Vault-13

PIMCO ETF TR HYS

0-5 HIGH YIELD · ETP · CUSIP 72201R783

228 institutional holders +3 vs Q1 2024
8,307,8998.3m shares reported held*
$773.8mreported value*
23 new 75 added 86 reduced 23 sold out net sold ≈ $339.9m (-4.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($337.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $93.13.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 217Q4 22: 229Q1 23: 223Q2 23: 229Q3 23: 237Q4 23: 230Q1 24: 225Q2 24: 228228Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022217
Q4 2022229
Q1 2023223
Q2 2023229
Q3 2023237
Q4 2023230
Q1 2024225
Q2 2024228

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 102 bought or addedQ4 22: 107 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 109 cut or sold outQ2 23: 102 bought or addedQ2 23: 103 cut or sold outQ2 23Q3 23: 120 bought or addedQ3 23: 95 cut or sold outQ4 23: 95 bought or addedQ4 23: 115 cut or sold outQ4 23Q1 24: 101 bought or addedQ1 24: 109 cut or sold outQ2 24: 98 bought or addedQ2 24: 109 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022102107
Q1 2023101109
Q2 2023102103
Q3 202312095
Q4 202395115
Q1 2024101109
Q2 202498109

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ3 23 calls: $0Q3 23 puts: $78.5kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$78.5k—
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

JANE STREET GROUP, LLC Added +238,240+238.2k
BANK OF MONTREAL /CAN/ Added +174,848+174.8k
BANK OF NOVA SCOTIA Added +161,704+161.7k
Tennessee Valley Asset Management Partners New +74,710+74.7k
Authentikos Wealth Advisory, LLC New +48,704+48.7k
Cambridge Investment Research Advisors, Inc. Added +36,678+36.7k
ASSETMARK, INC Added +29,511+29.5k
Thrivent Financial for Lutherans Added +26,997+27.0k
TD PRIVATE CLIENT WEALTH LLC Added +21,302+21.3k
OneDigital Investment Advisors LLC Added +20,250+20.2k

Biggest sellers

JPMORGAN CHASE & CO Reduced -2,549,848-2.5m
MORGAN STANLEY Reduced -1,173,344-1.2m
Lloyd Advisory Services, LLC. Sold out -541,524-541.5k
Global Assets Advisory, LLC Sold out -263,696-263.7k
Gradient Investments LLC Reduced -255,037-255.0k
UBS Group AG Reduced -78,039-78.0k
BANK OF AMERICA CORP /DE/ Reduced -75,687-75.7k
MinichMacGregor Wealth Management, LLC Sold out -55,849-55.8k
AMERIPRISE FINANCIAL INC Reduced -29,364-29.4k
BARCLAYS PLC Reduced -28,700-28.7k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-04-23 6.0% new 949.9k≈ $88.8m 2025-04-23

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ASSETMARK, INC 0.20% of their portfolio CONCORD, CA 689,744689.7k $63.9m $63.9m 0.20% Added +29.5k +29,511
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 627,079627.1k $58.1m $58.1m 0.00% Reduced -1.2m -1,173,344
3 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 547,979548.0k $50.8m $50.8m 0.02% Added +18.2k +18,220
4 COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio WALTHAM, MA 395,317395.3k $36.6m $36.6m 0.06% Reduced -14.4k -14,356
5 UBS Group AG 0.01% of their portfolio ZURICH, V8 385,365385.4k $35.7m $35.7m 0.01% Reduced -78.0k -78,039
6 BANK OF NOVA SCOTIA 0.05% of their portfolio TORONTO, A6 298,805298.8k $27.7m $27.7m 0.05% Added +161.7k +161,704
7 Cetera Investment Advisers 0.06% of their portfolio SCHAUMBURG, IL 296,635296.6k $27.5m $27.5m 0.06% Added +9.9k +9,872
8 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 269,557269.6k $25.0m $25.0m 0.02% Reduced -1.9k -1,938
9 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 248,308248.3k $23.0m $23.0m 0.02% Added +238.2k +238,240
10 Financial Management Professionals, Inc. 2.48% of their portfolio AUSTIN, TX 195,083195.1k $18.1m $18.1m 2.48% Added +16.8k +16,785
11 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 175,610175.6k $16.3m $16.3m 0.00% Added +174.8k +174,848
12 OneDigital Investment Advisors LLC 0.18% of their portfolio OVERLAND PARK, KS 159,554159.6k $14.8m $14.8m 0.18% Added +20.2k +20,250
13 Allianz Asset Management GmbH 0.02% of their portfolio MUNICH, 2M 155,703155.7k $14.4m $14.4m 0.02% Reduced -19.9k -19,878
14 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 145,723145.7k $13.5m $13.5m 0.00% Reduced -75.7k -75,687
15 CWM, LLC 0.06% of their portfolio OMAHA, NE 134,792134.8k $12.5m $12.5m 0.06% Reduced -10.5k -10,471
16 CONDOR CAPITAL MANAGEMENT 1.18% of their portfolio MARTINSVILLE, NJ 132,732132.7k $12.3m $12.3m 1.18% Added +6.4k +6,426
17 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 120,620120.6k $11.2m $11.2m 0.01% Added +3.7k +3,709
18 RMR Wealth Builders 1.20% of their portfolio Montclair, NJ 113,196113.2k $10.5m $10.5m 1.20% Added +7.7k +7,677
19 TD PRIVATE CLIENT WEALTH LLC 0.32% of their portfolio NEW YORK, NY 109,679109.7k $10.2m $10.2m 0.32% Added +21.3k +21,302
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 105,709105.7k $9.8m $9.8m 0.00% Added +6.3k +6,335
21 Man Group plc 0.03% of their portfolio LONDON, X0 105,266105.3k $9.8m $9.8m 0.03% Reduced -18.9k -18,881
22 Capital Management Associates, Inc 5.46% of their portfolio MINNEAPOLIS, MN 97,35397.4k $9.0m $9.0m 5.46% Added +9.9k +9,869
23 Graves Light Lenhart Wealth, Inc. 1.02% of their portfolio HARRISONBURG, VA 96,50296.5k $8.9m $8.9m 1.02% Reduced -715 -715
24 Financial Futures Ltd Liability Co. 5.18% of their portfolio BRIELLE, NJ 90,10590.1k $8.4m $8.4m 5.18% Added +10.0k +10,044
25 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 89,67089.7k $8.3m $8.3m 0.02% Reduced -11.3k -11,341
26 Strategic Advocates LLC 3.21% of their portfolio SACRAMENTO, CA 87,39287.4k $8.1m $8.1m 3.21% Added +4.3k +4,346
27 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 86,99287.0k $8.1m $8.1m 0.00% Reduced -29.4k -29,364
28 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 81,50081.5k $7.6m $7.6m 0.01% Added +19.4k +19,441
29 EXENCIAL WEALTH ADVISORS, LLC 0.26% of their portfolio OKLAHOMA CITY, OK 75,53175.5k $7.0m $7.0m 0.26% Added +772 +772
30 Tennessee Valley Asset Management Partners 0.71% of their portfolio KNOXVILLE, TN 74,71074.7k $6.9m $6.9m 0.71% New
31 West Financial Advisors, LLC 1.33% of their portfolio DES MOINES, IA 69,28069.3k $6.4m $6.4m 1.33% Added +3.5k +3,475
32 Tidal Investments LLC 0.09% of their portfolio Milwaukee, WI 69,27169.3k $6.4m $6.4m 0.09% Reduced -1.2k -1,205
33 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 68,04868.0k $6.3m $6.3m 0.00% Reduced -2.5m -2,549,848
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 65,25265.3k $6.0m $6.0m 0.00% Reduced -580 -580
35 Gradient Investments LLC 0.13% of their portfolio ARDEN HILLS, MN 64,22964.2k $6.0m $6.0m 0.13% Reduced -255.0k -255,037
36 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 61,49561.5k $5.7m $5.7m 0.02% Added +36.7k +36,678
37 Atria Wealth Solutions, Inc. 0.06% of their portfolio NEW YORK, NY 55,71155.7k $5.2m $5.2m 0.06% Reduced -2.8k -2,766
38 SAGE RHINO CAPITAL LLC 1.12% of their portfolio MENLO PARK, CA 50,78850.8k $4.7m $4.7m 1.12% Added +722 +722
39 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 49,39249.4k $4.6m $4.6m 0.01% Added +4.9k +4,909
40 Authentikos Wealth Advisory, LLC 3.77% of their portfolio MORGAN HILL, CA 48,70448.7k $3.9m $3.9m 3.77% New
41 Atria Investments, Inc 0.05% of their portfolio Charlotte, NC 45,39745.4k $4.2m $4.2m 0.05% Added +1.3k +1,331
42 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 45,14045.1k $4.2m $4.2m 0.01% Added +27.0k +26,997
43 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 44,12144.1k $4.1m $4.1m 0.01% Reduced -1.0k -1,022
44 Mariner, LLC 0.01% of their portfolio Overland Park, KS 44,06544.1k $4.1m $4.1m 0.01% Added +692 +692
45 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 44,03644.0k $4.1m $4.1m 0.00% Reduced -107 -107
46 Alternative Investment Advisors, LLC. 2.26% of their portfolio Maitland, FL 42,66642.7k $4.0m $4.0m 2.26% Added +470 +470
47 HUNTINGTON NATIONAL BANK 0.03% of their portfolio COLUMBUS, OH 40,50640.5k $3.8m $3.8m 0.03% Added +4.8k +4,769
48 Merit Financial Group, LLC 0.08% of their portfolio ALPHARETTA, GA 36,80536.8k $3.4m $3.4m 0.08% Reduced -568 -568
49 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 35,90035.9k $3.3m $3.3m 0.00% Reduced -28.7k -28,700
50 BHK Investment Advisors, LLC 1.29% of their portfolio BIRMINGHAM, AL 35,50035.5k $3.3m $3.3m 1.29% Reduced -500 -500
51 Glass Jacobson Investment Advisors llc 1.15% of their portfolio OWINGS MILLS, MD 34,19534.2k $3.2m $3.2m 1.15% Added +1.9k +1,936
52 GM Advisory Group, LLC 0.18% of their portfolio MELVILLE, NY 30,91630.9k $2.9m $2.9m 0.18% Reduced -432 -432
53 Coastline Trust Co 0.33% of their portfolio PROVIDENCE, RI 30,82130.8k $2.9m $2.9m 0.33% Unchanged
54 Financial & Tax Architects, LLC 0.74% of their portfolio ST LOUIS, MO 29,95530.0k $2.8m $2.8m 0.74% Added +2.0k +2,021
55 Compass Financial Group, Inc. 1.31% of their portfolio DEERFIELD BEACH, FL 28,35228.4k $2.6m $2.6m 1.31% Added +229 +229
56 SEAMOUNT FINANCIAL GROUP INC 2.13% of their portfolio COLORADO SPRINGS, CO 28,14628.1k $2.6m $2.6m 2.13% Added +1.3k +1,320
57 Wealthspire Retirement, LLC 0.22% of their portfolio ALISO VIEJO, CA 27,68727.7k $2.6m $2.6m 0.22% Reduced -68 -68
58 Aspen Investment Management Inc 1.24% of their portfolio GRAND RAPIDS, MI 26,85226.9k $2.5m $2.5m 1.24% Reduced -647 -647
59 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 25,46925.5k $2.4m $2.4m 0.04% Added +1.9k +1,880
60 OLD MISSION CAPITAL LLC 0.06% of their portfolio CHICAGO, IL 24,88024.9k $2.3m $2.3m 0.06% Added +10.9k +10,858
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 23,98824.0k $2.2m $2.2m 0.00% Reduced -865 -865
62 Jefferies Financial Group Inc. 0.04% of their portfolio NEW YORK, NY 23,29423.3k $2.2m $2.2m 0.04% Added +440 +440
63 Hamilton Wealth, LLC 0.57% of their portfolio LOS ANGELES, CA 22,91822.9k $2.1m $2.1m 0.57% Reduced -505 -505
64 Friedenthal Financial 1.16% of their portfolio MARLTON, NJ 20,10420.1k $1.9m $1.9m 1.16% Added +1.9k +1,900
65 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 19,69919.7k $1.8m $1.8m 0.01% Added +3.0k +3,034
66 CKW FINANCIAL GROUP 0.23% of their portfolio HONOLULU, HI 19,29619.3k $1.8m $1.8m 0.23% Added +259 +259
67 PEAPACK GLADSTONE FINANCIAL CORP 0.03% of their portfolio BEDMINSTER, NJ 19,04719.0k $1.8m $1.8m 0.03% Reduced -914 -914
68 MainStreet Investment Advisors LLC 0.21% of their portfolio CHICAGO, IL 18,94918.9k $1.8m $1.8m 0.21% Reduced -8.4k -8,445
69 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 18,36218.4k $1.7m $1.7m 0.04% Reduced -234 -234
70 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 18,33618.3k $1.7m $1.7m 0.00% Reduced -2.2k -2,249
71 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.05% of their portfolio Seattle, WA 18,18018.2k $1.7m $1.7m 0.05% Reduced -65 -65
72 Bellecapital International Ltd. 0.34% of their portfolio ZURICH, V8 17,27617.3k $1.6m $1.6m 0.34% Reduced -9.8k -9,847
73 Concurrent Investment Advisors, LLC 0.05% of their portfolio Tampa, FL 16,89316.9k $1.6m $1.6m 0.05% Added +2.9k +2,853
74 CreativeOne Wealth, LLC 0.08% of their portfolio OVERLAND PARK, KS 16,28816.3k $1.5m $1.5m 0.08% Reduced -21.7k -21,727
75 NewSquare Capital LLC 0.13% of their portfolio NEWTOWN SQUARE, PA 15,99116.0k $1.5m $1.5m 0.13% Added +1.9k +1,888
76 MassMutual Private Wealth & Trust, FSB 0.04% of their portfolio Windsor, CT 15,65315.7k $1.5m $1.5m 0.04% Reduced -36 -36
77 Hoxton Planning & Management, LLC 0.65% of their portfolio SHEPHERDSTOWN, WV 15,06415.1k $1.4m $1.4m 0.65% Reduced -431 -431
78 IFG Advisory, LLC 0.08% of their portfolio ATLANTA, GA 14,21114.2k $1.3m $1.3m 0.08% Added +2.2k +2,192
79 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 13,61913.6k $1.3m $1.3m 0.02% Reduced -1.1k -1,087
80 Barden Capital Management, Inc. 1.14% of their portfolio AUSTIN, TX 13,04913.0k $1.2m $1.2m 1.14% Added +322 +322
81 GeoWealth Management, LLC 0.05% of their portfolio CHICAGO, IL 12,75912.8k $1.2m $1.2m 0.05% Reduced -7.1k -7,059
82 &PARTNERS 0.05% of their portfolio NASHVILLE, TN 12,64312.6k $1.2m $1.2m 0.05% Added +723 +723
83 Visionary Wealth Advisors 0.07% of their portfolio O'FALLON, IL 12,20912.2k $1.1m $1.1m 0.07% Reduced -1.0k -1,038
84 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 12,08812.1k $1.1m $1.1m 0.00% Added +8.9k +8,904
85 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 11,78211.8k $1.1m $1.1m 0.00% Reduced -3.7k -3,724
86 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 11,63811.6k $1.1m $1.1m 0.01% Added +1.6k +1,630
87 ADAMSBROWN WEALTH CONSULTANTS LLC 0.40% of their portfolio WICHITA, KS 10,99311.0k $1.0m $1.0m 0.40% Added +678 +678
88 VIAWEALTH, LLC 0.61% of their portfolio Leawood, KS 10,55610.6k $978.6k $978.6k 0.61% New
89 PAX Financial Group, LLC 0.19% of their portfolio SAN ANTONIO, TX 10,51710.5k $975.0k $975.0k 0.19% Reduced -3.1k -3,072
90 Allianz Investment Management U.S. LLC 0.06% of their portfolio Minneapolis, MN 9,97710.0k $925.1k $925.1k 0.06% Unchanged
91 Kingsview Wealth Management, LLC 0.02% of their portfolio GRANTS PASS, OR 9,97010.0k $924.2k $924.2k 0.02% Reduced -131 -131
92 Argent Trust Co 0.04% of their portfolio NASHVILLE, TN 9,95510.0k $922.8k $922.8k 0.04% Added +376 +376
93 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 9,5639.6k $886.4k $886.4k 0.01% Added +2.7k +2,712
94 RICHARDSON FINANCIAL SERVICES INC. 0.62% of their portfolio MEDWAY, MA 9,3079.3k $862.8k $862.8k 0.62% Reduced -289 -289
95 JMG Financial Group, Ltd. 0.03% of their portfolio DOWNERS GROVE, IL 9,1789.2k $850.8k $850.8k 0.03% Reduced -1.2k -1,151
96 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 8,9759.0k $832.0k $832.0k 0.00% Reduced -16.2k -16,168
97 SOL Capital Management CO 0.10% of their portfolio ROCKVILLE, MD 8,9739.0k $832.0k $832.0k 0.10% Added +80 +80
98 FLOW TRADERS U.S. LLC 0.04% of their portfolio NEW YORK, NY 8,8808.9k $823.0k $823.0k 0.04% New
99 FINANCIAL COUNSELORS INC 0.01% of their portfolio Overland Park, KS 8,7758.8k $813.4k $813.4k 0.01% Unchanged
100 Curtis Advisory Group, LLC 0.26% of their portfolio SANTA BARBARA, CA 8,0608.1k $747.2k $747.2k 0.26% Added +178 +178