Vault-13

PIMCO ETF TR MUNI

INTER MUN BD ACT · ETP · CUSIP 72201R866

222 institutional holders +4 vs Q2 2023
14,717,50814.7m shares reported held*
$738.7mreported value*
23 new 94 added 68 reduced 20 sold out net bought ≈ $40.1m (+801.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $50.19. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 172Q4 22: 205Q1 23: 218Q2 23: 218Q3 23: 222222Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022172
Q4 2022205
Q1 2023218
Q2 2023218
Q3 2023222

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 117 bought or addedQ4 22: 68 cut or sold outQ4 22Q1 23: 106 bought or addedQ1 23: 94 cut or sold outQ1 23Q2 23: 115 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 117 bought or addedQ3 23: 88 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202211768
Q1 202310694
Q2 202311578
Q3 202311788

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3mQ4 22 calls: $2.6mQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$2.6m$00.00
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

OSAIC HOLDINGS, INC. Added +248,453+248.5k
JPMORGAN CHASE & CO Added +218,046+218.0k
Fermata Advisors, LLC New +173,131+173.1k
MORGAN STANLEY Added +154,265+154.3k
XML Financial, LLC Added +135,118+135.1k
LPL Financial LLC Added +110,924+110.9k
Cetera Advisor Networks LLC Added +82,324+82.3k
Capital Analysts, LLC Added +80,372+80.4k
Executive Wealth Management, LLC Added +53,745+53.7k
Granite Bay Wealth Management, LLC New +50,400+50.4k

Biggest sellers

Orion Portfolio Solutions, LLC Reduced -177,088-177.1k
Orion Porfolio Solutions, LLC Reduced -177,088-177.1k
Goelzer Investment Management, Inc. Reduced -96,167-96.2k
RENAISSANCE TECHNOLOGIES LLC Sold out -88,000-88.0k
Composition Wealth, LLC Reduced -64,689-64.7k
JANE STREET GROUP, LLC Reduced -60,603-60.6k
SAXON INTERESTS, INC. Sold out -46,920-46.9k
Forvis Mazars Wealth Advisors, LLC Reduced -28,544-28.5k
Breakwater Capital Group Reduced -26,491-26.5k
FLOW TRADERS U.S. LLC Reduced -23,480-23.5k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 1,095,6321.1m $54.9m $54.9m 0.04% Added +110.9k +110,924
2 CWM, LLC 0.33% of their portfolio OMAHA, NE 1,090,6911.1m $54.6m $54.6m 0.33% Added +40.1k +40,070
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 974,456974.5k $48.8m $48.8m 0.00% Added +154.3k +154,265
4 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 907,536907.5k $45.4m $45.4m 0.01% Reduced -8.8k -8,804
5 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 658,901658.9k $33.0m $33.0m 0.01% Added +48.2k +48,204
6 WCG Wealth Advisors LLC 2.43% of their portfolio LAS VEGAS, NV 629,301629.3k $33.2m $33.2m 2.43% Added +19.6k +19,619
7 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 529,555529.6k $26.5m $26.5m 0.04% Added +248.5k +248,453
8 UBS Group AG 0.01% of their portfolio ZURICH, V8 430,972431.0k $21.6m $21.6m 0.01% Reduced -10.1k -10,118
9 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 375,230375.2k $18.8m $18.8m 0.00% Added +218.0k +218,046
10 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 364,900364.9k $18.3m $18.3m 0.03% Added +3.1k +3,124
11 MBL Wealth, LLC 2.48% of their portfolio CHARLOTTE, NC 351,355351.4k $17.6m $17.6m 2.48% Added +48.1k +48,090
12 Avantax Planning Partners, Inc. 0.71% of their portfolio DUBUQUE, IA 339,418339.4k $17.0m $17.0m 0.71% Added +8.0k +7,982
13 Biltmore Wealth Management, LLC 7.02% of their portfolio TEMPE, AZ 290,217290.2k $14.5m $14.5m 7.02% Added +19.8k +19,752
14 Thrivent Financial for Lutherans 0.03% of their portfolio Minneapolis, MN 267,855267.9k $13.4m $13.4m 0.03% Added +17.1k +17,122
15 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 260,131260.1k $13.0m $13.0m 0.01% Added +32.0k +32,026
16 Cetera Advisor Networks LLC 0.07% of their portfolio EL SEGUNDO, CA 216,382216.4k $10.8m $10.8m 0.07% Added +82.3k +82,324
17 McKinley Carter Wealth Services, Inc. 0.85% of their portfolio WHEELING, WV 212,189212.2k $10.6m $10.6m 0.85% Reduced -11.4k -11,387
18 Orion Porfolio Solutions, LLC 0.13% of their portfolio OMAHA, NE 208,298208.3k $10.4m $10.4m 0.13% Reduced -177.1k -177,088
19 Orion Portfolio Solutions, LLC 0.13% of their portfolio Omaha, NE 208,298208.3k $10.4m $10.4m 0.13% Reduced -177.1k -177,088
20 Fermata Advisors, LLC 2.44% of their portfolio SONOMA, CA 173,131173.1k $8.7m $8.7m 2.44% New
21 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 167,522167.5k $8.4m $8.4m 0.01% Reduced -18.9k -18,937
22 Wealth Alliance Advisory Group, LLC 2.24% of their portfolio Wichita, KS 150,577150.6k $7.5m $7.5m 2.24% Added +25 +25
23 XML Financial, LLC 0.84% of their portfolio BETHESDA, MD 140,516140.5k $7.0m $7.0m 0.84% Added +135.1k +135,118
24 Capital Analysts, LLC 0.37% of their portfolio FORT WASHINGTON, PA 131,331131.3k $6.6m $6.6m 0.37% Added +80.4k +80,372
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 115,594115.6k $5.8m $5.8m 0.00% Reduced -2.1k -2,082
26 Arden Trust Co 0.89% of their portfolio WILMINGTON, DE 106,555106.6k $5.3m $5.3m 0.89% Added +33.2k +33,166
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 105,879105.9k $5.3m $5.3m 0.00% Reduced -7.3k -7,291
28 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 105,091105.1k $5.3m $5.3m 0.01% Reduced -15.7k -15,668
29 Allworth Financial LP 0.04% of their portfolio FOLSOM, CA 101,755101.8k $5.1m $5.1m 0.04% Added +14.4k +14,392
30 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 101,623101.6k $5.1m $5.1m 0.02% Added +5.3k +5,347
31 Executive Wealth Management, LLC 0.51% of their portfolio BRIGHTON, MI 97,71497.7k $4.9m $4.9m 0.51% Added +53.7k +53,745
32 Financial Synergies Wealth Advisors, Inc. 0.71% of their portfolio HOUSTON, TX 97,65797.7k $4.9m $4.9m 0.71% Added +12.9k +12,867
33 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 83,94383.9k $4.2m $4.2m 0.02% Added +7.6k +7,595
34 First International Bank & Trust 1.42% of their portfolio WATFORD CITY, ND 78,60678.6k $3.9m $3.9m 1.42% Added +6.4k +6,374
35 StoneX Group Inc. 0.41% of their portfolio NEW YORK, NY 76,57276.6k $3.8m $3.8m 0.41% Reduced -8.9k -8,863
36 CarsonAllaria Wealth Management, Ltd. 2.99% of their portfolio GLEN CARBON, IL 73,46773.5k $3.7m $3.7m 2.99% Added +576 +576
37 Visionary Wealth Advisors 0.29% of their portfolio O'FALLON, IL 72,68472.7k $3.6m $3.6m 0.29% Added +11.3k +11,350
38 Rehmann Capital Advisory Group 0.32% of their portfolio LANSING, MI 68,96269.0k $3.5m $3.5m 0.32% Reduced -499 -499
39 Forvis Mazars Wealth Advisors, LLC 0.10% of their portfolio Springfield, MO 68,43768.4k $3.4m $3.4m 0.10% Reduced -28.5k -28,544
40 FOSTER & MOTLEY INC 0.28% of their portfolio CINCINNATI, OH 67,98668.0k $3.4m $3.4m 0.28% Reduced -1.2k -1,215
41 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 65,05665.1k $3.3m $3.3m 0.01% Added +6.3k +6,309
42 BCS Wealth Management 1.35% of their portfolio JOHNSON CITY, TN 64,86664.9k $3.2m $3.2m 1.35% Added +2.4k +2,416
43 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 64,22764.2k $3.2m $3.2m 0.01% Added +2.2k +2,239
44 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 63,03863.0k $3.2m $3.2m 0.01% Added +25.8k +25,835
45 Beta Wealth Group, Inc. 1.75% of their portfolio SAN DIEGO, CA 59,03559.0k $3.0m $3.0m 1.75% Added +289 +289
46 Equita Financial Network, Inc. 1.81% of their portfolio FORT WASHINGTON, PA 58,75458.8k $2.9m $2.9m 1.81% First filing
47 SageView Advisory Group, LLC 0.17% of their portfolio Newport Beach, CA 57,53457.5k $2.9m $2.9m 0.17% Added +466 +466
48 STEPH & CO 1.57% of their portfolio MARINETTE, WI 56,28956.3k $2.8m $2.8m 1.57% Reduced -17.5k -17,506
49 NewEdge Advisors, LLC 0.03% of their portfolio NEW ORLEANS, LA 56,07456.1k $2.8m $2.8m 0.03% Reduced -3.5k -3,490
50 TD Capital Management LLC 0.34% of their portfolio MEMPHIS, TN 55,19255.2k $2.8m $2.8m 0.34% Reduced -13.3k -13,302
51 Paladin Advisory Group, LLC 2.23% of their portfolio CLIVE, IA 52,73352.7k $2.6m $2.6m 2.23% Added +832 +832
52 ERn Financial, LLC 0.57% of their portfolio MIDDLETON, WI 52,33952.3k $2.6m $2.6m 0.57% Unchanged
53 Arrowroot Family Office, LLC 2.02% of their portfolio MARINA DEL REY, CA 51,21351.2k $2.6m $2.6m 2.02% Reduced -5.0k -4,998
54 DAVIS R M INC 0.06% of their portfolio PORTLAND, ME 51,20551.2k $2.6m $2.6m 0.06% Added +1.5k +1,500
55 Granite Bay Wealth Management, LLC 0.03% of their portfolio PORTSMOUTH, NH 50,40050.4k $2.6m $2.6m 0.03% New
56 Kowal Investment Group, LLC 0.63% of their portfolio BROOKFIELD, WI 46,76446.8k $2.3m $2.3m 0.63% Added +3.0k +3,004
57 Vertex Planning Partners, LLC 0.80% of their portfolio DOWNERS GROVE, IL 46,36546.4k $2.3m $2.3m 0.80% Reduced -1.4k -1,413
58 Simplicity Solutions, LLC 0.07% of their portfolio MINNEAPOLIS, MN 46,02246.0k $2.3m $2.3m 0.07% Added +1.4k +1,363
59 Bleakley Financial Group, LLC 0.08% of their portfolio PARSIPPANY, NJ 46,02246.0k $2.3m $2.3m 0.08% Added +1.4k +1,363
60 Smart Money Group LLC 1.09% of their portfolio EASTLAND, TX 45,99746.0k $2.3m $2.3m 1.09% Reduced -14.2k -14,214
61 Cornerstone Wealth Management, LLC 0.22% of their portfolio ST. PETERS, MO 45,95946.0k $2.3m $2.3m 0.22% Reduced -2.6k -2,553
62 Opal Wealth Advisors, LLC 1.32% of their portfolio JERICHO, NY 45,20445.2k $2.3m $2.3m 1.32% Reduced -200 -200
63 INSPIRION WEALTH ADVISORS, LLC 0.43% of their portfolio LIBERTYVILLE, IL 43,71443.7k $2.2m $2.2m 0.43% Unchanged
64 ROCKLAND TRUST CO 0.13% of their portfolio HANOVER, MA 43,16943.2k $2.2m $2.2m 0.13% Reduced -4.2k -4,192
65 Signify Wealth 2.90% of their portfolio SAINT LOUIS, MO 43,13043.1k $2.2m $2.2m 2.90% Reduced -23.1k -23,096
66 Hanson & Doremus Investment Management 0.42% of their portfolio BURLINGTON, VT 41,12541.1k $2.1m $2.1m 0.42% Reduced -4.5k -4,510
67 McAdam, LLC 0.17% of their portfolio Philadelphia, PA 40,90140.9k $2.0m $2.0m 0.17% Added +1.3k +1,307
68 Austin Wealth Management, LLC 0.60% of their portfolio Austin, TX 38,19338.2k $2.0m $2.0m 0.60% First filing
69 Westside Investment Management, Inc. 0.54% of their portfolio SANTA MONICA, CA 37,59337.6k $1.9m $1.9m 0.54% Added +600 +600
70 PRIVATE TRUST CO NA 0.25% of their portfolio CLEVELAND, OH 37,39837.4k $1.9m $1.9m 0.25% Added +8.5k +8,465
71 Prestige Wealth Management Group LLC 0.46% of their portfolio FLEMINGTON, NJ 36,89436.9k $1.8m $1.8m 0.46% Added +707 +707
72 Aviance Capital Partners, LLC 0.39% of their portfolio NAPLES, FL 34,61834.6k $1.7m $1.7m 0.39% Reduced -33 -33
73 VALLEY NATIONAL ADVISERS INC 0.28% of their portfolio BETHLEHEM, PA 32,34232.3k $1.6m $1.6m 0.28% Unchanged
74 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 31,27131.3k $1.6m $1.6m 0.01% Added +11.7k +11,665
75 Patten Group, Inc. 0.46% of their portfolio CHATTANOOGA, TN 31,08031.1k $1.6m $1.6m 0.46% Reduced -168 -168
76 Valmark Advisers, Inc. 0.03% of their portfolio AKRON, OH 29,04629.0k $1.5m $1.5m 0.03% Unchanged
77 Kelman-Lazarov, Inc. 0.33% of their portfolio MEMPHIS, TN 28,29628.3k $1.4m $1.4m 0.33% Added +7.0k +7,021
78 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 28,06728.1k $1.4m $1.4m 0.01% Added +339 +339
79 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 25,95326.0k $1.3m $1.3m 0.00% New
80 IHT Wealth Management, LLC 0.06% of their portfolio Chicago, IL 25,04325.0k $1.3m $1.3m 0.06% Reduced -375 -375
81 BAILARD, INC. 0.04% of their portfolio Foster City, CA 24,69524.7k $1.2m $1.2m 0.04% Added +2.0k +2,010
82 Legacy Capital Wealth Partners, LLC 0.34% of their portfolio LITTLE ROCK, AR 24,66424.7k $1.2m $1.2m 0.34% New
83 Kooman & Associates 0.60% of their portfolio ALTOONA, PA 23,85423.9k $1.2m $1.2m 0.60% Added +140 +140
84 StrategIQ Financial Group, LLC 0.14% of their portfolio MERRILLVILLE, IN 23,41623.4k $1.2m $1.2m 0.14% Added +6.6k +6,626
85 Dynamic Advisor Solutions LLC 0.05% of their portfolio PHOENIX, AZ 22,25622.3k $1.1m $1.1m 0.05% Added +2.7k +2,661
86 Sequoia Financial Advisors, LLC 0.02% of their portfolio Akron, OH 21,31121.3k $1.1m $1.1m 0.02% Reduced -8.9k -8,928
87 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 21,30021.3k $1.1m $1.1m 0.03% Unchanged
88 WINTRUST INVESTMENTS LLC 0.11% of their portfolio CHICAGO, IL 20,43520.4k $1.0m $1.0m 0.11% Added +503 +503
89 Landmark Wealth Management, LLC 0.58% of their portfolio MELVILLE, NY 20,38320.4k $1.0m $1.0m 0.58% Added +7.3k +7,313
90 Sunesis Advisors, LLC 0.71% of their portfolio OVERLAND PARK, KS 19,89819.9k $996.3k $996.3k 0.71% First filing
91 Janney Capital Management LLC 0.07% of their portfolio PITTSBURGH, PA 19,21219.2k $962.0k $962.0k 0.07% Reduced -752 -752
92 Goelzer Investment Management, Inc. 0.07% of their portfolio CARMEL, IN 19,00919.0k $951.8k $951.8k 0.07% Reduced -96.2k -96,167
93 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 18,96019.0k $949.3k $949.3k 0.01% Added +1.6k +1,592
94 Cyndeo Wealth Partners, LLC 0.10% of their portfolio ST. PETERSBURG, FL 18,69018.7k $935.8k $935.8k 0.10% New
95 Goodwin Investment Advisory 0.53% of their portfolio WOODSTOCK, GA 17,86117.9k $894.3k $894.3k 0.53% Added +14.2k +14,248
96 Martel Wealth Advisors LLC 0.22% of their portfolio VANCOUVER, WA 17,82317.8k $892.4k $892.4k 0.22% Added +1.3k +1,306
97 Procyon Advisors, LLC 0.09% of their portfolio SHELTON, CT 17,52617.5k $877.5k $877.5k 0.09% Reduced -17.3k -17,253
98 Sand Hill Global Advisors, LLC 0.05% of their portfolio Palo Alto, CA 17,49817.5k $876.1k $876.1k 0.05% Reduced -6.4k -6,449
99 AdvisorNet Financial, Inc 0.08% of their portfolio MINNETONKA, MN 17,43317.4k $872.9k $872.9k 0.08% Added +126 +126
100 WealthShield Partners, LLC 0.13% of their portfolio CARY, NC 17,29117.3k $865.8k $865.8k 0.13% Reduced -4.3k -4,260