Vault-13

PIMCO ETF TR HYS

0-5 HIGH YIELD · ETP · CUSIP 72201R783

229 institutional holders +12 vs Q3 2022
9,272,6469.3m shares reported held*
$829.9mreported value*
33 new 69 added 80 reduced 27 sold out net bought ≈ $45.1m (+505.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($71.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $89.50.

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 217Q4 22: 229229Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022217
Q4 2022229

Biggest buyers

ASSETMARK, INC Added +676,414+676.4k
JPMORGAN CHASE & CO Added +550,980+551.0k
UBS Group AG Added +180,818+180.8k
Cetera Investment Advisers Added +173,965+174.0k
Financial Management Professionals, Inc. Added +110,633+110.6k
MORGAN STANLEY Added +94,709+94.7k
ENVESTNET ASSET MANAGEMENT INC Added +72,321+72.3k
Cetera Advisor Networks LLC Added +58,540+58.5k
OSAIC HOLDINGS, INC. Added +56,538+56.5k
SAGE RHINO CAPITAL LLC New +44,401+44.4k

Biggest sellers

JANE STREET GROUP, LLC Reduced -826,597-826.6k
Advisors Capital Management, LLC Sold out -262,366-262.4k
BANK OF NOVA SCOTIA Reduced -133,070-133.1k
Merit Financial Group, LLC Sold out -69,636-69.6k
OLD MISSION CAPITAL LLC Sold out -41,188-41.2k
CITADEL ADVISORS LLC Reduced -36,386-36.4k
PNC Financial Services Group, Inc. Reduced -34,816-34.8k
CWM, LLC Reduced -33,848-33.8k
United Capital Management of KS, Inc. Sold out -33,117-33.1k
Burt Wealth Advisors Reduced -27,869-27.9k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2025-04-23 6.0% new 949.9k≈ $88.8m 2025-04-23

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 JPMORGAN CHASE & CO 0.02% of their portfolio NEW YORK, NY 1,576,0111.6m $140.7m $140.7m 0.02% Added +551.0k +550,980
2 ASSETMARK, INC 0.50% of their portfolio CONCORD, CA 1,292,5291.3m $115.4m $115.4m 0.50% Added +676.4k +676,414
3 Cercano Management LLC 2.57% of their portfolio BELLEVUE, WA 708,618708.6k $63.3m $63.3m 2.57% First filing
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 477,712477.7k $42.6m $42.6m 0.02% Added +72.3k +72,321
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 475,862475.9k $42.5m $42.5m 0.00% Added +94.7k +94,709
6 PNC Financial Services Group, Inc. 0.04% of their portfolio Pittsburgh, PA 424,118424.1k $37.9m $37.9m 0.04% Reduced -34.8k -34,816
7 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 408,279408.3k $36.4m $36.4m 0.00% Reduced -22.4k -22,449
8 UBS Group AG 0.02% of their portfolio ZURICH, V8 374,711374.7k $33.4m $33.4m 0.02% Added +180.8k +180,818
9 OSAIC HOLDINGS, INC. 0.04% of their portfolio SCOTTSDALE, AZ 220,283220.3k $19.7m $19.7m 0.04% Added +56.5k +56,538
10 BANK OF NOVA SCOTIA 0.05% of their portfolio TORONTO, A6 213,805213.8k $19.1m $19.1m 0.05% Reduced -133.1k -133,070
11 Cetera Investment Advisers 0.16% of their portfolio SCHAUMBURG, IL 190,898190.9k $17.0m $17.0m 0.16% Added +174.0k +173,965
12 MinichMacGregor Wealth Management, LLC 4.98% of their portfolio Saratoga Springs, NY 154,708154.7k $13.8m $13.8m 4.98% Added +1.1k +1,112
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 127,345127.3k $11.4m $11.4m 0.00% Added +4.1k +4,104
14 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 115,803115.8k $10.3m $10.3m 0.02% Reduced -826.6k -826,597
15 CONDOR CAPITAL MANAGEMENT 1.28% of their portfolio MARTINSVILLE, NJ 114,768114.8k $10.2m $10.2m 1.28% Added +15.9k +15,914
16 Financial Management Professionals, Inc. 2.02% of their portfolio AUSTIN, TX 110,843110.8k $9.9m $9.9m 2.02% Added +110.6k +110,633
17 FLOW TRADERS U.S. LLC 0.48% of their portfolio NEW YORK, NY 106,797106.8k $9.5m $9.5m 0.48% Added +398 +398
18 Bellecapital International Ltd. 2.54% of their portfolio ZURICH, V8 101,262101.3k $9.0m $9.0m 2.54% Reduced -1.5k -1,519
19 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 89,23689.2k $8.0m $8.0m 0.02% Added +9.1k +9,146
20 Cetera Advisor Networks LLC 0.06% of their portfolio EL SEGUNDO, CA 79,55479.6k $7.1m $7.1m 0.06% Added +58.5k +58,540
21 CWM, LLC 0.05% of their portfolio OMAHA, NE 79,46179.5k $7.1m $7.1m 0.05% Reduced -33.8k -33,848
22 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 70,79370.8k $6.3m $6.3m 0.00% Reduced -1.0k -1,034
23 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 68,44568.4k $6.1m $6.1m 0.01% Reduced -24.5k -24,546
24 RMR Wealth Builders 1.32% of their portfolio Montclair, NJ 64,73764.7k $5.8m $5.8m 1.32% Added +2.8k +2,785
25 CAPE ANN SAVINGS BANK 3.53% of their portfolio GLOUCESTER, MA 54,03554.0k $4.8m $4.8m 3.53% Reduced -11.7k -11,746
26 BHK Investment Advisors, LLC 2.47% of their portfolio BIRMINGHAM, AL 49,28149.3k $4.4m $4.4m 2.47% Reduced -8.8k -8,750
27 Graves Light Lenhart Wealth, Inc. 0.64% of their portfolio HARRISONBURG, VA 46,96147.0k $4.2m $4.2m 0.64% Added +25.1k +25,055
28 OneDigital Investment Advisors LLC 0.12% of their portfolio OVERLAND PARK, KS 45,48245.5k $4.1m $4.1m 0.12% Added +25.0k +24,952
29 SAGE RHINO CAPITAL LLC 1.26% of their portfolio MENLO PARK, CA 44,40144.4k $4.0m $4.0m 1.26% New
30 Financial Futures Ltd Liability Co. 3.13% of their portfolio BRIELLE, NJ 38,86538.9k $3.5m $3.5m 3.13% Reduced -8.4k -8,371
31 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 37,46937.5k $3.3m $3.3m 0.01% Added +5.2k +5,185
32 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 32,89432.9k $2.9m $2.9m 0.01% Added +3.6k +3,616
33 Algorithmic Investment Models, LLC 2.05% of their portfolio Boston, MA 32,60532.6k $2.9m $2.9m 2.05% Added +2.7k +2,693
34 Aveo Capital Partners, LLC 0.43% of their portfolio ENGLEWOOD, CO 32,30232.3k $2.9m $2.9m 0.43% Added +24.0k +24,002
35 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 30,35330.4k $2.7m $2.7m 0.00% Reduced -88 -88
36 Roundview Capital LLC 0.30% of their portfolio PRINCETON, NJ 29,63329.6k $2.6m $2.6m 0.30% Reduced -5.4k -5,449
37 HUNTINGTON NATIONAL BANK 0.03% of their portfolio COLUMBUS, OH 28,31728.3k $2.5m $2.5m 0.03% Reduced -4.0k -4,013
38 Compass Financial Group, Inc. 1.60% of their portfolio DEERFIELD BEACH, FL 27,53727.5k $2.5m $2.5m 1.60% Reduced -338 -338
39 Mechanics Financial Corp 1.44% of their portfolio Mansfield, OH 27,14627.1k $2.4m $2.4m 1.44% Added +306 +306
40 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 27,03027.0k $2.4m $2.4m 0.00% Reduced -2.3k -2,278
41 JMG Financial Group, Ltd. 0.13% of their portfolio DOWNERS GROVE, IL 26,30426.3k $2.3m $2.3m 0.13% Reduced -303 -303
42 Crestone Asset Management LLC 0.46% of their portfolio BOULDER, CO 24,52024.5k $2.2m $2.2m 0.46% Added +3.1k +3,082
43 PFS INVESTMENTS INC. 0.04% of their portfolio DULUTH, GA 24,20824.2k $2.2m $2.2m 0.04% Added +75 +75
44 Aspen Investment Management Inc 1.41% of their portfolio GRAND RAPIDS, MI 24,09624.1k $2.2m $2.2m 1.41% Reduced -1.2k -1,152
45 PEAPACK GLADSTONE FINANCIAL CORP 0.04% of their portfolio BEDMINSTER, NJ 23,96624.0k $2.1m $2.1m 0.04% Unchanged
46 Barden Capital Management, Inc. 2.19% of their portfolio AUSTIN, TX 23,92023.9k $2.1m $2.1m 2.19% Added +928 +928
47 Glass Jacobson Investment Advisors llc 1.04% of their portfolio OWINGS MILLS, MD 23,45223.5k $2.1m $2.1m 1.04% First filing
48 Valmark Advisers, Inc. 0.05% of their portfolio AKRON, OH 22,25622.3k $2.0m $2.0m 0.05% Added +2.8k +2,829
49 TD PRIVATE CLIENT WEALTH LLC 0.09% of their portfolio NEW YORK, NY 21,09221.1k $1.9m $1.9m 0.09% Reduced -10.7k -10,661
50 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 20,81620.8k $1.9m $1.9m 0.00% Reduced -865 -865
51 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 20,77820.8k $1.9m $1.9m 0.03% Added +5.9k +5,914
52 Visionary Wealth Advisors 0.17% of their portfolio O'FALLON, IL 20,60420.6k $1.8m $1.8m 0.17% Added +5.9k +5,910
53 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,87018.9k $1.7m $1.7m 0.00% Added +1.4k +1,396
54 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.08% of their portfolio Seattle, WA 18,77518.8k $1.7m $1.7m 0.08% Reduced -738 -738
55 MainStreet Investment Advisors LLC 0.18% of their portfolio CHICAGO, IL 18,06618.1k $1.6m $1.6m 0.18% Added +7.4k +7,395
56 CKW FINANCIAL GROUP 0.26% of their portfolio HONOLULU, HI 17,21917.2k $1.5m $1.5m 0.26% Added +8.3k +8,332
57 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 16,92016.9k $1.5m $1.5m 0.00% Reduced -5.9k -5,902
58 Ascent Group, LLC 0.17% of their portfolio VIRGINIA BEACH, VA 16,52716.5k $1.5m $1.5m 0.17% Reduced -16.2k -16,188
59 Friedenthal Financial 1.01% of their portfolio MARLTON, NJ 16,33916.3k $1.5m $1.5m 1.01% Added +60 +60
60 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 15,90615.9k $1.4m $1.4m 0.09% Added +7.1k +7,129
61 Wealthspire Retirement, LLC 0.30% of their portfolio ALISO VIEJO, CA 15,19415.2k $1.4m $1.4m 0.30% Added +11.4k +11,405
62 Jefferies Financial Group Inc. 0.02% of their portfolio NEW YORK, NY 15,17615.2k $1.4m $1.4m 0.02% New
63 SevenOneSeven Capital Management 2.84% of their portfolio LANCASTER, PA 14,78014.8k $1.3m $1.3m 2.84% Added +18 +18
64 Kingsview Wealth Management, LLC 0.06% of their portfolio GRANTS PASS, OR 14,56414.6k $1.3m $1.3m 0.06% Added +3.1k +3,132
65 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 14,18914.2k $1.3m $1.3m 0.00% Reduced -3.5k -3,496
66 IFG Advisory, LLC 0.12% of their portfolio ATLANTA, GA 14,06214.1k $1.3m $1.3m 0.12% Added +2.4k +2,407
67 Csenge Advisory Group 0.10% of their portfolio CLEARWATER, FL 13,95914.0k $1.2m $1.2m 0.10% New
68 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 13,77813.8k $1.2m $1.2m 0.01% Added +148 +148
69 Sargent Bickham Lagudis LLC 0.10% of their portfolio Boulder, CO 13,28713.3k $1.2m $1.2m 0.10% Reduced -2.3k -2,261
70 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 13,27513.3k $196.3k $196.3k 0.01% Added +22 +22
71 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 13,22113.2k $1.2m $1.2m 0.00% Unchanged
72 STEPHENS INC /AR/ 0.02% of their portfolio LITTLE ROCK, AR 13,18313.2k $1.2m $1.2m 0.02% Unchanged
73 NewSquare Capital LLC 0.14% of their portfolio NEWTOWN SQUARE, PA 12,99413.0k $1.2m $1.2m 0.14% Reduced -3.9k -3,907
74 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 12,72112.7k $1.1m $1.1m 0.00% Reduced -1.9k -1,868
75 Laurel Wealth Advisors, Inc. 0.11% of their portfolio SOLANA BEACH, CA 12,47612.5k $1.1m $1.1m 0.11% New
76 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 11,25211.3k $1.0m $1.0m 0.00% Reduced -36.4k -36,386
77 CreativeOne Wealth, LLC 0.05% of their portfolio OVERLAND PARK, KS 11,16011.2k $996.0k $996.0k 0.05% Reduced -399 -399
78 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 10,98611.0k $980.6k $980.6k 0.02% New
79 Coastline Trust Co 0.14% of their portfolio PROVIDENCE, RI 10,87310.9k $970.5k $970.5k 0.14% Reduced -26.2k -26,200
80 First Interstate Bank 0.07% of their portfolio Billings, MT 10,85010.8k $968.0k $968.0k 0.07% Reduced -482 -482
81 Beacon Bridge Wealth Partners, LLC 0.68% of their portfolio LOWER GWYNEDD, PA 10,40810.4k $929.0k $929.0k 0.68% First filing
82 Allianz Investment Management U.S. LLC 0.08% of their portfolio Minneapolis, MN 9,97710.0k $891.0k $891.0k 0.08% Unchanged
83 Curtis Advisory Group, LLC 0.35% of their portfolio SANTA BARBARA, CA 9,7669.8k $871.7k $871.7k 0.35% Added +4.8k +4,809
84 TD Waterhouse Canada Inc. 0.01% of their portfolio TORONTO, A6 9,2659.3k $827.6k $827.6k 0.01% Added +3.5k +3,545
85 Pinnacle Bancorp, Inc. 0.32% of their portfolio BEATRICE, NE 9,2039.2k $821.0k $821.0k 0.32% Reduced -49 -49
86 MassMutual Private Wealth & Trust, FSB 0.03% of their portfolio Windsor, CT 8,7938.8k $785.0k $785.0k 0.03% Added +7.4k +7,428
87 Stratos Wealth Partners, LTD. 0.02% of their portfolio BEACHWOOD, OH 8,7608.8k $781.9k $781.9k 0.02% Added +3.7k +3,727
88 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 8,6318.6k $770.0k $770.0k 0.01% Reduced -4.1k -4,058
89 Per Stirling Capital Management, LLC. 0.14% of their portfolio AUSTIN, TX 8,5868.6k $766.4k $766.4k 0.14% First filing
90 Signify Wealth 0.66% of their portfolio SAINT LOUIS, MO 8,4628.5k $755.3k $755.3k 0.66% Reduced -992 -992
91 Foundations Investment Advisors, LLC 0.03% of their portfolio PHOENIX, AZ 8,1898.2k $731.0k $731.0k 0.03% Added +5.0k +4,986
92 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 7,9457.9k $716.0k $716.0k 0.00% Reduced -14.7k -14,654
93 CW Advisors, LLC 0.02% of their portfolio BOSTON, MA 7,5807.6k $676.6k $676.6k 0.02% Reduced -143 -143
94 Charter Oak Capital Management, LLC 0.10% of their portfolio PORTSMOUTH, NH 7,2507.2k $647.2k $647.2k 0.10% Reduced -936 -936
95 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 7,0397.0k $628.0k $628.0k 0.00% Reduced -11.0k -10,993
96 GeoWealth Management, LLC 0.07% of their portfolio CHICAGO, IL 6,9186.9k $617.0k $617.0k 0.07% Added +1.5k +1,545
97 Burt Wealth Advisors 0.20% of their portfolio North Bethesda, MD 6,7476.7k $602.2k $602.2k 0.20% Reduced -27.9k -27,869
98 LifePro Asset Management 0.40% of their portfolio San Diego, CA 6,1756.2k $551.2k $551.2k 0.40% New
99 Peregrine Asset Advisers, Inc. 0.58% of their portfolio Portland, OR 6,1206.1k $546.3k $546.3k 0.58% Reduced -886 -886
100 RAINEY & RANDALL WEALTH ADVISORS INC. 0.19% of their portfolio Celebration, FL 6,1066.1k $545.0k $545.0k 0.19% Reduced -10.3k -10,252