Vault-13

PIMCO ETF TR HYS

0-5 HIGH YIELD · ETP · CUSIP 72201R783

237 institutional holders +8 vs Q2 2023
7,959,8638.0m shares reported held*
$731.7mreported value*
25 new 95 added 76 reduced 19 sold out net bought ≈ $68.3m (+645.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($34.9k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $91.93. Options: 0 managers hold calls (— notional), 1 hold puts ($78.5k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 217Q4 22: 229Q1 23: 223Q2 23: 229Q3 23: 237237Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022217
Q4 2022229
Q1 2023223
Q2 2023229
Q3 2023237

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 102 bought or addedQ4 22: 107 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 109 cut or sold outQ1 23Q2 23: 102 bought or addedQ2 23: 103 cut or sold outQ2 23Q3 23: 120 bought or addedQ3 23: 95 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022102107
Q1 2023101109
Q2 2023102103
Q3 202312095

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60k$80kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $0Q1 23 puts: $0Q1 23P/C —Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $78.5kQ3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$0$0—
Q2 2023$0$0—
Q3 2023$0$78.5k—

Biggest buyers

OSAIC HOLDINGS, INC. Added +156,405+156.4k
COMMONWEALTH EQUITY SERVICES, LLC Added +153,916+153.9k
MORGAN STANLEY Added +149,143+149.1k
WIN ADVISORS, INC New +126,177+126.2k
AMERIPRISE FINANCIAL INC Added +119,175+119.2k
Man Group plc New +110,658+110.7k
BANK OF MONTREAL /CAN/ Added +78,407+78.4k
Allianz Asset Management GmbH Added +55,895+55.9k
JPMORGAN CHASE & CO New +31,426+31.4k
Bank of New York Mellon Corp New +28,537+28.5k

Biggest sellers

Ocean Park Asset Management, LLC Reduced -132,800-132.8k
Man Group plc Sold out -83,399-83.4k
FLOW TRADERS U.S. LLC Reduced -81,483-81.5k
CWM, LLC Reduced -71,475-71.5k
CAPSTONE INVESTMENT ADVISORS, LLC Sold out -46,200-46.2k
LifePro Asset Management Sold out -26,282-26.3k
Precision Wealth Strategies, LLC Sold out -18,640-18.6k
CIBC Private Wealth Group LLC Reduced -16,100-16.1k
ASSETMARK, INC Reduced -14,070-14.1k
CreativeOne Wealth, LLC Reduced -12,942-12.9k

Biggest calls

None

Biggest puts

Private Advisor Group, LLC New $78.5k86.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-04-23 6.0% new 949.9k≈ $88.8m 2025-04-23

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ASSETMARK, INC 0.26% of their portfolio CONCORD, CA 724,378724.4k $65.4m $65.4m 0.26% Reduced -14.1k -14,070
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 575,555575.6k $52.0m $52.0m 0.01% Added +149.1k +149,143
3 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 569,894569.9k $51.5m $51.5m 0.02% Added +21.0k +21,024
4 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 368,721368.7k $33.3m $33.3m 0.07% Added +153.9k +153,916
5 OSAIC HOLDINGS, INC. 0.05% of their portfolio SCOTTSDALE, AZ 342,200342.2k $30.9m $30.9m 0.05% Added +156.4k +156,405
6 Gradient Investments LLC 0.81% of their portfolio ARDEN HILLS, MN 337,766337.8k $30.5m $30.5m 0.81% Added +3.5k +3,462
7 PNC Financial Services Group, Inc. 0.02% of their portfolio Pittsburgh, PA 285,925285.9k $25.8m $25.8m 0.02% Reduced -6.7k -6,656
8 Allianz Asset Management GmbH 0.04% of their portfolio MUNICH, 2M 242,766242.8k $21.9m $21.9m 0.04% Added +55.9k +55,895
9 Cetera Investment Advisers 0.19% of their portfolio SCHAUMBURG, IL 242,533242.5k $21.9m $21.9m 0.19% Added +2.4k +2,397
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 231,161231.2k $20.9m $20.9m 0.00% Added +4.9k +4,894
11 UBS Group AG 0.01% of their portfolio ZURICH, V8 208,986209.0k $18.9m $18.9m 0.01% Reduced -9.3k -9,297
12 Financial Management Professionals, Inc. 2.70% of their portfolio AUSTIN, TX 170,337170.3k $15.4m $15.4m 2.70% Added +24.5k +24,460
13 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 160,461160.5k $14.5m $14.5m 0.02% Added +23.7k +23,684
14 OneDigital Investment Advisors LLC 0.27% of their portfolio OVERLAND PARK, KS 138,830138.8k $12.5m $12.5m 0.27% Added +18.0k +18,042
15 CWM, LLC 0.08% of their portfolio OMAHA, NE 135,674135.7k $12.3m $12.3m 0.08% Reduced -71.5k -71,475
16 WIN ADVISORS, INC 5.58% of their portfolio PALM BEACH GARDENS, FL 126,177126.2k $11.4m $11.4m 5.58% New
17 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 125,813125.8k $11.4m $11.4m 0.00% Added +119.2k +119,175
18 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 122,983123.0k $11.1m $11.1m 0.01% Added +20.8k +20,846
19 CONDOR CAPITAL MANAGEMENT 1.33% of their portfolio MARTINSVILLE, NJ 120,516120.5k $10.9m $10.9m 1.33% Reduced -1.4k -1,427
20 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 114,441114.4k $10.3m $10.3m 0.00% Added +13.1k +13,114
21 Man Group plc 0.03% of their portfolio LONDON, X0 110,658110.7k $10.0m $10.0m 0.03% New
22 RMR Wealth Builders 1.35% of their portfolio Montclair, NJ 93,51693.5k $8.4m $8.4m 1.35% Added +10.5k +10,519
23 Graves Light Lenhart Wealth, Inc. 1.02% of their portfolio HARRISONBURG, VA 84,23484.2k $7.5m $7.5m 1.02% Added +6.6k +6,610
24 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 78,90778.9k $7.2m $7.2m 0.00% Added +78.4k +78,407
25 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 77,67677.7k $7.0m $7.0m 0.00% Added +4.0k +3,963
26 Cetera Advisor Networks LLC 0.04% of their portfolio EL SEGUNDO, CA 73,54573.5k $6.6m $6.6m 0.04% Reduced -1.1k -1,064
27 Ocean Park Asset Management, LLC 0.29% of their portfolio SANTA MONICA, CA 71,30071.3k $6.4m $6.4m 0.29% Reduced -132.8k -132,800
28 EXENCIAL WEALTH ADVISORS, LLC 0.31% of their portfolio OKLAHOMA CITY, OK 70,20970.2k $6.3m $6.3m 0.31% Reduced -4.0k -4,011
29 Financial Futures Ltd Liability Co. 4.56% of their portfolio BRIELLE, NJ 61,76761.8k $5.6m $5.6m 4.56% Added +27.2k +27,180
30 Atria Wealth Solutions, Inc. 0.08% of their portfolio NEW YORK, NY 61,67361.7k $5.6m $5.6m 0.08% Added +2.9k +2,935
31 Bellecapital International Ltd. 1.35% of their portfolio ZURICH, V8 59,44359.4k $5.4m $5.4m 1.35% Reduced -508 -508
32 Alternative Investment Advisors, LLC. 3.48% of their portfolio Maitland, FL 55,19055.2k $5.0m $5.0m 3.48% First filing
33 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 53,13053.1k $4.8m $4.8m 0.00% Reduced -1.6k -1,559
34 TD PRIVATE CLIENT WEALTH LLC 0.20% of their portfolio NEW YORK, NY 52,34652.3k $4.7m $4.7m 0.20% Added +26.2k +26,159
35 SAGE RHINO CAPITAL LLC 1.23% of their portfolio MENLO PARK, CA 48,66348.7k $4.4m $4.4m 1.23% Added +1.2k +1,204
36 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 48,34348.3k $4.4m $4.4m 0.01% Added +3.8k +3,810
37 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 48,10948.1k $4.3m $4.3m 0.01% Reduced -522 -522
38 ROGCO, LP 2.08% of their portfolio CLAREMORE, OK 46,62446.6k $4.2m $4.2m 2.08% First filing
39 Robertson Stephens Wealth Management, LLC 0.26% of their portfolio San Francisco, CA 42,84842.8k $3.9m $3.9m 0.26% Added +3.4k +3,386
40 Merit Financial Group, LLC 0.13% of their portfolio ALPHARETTA, GA 42,27942.3k $3.8m $3.8m 0.13% Reduced -10.2k -10,205
41 Mariner, LLC 0.01% of their portfolio Overland Park, KS 41,53041.5k $3.8m $3.8m 0.01% Added +1.5k +1,483
42 Atria Investments, Inc 0.07% of their portfolio Charlotte, NC 41,34341.3k $3.7m $3.7m 0.07% Reduced -7.6k -7,600
43 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 40,30040.3k $3.6m $3.6m 0.01% Added +13.8k +13,800
44 MinichMacGregor Wealth Management, LLC 1.13% of their portfolio Saratoga Springs, NY 37,81937.8k $3.4m $3.4m 1.13% Added +2.2k +2,164
45 BHK Investment Advisors, LLC 1.46% of their portfolio BIRMINGHAM, AL 35,10035.1k $3.2m $3.2m 1.46% Reduced -9.4k -9,381
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 31,42631.4k $2.8m $2.8m 0.00% New
47 Coastline Trust Co 0.41% of their portfolio PROVIDENCE, RI 30,81530.8k $2.8m $2.8m 0.41% Unchanged
48 Jefferies Financial Group Inc. 0.07% of their portfolio NEW YORK, NY 30,44430.4k $2.7m $2.7m 0.07% Added +3.0k +3,024
49 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 30,07730.1k $2.7m $2.7m 0.00% Added +26.3k +26,344
50 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 29,26229.3k $2.6m $2.6m 0.01% Added +14.0k +13,977
51 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 28,53728.5k $2.6m $2.6m 0.00% New
52 Roundview Capital LLC 0.26% of their portfolio PRINCETON, NJ 28,42928.4k $2.6m $2.6m 0.26% Added +720 +720
53 Compass Financial Group, Inc. 1.54% of their portfolio DEERFIELD BEACH, FL 28,10128.1k $2.5m $2.5m 1.54% Added +340 +340
54 Glass Jacobson Investment Advisors llc 1.15% of their portfolio OWINGS MILLS, MD 27,74927.7k $2.5m $2.5m 1.15% Added +2.0k +2,022
55 Mechanics Financial Corp 1.36% of their portfolio Mansfield, OH 27,45827.5k $2.5m $2.5m 1.36% Added +93 +93
56 Aspen Investment Management Inc 1.49% of their portfolio GRAND RAPIDS, MI 27,25627.3k $2.5m $2.5m 1.49% Added +419 +419
57 Wealthspire Retirement, LLC 0.45% of their portfolio ALISO VIEJO, CA 26,07126.1k $2.4m $2.4m 0.45% Added +9.1k +9,089
58 HUNTINGTON NATIONAL BANK 0.02% of their portfolio COLUMBUS, OH 26,04226.0k $2.4m $2.4m 0.02% Reduced -1.5k -1,548
59 Financial & Tax Architects, LLC 0.72% of their portfolio ST LOUIS, MO 25,77825.8k $2.3m $2.3m 0.72% Added +987 +987
60 Valmark Advisers, Inc. 0.05% of their portfolio AKRON, OH 24,29424.3k $2.2m $2.2m 0.05% Added +3.5k +3,463
61 PEAPACK GLADSTONE FINANCIAL CORP 0.04% of their portfolio BEDMINSTER, NJ 23,66623.7k $2.1m $2.1m 0.04% Unchanged
62 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 22,21722.2k $2.0m $2.0m 0.00% Added +1.5k +1,476
63 CKW FINANCIAL GROUP 0.26% of their portfolio HONOLULU, HI 19,05819.1k $1.7m $1.7m 0.26% Added +9.7k +9,737
64 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 18,40618.4k $1.7m $1.7m 0.00% Added +500 +500
65 Advisory Services Network, LLC 0.04% of their portfolio ATLANTA, GA 18,23918.2k $1.6m $1.6m 0.04% Added +2.5k +2,534
66 Crestone Asset Management LLC 0.39% of their portfolio BOULDER, CO 18,22218.2k $1.6m $1.6m 0.39% Reduced -3.6k -3,557
67 JMG Financial Group, Ltd. 0.08% of their portfolio DOWNERS GROVE, IL 17,92617.9k $1.6m $1.6m 0.08% Reduced -1.6k -1,553
68 Visionary Wealth Advisors 0.13% of their portfolio O'FALLON, IL 17,52117.5k $1.6m $1.6m 0.13% Reduced -5.9k -5,906
69 Friedenthal Financial 1.07% of their portfolio MARLTON, NJ 17,46217.5k $1.6m $1.6m 1.07% Reduced -233 -233
70 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 16,74116.7k $1.5m $1.5m 0.01% Added +1.5k +1,451
71 GeoWealth Management, LLC 0.17% of their portfolio CHICAGO, IL 16,73416.7k $1.5m $1.5m 0.17% Reduced -1.5k -1,548
72 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 16,38616.4k $1.5m $1.5m 0.01% First filing
73 Barden Capital Management, Inc. 1.40% of their portfolio AUSTIN, TX 15,92215.9k $1.4m $1.4m 1.40% Added +4.1k +4,145
74 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.05% of their portfolio Seattle, WA 15,48015.5k $1.4m $1.4m 0.05% Added +309 +309
75 NewSquare Capital LLC 0.14% of their portfolio NEWTOWN SQUARE, PA 14,49114.5k $1.3m $1.3m 0.14% Added +435 +435
76 IFG Advisory, LLC 0.11% of their portfolio ATLANTA, GA 14,45914.5k $1.3m $1.3m 0.11% Added +16 +16
77 Integrated Wealth Concepts LLC 0.02% of their portfolio WALTHAM, MA 13,56113.6k $1.2m $1.2m 0.02% Reduced -229 -229
78 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 13,24513.2k $1.2m $1.2m 0.00% Reduced -16.1k -16,100
79 CreativeOne Wealth, LLC 0.08% of their portfolio OVERLAND PARK, KS 13,07213.1k $1.2m $1.2m 0.08% Reduced -12.9k -12,942
80 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 12,92312.9k $1.2m $1.2m 0.04% Reduced -12.5k -12,515
81 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 12,41812.4k $1.1m $1.1m 0.02% Reduced -4.3k -4,325
82 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 12,36512.4k $1.1m $1.1m 0.00% Added +1.1k +1,072
83 MainStreet Investment Advisors LLC 0.13% of their portfolio CHICAGO, IL 11,88411.9k $1.1m $1.1m 0.13% Added +4.1k +4,084
84 Beacon Bridge Wealth Partners, LLC 0.53% of their portfolio LOWER GWYNEDD, PA 11,11911.1k $1.0m $1.0m 0.53% Reduced -210 -210
85 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 10,57810.6k $955.2k $955.2k 0.01% Reduced -1.1k -1,062
86 Kingsview Wealth Management, LLC 0.03% of their portfolio GRANTS PASS, OR 10,50110.5k $948.3k $948.3k 0.03% Reduced -1.4k -1,404
87 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 10,43510.4k $942.3k $942.3k 0.01% Added +337 +337
88 COMERICA SECURITIES,INC. 0.08% of their portfolio DETROIT, MI 10,30510.3k $930.5k $930.5k 0.08% Reduced -37 -37
89 Argent Trust Co 0.05% of their portfolio NASHVILLE, TN 10,00910.0k $903.8k $903.8k 0.05% Reduced -2.6k -2,598
90 Allianz Investment Management U.S. LLC 0.06% of their portfolio Minneapolis, MN 9,97710.0k $901.1k $901.1k 0.06% Unchanged
91 Ashton Thomas Private Wealth, LLC 0.07% of their portfolio SCOTTSDALE, AZ 9,8929.9k $893.3k $893.3k 0.07% Added +2.0k +2,039
92 Legacy Capital Group California, Inc. 0.38% of their portfolio LOS GATOS, CA 9,7419.7k $879.6k $879.6k 0.38% Added +4.8k +4,804
93 Pinnacle Bancorp, Inc. 0.31% of their portfolio BEATRICE, NE 9,6429.6k $870.7k $870.7k 0.31% Reduced -703 -703
94 ADAMSBROWN WEALTH CONSULTANTS LLC 0.41% of their portfolio WICHITA, KS 9,1509.2k $826.3k $826.3k 0.41% Added +1.7k +1,738
95 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 8,9408.9k $807.3k $807.3k 0.02% Reduced -4.2k -4,243
96 FINANCIAL COUNSELORS INC 0.02% of their portfolio Overland Park, KS 8,8238.8k $796.7k $796.7k 0.02% New
97 SOL Capital Management CO 0.12% of their portfolio ROCKVILLE, MD 8,4938.5k $767.0k $767.0k 0.12% Added +6.3k +6,275
98 COLUMBIA ADVISORY PARTNERS LLC 0.80% of their portfolio SPOKANE, WA 8,1238.1k $733.5k $733.5k 0.80% Reduced -9 -9
99 BURNS J W & CO INC/NY 0.12% of their portfolio DEWITT, NY 8,0438.0k $726.3k $726.3k 0.12% New
100 Curtis Advisory Group, LLC 0.24% of their portfolio SANTA BARBARA, CA 8,0258.0k $724.7k $724.7k 0.24% Reduced -109 -109