Vault-13

PIMCO ETF TR MUNI

INTER MUN BD ACT · ETP · CUSIP 72201R866

291 institutional holders +8 vs Q2 2024
25,233,91825.2m shares reported held*
$1.3bnreported value*
28 new 129 added 87 reduced 15 sold out net bought ≈ $103.1m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $53.44. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 172Q4 22: 205Q1 23: 218Q2 23: 218Q3 23: 222Q4 23: 265Q1 24: 263Q2 24: 283Q3 24: 291291Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022172
Q4 2022205
Q1 2023218
Q2 2023218
Q3 2023222
Q4 2023265
Q1 2024263
Q2 2024283
Q3 2024291

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 117 bought or addedQ4 22: 68 cut or sold outQ1 23: 106 bought or addedQ1 23: 94 cut or sold outQ1 23Q2 23: 115 bought or addedQ2 23: 78 cut or sold outQ3 23: 117 bought or addedQ3 23: 88 cut or sold outQ3 23Q4 23: 150 bought or addedQ4 23: 87 cut or sold outQ1 24: 134 bought or addedQ1 24: 101 cut or sold outQ1 24Q2 24: 153 bought or addedQ2 24: 89 cut or sold outQ3 24: 157 bought or addedQ3 24: 102 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 202211768
Q1 202310694
Q2 202311578
Q3 202311788
Q4 202315087
Q1 2024134101
Q2 202415389
Q3 2024157102

Biggest buyers

Focus Partners Wealth Added +489,671+489.7k
JPMORGAN CHASE & CO Added +453,912+453.9k
BANK OF AMERICA CORP /DE/ Added +236,475+236.5k
HighTower Advisors, LLC Added +207,059+207.1k
DAVIS R M INC Added +151,910+151.9k
CWM, LLC Added +148,030+148.0k
WELLS FARGO & COMPANY/MN Added +105,484+105.5k
RENAISSANCE TECHNOLOGIES LLC Added +94,251+94.3k
Morton Brown Family Wealth, LLC Added +87,979+88.0k
MORGAN STANLEY Added +84,791+84.8k

Biggest sellers

LPL Financial LLC Reduced -349,749-349.7k
Dynasty Wealth Management, LLC Reduced -174,330-174.3k
Cercano Management LLC Reduced -132,480-132.5k
BAILARD, INC. Reduced -80,180-80.2k
WCG Wealth Advisors LLC Reduced -75,914-75.9k
Avantax Planning Partners, Inc. Reduced -58,062-58.1k
ERn Financial, LLC Reduced -55,581-55.6k
SageView Advisory Group, LLC Sold out -55,192-55.2k
Simplicity Wealth,LLC Sold out -53,913-53.9k
VALLEY NATIONAL ADVISERS INC Reduced -37,000-37.0k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,226,6822.2m $118.0m $118.0m 0.00% Added +453.9k +453,912
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,525,3441.5m $80.8m $80.8m 0.01% Added +84.8k +84,791
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,470,2101.5m $77.9m $77.9m 0.01% Added +236.5k +236,475
4 CWM, LLC 0.33% of their portfolio OMAHA, NE 1,469,3471.5m $77.8m $77.8m 0.33% Added +148.0k +148,030
5 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 1,252,4821.3m $66.4m $66.4m 0.02% Added +105.5k +105,484
6 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 1,058,2781.1m $56.1m $56.1m 0.03% Reduced -349.7k -349,749
7 UBS Group AG 0.01% of their portfolio ZURICH, V8 831,550831.5k $44.1m $44.1m 0.01% Reduced -30.4k -30,401
8 Towneley Capital Management, Inc / DE 9.97% of their portfolio LAGUNA HILLS, CA 830,636830.6k $44.0m $44.0m 9.97% Reduced -4.9k -4,939
9 HighTower Advisors, LLC 0.04% of their portfolio CHICAGO, IL 535,306535.3k $28.4m $28.4m 0.04% Added +207.1k +207,059
10 Focus Partners Wealth 0.08% of their portfolio ST LOUIS, MO 497,831497.8k $26.4m $26.4m 0.08% Added +489.7k +489,671
11 WCG Wealth Advisors LLC 1.67% of their portfolio LAS VEGAS, NV 467,376467.4k $24.8m $24.8m 1.67% Reduced -75.9k -75,914
12 Cercano Management LLC 0.56% of their portfolio BELLEVUE, WA 443,816443.8k $23.5m $23.5m 0.56% Reduced -132.5k -132,480
13 BAILARD, INC. 0.60% of their portfolio Foster City, CA 437,043437.0k $23.2m $23.2m 0.60% Reduced -80.2k -80,180
14 MBL Wealth, LLC 2.45% of their portfolio CHARLOTTE, NC 428,416428.4k $22.7m $22.7m 2.45% Added +7.7k +7,735
15 Thrivent Financial for Lutherans 0.04% of their portfolio Minneapolis, MN 418,489418.5k $22.2m $22.2m 0.04% Added +40.6k +40,634
16 Cetera Investment Advisers 0.04% of their portfolio SCHAUMBURG, IL 374,640374.6k $19.8m $19.8m 0.04% Added +40.4k +40,358
17 Quotient Wealth Partners, LLC 0.65% of their portfolio DALLAS, TX 372,636372.6k $19.7m $19.7m 0.65% Added +34.6k +34,649
18 Avantax Planning Partners, Inc. 0.61% of their portfolio DUBUQUE, IA 319,856319.9k $16.9m $16.9m 0.61% Reduced -58.1k -58,062
19 NewEdge Advisors, LLC 0.11% of their portfolio NEW ORLEANS, LA 316,180316.2k $16.8m $16.8m 0.11% Added +51.3k +51,258
20 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 314,047314.0k $16.6m $16.6m 0.01% Added +10.6k +10,643
21 DAVIS R M INC 0.28% of their portfolio PORTLAND, ME 276,000276.0k $14.6m $14.6m 0.28% Added +151.9k +151,910
22 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 259,375259.4k $13.7m $13.7m 0.01% Added +72.4k +72,378
23 McKinley Carter Wealth Services, Inc. 0.82% of their portfolio WHEELING, WV 255,209255.2k $13.5m $13.5m 0.82% Reduced -1.1k -1,146
24 Goelzer Investment Management, Inc. 0.67% of their portfolio CARMEL, IN 230,633230.6k $12.2m $12.2m 0.67% Reduced -3.6k -3,628
25 XML Financial, LLC 1.12% of their portfolio BETHESDA, MD 227,275227.3k $12.0m $12.0m 1.12% Added +62.1k +62,063
26 Dynasty Wealth Management, LLC 0.70% of their portfolio ST. PETERSBURG, FL 212,383212.4k $23.1m $23.1m 0.70% Reduced -174.3k -174,330
27 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 206,215206.2k $10.9m $10.9m 0.04% Added +36.0k +35,991
28 Capital Analysts, LLC 0.39% of their portfolio FORT WASHINGTON, PA 179,227179.2k $9.5m $9.5m 0.39% Added +10.1k +10,107
29 Kestra Investment Management, LLC 0.40% of their portfolio AUSTIN, TX 174,688174.7k $9.3m $9.3m 0.40% Added +26.9k +26,932
30 Wealth Alliance Advisory Group, LLC 1.90% of their portfolio Wichita, KS 170,356170.4k $9.0m $9.0m 1.90% Added +114 +114
31 Sand Hill Global Advisors, LLC 0.36% of their portfolio Palo Alto, CA 162,208162.2k $8.6m $8.6m 0.36% Reduced -8.7k -8,739
32 Fermata Advisors, LLC 1.73% of their portfolio SONOMA, CA 160,947160.9k $8.5m $8.5m 1.73% Reduced -362 -362
33 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 157,600157.6k $8.3m $8.3m 0.01% Added +7.6k +7,585
34 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 155,951156.0k $8.3m $8.3m 0.01% Added +94.3k +94,251
35 Equita Financial Network, Inc. 2.97% of their portfolio FORT WASHINGTON, PA 153,603153.6k $8.1m $8.1m 2.97% Reduced -4.0k -3,999
36 Orion Porfolio Solutions, LLC 0.08% of their portfolio OMAHA, NE 149,662149.7k $7.9m $7.9m 0.08% Reduced -4.9k -4,908
37 Orion Portfolio Solutions, LLC 0.08% of their portfolio Omaha, NE 149,662149.7k $7.9m $7.9m 0.08% Reduced -4.9k -4,908
38 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 145,184145.2k $7.7m $7.7m 0.01% Reduced -1.1k -1,074
39 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 139,755139.8k $7.4m $7.4m 0.01% Added +13.5k +13,544
40 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 139,408139.4k $7.4m $7.4m 0.02% Added +20.7k +20,669
41 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 139,248139.2k $7.4m $7.4m 0.00% Reduced -1.1k -1,098
42 TD Capital Management LLC 0.71% of their portfolio MEMPHIS, TN 134,009134.0k $7.1m $7.1m 0.71% Added +20.8k +20,764
43 BCS Wealth Management 2.65% of their portfolio JOHNSON CITY, TN 117,709117.7k $6.2m $6.2m 2.65% Added +15.1k +15,115
44 Biltmore Wealth Management, LLC 2.56% of their portfolio TEMPE, AZ 117,650117.7k $6.2m $6.2m 2.56% Added +44.8k +44,837
45 Morton Brown Family Wealth, LLC 2.20% of their portfolio ALLENTOWN, PA 116,847116.8k $6.2m $6.2m 2.20% Added +88.0k +87,979
46 Allworth Financial LP 0.04% of their portfolio FOLSOM, CA 115,483115.5k $6.1m $6.1m 0.04% Reduced -10.4k -10,437
47 StoneX Group Inc. 0.44% of their portfolio NEW YORK, NY 114,812114.8k $6.1m $6.1m 0.44% Added +23.1k +23,059
48 Financial Synergies Wealth Advisors, Inc. 0.68% of their portfolio HOUSTON, TX 104,008104.0k $5.5m $5.5m 0.68% Added +904 +904
49 Smart Money Group LLC 1.85% of their portfolio EASTLAND, TX 99,63399.6k $5.2m $5.2m 1.85% Added +11.5k +11,475
50 Shotwell Rutter Baer Inc 4.31% of their portfolio LANSING, MI 99,56099.6k $5.2m $5.2m 4.31% Added +4.9k +4,870
51 STEPH & CO 1.55% of their portfolio MARINETTE, WI 92,21392.2k $4.9m $4.9m 1.55% Added +838 +838
52 Forvis Mazars Wealth Advisors, LLC 0.11% of their portfolio Springfield, MO 89,19089.2k $4.7m $4.7m 0.11% Added +4.9k +4,880
53 Rehmann Capital Advisory Group 0.31% of their portfolio LANSING, MI 88,68388.7k $4.7m $4.7m 0.31% Reduced -6.1k -6,063
54 Visionary Wealth Advisors 0.28% of their portfolio O'FALLON, IL 87,24487.2k $4.6m $4.6m 0.28% Added +13 +13
55 Goodwin Investment Advisory 1.97% of their portfolio WOODSTOCK, GA 85,83985.8k $4.5m $4.5m 1.97% Reduced -4.6k -4,639
56 Kelman-Lazarov, Inc. 0.78% of their portfolio MEMPHIS, TN 85,31285.3k $4.5m $4.5m 0.78% Added +668 +668
57 Flagstone Financial Management 1.48% of their portfolio LINCOLN, NE 83,26383.3k $4.4m $4.4m 1.48% Added +17.5k +17,521
58 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 82,24582.2k $4.4m $4.4m 0.01% Added +1.2k +1,200
59 OPTIMUM INVESTMENT ADVISORS 1.72% of their portfolio Chicago, IL 75,22375.2k $4.0m $4.0m 1.72% Unchanged
60 CarsonAllaria Wealth Management, Ltd. 2.24% of their portfolio GLEN CARBON, IL 73,79173.8k $3.9m $3.9m 2.24% Reduced -4.9k -4,891
61 First International Bank & Trust 1.25% of their portfolio WATFORD CITY, ND 73,42873.4k $3.9m $3.9m 1.25% Reduced -7.0k -6,990
62 PAX Financial Group, LLC 0.63% of their portfolio SAN ANTONIO, TX 66,48166.5k $3.5m $3.5m 0.63% Added +4.7k +4,680
63 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 66,20866.2k $3.5m $3.5m 0.01% Reduced -2.5k -2,549
64 Executive Wealth Management, LLC 0.27% of their portfolio BRIGHTON, MI 63,82063.8k $3.4m $3.4m 0.27% Added +11.1k +11,108
65 Econ Financial Services Corp 1.85% of their portfolio HARRISBURG, PA 62,58262.6k $3.3m $3.3m 1.85% Added +1.9k +1,907
66 Integrated Wealth Concepts LLC 0.04% of their portfolio WALTHAM, MA 62,04662.0k $3.3m $3.3m 0.04% Added +26.9k +26,941
67 FOSTER & MOTLEY INC 0.21% of their portfolio CINCINNATI, OH 61,01961.0k $3.2m $3.2m 0.21% Reduced -1.4k -1,450
68 Opal Wealth Advisors, LLC 1.00% of their portfolio JERICHO, NY 60,31960.3k $3.2m $3.2m 1.00% Reduced -1.3k -1,296
69 Legacy Financial Advisors, Inc. 0.53% of their portfolio COVINGTON, KY 59,55559.6k $3.2m $3.2m 0.53% Reduced -497 -497
70 Prestige Wealth Management Group LLC 0.61% of their portfolio FLEMINGTON, NJ 55,74055.7k $3.0m $3.0m 0.61% Added +88 +88
71 SageView Advisory Group, LLC 0.15% of their portfolio Newport Beach, CA 55,67855.7k $2.9m $2.9m 0.15% New
72 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 53,98954.0k $2.9m $2.9m 0.01% Reduced -4.4k -4,442
73 Arrowroot Family Office, LLC 1.65% of their portfolio MARINA DEL REY, CA 53,33853.3k $2.8m $2.8m 1.65% Added +2.5k +2,520
74 Bleakley Financial Group, LLC 0.09% of their portfolio PARSIPPANY, NJ 53,31653.3k $2.8m $2.8m 0.09% Reduced -597 -597
75 ERn Financial, LLC 0.42% of their portfolio MIDDLETON, WI 52,61152.6k $2.8m $2.8m 0.42% Reduced -55.6k -55,581
76 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 52,43352.4k $2.8m $2.8m 0.01% Reduced -2.3k -2,256
77 Paladin Advisory Group, LLC 1.98% of their portfolio CLIVE, IA 50,79050.8k $2.7m $2.7m 1.98% Unchanged
78 Hanson & Doremus Investment Management 0.42% of their portfolio BURLINGTON, VT 49,56549.6k $2.6m $2.6m 0.42% Added +4.2k +4,155
79 Benchmark Financial Wealth Advisors, LLC 0.86% of their portfolio BOCA RATON, FL 48,54548.5k $2.6m $2.6m 0.86% Added +19.6k +19,595
80 Beta Wealth Group, Inc. 1.14% of their portfolio SAN DIEGO, CA 47,84347.8k $2.5m $2.5m 1.14% Reduced -1.3k -1,344
81 INSPIRION WEALTH ADVISORS, LLC 0.35% of their portfolio LIBERTYVILLE, IL 46,96447.0k $2.5m $2.5m 0.35% Unchanged
82 IAM Advisory, LLC 0.62% of their portfolio EASTON, PA 46,05946.1k $2.4m $2.4m 0.62% Added +375 +375
83 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 46,04546.0k $2.4m $2.4m 0.01% Reduced -16.8k -16,789
84 Cornerstone Wealth Management, LLC 0.16% of their portfolio ST. PETERS, MO 43,91543.9k $2.3m $2.3m 0.16% Reduced -609 -609
85 Prosperity Consulting Group, LLC 0.18% of their portfolio OWINGS MILLS, MD 43,89243.9k $2.3m $2.3m 0.18% Added +940 +940
86 AVANTAX ADVISORY SERVICES, INC. 0.02% of their portfolio DALLAS, TX 43,57843.6k $2.3m $2.3m 0.02% Added +10.7k +10,700
87 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 42,43542.4k $2.2m $2.2m 0.02% Added +977 +977
88 Cedar Point Capital Partners, LLC 1.50% of their portfolio Cedar Rapids, IA 41,30441.3k $2.2m $2.2m 1.50% Added +406 +406
89 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 40,71440.7k $2.2m $2.2m 0.06% Added +19.6k +19,641
90 FLPUTNAM INVESTMENT MANAGEMENT CO 0.04% of their portfolio PORTLAND, ME 37,27737.3k $2.0m $2.0m 0.04% Added +3.9k +3,850
91 Austin Wealth Management, LLC 0.43% of their portfolio Austin, TX 37,21737.2k $2.0m $2.0m 0.43% Added +710 +710
92 PRIVATE TRUST CO NA 0.19% of their portfolio CLEVELAND, OH 35,97636.0k $1.9m $1.9m 0.19% Reduced -653 -653
93 VIAWEALTH, LLC 1.09% of their portfolio Leawood, KS 35,43235.4k $1.9m $1.9m 1.09% Added +568 +568
94 Westside Investment Management, Inc. 0.40% of their portfolio SANTA MONICA, CA 35,29135.3k $1.9m $1.9m 0.40% Reduced -1.1k -1,100
95 Patten Group, Inc. 0.41% of their portfolio CHATTANOOGA, TN 34,88334.9k $1.8m $1.8m 0.41% Added +2.7k +2,737
96 Kowal Investment Group, LLC 0.34% of their portfolio BROOKFIELD, WI 34,68234.7k $1.8m $1.8m 0.34% Reduced -168 -168
97 Waverly Advisors, LLC 0.03% of their portfolio BIRMINGHAM, AL 32,26732.3k $1.7m $1.7m 0.03% Added +862 +862
98 Cyndeo Wealth Partners, LLC 0.12% of their portfolio ST. PETERSBURG, FL 31,12531.1k $1.6m $1.6m 0.12% Reduced -8.7k -8,717
99 McAdam, LLC 0.09% of their portfolio Philadelphia, PA 30,90830.9k $1.6m $1.6m 0.09% Added +882 +882
100 Duncan Williams Asset Management, LLC 0.89% of their portfolio MEMPHIS, TN 30,53030.5k $1.6m $1.6m 0.89% Added +266 +266