Vault-13

PIMCO ETF TR CORP

INV GRD CRP BD · ETP · CUSIP 72201R817

139 institutional holders +5 vs Q4 2022
4,767,1674.8m shares reported held*
$458.6mreported value*
18 new 45 added 60 reduced 12 sold out net sold ≈ $134.5m (-1.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($634.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $96.20.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 108Q4 22: 134Q1 23: 139139Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022108
Q4 2022134
Q1 2023139

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 78 bought or addedQ4 22: 48 cut or sold outQ4 22Q1 23: 63 bought or addedQ1 23: 72 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227848
Q1 20236372

Biggest buyers

Clear Creek Financial Management, LLC New +88,186+88.2k
JANE STREET GROUP, LLC Added +62,460+62.5k
Allianz Asset Management GmbH Added +52,166+52.2k
OneDigital Investment Advisors LLC Added +46,388+46.4k
MORGAN STANLEY Added +41,430+41.4k
Evensky & Katz LLC Added +34,037+34.0k
ROYAL BANK OF CANADA Added +31,751+31.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +28,724+28.7k
WELLS FARGO & COMPANY/MN Added +28,720+28.7k
Financial Futures Ltd Liability Co. New +27,859+27.9k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -1,539,843-1.5m
CWM, LLC Reduced -107,777-107.8k
AMERIPRISE FINANCIAL INC Reduced -51,116-51.1k
McAdam, LLC Reduced -31,326-31.3k
Schneider Downs Wealth Management Advisors, LP Reduced -29,363-29.4k
ENVESTNET ASSET MANAGEMENT INC Reduced -26,390-26.4k
Capital Planning LLC Sold out -22,106-22.1k
CITADEL ADVISORS LLC Reduced -21,497-21.5k
BANK OF NOVA SCOTIA Reduced -19,534-19.5k
Future Financial Wealth Managment LLC Sold out -16,353-16.4k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,187,4631.2m $114.2m $114.2m 0.01% Reduced -1.5m -1,539,843
2 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 171,192171.2k $16.5m $16.5m 0.03% Added +62.5k +62,460
3 CWM, LLC 0.11% of their portfolio OMAHA, NE 161,973162.0k $15.6m $15.6m 0.11% Reduced -107.8k -107,777
4 Mokosak Advisory Group, LLC 6.63% of their portfolio URBANDALE, IA 161,840161.8k $15.6m $15.6m 6.63% Reduced -40 -40
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 151,841151.8k $14.6m $14.6m 0.00% Added +41.4k +41,430
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 134,522134.5k $12.9m $12.9m 0.00% Added +31.8k +31,751
7 Migdal Insurance & Financial Holdings Ltd. 0.24% of their portfolio Petach Tikva, L3 113,307113.3k $10.9m $10.9m 0.24% Added +22.7k +22,728
8 Cornerstone Wealth Management, LLC 1.03% of their portfolio ST. PETERS, MO 108,756108.8k $10.5m $10.5m 1.03% First filing
9 RAM Investment Partners, LLC 5.34% of their portfolio BELLEVUE, WA 103,070103.1k $9.9m $9.9m 5.34% Added +15.8k +15,777
10 BANK OF NOVA SCOTIA 0.03% of their portfolio TORONTO, A6 94,43694.4k $9.1m $9.1m 0.03% Reduced -19.5k -19,534
11 Vertex Planning Partners, LLC 3.31% of their portfolio DOWNERS GROVE, IL 91,46291.5k $8.8m $8.8m 3.31% Added +11.7k +11,662
12 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 89,55689.6k $8.6m $8.6m 0.01% Added +27.3k +27,307
13 Sequoia Financial Advisors, LLC 0.19% of their portfolio Akron, OH 88,90388.9k $8.6m $8.6m 0.19% Reduced -5.0k -5,028
14 Clear Creek Financial Management, LLC 1.61% of their portfolio SILVERDALE, WA 88,18688.2k $8.5m $8.5m 1.61% New
15 Alliance Wealth Management Group 2.85% of their portfolio FLEMINGTON, NJ 87,09787.1k $8.4m $8.4m 2.85% Reduced -11.7k -11,745
16 Towercrest Capital Management 1.74% of their portfolio NEWTOWN, PA 87,09787.1k $8.4m $8.4m 1.74% Reduced -11.7k -11,745
17 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 84,58984.6k $8.1m $8.1m 0.02% Added +13.3k +13,338
18 McAdam, LLC 0.72% of their portfolio Philadelphia, PA 83,71183.7k $8.1m $8.1m 0.72% Reduced -31.3k -31,326
19 WealthOne, LLC 3.01% of their portfolio ALBANY, NY 80,04980.0k $7.7m $7.7m 3.01% Reduced -6.8k -6,787
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 79,62479.6k $7.7m $7.7m 0.00% Added +24.1k +24,114
21 OneDigital Investment Advisors LLC 0.18% of their portfolio OVERLAND PARK, KS 77,63177.6k $7.5m $7.5m 0.18% Added +46.4k +46,388
22 Ausdal Financial Partners, Inc. 0.98% of their portfolio Davenport, IA 74,05174.1k $7.1m $7.1m 0.98% Reduced -3.0k -2,950
23 CAPE COD FIVE CENTS SAVINGS BANK 0.76% of their portfolio HYANNIS, MA 72,37372.4k $7.0m $7.0m 0.76% Reduced -4.0k -4,036
24 Steward Partners Investment Advisory, LLC 0.10% of their portfolio STAMFORD, CT 66,87266.9k $6.4m $6.4m 0.10% Added +2.5k +2,542
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 60,77960.8k $5.8m $5.8m 0.00% Reduced -26.4k -26,390
26 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 60,07260.1k $5.8m $5.8m 0.01% Added +52.2k +52,166
27 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 59,67259.7k $5.7m $5.7m 0.00% Added +28.7k +28,720
28 Invst, LLC 0.86% of their portfolio INDIANAPOLIS, IN 58,03958.0k $5.6m $5.6m 0.86% Reduced -590 -590
29 Performance Wealth Partners, LLC 0.27% of their portfolio HINSDALE, IL 53,99254.0k $5.2m $5.2m 0.27% Reduced -7.0k -7,008
30 Evensky & Katz LLC 0.42% of their portfolio CORAL GABLES, FL 53,80153.8k $5.2m $5.2m 0.42% Added +34.0k +34,037
31 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 53,44653.4k $5.1m $5.1m 0.01% Added +4.8k +4,759
32 Financial Engines Advisors L.L.C. 0.01% of their portfolio SANTA CLARA, CA 40,73440.7k $3.9m $3.9m 0.01% Reduced -4.2k -4,167
33 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 35,04335.0k $3.4m $3.4m 0.01% Added +28.7k +28,724
34 Fortis Capital Management LLC 1.34% of their portfolio BELLEVUE, WA 34,25734.3k $3.3m $3.3m 1.34% Added +2.2k +2,246
35 SevenOneSeven Capital Management 6.83% of their portfolio LANCASTER, PA 31,59331.6k $3.0m $3.0m 6.83% Reduced -2.4k -2,395
36 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 30,33930.3k $2.9m $2.9m 0.00% Added +9.1k +9,082
37 SHEPHERD KAPLAN KROCHUK, LLC 2.41% of their portfolio Boston, MA 28,37228.4k $2.7m $2.7m 2.41% Reduced -281 -281
38 Financial Futures Ltd Liability Co. 2.26% of their portfolio BRIELLE, NJ 27,85927.9k $2.7m $2.7m 2.26% New
39 Great Waters Wealth Management 0.53% of their portfolio SHOREVIEW, MN 26,00126.0k $2.5m $2.5m 0.53% Reduced -1.5k -1,472
40 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 25,61425.6k $2.5m $2.5m 0.01% Added +1.3k +1,304
41 MYECFO, LLC 1.84% of their portfolio La Jolla, CA 25,48625.5k $2.5m $2.5m 1.84% Reduced -1.8k -1,840
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 25,24325.2k $2.4m $2.4m 0.00% Reduced -3.4k -3,441
43 ISLAY CAPITAL MANAGEMENT, LLC 2.31% of their portfolio Lubbock, TX 24,54424.5k $2.4m $2.4m 2.31% Reduced -9.9k -9,892
44 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 23,44523.4k $2.3m $2.3m 0.02% Added +550 +550
45 Gallacher Capital Management LLC 1.21% of their portfolio LONE TREE, CO 20,97521.0k $2.0m $2.0m 1.21% Reduced -64 -64
46 Lindenwold Advisors, INC 1.18% of their portfolio READING, PA 19,83919.8k $1.9m $1.9m 1.18% Added +1.2k +1,197
47 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,79219.8k $1.9m $1.9m 0.00% Reduced -9.2k -9,216
48 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,03119.0k $1.8m $1.8m 0.00% Reduced -21.5k -21,497
49 Altus Wealth Group LLC 1.09% of their portfolio COLORADO SPRINGS, CO 16,75016.8k $1.6m $1.6m 1.09% Added +10 +10
50 FIRST NATIONAL CORP /MA/ /ADV 0.35% of their portfolio ROCKLAND, MA 15,22415.2k $1.5m $1.5m 0.35% Added +11 +11
51 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 14,82714.8k $1.4m $1.4m 0.06% Reduced -202 -202
52 RiverFront Investment Group, LLC 0.05% of their portfolio RICHMOND, VA 13,32313.3k $1.3m $1.3m 0.05% New
53 Composition Wealth, LLC 0.04% of their portfolio LOS ANGELES, CA 13,17613.2k $1.3m $1.3m 0.04% Reduced -194 -194
54 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 12,66212.7k $1.2m $1.2m 0.00% Reduced -2.5k -2,477
55 MinichMacGregor Wealth Management, LLC 0.40% of their portfolio Saratoga Springs, NY 12,42912.4k $1.2m $1.2m 0.40% Added +2.3k +2,262
56 PFG Advisors 0.10% of their portfolio Phoenix, AZ 11,86511.9k $1.1m $1.1m 0.10% Reduced -36 -36
57 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 11,73211.7k $1.1m $1.1m 0.01% Reduced -6.8k -6,828
58 Faithward Advisors, LLC 0.23% of their portfolio LANCASTER, PA 10,55710.6k $1.0m $1.0m 0.23% Reduced -993 -993
59 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 10,17610.2k $979.0k $979.0k 0.01% Reduced -286 -286
60 VALICENTI ADVISORY SERVICES INC 0.30% of their portfolio ELMIRA, NY 9,4579.5k $910.0k $910.0k 0.30% Reduced -474 -474
61 Advisory Services Network, LLC 0.02% of their portfolio ATLANTA, GA 9,1419.1k $879.4k $879.4k 0.02% Added +2.7k +2,715
62 Allianz Investment Management U.S. LLC 0.05% of their portfolio Minneapolis, MN 9,0009.0k $865.0k $865.0k 0.05% Unchanged
63 CreativeOne Wealth, LLC 0.04% of their portfolio OVERLAND PARK, KS 8,8148.8k $848.0k $848.0k 0.04% Reduced -7.6k -7,605
64 Madden Advisory Services, Inc. 0.56% of their portfolio Jacksonville, FL 8,2608.3k $794.6k $794.6k 0.56% Added +585 +585
65 GeoWealth Management, LLC 0.09% of their portfolio CHICAGO, IL 8,1158.1k $782.0k $782.0k 0.09% Reduced -2.9k -2,929
66 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 7,8987.9k $759.8k $759.8k 0.00% Reduced -505 -505
67 Barden Capital Management, Inc. 0.69% of their portfolio AUSTIN, TX 7,4817.5k $719.7k $719.7k 0.69% Reduced -232 -232
68 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 7,3127.3k $703.4k $703.4k 0.02% Added +4.4k +4,438
69 Cetera Advisors LLC 0.01% of their portfolio DENVER, CO 7,2557.3k $697.9k $697.9k 0.01% Added +709 +709
70 Marion Wealth Management 0.25% of their portfolio MONROEVILLE, PA 7,0557.1k $678.7k $678.7k 0.25% Reduced -57 -57
71 CW Advisors, LLC 0.02% of their portfolio BOSTON, MA 7,0297.0k $676.2k $676.2k 0.02% Reduced -1.2k -1,163
72 COLONY GROUP LLC 0.01% of their portfolio Boston, MA 6,8336.8k $657.0k $657.0k 0.01% Reduced -462 -462
73 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 6,7606.8k $650.3k $650.3k 0.00% Added +485 +485
74 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 6,0996.1k $586.7k $586.7k 0.00% Reduced -399 -399
75 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 5,8925.9k $566.8k $566.8k 0.01% Reduced -236 -236
76 TimeScale Financial, Inc. 0.12% of their portfolio DANVERS, MA 5,7285.7k $551.0k $551.0k 0.12% New
77 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.04% of their portfolio BIRMINGHAM, AL 5,2175.2k $501.9k $501.9k 0.04% Added +21 +21
78 Triumph Capital Management 0.25% of their portfolio DENVER, CO 5,0035.0k $481.3k $481.3k 0.25% Reduced -491 -491
79 Arrowroot Family Office, LLC 0.39% of their portfolio MARINA DEL REY, CA 4,7724.8k $459.1k $459.1k 0.39% First filing
80 Strategic Blueprint, LLC 0.04% of their portfolio ATLANTA, GA 4,3844.4k $421.7k $421.7k 0.04% Reduced -1 -1
81 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 4,3234.3k $415.9k $415.9k 0.00% Added +3.3k +3,254
82 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 4,2294.2k $413.6k $413.6k 0.00% Added +1.4k +1,395
83 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,1844.2k $403.0k $403.0k 0.00% Reduced -36 -36
84 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 4,0584.1k $390.0k $390.0k 0.01% Added +604 +604
85 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 3,7943.8k $365.0k $365.0k 0.00% Reduced -51.1k -51,116
86 Keystone Wealth Services, LLC 0.15% of their portfolio PALM DESERT, CA 3,7443.7k $360.2k $360.2k 0.15% Reduced -333 -333
87 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 3,4503.5k $331.9k $331.9k 0.00% Added +87 +87
88 Wealth Management Solutions, LLC 0.18% of their portfolio EXTON, PA 3,3353.3k $320.8k $320.8k 0.18% Reduced -2.6k -2,577
89 Fortitude Advisory Group L.L.C. 0.25% of their portfolio GIG HARBOR, WA 3,2743.3k $315.0k $315.0k 0.25% Reduced -687 -687
90 Security Financial Services, INC. 0.09% of their portfolio Fort Wayne, IN 3,0823.1k $296.5k $296.5k 0.09% New
91 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 2,9963.0k $288.2k $288.2k 0.00% Added +437 +437
92 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 2,8302.8k $272.1k $272.1k 0.01% Reduced -1.0k -1,032
93 BCS Wealth Management 0.12% of their portfolio JOHNSON CITY, TN 2,8192.8k $271.0k $271.0k 0.12% Reduced -14.1k -14,114
94 Oxinas Partners, LLC 0.19% of their portfolio JEFFERSONVILLE, IN 2,6662.7k $256.5k $256.5k 0.19% Added +7 +7
95 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 2,6392.6k $253.8k $253.8k 0.01% Reduced -2.4k -2,420
96 SeaCrest Wealth Management, LLC 0.03% of their portfolio PURCHASE, NY 2,6332.6k $253.3k $253.3k 0.03% Reduced -48 -48
97 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 2,5842.6k $248.6k $248.6k 0.01% Reduced -59 -59
98 Schneider Downs Wealth Management Advisors, LP 0.05% of their portfolio Pittsburgh, PA 2,4532.5k $236.0k $236.0k 0.05% Reduced -29.4k -29,363
99 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 2,3062.3k $220.5k $220.5k 0.00% New
100 Financial Gravity Asset Management, Inc. 0.01% of their portfolio Lakeway, TX 2,3042.3k $220.0k $220.0k 0.01% New