Vault-13

PIMCO ETF TR HYS

0-5 HIGH YIELD · ETP · CUSIP 72201R783

230 institutional holders -7 vs Q3 2023
9,962,25710.0m shares reported held*
$931.2mreported value*
14 new 81 added 86 reduced 29 sold out net bought ≈ $166.8m (+1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $93.47.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 217Q4 22: 229Q1 23: 223Q2 23: 229Q3 23: 237Q4 23: 230230Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022217
Q4 2022229
Q1 2023223
Q2 2023229
Q3 2023237
Q4 2023230

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 102 bought or addedQ4 22: 107 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 109 cut or sold outQ1 23Q2 23: 102 bought or addedQ2 23: 103 cut or sold outQ2 23Q3 23: 120 bought or addedQ3 23: 95 cut or sold outQ3 23Q4 23: 95 bought or addedQ4 23: 115 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022102107
Q1 2023101109
Q2 2023102103
Q3 202312095
Q4 202395115

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $78.5kQ3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$78.5k—
Q4 2023$0$0—

Biggest buyers

JPMORGAN CHASE & CO Added +1,318,406+1.3m
MORGAN STANLEY Added +617,475+617.5k
UBS Group AG Added +193,351+193.4k
Man Group plc New +85,581+85.6k
West Financial Advisors, LLC New +64,502+64.5k
BARCLAYS PLC New +49,500+49.5k
CWM, LLC Added +43,191+43.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +41,854+41.9k
JANE STREET GROUP, LLC Added +34,461+34.5k
GM Advisory Group, LLC New +25,233+25.2k

Biggest sellers

WIN ADVISORS, INC Sold out -126,177-126.2k
Man Group plc Sold out -110,658-110.7k
OSAIC HOLDINGS, INC. Reduced -83,010-83.0k
BANK OF MONTREAL /CAN/ Reduced -78,206-78.2k
Ocean Park Asset Management, LLC Sold out -71,300-71.3k
Robertson Stephens Wealth Management, LLC Sold out -42,848-42.8k
Merit Financial Group, LLC Reduced -35,215-35.2k
Bellecapital International Ltd. Reduced -28,477-28.5k
Bank of New York Mellon Corp Reduced -25,913-25.9k
ASSETMARK, INC Reduced -25,229-25.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-04-23 6.0% new 949.9k≈ $88.8m 2025-04-23

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.01% of their portfolio NEW YORK, NY 1,349,8321.3m $125.6m $125.6m 0.01% Added +1.3m +1,318,406
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,193,0301.2m $111.0m $111.0m 0.00% Added +617.5k +617,475
3 ASSETMARK, INC 0.24% of their portfolio CONCORD, CA 699,149699.1k $65.1m $65.1m 0.24% Reduced -25.2k -25,229
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 563,053563.1k $52.4m $52.4m 0.02% Reduced -6.8k -6,841
5 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 410,575410.6k $38.2m $38.2m 0.07% Added +41.9k +41,854
6 UBS Group AG 0.02% of their portfolio ZURICH, V8 402,337402.3k $37.4m $37.4m 0.02% Added +193.4k +193,351
7 Gradient Investments LLC 0.73% of their portfolio ARDEN HILLS, MN 325,865325.9k $30.3m $30.3m 0.73% Reduced -11.9k -11,901
8 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 269,003269.0k $25.0m $25.0m 0.02% Reduced -16.9k -16,922
9 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 259,190259.2k $24.1m $24.1m 0.04% Reduced -83.0k -83,010
10 Allianz Asset Management GmbH 0.04% of their portfolio MUNICH, 2M 248,441248.4k $23.1m $23.1m 0.04% Added +5.7k +5,675
11 Cetera Investment Advisers 0.18% of their portfolio SCHAUMBURG, IL 231,534231.5k $21.6m $21.6m 0.18% Reduced -11.0k -10,999
12 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 216,989217.0k $20.2m $20.2m 0.00% Reduced -14.2k -14,172
13 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 194,922194.9k $18.1m $18.1m 0.02% Added +34.5k +34,461
14 CWM, LLC 0.09% of their portfolio OMAHA, NE 178,865178.9k $16.6m $16.6m 0.09% Added +43.2k +43,191
15 Financial Management Professionals, Inc. 2.63% of their portfolio AUSTIN, TX 173,089173.1k $16.1m $16.1m 2.63% Added +2.8k +2,752
16 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 148,114148.1k $13.8m $13.8m 0.00% Added +22.3k +22,301
17 OneDigital Investment Advisors LLC 0.21% of their portfolio OVERLAND PARK, KS 130,029130.0k $12.1m $12.1m 0.21% Reduced -8.8k -8,801
18 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 125,281125.3k $11.7m $11.7m 0.01% Added +2.3k +2,298
19 CONDOR CAPITAL MANAGEMENT 1.15% of their portfolio MARTINSVILLE, NJ 115,700115.7k $10.8m $10.8m 1.15% Reduced -4.8k -4,816
20 RMR Wealth Builders 1.23% of their portfolio Montclair, NJ 94,30294.3k $8.8m $8.8m 1.23% Added +786 +786
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 94,20094.2k $8.8m $8.8m 0.00% Reduced -20.2k -20,241
22 Graves Light Lenhart Wealth, Inc. 1.01% of their portfolio HARRISONBURG, VA 86,92986.9k $8.1m $8.1m 1.01% Added +2.7k +2,695
23 Man Group plc 0.02% of their portfolio LONDON, X0 85,58185.6k $8.0m $8.0m 0.02% New
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 85,39585.4k $7.9m $7.9m 0.00% Added +7.7k +7,719
25 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 76,27576.3k $7.1m $7.1m 0.04% Added +2.7k +2,730
26 EXENCIAL WEALTH ADVISORS, LLC 0.28% of their portfolio OKLAHOMA CITY, OK 73,18073.2k $6.8m $6.8m 0.28% Added +3.0k +2,971
27 West Financial Advisors, LLC 1.37% of their portfolio DES MOINES, IA 64,50264.5k $6.0m $6.0m 1.37% New
28 Capital Management Associates, Inc 3.51% of their portfolio MINNEAPOLIS, MN 64,01864.0k $6.0m $6.0m 3.51% First filing
29 Atria Wealth Solutions, Inc. 0.07% of their portfolio NEW YORK, NY 63,19563.2k $5.9m $5.9m 0.07% Added +1.5k +1,522
30 Financial Futures Ltd Liability Co. 4.35% of their portfolio BRIELLE, NJ 62,16662.2k $5.8m $5.8m 4.35% Added +399 +399
31 TD PRIVATE CLIENT WEALTH LLC 0.20% of their portfolio NEW YORK, NY 58,88358.9k $5.5m $5.5m 0.20% Added +6.5k +6,537
32 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 52,51452.5k $4.9m $4.9m 0.00% Reduced -616 -616
33 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 49,50049.5k $4.6m $4.6m 0.00% New
34 SAGE RHINO CAPITAL LLC 1.15% of their portfolio MENLO PARK, CA 48,11048.1k $4.5m $4.5m 1.15% Reduced -553 -553
35 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 46,28146.3k $4.3m $4.3m 0.01% Reduced -1.8k -1,828
36 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 45,71945.7k $4.3m $4.3m 0.01% Added +5.4k +5,419
37 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 45,60945.6k $4.2m $4.2m 0.01% Reduced -2.7k -2,734
38 Alternative Investment Advisors, LLC. 2.61% of their portfolio Maitland, FL 43,15343.2k $4.0m $4.0m 2.61% Reduced -12.0k -12,037
39 MinichMacGregor Wealth Management, LLC 1.16% of their portfolio Saratoga Springs, NY 43,05943.1k $4.0m $4.0m 1.16% Added +5.2k +5,240
40 Mariner, LLC 0.01% of their portfolio Overland Park, KS 42,55342.6k $4.0m $4.0m 0.01% Added +1.0k +1,023
41 Atria Investments, Inc 0.06% of their portfolio Charlotte, NC 41,40841.4k $3.9m $3.9m 0.06% Added +65 +65
42 ROGCO, LP 1.52% of their portfolio CLAREMORE, OK 37,38937.4k $3.5m $3.5m 1.52% Reduced -9.2k -9,235
43 HUNTINGTON NATIONAL BANK 0.03% of their portfolio COLUMBUS, OH 36,41936.4k $3.4m $3.4m 0.03% Added +10.4k +10,377
44 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 32,42732.4k $3.0m $3.0m 0.08% Added +19.5k +19,504
45 Bellecapital International Ltd. 0.65% of their portfolio ZURICH, V8 30,96631.0k $2.9m $2.9m 0.65% Reduced -28.5k -28,477
46 Coastline Trust Co 0.38% of their portfolio PROVIDENCE, RI 30,81530.8k $2.9m $2.9m 0.38% Unchanged
47 Glass Jacobson Investment Advisors llc 1.17% of their portfolio OWINGS MILLS, MD 30,79330.8k $2.9m $2.9m 1.17% Added +3.0k +3,044
48 Compass Financial Group, Inc. 1.47% of their portfolio DEERFIELD BEACH, FL 28,13128.1k $2.6m $2.6m 1.47% Added +30 +30
49 MainStreet Investment Advisors LLC 0.29% of their portfolio CHICAGO, IL 28,01928.0k $2.6m $2.6m 0.29% Added +16.1k +16,135
50 Mechanics Financial Corp 1.45% of their portfolio Mansfield, OH 27,61227.6k $2.6m $2.6m 1.45% Added +154 +154
51 Aspen Investment Management Inc 1.43% of their portfolio GRAND RAPIDS, MI 27,55527.6k $2.6m $2.6m 1.43% Added +299 +299
52 Wealthspire Retirement, LLC 0.43% of their portfolio ALISO VIEJO, CA 27,31927.3k $2.5m $2.5m 0.43% Added +1.2k +1,248
53 SEAMOUNT FINANCIAL GROUP INC 2.35% of their portfolio COLORADO SPRINGS, CO 26,34026.3k $2.5m $2.5m 2.35% First filing
54 Financial & Tax Architects, LLC 0.71% of their portfolio ST LOUIS, MO 25,79525.8k $2.4m $2.4m 0.71% Added +17 +17
55 GM Advisory Group, LLC 0.18% of their portfolio MELVILLE, NY 25,23325.2k $2.3m $2.3m 0.18% New
56 MassMutual Private Wealth & Trust, FSB 0.08% of their portfolio Windsor, CT 24,74024.7k $2.3m $2.3m 0.08% Added +16.9k +16,877
57 Jefferies Financial Group Inc. 0.04% of their portfolio NEW YORK, NY 23,97924.0k $2.2m $2.2m 0.04% Reduced -6.5k -6,465
58 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 23,75623.8k $2.2m $2.2m 0.04% Reduced -538 -538
59 CreativeOne Wealth, LLC 0.14% of their portfolio OVERLAND PARK, KS 23,43523.4k $2.2m $2.2m 0.14% Added +10.4k +10,363
60 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 22,63622.6k $2.1m $2.1m 0.00% Reduced -6.6k -6,626
61 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 20,93020.9k $1.9m $1.9m 0.00% Added +18.0k +17,958
62 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 20,30420.3k $1.9m $1.9m 0.01% Added +13.1k +13,113
63 PEAPACK GLADSTONE FINANCIAL CORP 0.03% of their portfolio BEDMINSTER, NJ 19,96120.0k $1.9m $1.9m 0.03% Reduced -3.7k -3,705
64 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.06% of their portfolio Seattle, WA 19,66719.7k $1.8m $1.8m 0.06% Added +4.2k +4,187
65 CKW FINANCIAL GROUP 0.25% of their portfolio HONOLULU, HI 19,11519.1k $1.8m $1.8m 0.25% Added +57 +57
66 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 18,49318.5k $1.7m $1.7m 0.04% Added +254 +254
67 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 18,01018.0k $1.7m $1.7m 0.00% Reduced -396 -396
68 Friedenthal Financial 1.08% of their portfolio MARLTON, NJ 17,78317.8k $1.7m $1.7m 1.08% Added +321 +321
69 BHK Investment Advisors, LLC 0.91% of their portfolio BIRMINGHAM, AL 17,05017.1k $1.6m $1.6m 0.91% Reduced -18.1k -18,050
70 Visionary Wealth Advisors 0.11% of their portfolio O'FALLON, IL 16,78016.8k $1.6m $1.6m 0.11% Reduced -741 -741
71 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 16,56116.6k $1.5m $1.5m 0.01% Reduced -180 -180
72 GeoWealth Management, LLC 0.12% of their portfolio CHICAGO, IL 16,00516.0k $1.5m $1.5m 0.12% Reduced -729 -729
73 Hoxton Planning & Management, LLC 0.79% of their portfolio SHEPHERDSTOWN, WV 15,98916.0k $1.5m $1.5m 0.79% New
74 Barden Capital Management, Inc. 1.17% of their portfolio AUSTIN, TX 15,92215.9k $1.4m $1.4m 1.17% Unchanged
75 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 15,81115.8k $1.5m $1.5m 0.00% Reduced -6.4k -6,406
76 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 15,16315.2k $1.4m $1.4m 0.02% Added +2.7k +2,745
77 PAX Financial Group, LLC 0.29% of their portfolio SAN ANTONIO, TX 15,03815.0k $1.4m $1.4m 0.29% Added +7.5k +7,548
78 NewSquare Capital LLC 0.13% of their portfolio NEWTOWN SQUARE, PA 14,64614.6k $1.4m $1.4m 0.13% Added +155 +155
79 Roundview Capital LLC 0.13% of their portfolio PRINCETON, NJ 14,61314.6k $1.4m $1.4m 0.13% Reduced -13.8k -13,816
80 JMG Financial Group, Ltd. 0.06% of their portfolio DOWNERS GROVE, IL 14,45014.4k $1.3m $1.3m 0.06% Reduced -3.5k -3,476
81 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 14,44714.4k $1.3m $1.3m 0.00% Added +1.2k +1,202
82 IFG Advisory, LLC 0.10% of their portfolio ATLANTA, GA 14,00014.0k $1.3m $1.3m 0.10% Reduced -459 -459
83 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 13,62013.6k $1.3m $1.3m 0.02% Added +59 +59
84 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 12,58312.6k $1.2m $1.2m 0.01% Added +2.0k +2,005
85 ADAMSBROWN WEALTH CONSULTANTS LLC 0.46% of their portfolio WICHITA, KS 11,44911.4k $1.1m $1.1m 0.46% Added +2.3k +2,299
86 RICHARDSON FINANCIAL SERVICES INC. 0.91% of their portfolio MEDWAY, MA 11,13911.1k $1.0m $1.0m 0.91% First filing
87 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 10,39210.4k $967.3k $967.3k 0.03% Reduced -109 -109
88 Beacon Bridge Wealth Partners, LLC 0.47% of their portfolio LOWER GWYNEDD, PA 10,09110.1k $939.3k $939.3k 0.47% Reduced -1.0k -1,028
89 Allianz Investment Management U.S. LLC 0.06% of their portfolio Minneapolis, MN 9,97710.0k $927.8k $927.8k 0.06% Unchanged
90 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 9,9129.9k $922.6k $922.6k 0.00% Added +4.8k +4,813
91 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 9,9089.9k $926.0k $926.0k 0.00% Added +1.9k +1,941
92 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 9,6919.7k $902.0k $902.0k 0.01% Added +6.1k +6,053
93 Pinnacle Bancorp, Inc. 0.29% of their portfolio BEATRICE, NE 9,6429.6k $897.5k $897.5k 0.29% Unchanged
94 Argent Trust Co 0.04% of their portfolio NASHVILLE, TN 9,4899.5k $883.2k $883.2k 0.04% Reduced -520 -520
95 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 9,2069.2k $856.9k $856.9k 0.01% Reduced -1.2k -1,229
96 Legacy Capital Group California, Inc. 0.33% of their portfolio LOS GATOS, CA 9,0349.0k $840.9k $840.9k 0.33% Reduced -707 -707
97 FINANCIAL COUNSELORS INC 0.01% of their portfolio Overland Park, KS 8,8238.8k $821.2k $821.2k 0.01% Unchanged
98 SOL Capital Management CO 0.11% of their portfolio ROCKVILLE, MD 8,7688.8k $816.0k $816.0k 0.11% Added +275 +275
99 Charter Oak Capital Management, LLC 0.09% of their portfolio PORTSMOUTH, NH 8,0158.0k $746.0k $746.0k 0.09% Added +208 +208
100 &PARTNERS 0.19% of their portfolio NASHVILLE, TN 7,6927.7k $782.1k $782.1k 0.19% New