Vault-13

PIMCO ETF TR HYS

0-5 HIGH YIELD · ETP · CUSIP 72201R783

238 institutional holders +10 vs Q2 2024
9,845,3459.8m shares reported held*
$939.6mreported value*
21 new 90 added 80 reduced 14 sold out net bought ≈ $141.5m (+1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($315.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $95.44.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 217Q4 22: 229Q1 23: 223Q2 23: 229Q3 23: 237Q4 23: 230Q1 24: 225Q2 24: 228Q3 24: 238238Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022217
Q4 2022229
Q1 2023223
Q2 2023229
Q3 2023237
Q4 2023230
Q1 2024225
Q2 2024228
Q3 2024238

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 102 bought or addedQ4 22: 107 cut or sold outQ1 23: 101 bought or addedQ1 23: 109 cut or sold outQ1 23Q2 23: 102 bought or addedQ2 23: 103 cut or sold outQ3 23: 120 bought or addedQ3 23: 95 cut or sold outQ3 23Q4 23: 95 bought or addedQ4 23: 115 cut or sold outQ1 24: 101 bought or addedQ1 24: 109 cut or sold outQ1 24Q2 24: 98 bought or addedQ2 24: 109 cut or sold outQ3 24: 111 bought or addedQ3 24: 94 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022102107
Q1 2023101109
Q2 2023102103
Q3 202312095
Q4 202395115
Q1 2024101109
Q2 202498109
Q3 202411194

Biggest buyers

JPMORGAN CHASE & CO Added +1,608,872+1.6m
Allianz Asset Management GmbH Added +267,897+267.9k
MORGAN STANLEY Added +128,018+128.0k
Advisors Preferred, LLC New +84,440+84.4k
West Financial Advisors, LLC Added +69,408+69.4k
One Capital Management, LLC New +57,368+57.4k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +51,357+51.4k
Perigon Wealth Management, LLC New +38,415+38.4k
ROYAL BANK OF CANADA Added +34,369+34.4k
ENVESTNET ASSET MANAGEMENT INC Added +19,893+19.9k

Biggest sellers

JANE STREET GROUP, LLC Reduced -243,462-243.5k
BANK OF MONTREAL /CAN/ Reduced -175,000-175.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -147,501-147.5k
Tidal Investments LLC Sold out -69,271-69.3k
BANK OF NOVA SCOTIA Reduced -49,490-49.5k
Authentikos Wealth Advisory, LLC Reduced -48,053-48.1k
Tennessee Valley Asset Management Partners Reduced -35,422-35.4k
BANK OF AMERICA CORP /DE/ Reduced -29,418-29.4k
Thrivent Financial for Lutherans Reduced -27,908-27.9k
Financial Futures Ltd Liability Co. Reduced -26,658-26.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-04-23 6.0% new 949.9k≈ $88.8m 2025-04-23

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,676,9201.7m $160.1m $160.1m 0.01% Added +1.6m +1,608,872
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 755,097755.1k $72.1m $72.1m 0.01% Added +128.0k +128,018
3 ASSETMARK, INC 0.18% of their portfolio CONCORD, CA 666,005666.0k $63.6m $63.6m 0.18% Reduced -23.7k -23,739
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 567,872567.9k $54.2m $54.2m 0.02% Added +19.9k +19,893
5 Allianz Asset Management GmbH 0.06% of their portfolio MUNICH, 2M 423,600423.6k $40.5m $40.5m 0.06% Added +267.9k +267,897
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 379,694379.7k $36.3m $36.3m 0.01% Reduced -5.7k -5,671
7 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 307,433307.4k $29.4m $29.4m 0.06% Added +10.8k +10,798
8 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 269,559269.6k $25.7m $25.7m 0.02% Added +2 +2
9 BANK OF NOVA SCOTIA 0.05% of their portfolio TORONTO, A6 249,315249.3k $23.8m $23.8m 0.05% Reduced -49.5k -49,490
10 COMMONWEALTH EQUITY SERVICES, LLC 0.04% of their portfolio WALTHAM, MA 247,816247.8k $23.7m $23.7m 0.04% Reduced -147.5k -147,501
11 Financial Management Professionals, Inc. 2.47% of their portfolio AUSTIN, TX 208,386208.4k $19.9m $19.9m 2.47% Added +13.3k +13,303
12 OneDigital Investment Advisors LLC 0.18% of their portfolio OVERLAND PARK, KS 168,820168.8k $16.1m $16.1m 0.18% Added +9.3k +9,266
13 West Financial Advisors, LLC 2.55% of their portfolio DES MOINES, IA 138,688138.7k $13.2m $13.2m 2.55% Added +69.4k +69,408
14 CONDOR CAPITAL MANAGEMENT 1.18% of their portfolio MARTINSVILLE, NJ 137,294137.3k $13.1m $13.1m 1.18% Added +4.6k +4,562
15 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 133,510133.5k $12.8m $12.8m 0.01% Added +12.9k +12,890
16 RMR Wealth Builders 1.28% of their portfolio Montclair, NJ 126,818126.8k $12.1m $12.1m 1.28% Added +13.6k +13,622
17 CWM, LLC 0.05% of their portfolio OMAHA, NE 126,651126.7k $12.1m $12.1m 0.05% Reduced -8.1k -8,141
18 TD PRIVATE CLIENT WEALTH LLC 0.34% of their portfolio NEW YORK, NY 124,687124.7k $11.9m $11.9m 0.34% Added +15.0k +15,008
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 116,305116.3k $11.1m $11.1m 0.00% Reduced -29.4k -29,418
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 108,300108.3k $10.3m $10.3m 0.00% Added +2.6k +2,591
21 Man Group plc 0.03% of their portfolio LONDON, X0 107,664107.7k $10.3m $10.3m 0.03% Added +2.4k +2,398
22 Capital Management Associates, Inc 4.19% of their portfolio MINNEAPOLIS, MN 107,286107.3k $10.2m $10.2m 4.19% Added +9.9k +9,933
23 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 99,62199.6k $9.5m $9.5m 0.00% Added +34.4k +34,369
24 Strategic Advocates LLC 3.24% of their portfolio SACRAMENTO, CA 94,71194.7k $9.0m $9.0m 3.24% Added +7.3k +7,319
25 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 86,04886.0k $8.2m $8.2m 0.00% Reduced -944 -944
26 Advisors Preferred, LLC 1.22% of their portfolio ROCKVILLE, MD 84,44084.4k $8.0m $8.0m 1.22% New
27 Graves Light Lenhart Wealth, Inc. 0.95% of their portfolio HARRISONBURG, VA 80,66780.7k $7.7m $7.7m 0.95% Reduced -15.8k -15,835
28 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 80,25680.3k $7.7m $7.7m 0.02% Reduced -9.4k -9,414
29 EXENCIAL WEALTH ADVISORS, LLC 0.27% of their portfolio OKLAHOMA CITY, OK 77,31577.3k $7.4m $7.4m 0.27% Added +1.8k +1,784
30 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 72,10072.1k $6.9m $6.9m 0.01% Reduced -9.4k -9,400
31 Gradient Investments LLC 0.14% of their portfolio ARDEN HILLS, MN 68,74868.7k $6.6m $6.6m 0.14% Added +4.5k +4,519
32 Financial Futures Ltd Liability Co. 3.47% of their portfolio BRIELLE, NJ 63,44763.4k $6.1m $6.1m 3.47% Reduced -26.7k -26,658
33 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 60,59660.6k $5.8m $5.8m 0.02% Reduced -899 -899
34 One Capital Management, LLC 0.17% of their portfolio WESTLAKE VILLAGE, CA 57,36857.4k $5.5m $5.5m 0.17% New
35 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 55,65055.6k $5.3m $5.3m 0.06% Reduced -61 -61
36 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 51,79951.8k $542 $542 0.00% Added +51.4k +51,357
37 SAGE RHINO CAPITAL LLC 1.08% of their portfolio MENLO PARK, CA 50,99851.0k $4.9m $4.9m 1.08% Added +210 +210
38 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 46,81046.8k $4.5m $4.5m 0.00% Reduced -2.6k -2,582
39 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 45,74045.7k $4.4m $4.4m 0.05% Added +343 +343
40 Mariner, LLC 0.01% of their portfolio Overland Park, KS 44,98345.0k $4.3m $4.3m 0.01% Added +918 +918
41 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 43,98044.0k $4.2m $4.2m 0.01% Reduced -141 -141
42 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 43,30343.3k $4.1m $4.1m 0.00% Reduced -733 -733
43 HUNTINGTON NATIONAL BANK 0.03% of their portfolio COLUMBUS, OH 41,45141.5k $4.0m $4.0m 0.03% Added +945 +945
44 Merit Financial Group, LLC 0.09% of their portfolio ALPHARETTA, GA 41,25141.3k $3.9m $3.9m 0.09% Added +4.4k +4,446
45 Alternative Investment Advisors, LLC. 2.02% of their portfolio Maitland, FL 40,13340.1k $3.8m $3.8m 2.02% Reduced -2.5k -2,533
46 Tennessee Valley Asset Management Partners 0.62% of their portfolio KNOXVILLE, TN 39,28839.3k $3.8m $3.8m 0.62% Reduced -35.4k -35,422
47 Perigon Wealth Management, LLC 0.10% of their portfolio SAN FRANCISCO, CA 38,41538.4k $3.7m $3.7m 0.10% New
48 BHK Investment Advisors, LLC 1.23% of their portfolio BIRMINGHAM, AL 34,65034.6k $3.3m $3.3m 1.23% Reduced -850 -850
49 Glass Jacobson Investment Advisors llc 1.09% of their portfolio OWINGS MILLS, MD 34,28334.3k $3.3m $3.3m 1.09% Added +88 +88
50 Financial & Tax Architects, LLC 0.80% of their portfolio ST LOUIS, MO 32,56132.6k $3.1m $3.1m 0.80% Added +2.6k +2,606
51 Wealthspire Retirement, LLC 0.25% of their portfolio ALISO VIEJO, CA 32,06932.1k $3.1m $3.1m 0.25% Added +4.4k +4,382
52 CreativeOne Wealth, LLC 0.10% of their portfolio OVERLAND PARK, KS 31,15631.2k $3.0m $3.0m 0.10% Added +14.9k +14,868
53 Coastline Trust Co 0.35% of their portfolio PROVIDENCE, RI 30,82130.8k $2.9m $2.9m 0.35% Unchanged
54 SEAMOUNT FINANCIAL GROUP INC 2.21% of their portfolio COLORADO SPRINGS, CO 30,79530.8k $2.9m $2.9m 2.21% Added +2.6k +2,649
55 GM Advisory Group, LLC 0.17% of their portfolio MELVILLE, NY 29,22429.2k $2.8m $2.8m 0.17% Reduced -1.7k -1,692
56 Compass Financial Group, Inc. 1.26% of their portfolio DEERFIELD BEACH, FL 28,43728.4k $2.7m $2.7m 1.26% Added +85 +85
57 Aspen Investment Management Inc 1.18% of their portfolio GRAND RAPIDS, MI 26,40226.4k $2.5m $2.5m 1.18% Reduced -450 -450
58 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 25,66125.7k $2.5m $2.5m 0.04% Added +192 +192
59 Jefferies Financial Group Inc. 0.03% of their portfolio NEW YORK, NY 22,18422.2k $2.1m $2.1m 0.03% Reduced -1.1k -1,110
60 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 20,78520.8k $2.0m $2.0m 0.01% Added +1.1k +1,086
61 CKW FINANCIAL GROUP 0.23% of their portfolio HONOLULU, HI 19,83719.8k $1.9m $1.9m 0.23% Added +541 +541
62 Friedenthal Financial 1.08% of their portfolio MARLTON, NJ 19,39919.4k $1.9m $1.9m 1.08% Reduced -705 -705
63 Concurrent Investment Advisors, LLC 0.05% of their portfolio Tampa, FL 18,81118.8k $1.8m $1.8m 0.05% Added +1.9k +1,918
64 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 18,44018.4k $1.8m $1.8m 0.00% Reduced -5.5k -5,548
65 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 18,40018.4k $1.8m $1.8m 0.00% Reduced -17.5k -17,500
66 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 18,36218.4k $1.7m $1.7m 0.04% Unchanged
67 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.05% of their portfolio Seattle, WA 17,69017.7k $1.7m $1.7m 0.05% Reduced -490 -490
68 Bellecapital International Ltd. 0.33% of their portfolio ZURICH, V8 17,27617.3k $1.6m $1.6m 0.33% Unchanged
69 PEAPACK GLADSTONE FINANCIAL CORP 0.02% of their portfolio BEDMINSTER, NJ 17,25517.3k $1.6m $1.6m 0.02% Reduced -1.8k -1,792
70 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 17,23217.2k $1.6m $1.6m 0.00% Reduced -27.9k -27,908
71 MainStreet Investment Advisors LLC 0.22% of their portfolio CHICAGO, IL 16,96417.0k $1.6m $1.6m 0.22% Reduced -2.0k -1,985
72 NewSquare Capital LLC 0.12% of their portfolio NEWTOWN SQUARE, PA 16,36016.4k $1.6m $1.6m 0.12% Added +369 +369
73 VIAWEALTH, LLC 0.87% of their portfolio Leawood, KS 15,59715.6k $1.5m $1.5m 0.87% Added +5.0k +5,041
74 MassMutual Private Wealth & Trust, FSB 0.04% of their portfolio Windsor, CT 14,95315.0k $1.4m $1.4m 0.04% Reduced -700 -700
75 Barden Capital Management, Inc. 1.22% of their portfolio AUSTIN, TX 14,54014.5k $1.4m $1.4m 1.22% Added +1.5k +1,491
76 ADAMSBROWN WEALTH CONSULTANTS LLC 0.46% of their portfolio WICHITA, KS 13,96014.0k $1.3m $1.3m 0.46% Added +3.0k +2,967
77 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 13,57713.6k $1.3m $1.3m 0.00% Reduced -4.8k -4,759
78 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 13,47713.5k $1.3m $1.3m 0.02% Reduced -142 -142
79 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 13,29413.3k $1.3m $1.3m 0.01% Added +1.7k +1,656
80 PAX Financial Group, LLC 0.23% of their portfolio SAN ANTONIO, TX 13,28613.3k $1.3m $1.3m 0.23% Added +2.8k +2,769
81 IFG Advisory, LLC 0.08% of their portfolio ATLANTA, GA 13,16413.2k $1.3m $1.3m 0.08% Reduced -1.0k -1,047
82 Visionary Wealth Advisors 0.07% of their portfolio O'FALLON, IL 12,56712.6k $1.2m $1.2m 0.07% Added +358 +358
83 &PARTNERS 0.02% of their portfolio NASHVILLE, TN 12,04212.0k $1.2m $1.2m 0.02% Reduced -601 -601
84 GeoWealth Management, LLC 0.04% of their portfolio CHICAGO, IL 11,42111.4k $1.1m $1.1m 0.04% Reduced -1.3k -1,338
85 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 11,41611.4k $1.1m $1.1m 0.01% Added +1.9k +1,853
86 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 10,76310.8k $1.0m $1.0m 0.00% Reduced -1.0k -1,019
87 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 10,26310.3k $974.3k $974.3k 0.01% Added +4.3k +4,287
88 Hoxton Planning & Management, LLC 0.38% of their portfolio SHEPHERDSTOWN, WV 10,16910.2k $971.1k $971.1k 0.38% Reduced -4.9k -4,895
89 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 10,14610.1k $968.9k $968.9k 0.02% Added +176 +176
90 Argent Trust Co 0.04% of their portfolio NASHVILLE, TN 10,13010.1k $967.4k $967.4k 0.04% Added +175 +175
91 Allianz Investment Management U.S. LLC 0.06% of their portfolio Minneapolis, MN 9,97710.0k $951.7k $951.7k 0.06% Unchanged
92 Hamilton Wealth, LLC 0.23% of their portfolio LOS ANGELES, CA 9,9179.9k $947.1k $947.1k 0.23% Reduced -13.0k -13,001
93 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 9,6099.6k $917.7k $917.7k 0.00% Added +634 +634
94 ZWJ INVESTMENT COUNSEL INC 0.04% of their portfolio Atlanta, GA 9,4009.4k $897.7k $897.7k 0.04% New
95 RICHARDSON FINANCIAL SERVICES INC. 0.55% of their portfolio MEDWAY, MA 9,3079.3k $862.8k $862.8k 0.55% Unchanged
96 SOL Capital Management CO 0.10% of their portfolio ROCKVILLE, MD 8,9989.0k $859.0k $859.0k 0.10% Added +25 +25
97 Curtis Advisory Group, LLC 0.23% of their portfolio SANTA BARBARA, CA 8,3218.3k $794.7k $794.7k 0.23% Added +261 +261
98 Pinnacle Bancorp, Inc. 0.20% of their portfolio BEATRICE, NE 7,9367.9k $757.9k $757.9k 0.20% Unchanged
99 Rollins Financial Advisors, LLC 0.12% of their portfolio ATLANTA, GA 7,8287.8k $747.6k $747.6k 0.12% Added +1.3k +1,323
100 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 7,8177.8k $746.5k $746.5k 0.00% New