Vault-13

PIMCO ETF TR HYS

0-5 HIGH YIELD · ETP · CUSIP 72201R783

239 institutional holders +1 vs Q3 2024
8,095,7528.1m shares reported held*
$763.7mreported value*
19 new 94 added 75 reduced 23 sold out net sold ≈ $162.0m (-1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($291.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $94.33.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 217Q4 22: 229Q1 23: 223Q2 23: 229Q3 23: 237Q4 23: 230Q1 24: 225Q2 24: 228Q3 24: 238Q4 24: 239239Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022217
Q4 2022229
Q1 2023223
Q2 2023229
Q3 2023237
Q4 2023230
Q1 2024225
Q2 2024228
Q3 2024238
Q4 2024239

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q1 23: 101 bought or addedQ1 23: 109 cut or sold outQ2 23: 102 bought or addedQ2 23: 103 cut or sold outQ2 23Q3 23: 120 bought or addedQ3 23: 95 cut or sold outQ4 23: 95 bought or addedQ4 23: 115 cut or sold outQ4 23Q1 24: 101 bought or addedQ1 24: 109 cut or sold outQ2 24: 98 bought or addedQ2 24: 109 cut or sold outQ2 24Q3 24: 111 bought or addedQ3 24: 94 cut or sold outQ4 24: 113 bought or addedQ4 24: 98 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023101109
Q2 2023102103
Q3 202312095
Q4 202395115
Q1 2024101109
Q2 202498109
Q3 202411194
Q4 202411398

Biggest buyers

Mid-American Wealth Advisory Group, Inc. Added +288,083+288.1k
LPL Financial LLC Added +63,506+63.5k
Synergy Asset Management, LLC New +53,237+53.2k
ROYAL BANK OF CANADA Added +47,285+47.3k
RENAISSANCE TECHNOLOGIES LLC Added +45,419+45.4k
Tidal Investments LLC New +41,455+41.5k
BNP PARIBAS FINANCIAL MARKETS New +36,000+36.0k
One Capital Management, LLC Added +32,780+32.8k
BANK OF AMERICA CORP /DE/ Added +26,819+26.8k
OSAIC HOLDINGS, INC. Added +23,032+23.0k

Biggest sellers

JPMORGAN CHASE & CO Reduced -1,507,930-1.5m
Allianz Asset Management GmbH Reduced -350,483-350.5k
BANK OF NOVA SCOTIA Reduced -152,342-152.3k
MORGAN STANLEY Reduced -103,903-103.9k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -98,550-98.5k
Gradient Investments LLC Sold out -68,748-68.7k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Sold out -51,799-51.8k
Financial Futures Ltd Liability Co. Reduced -44,071-44.1k
UBS Group AG Reduced -39,883-39.9k
Perigon Wealth Management, LLC Sold out -38,415-38.4k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-04-23 6.0% new 949.9k≈ $88.8m 2025-04-23

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ASSETMARK, INC 0.17% of their portfolio CONCORD, CA 666,440666.4k $62.4m $62.4m 0.17% Added +435 +435
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 651,194651.2k $61.0m $61.0m 0.00% Reduced -103.9k -103,903
3 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 568,259568.3k $53.2m $53.2m 0.02% Added +387 +387
4 UBS Group AG 0.01% of their portfolio ZURICH, V8 339,811339.8k $31.8m $31.8m 0.01% Reduced -39.9k -39,883
5 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 309,425309.4k $29.0m $29.0m 0.06% Added +2.0k +1,992
6 Mid-American Wealth Advisory Group, Inc. 16.21% of their portfolio KANSAS CITY, MO 294,238294.2k $27.6m $27.6m 16.21% Added +288.1k +288,083
7 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 280,119280.1k $26.2m $26.2m 0.02% Added +10.6k +10,560
8 Financial Management Professionals, Inc. 2.55% of their portfolio AUSTIN, TX 215,509215.5k $20.2m $20.2m 2.55% Added +7.1k +7,123
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 197,016197.0k $18.5m $18.5m 0.01% Added +63.5k +63,506
10 OneDigital Investment Advisors LLC 0.19% of their portfolio OVERLAND PARK, KS 173,695173.7k $16.3m $16.3m 0.19% Added +4.9k +4,875
11 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 168,990169.0k $15.8m $15.8m 0.00% Reduced -1.5m -1,507,930
12 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 149,266149.3k $14.0m $14.0m 0.02% Reduced -98.5k -98,550
13 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 146,906146.9k $13.8m $13.8m 0.00% Added +47.3k +47,285
14 CONDOR CAPITAL MANAGEMENT 1.18% of their portfolio MARTINSVILLE, NJ 143,293143.3k $13.4m $13.4m 1.18% Added +6.0k +5,999
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 143,124143.1k $13.4m $13.4m 0.00% Added +26.8k +26,819
16 RMR Wealth Builders 1.38% of their portfolio Montclair, NJ 142,346142.3k $13.3m $13.3m 1.38% Added +15.5k +15,528
17 West Financial Advisors, LLC 2.54% of their portfolio DES MOINES, IA 140,353140.4k $13.1m $13.1m 2.54% Added +1.7k +1,665
18 TD PRIVATE CLIENT WEALTH LLC 0.37% of their portfolio NEW YORK, NY 139,566139.6k $13.1m $13.1m 0.37% Added +14.9k +14,879
19 CWM, LLC 0.05% of their portfolio OMAHA, NE 127,643127.6k $12.0m $12.0m 0.05% Added +992 +992
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 122,272122.3k $11.5m $11.5m 0.00% Added +14.0k +13,972
21 Capital Management Associates, Inc 4.17% of their portfolio MINNEAPOLIS, MN 118,693118.7k $11.1m $11.1m 4.17% Added +11.4k +11,407
22 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 117,519117.5k $11.0m $11.0m 0.02% Added +45.4k +45,419
23 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 103,288103.3k $9.7m $9.7m 0.02% Added +23.0k +23,032
24 Strategic Advocates LLC 3.25% of their portfolio SACRAMENTO, CA 102,902102.9k $9.6m $9.6m 3.25% Added +8.2k +8,191
25 BANK OF NOVA SCOTIA 0.02% of their portfolio TORONTO, A6 96,97397.0k $9.1m $9.1m 0.02% Reduced -152.3k -152,342
26 Advisors Preferred, LLC 1.41% of their portfolio ROCKVILLE, MD 93,44493.4k $8.8m $8.8m 1.41% Added +9.0k +9,004
27 One Capital Management, LLC 0.28% of their portfolio WESTLAKE VILLAGE, CA 90,14890.1k $8.4m $8.4m 0.28% Added +32.8k +32,780
28 Man Group plc 0.02% of their portfolio LONDON, X0 87,06987.1k $8.2m $8.2m 0.02% Reduced -20.6k -20,595
29 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 81,71681.7k $7.7m $7.7m 0.00% Reduced -4.3k -4,332
30 EXENCIAL WEALTH ADVISORS, LLC 0.28% of their portfolio OKLAHOMA CITY, OK 80,99681.0k $7.6m $7.6m 0.28% Added +3.7k +3,681
31 Allianz Asset Management GmbH 0.01% of their portfolio MUNICH, 2M 73,11773.1k $6.8m $6.8m 0.01% Reduced -350.5k -350,483
32 Graves Light Lenhart Wealth, Inc. 0.84% of their portfolio HARRISONBURG, VA 71,97072.0k $6.7m $6.7m 0.84% Reduced -8.7k -8,697
33 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 64,42664.4k $6.0m $6.0m 0.07% Added +8.8k +8,776
34 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 59,22059.2k $5.5m $5.5m 0.02% Reduced -1.4k -1,376
35 Synergy Asset Management, LLC 0.39% of their portfolio VANCOUVER, WA 53,23753.2k $5.0m $5.0m 0.39% New
36 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 48,80748.8k $4.6m $4.6m 0.00% First filing
37 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 46,98447.0k $4.4m $4.4m 0.00% Added +174 +174
38 HUNTINGTON NATIONAL BANK 0.03% of their portfolio COLUMBUS, OH 42,04942.0k $3.9m $3.9m 0.03% Added +598 +598
39 Tidal Investments LLC 0.03% of their portfolio Milwaukee, WI 41,45541.5k $3.9m $3.9m 0.03% New
40 Merit Financial Group, LLC 0.07% of their portfolio ALPHARETTA, GA 38,97139.0k $3.7m $3.7m 0.07% Reduced -2.3k -2,280
41 CreativeOne Wealth, LLC 0.11% of their portfolio OVERLAND PARK, KS 37,98338.0k $3.6m $3.6m 0.11% Added +6.8k +6,827
42 Tennessee Valley Asset Management Partners 0.59% of their portfolio KNOXVILLE, TN 37,72937.7k $3.5m $3.5m 0.59% Reduced -1.6k -1,559
43 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 36,09936.1k $3.4m $3.4m 0.01% Reduced -7.9k -7,881
44 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 36,00036.0k $3.4m $3.4m 0.00% New
45 Alternative Investment Advisors, LLC. 1.75% of their portfolio Maitland, FL 35,78035.8k $3.4m $3.4m 1.75% Reduced -4.4k -4,353
46 BHK Investment Advisors, LLC 1.24% of their portfolio BIRMINGHAM, AL 35,35035.4k $3.3m $3.3m 1.24% Added +700 +700
47 Glass Jacobson Investment Advisors llc 1.08% of their portfolio OWINGS MILLS, MD 35,25335.3k $3.3m $3.3m 1.08% Added +970 +970
48 Financial & Tax Architects, LLC 0.83% of their portfolio ST LOUIS, MO 34,97135.0k $3.3m $3.3m 0.83% Added +2.4k +2,410
49 Wealthspire Retirement, LLC 0.25% of their portfolio ALISO VIEJO, CA 33,89533.9k $3.2m $3.2m 0.25% Added +1.8k +1,826
50 SEAMOUNT FINANCIAL GROUP INC 2.11% of their portfolio COLORADO SPRINGS, CO 32,53932.5k $3.0m $3.0m 2.11% Added +1.7k +1,744
51 Coastline Trust Co 0.34% of their portfolio PROVIDENCE, RI 30,82130.8k $2.9m $2.9m 0.34% Unchanged
52 Compass Financial Group, Inc. 1.23% of their portfolio DEERFIELD BEACH, FL 27,39227.4k $2.6m $2.6m 1.23% Reduced -1.0k -1,045
53 GM Advisory Group, LLC 0.14% of their portfolio MELVILLE, NY 27,20227.2k $2.5m $2.5m 0.14% Reduced -2.0k -2,022
54 Aspen Investment Management Inc 1.17% of their portfolio GRAND RAPIDS, MI 26,85526.9k $2.5m $2.5m 1.17% Added +453 +453
55 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 26,58526.6k $2.5m $2.5m 0.04% Added +924 +924
56 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 26,37826.4k $2.5m $2.5m 0.01% Added +13.1k +13,084
57 Atria Investments, Inc 0.03% of their portfolio Charlotte, NC 24,64424.6k $2.3m $2.3m 0.03% Reduced -21.1k -21,096
58 Mariner, LLC 0.00% of their portfolio Overland Park, KS 24,23124.2k $2.3m $2.3m 0.00% Reduced -20.8k -20,752
59 Jefferies Financial Group Inc. 0.02% of their portfolio NEW YORK, NY 22,32122.3k $2.1m $2.1m 0.02% Added +137 +137
60 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 22,03622.0k $2.1m $2.1m 0.00% Added +4.8k +4,804
61 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 21,24121.2k $2.0m $2.0m 0.01% Added +456 +456
62 Concurrent Investment Advisors, LLC 0.05% of their portfolio Tampa, FL 20,18320.2k $1.9m $1.9m 0.05% Added +1.4k +1,372
63 Friedenthal Financial 1.08% of their portfolio MARLTON, NJ 19,80219.8k $1.9m $1.9m 1.08% Added +403 +403
64 CKW FINANCIAL GROUP 0.22% of their portfolio HONOLULU, HI 19,42519.4k $1.8m $1.8m 0.22% Reduced -412 -412
65 Financial Futures Ltd Liability Co. 1.03% of their portfolio BRIELLE, NJ 19,37619.4k $1.8m $1.8m 1.03% Reduced -44.1k -44,071
66 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,97019.0k $1.8m $1.8m 0.00% Added +530 +530
67 VIAWEALTH, LLC 1.07% of their portfolio Leawood, KS 18,89718.9k $1.8m $1.8m 1.07% Added +3.3k +3,300
68 SAGE RHINO CAPITAL LLC 0.39% of their portfolio MENLO PARK, CA 18,84818.8k $1.8m $1.8m 0.39% Reduced -32.1k -32,150
69 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 18,79418.8k $1.8m $1.8m 0.03% Added +432 +432
70 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.05% of their portfolio Seattle, WA 18,47818.5k $1.7m $1.7m 0.05% Added +788 +788
71 Bellecapital International Ltd. 0.29% of their portfolio ZURICH, V8 17,27617.3k $1.6m $1.6m 0.29% Unchanged
72 PEAPACK GLADSTONE FINANCIAL CORP 0.02% of their portfolio BEDMINSTER, NJ 17,25517.3k $1.6m $1.6m 0.02% Unchanged
73 SOUTH PLAINS FINANCIAL, INC. 1.23% of their portfolio LUBBOCK, TX 17,16017.2k $1.6m $1.6m 1.23% First filing
74 NewSquare Capital LLC 0.13% of their portfolio NEWTOWN SQUARE, PA 16,79116.8k $1.6m $1.6m 0.13% Added +431 +431
75 ADAMSBROWN WEALTH CONSULTANTS LLC 0.52% of their portfolio WICHITA, KS 16,22916.2k $1.5m $1.5m 0.52% Added +2.3k +2,269
76 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 16,21816.2k $1.5m $1.5m 0.06% Added +9.0k +8,961
77 MainStreet Investment Advisors LLC 0.21% of their portfolio CHICAGO, IL 15,96516.0k $1.5m $1.5m 0.21% Reduced -999 -999
78 Barden Capital Management, Inc. 1.21% of their portfolio AUSTIN, TX 15,11815.1k $1.4m $1.4m 1.21% Added +578 +578
79 MassMutual Private Wealth & Trust, FSB 0.04% of their portfolio Windsor, CT 13,87613.9k $1.3m $1.3m 0.04% Reduced -1.1k -1,077
80 PAX Financial Group, LLC 0.23% of their portfolio SAN ANTONIO, TX 13,50713.5k $1.3m $1.3m 0.23% Added +221 +221
81 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 13,00013.0k $1.2m $1.2m 0.00% Reduced -5.4k -5,400
82 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 12,75012.8k $1.2m $1.2m 0.01% Reduced -727 -727
83 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 12,73712.7k $1.2m $1.2m 0.00% Added +3.1k +3,128
84 Stokes Capital Advisors, LLC 0.31% of their portfolio GREENWOOD, SC 12,70012.7k $1.2m $1.2m 0.31% Added +9.6k +9,635
85 Visionary Wealth Advisors 0.07% of their portfolio O'FALLON, IL 12,69412.7k $1.2m $1.2m 0.07% Added +127 +127
86 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 12,04512.0k $1.1m $1.1m 0.01% Added +3 +3
87 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 11,87711.9k $1.1m $1.1m 0.01% Added +461 +461
88 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 11,36911.4k $1.1m $1.1m 0.00% Added +606 +606
89 IFG Advisory, LLC 0.06% of their portfolio ATLANTA, GA 11,29311.3k $1.1m $1.1m 0.06% Reduced -1.9k -1,871
90 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 11,19711.2k $1.0m $1.0m 0.00% Added +7.9k +7,880
91 GeoWealth Management, LLC 0.03% of their portfolio CHICAGO, IL 10,38510.4k $972.9k $972.9k 0.03% Reduced -1.0k -1,036
92 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 10,10710.1k $946.8k $946.8k 0.02% Reduced -39 -39
93 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 10,08610.1k $944.8k $944.8k 0.01% Reduced -177 -177
94 Hoxton Planning & Management, LLC 0.36% of their portfolio SHEPHERDSTOWN, WV 10,07010.1k $943.4k $943.4k 0.36% Reduced -99 -99
95 Allianz Investment Management U.S. LLC 0.07% of their portfolio Minneapolis, MN 9,97710.0k $934.6k $934.6k 0.07% Unchanged
96 Hamilton Wealth, LLC 0.22% of their portfolio LOS ANGELES, CA 9,5719.6k $896.6k $896.6k 0.22% Reduced -346 -346
97 Curtis Advisory Group, LLC 0.23% of their portfolio SANTA BARBARA, CA 9,4849.5k $888.5k $888.5k 0.23% Added +1.2k +1,163
98 SOL Capital Management CO 0.10% of their portfolio ROCKVILLE, MD 9,4589.5k $886.0k $886.0k 0.10% Added +460 +460
99 RICHARDSON FINANCIAL SERVICES INC. 0.55% of their portfolio MEDWAY, MA 8,2858.3k $780.7k $780.7k 0.55% Reduced -1.0k -1,022
100 Argent Trust Co 0.03% of their portfolio NASHVILLE, TN 7,9077.9k $740.7k $740.7k 0.03% Reduced -2.2k -2,223