Vault-13

PIMCO ETF TR MINT

ENHAN SHRT MA AC · ETP · CUSIP 72201R833

627 institutional holders -39 vs Q4 2023
112,075,803112.1m shares reported held*
$11.3bnreported value*
44 new 225 added 263 reduced 80 sold out net bought ≈ $1.9bn (+19.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($20.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $100.54.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0250500750Q3 22: 670Q4 22: 641Q1 23: 607Q2 23: 611Q3 23: 617Q4 23: 666Q1 24: 627627Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022670
Q4 2022641
Q1 2023607
Q2 2023611
Q3 2023617
Q4 2023666
Q1 2024627

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
5000500Q4 22: 184 bought or addedQ4 22: 424 cut or sold outQ4 22Q1 23: 220 bought or addedQ1 23: 375 cut or sold outQ1 23Q2 23: 240 bought or addedQ2 23: 337 cut or sold outQ2 23Q3 23: 241 bought or addedQ3 23: 324 cut or sold outQ3 23Q4 23: 263 bought or addedQ4 23: 331 cut or sold outQ4 23Q1 24: 269 bought or addedQ1 24: 343 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022184424
Q1 2023220375
Q2 2023240337
Q3 2023241324
Q4 2023263331
Q1 2024269343

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $49.9kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —
Numbers
QuarterCallsPutsP/C
Q2 2023$0$0—
Q3 2023$49.9k$00.00
Q4 2023$0$0—
Q1 2024$0$0—

Biggest buyers

JPMORGAN CHASE & CO Added +11,690,376+11.7m
MORGAN STANLEY Added +8,819,998+8.8m
ASSETMARK, INC Added +615,000+615.0k
State of Tennessee, Department of Treasury Added +611,500+611.5k
WELLS FARGO & COMPANY/MN Added +510,084+510.1k
Focus Partners Wealth Added +361,588+361.6k
LPL Financial LLC Added +334,529+334.5k
Allianz Asset Management GmbH Added +305,971+306.0k
HB Wealth Management, LLC Added +261,051+261.1k
Clark Capital Management Group, Inc. New +179,554+179.6k

Biggest sellers

JANE STREET GROUP, LLC Reduced -911,359-911.4k
CAPTRUST FINANCIAL ADVISORS Reduced -800,840-800.8k
Advisor OS, LLC Reduced -350,038-350.0k
FLOW TRADERS U.S. LLC Reduced -346,814-346.8k
BANK OF AMERICA CORP /DE/ Reduced -343,621-343.6k
Empowered Funds, LLC Sold out -333,721-333.7k
MJP ASSOCIATES INC /ADV Reduced -291,473-291.5k
Johnson Financial Group, LLC Reduced -287,565-287.6k
OSAIC HOLDINGS, INC. Reduced -240,857-240.9k
Financial Gravity Asset Management, Inc. Reduced -221,738-221.7k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.16% of their portfolio NEW YORK, NY 34,837,50434.8m $3.5bn $3.5bn 0.16% Added +11.7m +11,690,376
2 MORGAN STANLEY 0.07% of their portfolio NEW YORK, NY 24,243,42024.2m $2.4bn $2.4bn 0.07% Added +8.8m +8,819,998
3 WELLS FARGO & COMPANY/MN 0.23% of their portfolio SAN FRANCISCO, CA 8,759,7128.8m $880.7m $880.7m 0.23% Added +510.1k +510,084
4 ASSETMARK, INC 1.79% of their portfolio CONCORD, CA 5,490,9205.5m $552.1m $552.1m 1.79% Added +615.0k +615,000
5 HB Wealth Management, LLC 3.38% of their portfolio Atlanta, GA 2,674,0692.7m $268.9m $268.9m 3.38% Added +261.1k +261,051
6 Allianz Asset Management GmbH 0.40% of their portfolio MUNICH, 2M 2,376,8792.4m $239.0m $239.0m 0.40% Added +306.0k +305,971
7 CWM, LLC 0.94% of their portfolio OMAHA, NE 1,925,6351.9m $193.6m $193.6m 0.94% Reduced -146.6k -146,588
8 LPL Financial LLC 0.10% of their portfolio FORT MILL, SC 1,905,0271.9m $191.5m $191.5m 0.10% Added +334.5k +334,529
9 UBS Group AG 0.06% of their portfolio ZURICH, V8 1,896,1861.9m $190.6m $190.6m 0.06% Reduced -217.2k -217,189
10 State of Tennessee, Department of Treasury 0.36% of their portfolio NASHVILLE, TN 960,700960.7k $96.6m $96.6m 0.36% Added +611.5k +611,500
11 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 861,179861.2k $86.6m $86.6m 0.01% Reduced -343.6k -343,621
12 Johnson Financial Group, LLC 10.08% of their portfolio Denver, CO 794,500794.5k $79.9m $79.9m 10.08% Reduced -287.6k -287,565
13 RENAISSANCE TECHNOLOGIES LLC 0.12% of their portfolio NEW YORK, NY 777,600777.6k $78.2m $78.2m 0.12% Unchanged
14 Focus Partners Wealth 0.57% of their portfolio ST LOUIS, MO 696,394696.4k $70.0m $70.0m 0.57% Added +361.6k +361,588
15 Mason Investment Advisory Services, Inc. 4.77% of their portfolio RESTON, VA 685,811685.8k $69.0m $69.0m 4.77% Reduced -17.8k -17,796
16 JFG Wealth Management, LLC 17.84% of their portfolio Denver, CO 661,760661.8k $66.5m $66.5m 17.84% Reduced -30.6k -30,586
17 ROYAL BANK OF CANADA 0.02% of their portfolio TORONTO, A6 637,081637.1k $64.1m $64.1m 0.02% Reduced -29.6k -29,590
18 KEYBANK NATIONAL ASSOCIATION/OH 0.26% of their portfolio BROOKLYN, OH 627,654627.7k $63.1m $63.1m 0.26% Added +983 +983
19 OSAIC HOLDINGS, INC. 0.14% of their portfolio SCOTTSDALE, AZ 623,275623.3k $62.7m $62.7m 0.14% Reduced -240.9k -240,857
20 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 528,400528.4k $53.1m $53.1m 0.02% Added +154.8k +154,850
21 Mariner, LLC 0.11% of their portfolio Overland Park, KS 516,263516.3k $51.9m $51.9m 0.11% Added +70.5k +70,453
22 Family Manage LLC 9.43% of their portfolio NEW YORK, NY 507,728507.7k $51.0m $51.0m 9.43% Added +103.7k +103,691
23 Merit Financial Group, LLC 1.11% of their portfolio ALPHARETTA, GA 466,054466.1k $46.7m $46.7m 1.11% Added +31.8k +31,782
24 TRUIST FINANCIAL CORP 0.06% of their portfolio CHARLOTTE, NC 404,833404.8k $40.7m $40.7m 0.06% Added +108.6k +108,595
25 TD Capital Management LLC 4.25% of their portfolio MEMPHIS, TN 396,727396.7k $39.9m $39.9m 4.25% Reduced -27.1k -27,117
26 Flaharty Asset Management, LLC 5.65% of their portfolio CLEARWATER, FL 378,774378.8k $38.1m $38.1m 5.65% Reduced -3.4k -3,427
27 Cambridge Investment Research Advisors, Inc. 0.14% of their portfolio FAIRFIELD, IA 359,611359.6k $36.2m $36.2m 0.14% Reduced -44.6k -44,596
28 AE Wealth Management LLC 0.41% of their portfolio TOPEKA, KS 357,868357.9k $36.0m $36.0m 0.41% Reduced -27.3k -27,346
29 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.01% of their portfolio SAN FRANCISCO, CA 341,348341.3k $34.3m $34.3m 0.01% Reduced -21.0k -20,995
30 STIFEL FINANCIAL CORP 0.04% of their portfolio ST. LOUIS, MO 335,477335.5k $33.7m $33.7m 0.04% Added +5.7k +5,668
31 Cerity Partners LLC 0.09% of their portfolio NEW YORK, NY 330,965331.0k $33.3m $33.3m 0.09% Added +13.9k +13,950
32 HighTower Advisors, LLC 0.05% of their portfolio CHICAGO, IL 291,390291.4k $29.3m $29.3m 0.05% Reduced -23.0k -23,016
33 Creative Planning 0.03% of their portfolio OVERLAND PARK, KS 277,241277.2k $27.9m $27.9m 0.03% Reduced -16.1k -16,090
34 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 260,792260.8k $26.2m $26.2m 0.04% Reduced -7.3k -7,347
35 Destination Wealth Management 0.86% of their portfolio Walnut Creek, CA 258,317258.3k $26.0m $26.0m 0.86% Added +6.6k +6,600
36 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 252,994253.0k $25.4m $25.4m 0.04% Added +10.4k +10,400
37 Brookstone Capital Management 0.45% of their portfolio WHEATON, IL 250,839250.8k $25.2m $25.2m 0.45% Reduced -16.0k -16,004
38 MASON STREET ADVISORS, LLC 4.15% of their portfolio MILWAUKEE, WI 245,500245.5k $24.7m $24.7m 4.15% Unchanged
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.06% of their portfolio PLYMOUTH, MN 232,458232.5k $23.4m $23.4m 0.06% Reduced -5.8k -5,765
40 Leelyn Smith, LLC 4.64% of their portfolio GENEVA, IL 230,382230.4k $23.2m $23.2m 4.64% Added +17.8k +17,771
41 Waverly Advisors, LLC 0.52% of their portfolio BIRMINGHAM, AL 220,404220.4k $22.2m $22.2m 0.52% Reduced -78.4k -78,437
42 Advisor OS, LLC 2.40% of their portfolio CHICAGO, IL 207,832207.8k $20.9m $20.9m 2.40% Reduced -350.0k -350,038
43 WILBANKS SMITH & THOMAS ASSET MANAGEMENT LLC 0.54% of their portfolio NORFOLK, VA 190,543190.5k $19.2m $19.2m 0.54% Reduced -5.5k -5,521
44 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 189,754189.8k $19.1m $19.1m 0.08% Reduced -2.1k -2,146
45 Bramshill Investments, LLC 2.19% of their portfolio NAPLES, FL 185,236185.2k $18.6m $18.6m 2.19% Added +31.5k +31,543
46 CITIGROUP INC 0.02% of their portfolio NEW YORK, NY 184,300184.3k $18.5m $18.5m 0.02% Reduced -11.1k -11,112
47 Clark Capital Management Group, Inc. 0.13% of their portfolio PHILADELPHIA, PA 179,554179.6k $18.1m $18.1m 0.13% New
48 WHITTIER TRUST CO 0.26% of their portfolio SOUTH PASADENA, CA 173,987174.0k $17.5m $17.5m 0.26% Reduced -23.7k -23,669
49 MJP ASSOCIATES INC /ADV 3.64% of their portfolio FARMINGTON, CT 166,383166.4k $16.7m $16.7m 3.64% Reduced -291.5k -291,473
50 NATIONAL BANK OF CANADA /FI/ 0.03% of their portfolio MONTREAL, A8 163,877163.9k $16.4m $16.4m 0.03% Added +48.1k +48,096
51 KWMG, LLC 1.76% of their portfolio OVERLAND PARK, KS 159,633159.6k $16.0m $16.0m 1.76% Added +5.7k +5,707
52 HOWLAND CAPITAL MANAGEMENT LLC 0.75% of their portfolio BOSTON, MA 154,097154.1k $15.5m $15.5m 0.75% Reduced -15.1k -15,063
53 Virtue Capital Management, LLC 2.76% of their portfolio BRENTWOOD, TN 152,907152.9k $15.3m $15.3m 2.76% New
54 BEACON INVESTMENT ADVISORY SERVICES, INC. 0.66% of their portfolio MORRISTOWN, NJ 151,448151.4k $15.2m $15.2m 0.66% Reduced -4.2k -4,218
55 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 150,655150.7k $15.1m $15.1m 0.01% Added +28.2k +28,191
56 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 143,681143.7k $14.4m $14.4m 0.01% Reduced -7.9k -7,876
57 Atlantic Edge Private Wealth Management, LLC 4.94% of their portfolio JACKSONVILLE, FL 142,735142.7k $14.4m $14.4m 4.94% Added +9.2k +9,175
58 Kingfisher Capital LLC 3.15% of their portfolio CHARLOTTE, NC 129,926129.9k $13.1m $13.1m 3.15% Reduced -905 -905
59 COMERICA BANK 0.06% of their portfolio DALLAS, TX 128,612128.6k $12.9m $12.9m 0.06% Added +7.7k +7,735
60 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 127,771127.8k $12.8m $12.8m 0.04% Added +56.3k +56,305
61 Kathmere Capital Management, LLC 1.44% of their portfolio WAYNE, PA 124,965125.0k $12.6m $12.6m 1.44% Reduced -8.8k -8,772
62 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 124,728124.7k $12.5m $12.5m 0.03% Added +82.8k +82,759
63 Cornerstone Wealth Management, LLC 0.97% of their portfolio ST. PETERS, MO 118,612118.6k $11.9m $11.9m 0.97% Added +7.4k +7,418
64 OLD MISSION CAPITAL LLC 0.27% of their portfolio CHICAGO, IL 111,377111.4k $11.2m $11.2m 0.27% Added +101.4k +101,448
65 Krilogy Financial LLC 0.85% of their portfolio ST. LOUIS, MO 110,162110.2k $11.1m $11.1m 0.85% Added +54.4k +54,356
66 Providence First Trust Co 4.78% of their portfolio SCOTTSDALE, AZ 109,761109.8k $11.0m $11.0m 4.78% Reduced -12.3k -12,256
67 Dynamic Advisor Solutions LLC 0.36% of their portfolio PHOENIX, AZ 106,124106.1k $10.7m $10.7m 0.36% Reduced -18.5k -18,474
68 Values First Advisors, Inc. 6.22% of their portfolio JOHNSON CITY, TN 105,596105.6k $10.6m $10.6m 6.22% Added +2.4k +2,418
69 PEAPACK GLADSTONE FINANCIAL CORP 0.17% of their portfolio BEDMINSTER, NJ 105,515105.5k $10.6m $10.6m 0.17% Reduced -10.6k -10,583
70 EVERGREEN CAPITAL MANAGEMENT LLC 0.40% of their portfolio Bellevue, WA 105,356105.4k $10.6m $10.6m 0.40% Reduced -3.9k -3,908
71 Avion Wealth 2.84% of their portfolio THE WOODLANDS, TX 105,288105.3k $10.6m $10.6m 2.84% Reduced -4.5k -4,499
72 Nicholas Hoffman & Company, LLC. 0.53% of their portfolio ATLANTA, GA 104,493104.5k $10.5m $10.5m 0.53% Added +25.2k +25,199
73 Private Advisor Group, LLC 0.07% of their portfolio MORRISTOWN, NJ 101,861101.9k $10.2m $10.2m 0.07% Added +11.1k +11,107
74 Procyon Advisors, LLC 0.79% of their portfolio SHELTON, CT 101,260101.3k $10.2m $10.2m 0.79% Added +28.4k +28,423
75 MONTAG A & ASSOCIATES INC 0.50% of their portfolio ATLANTA, GA 100,068100.1k $10.1m $10.1m 0.50% Reduced -18.9k -18,933
76 Essex Financial Services, Inc. 0.91% of their portfolio ESSEX, CT 97,83797.8k $9.8m $9.8m 0.91% Added +2.3k +2,260
77 Stokes Capital Advisors, LLC 2.72% of their portfolio GREENWOOD, SC 92,87392.9k $9.3m $9.3m 2.72% Added +2.9k +2,884
78 Lowe Wealth Advisors, LLC 4.18% of their portfolio COLUMBIA, MD 89,25689.3k $9.0m $9.0m 4.18% Reduced -1.4k -1,405
79 Atria Wealth Solutions, Inc. 0.10% of their portfolio NEW YORK, NY 87,91687.9k $8.8m $8.8m 0.10% Added +18.2k +18,153
80 Roof Eidam Maycock Peralta, LLC 2.38% of their portfolio San Francisco, CA 86,21186.2k $8.7m $8.7m 2.38% Added +9.5k +9,465
81 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 82,60882.6k $8.3m $8.3m 0.01% Added +53.3k +53,279
82 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 82,55782.6k $8.3m $8.3m 0.01% Reduced -22.3k -22,341
83 YHB Investment Advisors, Inc. 0.73% of their portfolio West Hartford, CT 81,89981.9k $8.2m $8.2m 0.73% Added +7.2k +7,220
84 Center For Asset Management LLC 6.73% of their portfolio PALM BEACH GARDENS, FL 81,77781.8k $8.2m $8.2m 6.73% Added +11.5k +11,475
85 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 79,19679.2k $8.0m $8.0m 0.01% Reduced -1.5k -1,506
86 SAGE RHINO CAPITAL LLC 1.86% of their portfolio MENLO PARK, CA 78,21478.2k $7.9m $7.9m 1.86% Added +6.3k +6,271
87 UNITED CAPITAL FINANCIAL ADVISORS, LLC 0.06% of their portfolio IRVING, TX 75,16575.2k $7.6m $7.6m 0.06% Reduced -10.1k -10,061
88 Goodman Advisory Group, LLC 2.34% of their portfolio NEEDHAM, MA 73,34573.3k $7.4m $7.4m 2.34% Added +2.7k +2,733
89 Sowell Financial Services LLC 0.34% of their portfolio NORTH LITTLE ROCK, AR 71,51571.5k $7.2m $7.2m 0.34% Added +8.8k +8,844
90 Stonebridge Financial Planning Group, LLC 3.69% of their portfolio ORLANDO, FL 69,49469.5k $7.0m $7.0m 3.69% Reduced -13.6k -13,637
91 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 68,76568.8k $6.9m $6.9m 0.06% Unchanged
92 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.45% of their portfolio LONG BEACH, CA 67,50367.5k $6.8m $6.8m 0.45% Reduced -103.3k -103,317
93 Advocacy Wealth Management, LLC 0.58% of their portfolio ATLANTA, GA 66,68066.7k $6.7m $6.7m 0.58% Reduced -9.8k -9,808
94 Compass Financial Group, Inc. 3.56% of their portfolio DEERFIELD BEACH, FL 66,51166.5k $6.7m $6.7m 3.56% Reduced -78 -78
95 First Heartland Consultants, Inc. 0.68% of their portfolio LAKE ST. LOUIS, MO 65,05765.1k $6.5m $6.5m 0.68% Added +12.4k +12,372
96 ANCHOR CAPITAL ADVISORS LLC 0.17% of their portfolio Boston, MA 63,73563.7k $6.4m $6.4m 0.17% Reduced -2.5k -2,492
97 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 62,49662.5k $6.3m $6.3m 0.04% Added +19.6k +19,584
98 WealthPLAN Partners, LLC 0.63% of their portfolio OMAHA, NE 60,71960.7k $6.1m $6.1m 0.63% Reduced -93 -93
99 WestHill Financial Advisors, Inc. 1.50% of their portfolio San Rafael, CA 60,64760.6k $6.1m $6.1m 1.50% Added +2.7k +2,654
100 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 60,24460.2k $6.1m $6.1m 0.02% Reduced -103.7k -103,720