced -102.9k -102,913
68 Leelyn Smith, LLC 0.14% of their portfolio GENEVA, IL 10,75410.8k $530.1k $530.1k 0.14% Reduced -2.5k -2,522
69 Watchman Group, Inc. 0.28% of their portfolio PLANO, TX 10,40510.4k $512.9k $512.9k 0.28% New
70 ShoreHaven Wealth Partners, LLC 0.36% of their portfolio Red Bank, NJ 10,35710.4k $510.5k $510.5k 0.36% New
71 GREENLEAF TRUST 0.01% of their portfolio KALAMAZOO, MI 10,23410.2k $504.0k $504.0k 0.01% Unchanged
72 First Heartland Consultants, Inc. 0.07% of their portfolio LAKE ST. LOUIS, MO 9,4519.5k $465.9k $465.9k 0.07% Added +1.1k +1,098
73 Rehmann Capital Advisory Group 0.05% of their portfolio LANSING, MI 9,1069.1k $448.9k $448.9k 0.05% Unchanged
74 Stokes Capital Advisors, LLC 0.15% of their portfolio GREENWOOD, SC 8,8628.9k $436.9k $436.9k 0.15% New
75 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 8,8328.8k $435.4k $435.4k 0.01% Added +1.8k +1,801
76 American Institute for Advanced Investment Management, LLP 0.40% of their portfolio Scottsdale, AZ 8,7958.8k $433.6k $433.6k 0.40% Reduced -3.0k -2,990
77 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 8,4448.4k $416.0k $416.0k 0.00% Added +1.5k +1,504
78 NOTTINGHAM ADVISORS, INC. 0.05% of their portfolio AMHERST, NY 7,9978.0k $394.2k $394.2k 0.05% Reduced -150 -150
79 COLDSTREAM CAPITAL MANAGEMENT INC 0.01% of their portfolio BELLEVUE, WA 7,9708.0k $392.9k $392.9k 0.01% First filing
80 SageView Advisory Group, LLC 0.03% of their portfolio Newport Beach, CA 7,7987.8k $384.4k $384.4k 0.03% First filing
81 BerganKDV Wealth Management, LLC 0.04% of their portfolio BLOOMINGTON, MN 7,6687.7k $378.0k $378.0k 0.04% Reduced -544 -544
82 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 7,4497.4k $367.0k $367.0k 0.01% Unchanged
83 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 7,2827.3k $359.0k $359.0k 0.02% Added +3.0k +2,981
84 Bond & Devick Financial Network, Inc. 0.24% of their portfolio ST. LOUIS PARK, MN 6,8206.8k $336.2k $336.2k 0.24% Reduced -4.5k -4,468
85 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 6,6926.7k $330.0k $330.0k 0.00% Reduced -7.7k -7,706
86 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 6,6256.6k $327.0k $327.0k 0.00% Unchanged
87 Capital Advisors, Ltd. LLC 0.06% of their portfolio SHAKER HEIGHTS, OH 6,6006.6k $325.0k $325.0k 0.06% Unchanged
88 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,4755.5k $269.9k $269.9k 0.00% Reduced -57.6k -57,566
89 Total Clarity Wealth Management, Inc. 0.12% of their portfolio ST. CHARLES, IL 4,8934.9k $241.2k $241.2k 0.12% Unchanged
90 OneAscent Wealth Management LLC 0.11% of their portfolio BIRMINGHAM, AL 4,7024.7k $232.0k $232.0k 0.11% Unchanged
91 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 4,6704.7k $230.2k $230.2k 0.01% Unchanged
92 Belpointe Asset Management LLC 0.01% of their portfolio RENO, NV 4,6324.6k $228.4k $228.4k 0.01% Added +750 +750
93 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 4,5134.5k $222.5k $222.5k 0.00% Reduced -488 -488
94 Visionary Wealth Advisors 0.02% of their portfolio O'FALLON, IL 4,0664.1k $200.0k $200.0k 0.02% Reduced -84.4k -84,410
95 VALLEY WEALTH MANAGERS, INC. 0.01% of their portfolio PARAMUS, NJ 3,0923.1k $152.4k $152.4k 0.01% Reduced -789 -789
96 Gradient Investments LLC 0.00% of their portfolio ARDEN HILLS, MN 2,8982.9k $142.9k $142.9k 0.00% Reduced -1.2k -1,202
97 FREEDOM WEALTH ALLIANCE, LLC 0.20% of their portfolio BROOKFIELD, WI 2,8742.9k $141.7k $141.7k 0.20% First filing
98 LGT Financial Advisors LLC 0.11% of their portfolio DALLAS, TX 1,9752.0k $97.4k $97.4k 0.11% First filing
99 HOLLENCREST CAPITAL MANAGEMENT 0.01% of their portfolio NEWPORT BEACH, CA 1,7731.8k $87.4k $87.4k 0.01% Reduced -12.2k -12,188
100 MONEY CONCEPTS CAPITAL CORP 0.00% of their portfolio PALM BEACH GARDENS, FL 1,6461.6k $81.1k $81.1k 0.00% New