Vault-13

PIMCO ETF TR CORP

INV GRD CRP BD · ETP · CUSIP 72201R817

149 institutional holders +7 vs Q2 2023
6,673,7926.7m shares reported held*
$607.0mreported value*
15 new 64 added 47 reduced 8 sold out net bought ≈ $146.3m (+1.6m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $90.96.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 134Q1 23: 139Q2 23: 142Q3 23: 149149Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022108
Q4 2022134
Q1 2023139
Q2 2023142
Q3 2023149

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 48 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 72 cut or sold outQ1 23Q2 23: 66 bought or addedQ2 23: 68 cut or sold outQ2 23Q3 23: 79 bought or addedQ3 23: 55 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227848
Q1 20236372
Q2 20236668
Q3 20237955

Biggest buyers

BANK OF AMERICA CORP /DE/ Added +471,591+471.6k
CWM, LLC Added +218,892+218.9k
MORGAN STANLEY Added +174,585+174.6k
Allianz Asset Management GmbH Added +124,165+124.2k
LPL Financial LLC Added +107,201+107.2k
JANE STREET GROUP, LLC Added +84,880+84.9k
CAPE COD FIVE CENTS SAVINGS BANK Added +65,683+65.7k
BANK OF MONTREAL /CAN/ Added +62,099+62.1k
AMERIPRISE FINANCIAL INC Added +61,560+61.6k
JPMORGAN CHASE & CO Added +52,590+52.6k

Biggest sellers

Clear Creek Financial Management, LLC Reduced -82,445-82.4k
Evensky & Katz LLC Reduced -56,487-56.5k
Financial Engines Advisors L.L.C. Reduced -14,321-14.3k
Blue Trust, Inc. Sold out -10,938-10.9k
RiverFront Investment Group, LLC Sold out -9,245-9.2k
CreativeOne Wealth, LLC Reduced -4,396-4.4k
SHEPHERD KAPLAN KROCHUK, LLC Reduced -4,350-4.3k
CW Advisors, LLC Reduced -4,264-4.3k
Sequoia Financial Advisors, LLC Reduced -4,082-4.1k
Ausdal Financial Partners, Inc. Reduced -4,011-4.0k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.02% of their portfolio CHARLOTTE, NC 1,726,3861.7m $157.3m $157.3m 0.02% Added +471.6k +471,591
2 CWM, LLC 0.26% of their portfolio OMAHA, NE 460,884460.9k $42.0m $42.0m 0.26% Added +218.9k +218,892
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 342,888342.9k $31.2m $31.2m 0.00% Added +174.6k +174,585
4 Allianz Asset Management GmbH 0.06% of their portfolio MUNICH, 2M 309,577309.6k $28.2m $28.2m 0.06% Added +124.2k +124,165
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 279,870279.9k $25.5m $25.5m 0.02% Added +107.2k +107,201
6 BANK OF NOVA SCOTIA 0.04% of their portfolio TORONTO, A6 185,655185.7k $16.9m $16.9m 0.04% Added +29.7k +29,747
7 Migdal Insurance & Financial Holdings Ltd. 0.35% of their portfolio Petach Tikva, L3 181,307181.3k $16.5m $16.5m 0.35% Added +25.8k +25,836
8 Mokosak Advisory Group, LLC 6.34% of their portfolio URBANDALE, IA 171,174171.2k $15.6m $15.6m 6.34% Added +5.2k +5,227
9 RAM Investment Partners, LLC 5.90% of their portfolio BELLEVUE, WA 153,129153.1k $14.0m $14.0m 5.90% Added +18.4k +18,351
10 CAPE COD FIVE CENTS SAVINGS BANK 0.67% of their portfolio HYANNIS, MA 135,814135.8k $12.4m $12.4m 0.67% Added +65.7k +65,683
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 119,500119.5k $10.9m $10.9m 0.00% Added +2.4k +2,376
12 OneDigital Investment Advisors LLC 0.23% of their portfolio OVERLAND PARK, KS 117,460117.5k $10.7m $10.7m 0.23% Added +14.5k +14,496
13 Cornerstone Wealth Management, LLC 0.86% of their portfolio ST. PETERS, MO 99,65599.7k $9.1m $9.1m 0.86% Added +1.5k +1,506
14 McAdam, LLC 0.74% of their portfolio Philadelphia, PA 99,40099.4k $9.1m $9.1m 0.74% Added +111 +111
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 98,43598.4k $9.0m $9.0m 0.00% Added +52.6k +52,590
16 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 95,09395.1k $8.7m $8.7m 0.01% Added +84.9k +84,880
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 93,01693.0k $8.5m $8.5m 0.01% Added +13.3k +13,317
18 Towercrest Capital Management 1.61% of their portfolio NEWTOWN, PA 90,82990.8k $8.3m $8.3m 1.61% Added +3.8k +3,790
19 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 79,18979.2k $7.2m $7.2m 0.00% Added +10.6k +10,605
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 78,15378.2k $7.1m $7.1m 0.00% Added +2.3k +2,274
21 Sequoia Financial Advisors, LLC 0.12% of their portfolio Akron, OH 77,81477.8k $7.1m $7.1m 0.12% Reduced -4.1k -4,082
22 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 70,47470.5k $6.4m $6.4m 0.00% Added +10.3k +10,297
23 Steward Partners Investment Advisory, LLC 0.10% of their portfolio STAMFORD, CT 69,73469.7k $6.4m $6.4m 0.10% Added +1.5k +1,526
24 WealthOne, LLC 2.56% of their portfolio ALBANY, NY 69,47969.5k $6.3m $6.3m 2.56% Reduced -2.9k -2,926
25 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 68,19868.2k $6.3m $6.3m 0.00% Added +62.1k +62,099
26 Ausdal Financial Partners, Inc. 0.84% of their portfolio Davenport, IA 67,18067.2k $6.1m $6.1m 0.84% Reduced -4.0k -4,011
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 65,47665.5k $6.0m $6.0m 0.00% Added +61.6k +61,560
28 Financial Futures Ltd Liability Co. 4.56% of their portfolio BRIELLE, NJ 61,29261.3k $5.6m $5.6m 4.56% Added +24.8k +24,795
29 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 58,16458.2k $5.3m $5.3m 0.03% Added +5.9k +5,899
30 Invst, LLC 0.75% of their portfolio INDIANAPOLIS, IN 56,81756.8k $5.2m $5.2m 0.75% Added +659 +659
31 Gallacher Capital Management LLC 2.84% of their portfolio LONE TREE, CO 49,90949.9k $4.5m $4.5m 2.84% Added +28.9k +28,934
32 Performance Wealth Partners, LLC 0.21% of their portfolio HINSDALE, IL 48,18148.2k $4.4m $4.4m 0.21% Reduced -3.0k -2,962
33 Fortis Capital Management LLC 1.27% of their portfolio BELLEVUE, WA 44,57544.6k $4.1m $4.1m 1.27% Added +5.9k +5,928
34 ISLAY CAPITAL MANAGEMENT, LLC 3.37% of their portfolio Lubbock, TX 42,96243.0k $3.9m $3.9m 3.37% Reduced -771 -771
35 SHEPHERD KAPLAN KROCHUK, LLC 3.34% of their portfolio Boston, MA 42,14742.1k $3.8m $3.8m 3.34% Reduced -4.3k -4,350
36 Equitable Holdings, Inc. 0.05% of their portfolio NEW YORK, NY 39,63439.6k $3.6m $3.6m 0.05% New
37 Lindenwold Advisors, INC 1.99% of their portfolio READING, PA 35,15635.2k $3.2m $3.2m 1.99% Added +4.2k +4,188
38 GeoWealth Management, LLC 0.33% of their portfolio CHICAGO, IL 31,73431.7k $2.9m $2.9m 0.33% Added +2.8k +2,757
39 SevenOneSeven Capital Management 6.40% of their portfolio LANCASTER, PA 30,23830.2k $2.8m $2.8m 6.40% Reduced -694 -694
40 Financial Gravity Asset Management, Inc. 0.02% of their portfolio Lakeway, TX 28,30428.3k $1.4m $1.4m 0.02% Added +26.0k +26,025
41 MYECFO, LLC 1.78% of their portfolio La Jolla, CA 28,15628.2k $2.6m $2.6m 1.78% Added +2.7k +2,660
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 25,79225.8k $2.4m $2.4m 0.00% Reduced -225 -225
43 Great Waters Wealth Management 0.44% of their portfolio SHOREVIEW, MN 24,75224.8k $2.2m $2.2m 0.44% Added +232 +232
44 INDEPENDENT FINANCIAL GROUP, LLC 0.15% of their portfolio SAN DIEGO, CA 24,51424.5k $2.2m $2.2m 0.15% Added +3.2k +3,190
45 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 24,43424.4k $2.2m $2.2m 0.01% Reduced -57 -57
46 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 23,72723.7k $2.2m $2.2m 0.02% Added +198 +198
47 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 23,55023.6k $2.1m $2.1m 0.03% Added +15.8k +15,772
48 Clear Creek Financial Management, LLC 0.37% of their portfolio SILVERDALE, WA 23,44023.4k $2.1m $2.1m 0.37% Reduced -82.4k -82,445
49 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 21,31521.3k $1.9m $1.9m 0.00% Added +18.0k +18,011
50 CreativeOne Wealth, LLC 0.14% of their portfolio OVERLAND PARK, KS 21,14321.1k $1.9m $1.9m 0.14% Reduced -4.4k -4,396
51 MinichMacGregor Wealth Management, LLC 0.64% of their portfolio Saratoga Springs, NY 21,14021.1k $1.9m $1.9m 0.64% Added +2.7k +2,658
52 Faithward Advisors, LLC 0.45% of their portfolio LANCASTER, PA 20,51220.5k $1.9m $1.9m 0.45% Reduced -1.4k -1,353
53 ShoreHaven Wealth Partners, LLC 1.19% of their portfolio Red Bank, NJ 19,05619.1k $1.7m $1.7m 1.19% Added +16.2k +16,243
54 Financial Freedom, LLC 1.20% of their portfolio CINCINNATI, OH 18,62318.6k $1.7m $1.7m 1.20% New
55 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 17,78117.8k $1.6m $1.6m 0.00% Reduced -1.1k -1,146
56 BECK CAPITAL MANAGEMENT, LLC 0.60% of their portfolio AUSTIN, TX 17,09117.1k $1.6m $1.6m 0.60% New
57 Altus Wealth Group LLC 0.97% of their portfolio COLORADO SPRINGS, CO 16,81716.8k $1.5m $1.5m 0.97% Added +350 +350
58 FIRST NATIONAL CORP /MA/ /ADV 0.37% of their portfolio ROCKLAND, MA 15,14815.1k $1.4m $1.4m 0.37% Unchanged
59 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 14,53114.5k $1.3m $1.3m 0.00% Added +537 +537
60 Kingsview Wealth Management, LLC 0.04% of their portfolio GRANTS PASS, OR 13,04613.0k $1.2m $1.2m 0.04% Reduced -1.2k -1,193
61 PFG Advisors 0.09% of their portfolio Phoenix, AZ 11,47711.5k $1.0m $1.0m 0.09% Reduced -236 -236
62 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 11,29911.3k $1.0m $1.0m 0.01% Reduced -1.5k -1,499
63 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,57410.6k $963.5k $963.5k 0.00% Added +3.6k +3,619
64 Madden Advisory Services, Inc. 0.61% of their portfolio Jacksonville, FL 10,53110.5k $959.6k $959.6k 0.61% Added +1.6k +1,566
65 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 10,49310.5k $956.1k $956.1k 0.01% Reduced -322 -322
66 PAX Financial Group, LLC 0.22% of their portfolio SAN ANTONIO, TX 10,43210.4k $950.6k $950.6k 0.22% Added +3.5k +3,514
67 Capital Planning LLC 0.37% of their portfolio BELLEVUE, WA 10,41510.4k $949.0k $949.0k 0.37% Added +7.1k +7,130
68 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 10,25710.3k $934.6k $934.6k 0.03% Added +292 +292
69 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 10,09210.1k $919.6k $919.6k 0.00% Added +6.7k +6,717
70 VALICENTI ADVISORY SERVICES INC 0.29% of their portfolio ELMIRA, NY 9,3079.3k $848.0k $848.0k 0.29% Reduced -65 -65
71 Allianz Investment Management U.S. LLC 0.05% of their portfolio Minneapolis, MN 9,0009.0k $820.1k $820.1k 0.05% Unchanged
72 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 8,9478.9k $815.0k $815.0k 0.00% Reduced -716 -716
73 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 8,1098.1k $738.9k $738.9k 0.00% Reduced -516 -516
74 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,0938.1k $737.0k $737.0k 0.00% Reduced -816 -816
75 Marion Wealth Management 0.23% of their portfolio MONROEVILLE, PA 7,1717.2k $653.4k $653.4k 0.23% Added +90 +90
76 Barden Capital Management, Inc. 0.59% of their portfolio AUSTIN, TX 6,6876.7k $609.3k $609.3k 0.59% Reduced -697 -697
77 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 6,1216.1k $558.0k $558.0k 0.01% Reduced -169 -169
78 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 5,9656.0k $543.5k $543.5k 0.04% Added +715 +715
79 Vertex Planning Partners, LLC 0.17% of their portfolio DOWNERS GROVE, IL 5,4435.4k $496.0k $496.0k 0.17% Reduced -2.8k -2,843
80 Evensky & Katz LLC 0.04% of their portfolio CORAL GABLES, FL 5,3955.4k $492.0k $492.0k 0.04% Reduced -56.5k -56,487
81 WEALTHSOURCE PARTNERS, LLC 0.03% of their portfolio SAN LUIS OBISPO, CA 5,3885.4k $491.0k $491.0k 0.03% New
82 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 5,3565.4k $488.0k $488.0k 0.00% Added +824 +824
83 Glass Jacobson Investment Advisors llc 0.22% of their portfolio OWINGS MILLS, MD 5,3045.3k $483.3k $483.3k 0.22% Unchanged
84 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 5,1005.1k $465.0k $465.0k 0.00% Added +500 +500
85 Arrowroot Family Office, LLC 0.35% of their portfolio MARINA DEL REY, CA 4,9004.9k $446.5k $446.5k 0.35% Added +950 +950
86 Composition Wealth, LLC 0.01% of their portfolio LOS ANGELES, CA 4,5664.6k $416.0k $416.0k 0.01% Reduced -1.7k -1,701
87 KWB Wealth 0.07% of their portfolio REDLANDS, CA 4,4174.4k $418.9k $418.9k 0.07% Reduced -411 -411
88 Triumph Capital Management 0.18% of their portfolio DENVER, CO 4,3664.4k $397.8k $397.8k 0.18% Added +275 +275
89 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 4,0074.0k $361.2k $361.2k 0.00% Reduced -842 -842
90 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 3,9504.0k $360.0k $360.0k 0.01% Reduced -2.1k -2,057
91 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 3,9313.9k $358.0k $358.0k 0.00% New
92 Financial Engines Advisors L.L.C. 0.00% of their portfolio SANTA CLARA, CA 3,8943.9k $354.8k $354.8k 0.00% Reduced -14.3k -14,321
93 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 3,6313.6k $330.8k $330.8k 0.01% Added +217 +217
94 Keystone Wealth Services, LLC 0.12% of their portfolio PALM DESERT, CA 3,5243.5k $321.1k $321.1k 0.12% Unchanged
95 Mayflower Financial Advisors, LLC 0.05% of their portfolio BOSTON, MA 3,3823.4k $308.2k $308.2k 0.05% New
96 Wealth Management Solutions, LLC 0.19% of their portfolio EXTON, PA 3,0533.1k $278.2k $278.2k 0.19% Reduced -195 -195
97 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 2,9933.0k $272.7k $272.7k 0.00% Added +12 +12
98 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 2,8842.9k $262.8k $262.8k 0.00% Added +498 +498
99 BCS Wealth Management 0.11% of their portfolio JOHNSON CITY, TN 2,7932.8k $254.0k $254.0k 0.11% Added +159 +159
100 Quadrant Private Wealth Management, LLC 0.09% of their portfolio Center Valley, PA 2,7792.8k $253.2k $253.2k 0.09% New