Vault-13

PIMCO ETF TR CORP

INV GRD CRP BD · ETP · CUSIP 72201R817

150 institutional holders +1 vs Q3 2023
8,263,4458.3m shares reported held*
$802.1mreported value*
18 new 62 added 39 reduced 20 sold out net bought ≈ $136.5m (+1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($252.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $97.06.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 134Q1 23: 139Q2 23: 142Q3 23: 149Q4 23: 150150Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022108
Q4 2022134
Q1 2023139
Q2 2023142
Q3 2023149
Q4 2023150

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 48 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 72 cut or sold outQ1 23Q2 23: 66 bought or addedQ2 23: 68 cut or sold outQ2 23Q3 23: 79 bought or addedQ3 23: 55 cut or sold outQ3 23Q4 23: 80 bought or addedQ4 23: 59 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227848
Q1 20236372
Q2 20236668
Q3 20237955
Q4 20238059

Biggest buyers

MORGAN STANLEY Added +549,216+549.2k
CWM, LLC Added +172,627+172.6k
AGILIS PARTNERS LLC New +145,368+145.4k
BANK OF AMERICA CORP /DE/ Added +119,368+119.4k
LPL Financial LLC Added +113,903+113.9k
JPMORGAN CHASE & CO Added +91,817+91.8k
XML Financial, LLC New +84,096+84.1k
UBS Group AG Added +78,336+78.3k
OSAIC HOLDINGS, INC. Added +71,640+71.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +70,049+70.0k

Biggest sellers

BANK OF NOVA SCOTIA Sold out -185,655-185.7k
Steward Partners Investment Advisory, LLC Reduced -69,464-69.5k
CAPE COD FIVE CENTS SAVINGS BANK Reduced -69,374-69.4k
BANK OF MONTREAL /CAN/ Reduced -62,718-62.7k
Invst, LLC Sold out -56,817-56.8k
SevenOneSeven Capital Management Reduced -27,604-27.6k
Clear Creek Financial Management, LLC Reduced -19,522-19.5k
ShoreHaven Wealth Partners, LLC Sold out -19,056-19.1k
AMERIPRISE FINANCIAL INC Reduced -15,130-15.1k
ISLAY CAPITAL MANAGEMENT, LLC Reduced -13,760-13.8k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,845,7541.8m $179.5m $179.5m 0.02% Added +119.4k +119,368
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 892,104892.1k $86.8m $86.8m 0.00% Added +549.2k +549,216
3 CWM, LLC 0.33% of their portfolio OMAHA, NE 633,511633.5k $61.6m $61.6m 0.33% Added +172.6k +172,627
4 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 393,773393.8k $38.3m $38.3m 0.02% Added +113.9k +113,903
5 Allianz Asset Management GmbH 0.06% of their portfolio MUNICH, 2M 310,676310.7k $30.2m $30.2m 0.06% Added +1.1k +1,099
6 Migdal Insurance & Financial Holdings Ltd. 0.46% of their portfolio Petach Tikva, L3 231,811231.8k $22.6m $22.6m 0.46% Added +50.5k +50,504
7 RAM Investment Partners, LLC 6.52% of their portfolio BELLEVUE, WA 192,203192.2k $18.7m $18.7m 6.52% Added +39.1k +39,074
8 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 190,252190.3k $18.5m $18.5m 0.00% Added +91.8k +91,817
9 Mokosak Advisory Group, LLC 6.17% of their portfolio URBANDALE, IA 176,952177.0k $17.2m $17.2m 6.17% Added +5.8k +5,778
10 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 164,656164.7k $16.0m $16.0m 0.03% Added +71.6k +71,640
11 OneDigital Investment Advisors LLC 0.28% of their portfolio OVERLAND PARK, KS 163,095163.1k $15.9m $15.9m 0.28% Added +45.6k +45,635
12 UBS Group AG 0.01% of their portfolio ZURICH, V8 156,489156.5k $15.2m $15.2m 0.01% Added +78.3k +78,336
13 Clear Rock Advisors, LLC 6.63% of their portfolio KERRVILLE, TX 153,428153.4k $14.7m $14.7m 6.63% First filing
14 AGILIS PARTNERS LLC 3.72% of their portfolio WALTHAM, MA 145,368145.4k $14.1m $14.1m 3.72% New
15 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 139,406139.4k $13.6m $13.6m 0.02% Added +44.3k +44,313
16 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 124,798124.8k $12.1m $12.1m 0.00% Added +5.3k +5,298
17 Cornerstone Wealth Management, LLC 0.98% of their portfolio ST. PETERS, MO 117,488117.5k $11.4m $11.4m 0.98% Added +17.8k +17,833
18 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 116,411116.4k $11.3m $11.3m 0.00% Added +45.9k +45,937
19 McAdam, LLC 0.69% of their portfolio Philadelphia, PA 98,30398.3k $9.6m $9.6m 0.69% Reduced -1.1k -1,097
20 Towercrest Capital Management 1.53% of their portfolio NEWTOWN, PA 87,84287.8k $8.5m $8.5m 1.53% Reduced -3.0k -2,987
21 Alliance Wealth Management Group 2.66% of their portfolio FLEMINGTON, NJ 87,77887.8k $8.5m $8.5m 2.66% First filing
22 XML Financial, LLC 0.86% of their portfolio BETHESDA, MD 84,09684.1k $8.2m $8.2m 0.86% New
23 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 78,42578.4k $7.6m $7.6m 0.00% Reduced -764 -764
24 Financial Futures Ltd Liability Co. 5.65% of their portfolio BRIELLE, NJ 77,37077.4k $7.5m $7.5m 5.65% Added +16.1k +16,078
25 MML INVESTORS SERVICES, LLC 0.03% of their portfolio SPRINGFIELD, MA 77,19677.2k $7.5m $7.5m 0.03% Added +69.1k +69,103
26 Sequoia Financial Advisors, LLC 0.09% of their portfolio Akron, OH 75,29375.3k $7.3m $7.3m 0.09% Reduced -2.5k -2,521
27 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 70,04970.0k $6.8m $6.8m 0.01% New
28 Ausdal Financial Partners, Inc. 0.80% of their portfolio Davenport, IA 66,54966.5k $6.5m $6.5m 0.80% Reduced -631 -631
29 CAPE COD FIVE CENTS SAVINGS BANK 0.66% of their portfolio HYANNIS, MA 66,44066.4k $6.5m $6.5m 0.66% Reduced -69.4k -69,374
30 Cerity Partners LLC 0.02% of their portfolio NEW YORK, NY 56,51856.5k $5.5m $5.5m 0.02% Reduced -1.6k -1,646
31 Equitable Holdings, Inc. 0.06% of their portfolio NEW YORK, NY 53,94553.9k $5.2m $5.2m 0.06% Added +14.3k +14,311
32 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 50,34650.3k $4.9m $4.9m 0.00% Reduced -15.1k -15,130
33 Gallacher Capital Management LLC 2.64% of their portfolio LONE TREE, CO 48,59348.6k $4.7m $4.7m 2.64% Reduced -1.3k -1,316
34 Fortis Capital Management LLC 1.17% of their portfolio BELLEVUE, WA 47,20347.2k $4.6m $4.6m 1.17% Added +2.6k +2,628
35 Performance Wealth Partners, LLC 0.19% of their portfolio HINSDALE, IL 43,72943.7k $4.3m $4.3m 0.19% Reduced -4.5k -4,452
36 MinichMacGregor Wealth Management, LLC 1.08% of their portfolio Saratoga Springs, NY 38,60038.6k $3.8m $3.8m 1.08% Added +17.5k +17,460
37 CreativeOne Wealth, LLC 0.24% of their portfolio OVERLAND PARK, KS 38,20138.2k $3.7m $3.7m 0.24% Added +17.1k +17,058
38 SHEPHERD KAPLAN KROCHUK, LLC 3.00% of their portfolio Boston, MA 37,95138.0k $3.7m $3.7m 3.00% Reduced -4.2k -4,196
39 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 36,91836.9k $3.6m $3.6m 0.00% Added +15.6k +15,603
40 Lindenwold Advisors, INC 1.99% of their portfolio READING, PA 36,07336.1k $3.5m $3.5m 1.99% Added +917 +917
41 GeoWealth Management, LLC 0.27% of their portfolio CHICAGO, IL 33,51133.5k $3.3m $3.3m 0.27% Added +1.8k +1,777
42 MYECFO, LLC 1.82% of their portfolio La Jolla, CA 29,70629.7k $2.9m $2.9m 1.82% Added +1.6k +1,550
43 ISLAY CAPITAL MANAGEMENT, LLC 2.24% of their portfolio Lubbock, TX 29,20229.2k $2.8m $2.8m 2.24% Reduced -13.8k -13,760
44 Financial Gravity Asset Management, Inc. 0.02% of their portfolio Lakeway, TX 28,70528.7k $1.5m $1.5m 0.02% Added +401 +401
45 PAX Financial Group, LLC 0.55% of their portfolio SAN ANTONIO, TX 27,68227.7k $2.6m $2.6m 0.55% Added +17.2k +17,250
46 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 26,43326.4k $2.6m $2.6m 0.02% Added +2.7k +2,706
47 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 25,89925.9k $2.5m $2.5m 0.01% Added +1.5k +1,465
48 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 25,29725.3k $2.5m $2.5m 0.03% Added +1.7k +1,747
49 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 23,14823.1k $2.3m $2.3m 0.00% Reduced -2.6k -2,644
50 INDEPENDENT FINANCIAL GROUP, LLC 0.11% of their portfolio SAN DIEGO, CA 21,04021.0k $2.0m $2.0m 0.11% Reduced -3.5k -3,474
51 Great Waters Wealth Management 0.36% of their portfolio SHOREVIEW, MN 20,85520.9k $2.0m $2.0m 0.36% Reduced -3.9k -3,897
52 BECK CAPITAL MANAGEMENT, LLC 0.69% of their portfolio AUSTIN, TX 20,80220.8k $2.0m $2.0m 0.69% Added +3.7k +3,711
53 Faithward Advisors, LLC 0.40% of their portfolio LANCASTER, PA 18,71518.7k $1.8m $1.8m 0.40% Reduced -1.8k -1,797
54 Financial Freedom, LLC 1.10% of their portfolio CINCINNATI, OH 17,77817.8k $1.7m $1.7m 1.10% Reduced -845 -845
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 17,49517.5k $1.7m $1.7m 0.00% Reduced -286 -286
56 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 16,94416.9k $1.6m $1.6m 0.01% Added +11.6k +11,588
57 Altus Wealth Group LLC 0.91% of their portfolio COLORADO SPRINGS, CO 16,81716.8k $1.6m $1.6m 0.91% Unchanged
58 FIRST NATIONAL CORP /MA/ /ADV 0.36% of their portfolio ROCKLAND, MA 15,25915.3k $1.5m $1.5m 0.36% Added +111 +111
59 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 15,10215.1k $1.5m $1.5m 0.01% Added +3.8k +3,803
60 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 14,30914.3k $1.4m $1.4m 0.00% Reduced -222 -222
61 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 13,91113.9k $1.4m $1.4m 0.01% Added +3.4k +3,418
62 Capital Analysts, LLC 0.06% of their portfolio FORT WASHINGTON, PA 13,24113.2k $1.3m $1.3m 0.06% New
63 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 13,14913.1k $1.3m $1.3m 0.04% Added +103 +103
64 PFG Advisors 0.10% of their portfolio Phoenix, AZ 12,52912.5k $1.2m $1.2m 0.10% Added +1.1k +1,052
65 Madden Advisory Services, Inc. 0.67% of their portfolio Jacksonville, FL 12,20212.2k $1.2m $1.2m 0.67% Added +1.7k +1,671
66 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 11,99912.0k $1.2m $1.2m 0.00% Added +1.4k +1,425
67 Evensky & Katz LLC 0.09% of their portfolio CORAL GABLES, FL 11,68211.7k $1.1m $1.1m 0.09% Added +6.3k +6,287
68 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 10,42410.4k $1.0m $1.0m 0.02% Added +167 +167
69 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 9,4469.4k $919.0k $919.0k 0.00% Added +5.5k +5,515
70 Allianz Investment Management U.S. LLC 0.05% of their portfolio Minneapolis, MN 9,0009.0k $873.9k $873.9k 0.05% Unchanged
71 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 8,8548.9k $861.1k $861.1k 0.00% New
72 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 8,7958.8k $855.4k $855.4k 0.01% Added +5.2k +5,164
73 VALICENTI ADVISORY SERVICES INC 0.25% of their portfolio ELMIRA, NY 8,4678.5k $824.0k $824.0k 0.25% Reduced -840 -840
74 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,7057.7k $749.0k $749.0k 0.00% Reduced -1.2k -1,242
75 KICKSTAND VENTURES, LLC. 0.21% of their portfolio PITTSFORD, NY 7,5877.6k $737.9k $737.9k 0.21% Added +4.8k +4,824
76 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 7,5187.5k $731.2k $731.2k 0.00% Reduced -591 -591
77 Barden Capital Management, Inc. 0.50% of their portfolio AUSTIN, TX 6,6876.7k $609.3k $609.3k 0.50% Unchanged
78 Strategic Blueprint, LLC 0.05% of their portfolio ATLANTA, GA 6,5956.6k $641.4k $641.4k 0.05% Added +4.0k +3,965
79 Element Wealth, LLC 0.38% of their portfolio RIDGELAND, MS 6,2616.3k $608.9k $608.9k 0.38% New
80 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 6,1656.2k $600.6k $600.6k 0.01% Added +2.2k +2,215
81 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 6,1226.1k $595.0k $595.0k 0.01% First filing
82 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 5,9656.0k $582.2k $582.2k 0.04% Unchanged
83 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 5,7375.7k $558.0k $558.0k 0.00% New
84 Vertex Planning Partners, LLC 0.16% of their portfolio DOWNERS GROVE, IL 5,7215.7k $556.4k $556.4k 0.16% Added +278 +278
85 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 5,4805.5k $536.2k $536.2k 0.00% Reduced -62.7k -62,718
86 Glass Jacobson Investment Advisors llc 0.21% of their portfolio OWINGS MILLS, MD 5,2245.2k $508.1k $508.1k 0.21% Reduced -80 -80
87 Arrowroot Family Office, LLC 0.34% of their portfolio MARINA DEL REY, CA 4,9384.9k $480.3k $480.3k 0.34% Added +38 +38
88 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 4,8994.9k $470.8k $470.8k 0.00% Added +892 +892
89 KWB Wealth 0.06% of their portfolio REDLANDS, CA 4,2464.2k $413.0k $413.0k 0.06% Reduced -171 -171
90 Triumph Capital Management 0.17% of their portfolio DENVER, CO 4,0984.1k $400.0k $400.0k 0.17% Reduced -268 -268
91 BOKF, NA 0.01% of their portfolio TULSA, OK 4,0414.0k $393.0k $393.0k 0.01% New
92 SILVER OAK SECURITIES, INCORPORATED 0.05% of their portfolio JACKSON, TN 3,9934.0k $388.4k $388.4k 0.05% Added +1.6k +1,616
93 Clear Creek Financial Management, LLC 0.06% of their portfolio SILVERDALE, WA 3,9183.9k $381.0k $381.0k 0.06% Reduced -19.5k -19,522
94 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 3,4363.4k $334.2k $334.2k 0.00% Reduced -6.7k -6,656
95 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 3,2223.2k $313.4k $313.4k 0.00% Added +229 +229
96 Keystone Wealth Services, LLC 0.10% of their portfolio PALM DESERT, CA 3,1343.1k $304.8k $304.8k 0.10% Reduced -390 -390
97 Capital Planning LLC 0.11% of their portfolio BELLEVUE, WA 3,0633.1k $299.0k $299.0k 0.11% Reduced -7.4k -7,352
98 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 2,9332.9k $285.3k $285.3k 0.00% Added +599 +599
99 BCS Wealth Management 0.10% of their portfolio JOHNSON CITY, TN 2,9042.9k $282.0k $282.0k 0.10% Added +111 +111
100 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 2,8742.9k $279.5k $279.5k 0.01% New