Vault-13

PIMCO ETF TR HYS

0-5 HIGH YIELD · ETP · CUSIP 72201R783

223 institutional holders -6 vs Q4 2022
9,255,9609.3m shares reported held*
$850.2mreported value*
29 new 72 added 75 reduced 34 sold out net bought ≈ $2.4m (+13.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($75.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $91.86.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 217Q4 22: 229Q1 23: 223223Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022217
Q4 2022229
Q1 2023223

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 102 bought or addedQ4 22: 107 cut or sold outQ4 22Q1 23: 101 bought or addedQ1 23: 109 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022102107
Q1 2023101109

Biggest buyers

BANK OF MONTREAL /CAN/ Added +304,292+304.3k
Gradient Investments LLC Added +141,159+141.2k
ENVESTNET ASSET MANAGEMENT INC Added +80,267+80.3k
CWM, LLC Added +72,970+73.0k
Allianz Asset Management GmbH Added +70,047+70.0k
Thrivent Financial for Lutherans Added +55,404+55.4k
OneDigital Investment Advisors LLC Added +53,807+53.8k
CAPSTONE INVESTMENT ADVISORS, LLC New +51,900+51.9k
Cetera Investment Advisers Added +47,719+47.7k
Mariner, LLC New +39,205+39.2k

Biggest sellers

ASSETMARK, INC Reduced -550,249-550.2k
BANK OF NOVA SCOTIA Reduced -204,483-204.5k
MinichMacGregor Wealth Management, LLC Reduced -122,886-122.9k
PNC Financial Services Group, Inc. Reduced -106,269-106.3k
MORGAN STANLEY Reduced -51,500-51.5k
OSAIC HOLDINGS, INC. Reduced -50,228-50.2k
JPMORGAN CHASE & CO Reduced -34,426-34.4k
Algorithmic Investment Models, LLC Sold out -32,605-32.6k
Aveo Capital Partners, LLC Reduced -28,424-28.4k
BANK OF AMERICA CORP /DE/ Reduced -14,241-14.2k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-04-23 6.0% new 949.9k≈ $88.8m 2025-04-23

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 1,541,5851.5m $140.8m $140.8m 0.02% Reduced -34.4k -34,426
2 ASSETMARK, INC 0.28% of their portfolio CONCORD, CA 742,280742.3k $67.8m $67.8m 0.28% Reduced -550.2k -550,249
3 Cercano Management LLC 2.66% of their portfolio BELLEVUE, WA 730,818730.8k $66.7m $66.7m 2.66% Added +22.2k +22,200
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 557,979558.0k $50.9m $50.9m 0.02% Added +80.3k +80,267
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 424,362424.4k $38.7m $38.7m 0.00% Reduced -51.5k -51,500
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 394,038394.0k $36.0m $36.0m 0.00% Reduced -14.2k -14,241
7 UBS Group AG 0.02% of their portfolio ZURICH, V8 392,378392.4k $35.8m $35.8m 0.02% Added +17.7k +17,667
8 PNC Financial Services Group, Inc. 0.03% of their portfolio Pittsburgh, PA 317,849317.8k $29.0m $29.0m 0.03% Reduced -106.3k -106,269
9 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 304,877304.9k $27.9m $27.9m 0.01% Added +304.3k +304,292
10 Cetera Investment Advisers 0.19% of their portfolio SCHAUMBURG, IL 238,617238.6k $21.8m $21.8m 0.19% Added +47.7k +47,719
11 OSAIC HOLDINGS, INC. 0.03% of their portfolio SCOTTSDALE, AZ 170,055170.1k $15.5m $15.5m 0.03% Reduced -50.2k -50,228
12 CWM, LLC 0.09% of their portfolio OMAHA, NE 152,431152.4k $13.9m $13.9m 0.09% Added +73.0k +72,970
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 147,107147.1k $13.4m $13.4m 0.00% Added +19.8k +19,762
14 Gradient Investments LLC 0.35% of their portfolio ARDEN HILLS, MN 141,549141.5k $12.9m $12.9m 0.35% Added +141.2k +141,159
15 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 129,851129.9k $11.9m $11.9m 0.02% Added +14.0k +14,048
16 Financial Management Professionals, Inc. 2.25% of their portfolio AUSTIN, TX 127,701127.7k $11.7m $11.7m 2.25% Added +16.9k +16,858
17 CONDOR CAPITAL MANAGEMENT 1.37% of their portfolio MARTINSVILLE, NJ 120,019120.0k $11.0m $11.0m 1.37% Added +5.3k +5,251
18 FLOW TRADERS U.S. LLC 0.40% of their portfolio NEW YORK, NY 108,574108.6k $9.9m $9.9m 0.40% Added +1.8k +1,777
19 Bellecapital International Ltd. 2.43% of their portfolio ZURICH, V8 106,809106.8k $9.8m $9.8m 2.43% Added +5.5k +5,547
20 OneDigital Investment Advisors LLC 0.21% of their portfolio OVERLAND PARK, KS 99,28999.3k $9.1m $9.1m 0.21% Added +53.8k +53,807
21 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 91,43091.4k $8.3m $8.3m 0.02% Added +2.2k +2,194
22 Allianz Asset Management GmbH 0.02% of their portfolio MUNICH, 2M 82,76882.8k $7.6m $7.6m 0.02% Added +70.0k +70,047
23 RMR Wealth Builders 1.35% of their portfolio Montclair, NJ 78,00978.0k $7.1m $7.1m 1.35% Added +13.3k +13,272
24 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 75,46375.5k $6.9m $6.9m 0.01% Added +7.0k +7,018
25 Cetera Advisor Networks LLC 0.05% of their portfolio EL SEGUNDO, CA 73,93073.9k $6.8m $6.8m 0.05% Reduced -5.6k -5,624
26 Thrivent Financial for Lutherans 0.02% of their portfolio Minneapolis, MN 72,32472.3k $6.5m $6.5m 0.02% Added +55.4k +55,404
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 71,61171.6k $6.5m $6.5m 0.00% Added +818 +818
28 Graves Light Lenhart Wealth, Inc. 1.00% of their portfolio HARRISONBURG, VA 70,48370.5k $6.4m $6.4m 1.00% Added +23.5k +23,522
29 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 58,35358.4k $5.3m $5.3m 0.00% Added +31.3k +31,323
30 CAPSTONE INVESTMENT ADVISORS, LLC 0.15% of their portfolio NEW YORK, NY 51,90051.9k $4.7m $4.7m 0.15% New
31 CAPE ANN SAVINGS BANK 3.23% of their portfolio GLOUCESTER, MA 50,44850.4k $4.6m $4.6m 3.23% Reduced -3.6k -3,587
32 BHK Investment Advisors, LLC 1.94% of their portfolio BIRMINGHAM, AL 48,58148.6k $4.4m $4.4m 1.94% Reduced -700 -700
33 SAGE RHINO CAPITAL LLC 1.26% of their portfolio MENLO PARK, CA 47,40747.4k $4.3m $4.3m 1.26% Added +3.0k +3,006
34 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 43,77243.8k $4.0m $4.0m 0.01% Added +6.3k +6,303
35 Mariner, LLC 0.01% of their portfolio Overland Park, KS 39,20539.2k $3.6m $3.6m 0.01% New
36 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 38,76738.8k $3.5m $3.5m 0.01% Added +8.4k +8,414
37 Atria Investments, Inc 0.07% of their portfolio Charlotte, NC 38,22238.2k $3.5m $3.5m 0.07% New
38 Financial Futures Ltd Liability Co. 2.73% of their portfolio BRIELLE, NJ 35,47335.5k $3.2m $3.2m 2.73% Reduced -3.4k -3,392
39 Merit Financial Group, LLC 0.11% of their portfolio ALPHARETTA, GA 33,34133.3k $3.0m $3.0m 0.11% New
40 Atria Wealth Solutions, Inc. 0.04% of their portfolio NEW YORK, NY 32,96633.0k $3.0m $3.0m 0.04% Added +12.2k +12,188
41 MinichMacGregor Wealth Management, LLC 0.96% of their portfolio Saratoga Springs, NY 31,82231.8k $2.9m $2.9m 0.96% Reduced -122.9k -122,886
42 Coastline Trust Co 0.42% of their portfolio PROVIDENCE, RI 30,81530.8k $2.8m $2.8m 0.42% Added +19.9k +19,942
43 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 30,71630.7k $4.1m $4.1m 0.00% Added +16.5k +16,527
44 Financial & Tax Architects, LLC 0.91% of their portfolio ST LOUIS, MO 30,15830.2k $2.8m $2.8m 0.91% New
45 Roundview Capital LLC 0.27% of their portfolio PRINCETON, NJ 28,19828.2k $2.6m $2.6m 0.27% Reduced -1.4k -1,435
46 HUNTINGTON NATIONAL BANK 0.03% of their portfolio COLUMBUS, OH 27,80327.8k $2.5m $2.5m 0.03% Reduced -514 -514
47 Compass Financial Group, Inc. 1.58% of their portfolio DEERFIELD BEACH, FL 27,65827.7k $2.5m $2.5m 1.58% Added +121 +121
48 Mechanics Financial Corp 1.46% of their portfolio Mansfield, OH 27,47427.5k $2.5m $2.5m 1.46% Added +328 +328
49 Advisors Preferred, LLC 0.79% of their portfolio ROCKVILLE, MD 25,58025.6k $2.3m $2.3m 0.79% New
50 PFS INVESTMENTS INC. 0.04% of their portfolio DULUTH, GA 25,37125.4k $2.3m $2.3m 0.04% Added +1.2k +1,163
51 TOEWS CORP /ADV 0.42% of their portfolio NORTHFIELD, NJ 25,00025.0k $2.3m $2.3m 0.42% New
52 Precision Wealth Strategies, LLC 3.55% of their portfolio SAINT LOUIS, MO 24,81824.8k $2.3m $2.3m 3.55% New
53 Aspen Investment Management Inc 1.44% of their portfolio GRAND RAPIDS, MI 24,68524.7k $2.3m $2.3m 1.44% Added +589 +589
54 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 23,95023.9k $2.2m $2.2m 0.00% Reduced -8.9k -8,944
55 PEAPACK GLADSTONE FINANCIAL CORP 0.04% of their portfolio BEDMINSTER, NJ 23,66623.7k $2.2m $2.2m 0.04% Reduced -300 -300
56 Crestone Asset Management LLC 0.45% of their portfolio BOULDER, CO 23,23123.2k $2.1m $2.1m 0.45% Reduced -1.3k -1,289
57 Visionary Wealth Advisors 0.17% of their portfolio O'FALLON, IL 22,58222.6k $2.1m $2.1m 0.17% Added +2.0k +1,978
58 Valmark Advisers, Inc. 0.04% of their portfolio AKRON, OH 22,53522.5k $2.1m $2.1m 0.04% Added +279 +279
59 TD PRIVATE CLIENT WEALTH LLC 0.09% of their portfolio NEW YORK, NY 22,36022.4k $2.0m $2.0m 0.09% Added +1.3k +1,268
60 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 22,02122.0k $2.0m $2.0m 0.00% Added +1.2k +1,205
61 JMG Financial Group, Ltd. 0.10% of their portfolio DOWNERS GROVE, IL 21,69821.7k $2.0m $2.0m 0.10% Reduced -4.6k -4,606
62 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 21,68921.7k $2.0m $2.0m 0.00% Added +2.8k +2,819
63 HARBOUR INVESTMENTS, INC. 0.10% of their portfolio MADISON, WI 19,65919.7k $1.8m $1.8m 0.10% Added +3.8k +3,753
64 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.07% of their portfolio Seattle, WA 17,83517.8k $1.6m $1.6m 0.07% Reduced -940 -940
65 Friedenthal Financial 1.13% of their portfolio MARLTON, NJ 17,64617.6k $1.6m $1.6m 1.13% Added +1.3k +1,307
66 Wealthspire Retirement, LLC 0.30% of their portfolio ALISO VIEJO, CA 16,56916.6k $1.5m $1.5m 0.30% Added +1.4k +1,375
67 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 16,27416.3k $1.5m $1.5m 0.02% Added +5.3k +5,288
68 Barden Capital Management, Inc. 1.39% of their portfolio AUSTIN, TX 15,98616.0k $1.5m $1.5m 1.39% Reduced -7.9k -7,934
69 Jefferies Financial Group Inc. 0.03% of their portfolio NEW YORK, NY 15,10015.1k $1.4m $1.4m 0.03% Reduced -76 -76
70 IFG Advisory, LLC 0.12% of their portfolio ATLANTA, GA 14,19014.2k $1.3m $1.3m 0.12% Added +128 +128
71 Advisory Services Network, LLC 0.03% of their portfolio ATLANTA, GA 13,51313.5k $1.2m $1.2m 0.03% Added +10.0k +9,976
72 Kingsview Wealth Management, LLC 0.05% of their portfolio GRANTS PASS, OR 13,42613.4k $1.2m $1.2m 0.05% Reduced -1.1k -1,138
73 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 13,18313.2k $1.2m $1.2m 0.02% Unchanged
74 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 12,95813.0k $1.2m $1.2m 0.01% Reduced -820 -820
75 NewSquare Capital LLC 0.14% of their portfolio NEWTOWN SQUARE, PA 12,95113.0k $1.2m $1.2m 0.14% Reduced -43 -43
76 CreativeOne Wealth, LLC 0.06% of their portfolio OVERLAND PARK, KS 12,83512.8k $1.2m $1.2m 0.06% Added +1.7k +1,675
77 Arrowroot Family Office, LLC 0.98% of their portfolio MARINA DEL REY, CA 12,54112.5k $1.1m $1.1m 0.98% First filing
78 COMERICA SECURITIES,INC. 0.08% of their portfolio DETROIT, MI 11,50411.5k $1.1m $1.1m 0.08% Added +11.1k +11,084
79 Beacon Bridge Wealth Partners, LLC 0.62% of their portfolio LOWER GWYNEDD, PA 11,30211.3k $1.0m $1.0m 0.62% Added +894 +894
80 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 11,16611.2k $1.0m $1.0m 0.00% New
81 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 10,41710.4k $951.1k $951.1k 0.01% Reduced -2.9k -2,858
82 Pinnacle Bancorp, Inc. 0.35% of their portfolio BEATRICE, NE 10,33410.3k $943.6k $943.6k 0.35% Added +1.1k +1,131
83 Allianz Investment Management U.S. LLC 0.05% of their portfolio Minneapolis, MN 9,97710.0k $910.6k $910.6k 0.05% Unchanged
84 Man Group plc 0.00% of their portfolio LONDON, X0 9,6699.7k $882.9k $882.9k 0.00% New
85 Curtis Advisory Group, LLC 0.32% of their portfolio SANTA BARBARA, CA 9,4969.5k $867.1k $867.1k 0.32% Reduced -270 -270
86 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 9,3229.3k $852.2k $852.2k 0.00% Reduced -204.5k -204,483
87 CKW FINANCIAL GROUP 0.13% of their portfolio HONOLULU, HI 8,8538.9k $808.0k $808.0k 0.13% Reduced -8.4k -8,366
88 First Interstate Bank 0.06% of their portfolio Billings, MT 8,4428.4k $770.8k $770.8k 0.06% Reduced -2.4k -2,408
89 GeoWealth Management, LLC 0.08% of their portfolio CHICAGO, IL 7,8047.8k $712.0k $712.0k 0.08% Added +886 +886
90 Per Stirling Capital Management, LLC. 0.15% of their portfolio AUSTIN, TX 7,5417.5k $688.6k $688.6k 0.15% Reduced -1.0k -1,045
91 MainStreet Investment Advisors LLC 0.07% of their portfolio CHICAGO, IL 7,4877.5k $683.7k $683.7k 0.07% Reduced -10.6k -10,579
92 CW Advisors, LLC 0.02% of their portfolio BOSTON, MA 7,4797.5k $682.9k $682.9k 0.02% Reduced -101 -101
93 Charter Oak Capital Management, LLC 0.09% of their portfolio PORTSMOUTH, NH 7,4127.4k $676.8k $676.8k 0.09% Added +162 +162
94 Beacon Pointe Advisors, LLC 0.01% of their portfolio NEWPORT BEACH, CA 7,1777.2k $655.3k $655.3k 0.01% Added +1.5k +1,532
95 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 7,1147.1k $649.6k $649.6k 0.02% Reduced -1.1k -1,075
96 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 6,8696.9k $627.2k $627.2k 0.01% New
97 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 6,8656.9k $621.9k $621.9k 0.01% Reduced -2.4k -2,400
98 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 6,6186.6k $604.3k $604.3k 0.00% Reduced -1.3k -1,327
99 LEO BROKERAGE, LLC 0.09% of their portfolio HURST, TX 6,5616.6k $596.9k $596.9k 0.09% First filing
100 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 6,2856.3k $574.0k $574.0k 0.00% Added +3.6k +3,634