Vault-13

PIMCO ETF TR MUNI

INTER MUN BD ACT · ETP · CUSIP 72201R866

265 institutional holders +43 vs Q3 2023
23,243,90923.2m shares reported held*
$1.2bnreported value*
42 new 108 added 68 reduced 19 sold out net bought ≈ $375.5m (+7.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($486.6k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $52.91. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 172Q4 22: 205Q1 23: 218Q2 23: 218Q3 23: 222Q4 23: 265265Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022172
Q4 2022205
Q1 2023218
Q2 2023218
Q3 2023222
Q4 2023265

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 117 bought or addedQ4 22: 68 cut or sold outQ4 22Q1 23: 106 bought or addedQ1 23: 94 cut or sold outQ1 23Q2 23: 115 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 117 bought or addedQ3 23: 88 cut or sold outQ3 23Q4 23: 150 bought or addedQ4 23: 87 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211768
Q1 202310694
Q2 202311578
Q3 202311788
Q4 202315087

Biggest buyers

MORGAN STANLEY Added +2,097,124+2.1m
JPMORGAN CHASE & CO Added +1,025,962+1.0m
BAILARD, INC. Added +806,344+806.3k
Goelzer Investment Management, Inc. Added +268,490+268.5k
UBS Group AG Added +260,902+260.9k
WELLS FARGO & COMPANY/MN Added +259,668+259.7k
ENVESTNET ASSET MANAGEMENT INC Added +248,776+248.8k
Gratus Capital, LLC New +242,501+242.5k
Sand Hill Global Advisors, LLC Added +242,119+242.1k
RENAISSANCE TECHNOLOGIES LLC New +221,971+222.0k

Biggest sellers

Biltmore Wealth Management, LLC Reduced -218,204-218.2k
WCG Wealth Advisors LLC Reduced -98,367-98.4k
SageView Advisory Group, LLC Sold out -57,534-57.5k
STIFEL FINANCIAL CORP Reduced -44,887-44.9k
Signify Wealth Sold out -43,130-43.1k
Vertex Planning Partners, LLC Reduced -33,735-33.7k
HighTower Advisors, LLC Reduced -32,912-32.9k
Granite Bay Wealth Management, LLC Reduced -32,000-32.0k
Executive Wealth Management, LLC Reduced -31,243-31.2k
Orion Portfolio Solutions, LLC Reduced -22,583-22.6k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 3,071,5803.1m $162.2m $162.2m 0.01% Added +2.1m +2,097,124
2 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,401,1921.4m $74.0m $74.0m 0.00% Added +1.0m +1,025,962
3 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,246,9061.2m $65.8m $65.8m 0.04% Added +151.3k +151,274
4 CWM, LLC 0.35% of their portfolio OMAHA, NE 1,227,9561.2m $64.8m $64.8m 0.35% Added +137.3k +137,265
5 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,123,8171.1m $59.3m $59.3m 0.01% Added +216.3k +216,281
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 918,569918.6k $48.5m $48.5m 0.01% Added +259.7k +259,668
7 Towneley Capital Management, Inc / DE 12.16% of their portfolio LAGUNA HILLS, CA 898,942898.9k $47.5m $47.5m 12.16% First filing
8 BAILARD, INC. 1.30% of their portfolio Foster City, CA 831,039831.0k $43.9m $43.9m 1.30% Added +806.3k +806,344
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 691,874691.9k $36.5m $36.5m 0.01% Added +260.9k +260,902
10 WCG Wealth Advisors LLC 2.06% of their portfolio LAS VEGAS, NV 530,934530.9k $28.0m $28.0m 2.06% Reduced -98.4k -98,367
11 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 527,640527.6k $27.9m $27.9m 0.05% Reduced -1.9k -1,915
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 508,907508.9k $26.9m $26.9m 0.01% Added +248.8k +248,776
13 Avantax Planning Partners, Inc. 0.84% of their portfolio DUBUQUE, IA 415,728415.7k $22.0m $22.0m 0.84% Added +76.3k +76,310
14 MBL Wealth, LLC 2.44% of their portfolio CHARLOTTE, NC 369,627369.6k $19.5m $19.5m 2.44% Added +18.3k +18,272
15 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 331,988332.0k $17.5m $17.5m 0.03% Reduced -32.9k -32,912
16 Goelzer Investment Management, Inc. 0.98% of their portfolio CARMEL, IN 287,499287.5k $15.2m $15.2m 0.98% Added +268.5k +268,490
17 Cetera Advisor Networks LLC 0.08% of their portfolio EL SEGUNDO, CA 275,909275.9k $14.6m $14.6m 0.08% Added +59.5k +59,527
18 Sand Hill Global Advisors, LLC 0.66% of their portfolio Palo Alto, CA 259,617259.6k $13.7m $13.7m 0.66% Added +242.1k +242,119
19 McKinley Carter Wealth Services, Inc. 0.99% of their portfolio WHEELING, WV 254,982255.0k $13.5m $13.5m 0.99% Added +42.8k +42,793
20 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 249,870249.9k $13.2m $13.2m 0.03% Reduced -18.0k -17,985
21 Gratus Capital, LLC 0.73% of their portfolio ATLANTA, GA 242,501242.5k $12.8m $12.8m 0.73% New
22 Quotient Wealth Partners, LLC 0.48% of their portfolio DALLAS, TX 232,399232.4k $12.3m $12.3m 0.48% First filing
23 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 221,971222.0k $11.7m $11.7m 0.02% New
24 Orion Porfolio Solutions, LLC 0.11% of their portfolio OMAHA, NE 185,715185.7k $9.8m $9.8m 0.11% Reduced -22.6k -22,583
25 Orion Portfolio Solutions, LLC 0.11% of their portfolio Omaha, NE 185,715185.7k $9.8m $9.8m 0.11% Reduced -22.6k -22,583
26 Fermata Advisors, LLC 2.14% of their portfolio SONOMA, CA 170,305170.3k $9.0m $9.0m 2.14% Reduced -2.8k -2,826
27 XML Financial, LLC 0.85% of their portfolio BETHESDA, MD 152,648152.6k $8.1m $8.1m 0.85% Added +12.1k +12,132
28 Wealth Alliance Advisory Group, LLC 2.07% of their portfolio Wichita, KS 149,879149.9k $7.9m $7.9m 2.07% Reduced -698 -698
29 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 138,077138.1k $7.3m $7.3m 0.01% Added +22.5k +22,483
30 Capital Analysts, LLC 0.36% of their portfolio FORT WASHINGTON, PA 135,355135.4k $7.1m $7.1m 0.36% Added +4.0k +4,024
31 Arden Trust Co 0.97% of their portfolio WILMINGTON, DE 125,365125.4k $6.6m $6.6m 0.97% Added +18.8k +18,810
32 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 122,635122.6k $6.5m $6.5m 0.01% Reduced -44.9k -44,887
33 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 121,366121.4k $6.4m $6.4m 0.03% Added +19.7k +19,743
34 Vantage Financial Partners Ltd., Inc. 1.89% of their portfolio ARLINGTON HEIGHTS, IL 117,453117.5k $6.2m $6.2m 1.89% New
35 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 116,008116.0k $6.1m $6.1m 0.00% Added +10.1k +10,129
36 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 115,520115.5k $6.1m $6.1m 0.01% Added +10.4k +10,429
37 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 115,043115.0k $6.1m $6.1m 0.05% Added +13.3k +13,288
38 Clear Rock Advisors, LLC 2.47% of their portfolio KERRVILLE, TX 104,312104.3k $5.5m $5.5m 2.47% First filing
39 Forvis Mazars Wealth Advisors, LLC 0.15% of their portfolio Springfield, MO 101,838101.8k $5.4m $5.4m 0.15% Added +33.4k +33,401
40 Goodwin Investment Advisory 2.67% of their portfolio WOODSTOCK, GA 97,26297.3k $5.1m $5.1m 2.67% Added +79.4k +79,401
41 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 95,15795.2k $5.0m $5.0m 0.02% Added +11.2k +11,214
42 SteelPeak Wealth, LLC 0.29% of their portfolio WOODLAND HILLS, CA 94,09094.1k $5.0m $5.0m 0.29% New
43 Equita Financial Network, Inc. 2.62% of their portfolio FORT WASHINGTON, PA 92,93892.9k $4.9m $4.9m 2.62% Added +34.2k +34,184
44 STEPH & CO 2.38% of their portfolio MARINETTE, WI 91,61991.6k $4.8m $4.8m 2.38% Added +35.3k +35,330
45 Financial Synergies Wealth Advisors, Inc. 0.65% of their portfolio HOUSTON, TX 82,26582.3k $4.2m $4.2m 0.65% Reduced -15.4k -15,392
46 StoneX Group Inc. 0.43% of their portfolio NEW YORK, NY 81,92881.9k $4.3m $4.3m 0.43% Added +5.4k +5,356
47 Kelman-Lazarov, Inc. 0.93% of their portfolio MEMPHIS, TN 81,24381.2k $4.3m $4.3m 0.93% Added +52.9k +52,947
48 Rehmann Capital Advisory Group 0.36% of their portfolio LANSING, MI 81,16581.2k $4.3m $4.3m 0.36% Added +12.2k +12,203
49 Visionary Wealth Advisors 0.31% of their portfolio O'FALLON, IL 81,07481.1k $4.3m $4.3m 0.31% Added +8.4k +8,390
50 Beta Wealth Group, Inc. 2.21% of their portfolio SAN DIEGO, CA 79,80079.8k $4.2m $4.2m 2.21% Added +20.8k +20,765
51 CarsonAllaria Wealth Management, Ltd. 2.94% of their portfolio GLEN CARBON, IL 77,68477.7k $4.1m $4.1m 2.94% Added +4.2k +4,217
52 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 76,34576.3k $4.0m $4.0m 0.01% New
53 Opal Wealth Advisors, LLC 1.58% of their portfolio JERICHO, NY 76,15876.2k $4.0m $4.0m 1.58% Added +31.0k +30,954
54 OPTIMUM INVESTMENT ADVISORS 2.00% of their portfolio Chicago, IL 75,22375.2k $4.0m $4.0m 2.00% New
55 BCS Wealth Management 1.43% of their portfolio JOHNSON CITY, TN 73,32973.3k $3.9m $3.9m 1.43% Added +8.5k +8,463
56 First International Bank & Trust 1.50% of their portfolio WATFORD CITY, ND 72,47872.5k $3.8m $3.8m 1.50% Reduced -6.1k -6,128
57 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 72,41172.4k $3.8m $3.8m 0.01% Added +9.4k +9,373
58 Biltmore Wealth Management, LLC 1.81% of their portfolio TEMPE, AZ 72,01372.0k $3.8m $3.8m 1.81% Reduced -218.2k -218,204
59 CONDOR CAPITAL MANAGEMENT 0.40% of their portfolio MARTINSVILLE, NJ 69,90369.9k $3.7m $3.7m 0.40% New
60 Executive Wealth Management, LLC 0.33% of their portfolio BRIGHTON, MI 66,47166.5k $3.5m $3.5m 0.33% Reduced -31.2k -31,243
61 Legacy Financial Advisors, Inc. 0.66% of their portfolio COVINGTON, KY 65,36765.4k $3.5m $3.5m 0.66% New
62 FOSTER & MOTLEY INC 0.26% of their portfolio CINCINNATI, OH 65,30165.3k $3.4m $3.4m 0.26% Reduced -2.7k -2,685
63 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 63,36363.4k $3.3m $3.3m 0.01% Reduced -1.7k -1,693
64 TD Capital Management LLC 0.37% of their portfolio MEMPHIS, TN 61,96662.0k $3.3m $3.3m 0.37% Added +6.8k +6,774
65 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 60,61560.6k $3.2m $3.2m 0.03% Added +4.5k +4,541
66 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 55,75955.8k $3.0m $3.0m 0.01% Reduced -8.5k -8,468
67 SageView Advisory Group, LLC 0.12% of their portfolio Newport Beach, CA 55,03155.0k $2.9m $2.9m 0.12% New
68 ERn Financial, LLC 0.52% of their portfolio MIDDLETON, WI 52,15352.2k $2.7m $2.7m 0.52% Reduced -186 -186
69 Arrowroot Family Office, LLC 1.92% of their portfolio MARINA DEL REY, CA 51,30451.3k $2.7m $2.7m 1.92% Added +91 +91
70 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 51,13451.1k $2.7m $2.7m 0.00% Added +25.2k +25,181
71 DAVIS R M INC 0.06% of their portfolio PORTLAND, ME 50,63050.6k $2.7m $2.7m 0.06% Reduced -575 -575
72 Shotwell Rutter Baer Inc 2.55% of their portfolio LANSING, MI 50,59650.6k $2.7m $2.7m 2.55% First filing
73 Paladin Advisory Group, LLC 2.20% of their portfolio CLIVE, IA 50,40650.4k $2.7m $2.7m 2.20% Reduced -2.3k -2,327
74 PAX Financial Group, LLC 0.54% of their portfolio SAN ANTONIO, TX 49,75849.8k $2.6m $2.6m 0.54% Added +39.8k +39,776
75 INSPIRION WEALTH ADVISORS, LLC 0.45% of their portfolio LIBERTYVILLE, IL 47,71447.7k $2.5m $2.5m 0.45% Added +4.0k +4,000
76 Simplicity Solutions, LLC 0.07% of their portfolio MINNEAPOLIS, MN 45,83645.8k $2.4m $2.4m 0.07% Reduced -186 -186
77 Bleakley Financial Group, LLC 0.08% of their portfolio PARSIPPANY, NJ 45,83645.8k $2.4m $2.4m 0.08% Reduced -186 -186
78 Hanson & Doremus Investment Management 0.45% of their portfolio BURLINGTON, VT 45,18245.2k $2.4m $2.4m 0.45% Added +4.1k +4,057
79 Cornerstone Wealth Management, LLC 0.20% of their portfolio ST. PETERS, MO 44,12344.1k $2.3m $2.3m 0.20% Reduced -1.8k -1,836
80 Prestige Wealth Management Group LLC 0.52% of their portfolio FLEMINGTON, NJ 43,13743.1k $2.3m $2.3m 0.52% Added +6.2k +6,243
81 Smart Money Group LLC 0.96% of their portfolio EASTLAND, TX 41,57341.6k $2.2m $2.2m 0.96% Reduced -4.4k -4,424
82 Dynamic Advisor Solutions LLC 0.08% of their portfolio PHOENIX, AZ 40,46040.5k $2.1m $2.1m 0.08% Added +18.2k +18,204
83 Cedar Point Capital Partners, LLC 1.72% of their portfolio Cedar Rapids, IA 39,33239.3k $2.1m $2.1m 1.72% First filing
84 Cyndeo Wealth Partners, LLC 0.19% of their portfolio ST. PETERSBURG, FL 38,58438.6k $2.0m $2.0m 0.19% Added +19.9k +19,894
85 Westside Investment Management, Inc. 0.51% of their portfolio SANTA MONICA, CA 37,89337.9k $2.0m $2.0m 0.51% Added +300 +300
86 PRIVATE TRUST CO NA 0.23% of their portfolio CLEVELAND, OH 37,66937.7k $2.0m $2.0m 0.23% Added +271 +271
87 ORRSTOWN FINANCIAL SERVICES INC 1.58% of their portfolio HARRISBURG, PA 37,49537.5k $2.0m $2.0m 1.58% First filing
88 McAdam, LLC 0.14% of their portfolio Philadelphia, PA 37,24437.2k $2.0m $2.0m 0.14% Reduced -3.7k -3,657
89 Kowal Investment Group, LLC 0.45% of their portfolio BROOKFIELD, WI 36,86536.9k $1.9m $1.9m 0.45% Reduced -9.9k -9,899
90 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 35,23835.2k $1.9m $1.9m 0.01% Added +4.0k +3,967
91 Austin Wealth Management, LLC 0.49% of their portfolio Austin, TX 34,81834.8k $1.8m $1.8m 0.49% Reduced -3.4k -3,375
92 VALLEY NATIONAL ADVISERS INC 0.28% of their portfolio BETHLEHEM, PA 33,55633.6k $1.8m $1.8m 0.28% Added +1.2k +1,214
93 Aviance Capital Partners, LLC 0.37% of their portfolio NAPLES, FL 32,30132.3k $1.7m $1.7m 0.37% Reduced -2.3k -2,317
94 Janney Capital Management LLC 0.11% of their portfolio PITTSBURGH, PA 30,34230.3k $1.6m $1.6m 0.11% Added +11.1k +11,130
95 COMERICA BANK 0.01% of their portfolio DALLAS, TX 29,63229.6k $1.6m $1.6m 0.01% Added +13.7k +13,657
96 Flagstone Financial Management 0.63% of their portfolio LINCOLN, NE 29,35829.4k $1.6m $1.6m 0.63% New
97 Sequoia Financial Advisors, LLC 0.02% of their portfolio Akron, OH 29,10429.1k $1.5m $1.5m 0.02% Added +7.8k +7,793
98 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 29,04629.0k $1.5m $1.5m 0.03% Unchanged
99 ROCKLAND TRUST CO 0.08% of their portfolio HANOVER, MA 28,38828.4k $1.5m $1.5m 0.08% Reduced -14.8k -14,781
100 StrategIQ Financial Group, LLC 0.17% of their portfolio MERRILLVILLE, IN 27,76327.8k $1.5m $1.5m 0.17% Added +4.3k +4,347