Vault-13

PIMCO ETF TR BOND

ACTIVE BD ETF · ETP · CUSIP 72201R775

450 institutional holders +32 vs Q3 2024
43,410,28743.4m shares reported held*
$3.9bnreported value*
32 new 191 added 127 reduced 32 sold out net bought ≈ $430.6m (+4.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($10.8m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $90.52.

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 344Q4 22: 369Q1 23: 373Q2 23: 375Q3 23: 367Q4 23: 403Q1 24: 399Q2 24: 397Q3 24: 418Q4 24: 450450Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022344
Q4 2022369
Q1 2023373
Q2 2023375
Q3 2023367
Q4 2023403
Q1 2024399
Q2 2024397
Q3 2024418
Q4 2024450

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q1 23: 181 bought or addedQ1 23: 163 cut or sold outQ2 23: 189 bought or addedQ2 23: 158 cut or sold outQ2 23Q3 23: 192 bought or addedQ3 23: 157 cut or sold outQ4 23: 215 bought or addedQ4 23: 169 cut or sold outQ4 23Q1 24: 221 bought or addedQ1 24: 160 cut or sold outQ2 24: 213 bought or addedQ2 24: 164 cut or sold outQ2 24Q3 24: 240 bought or addedQ3 24: 137 cut or sold outQ4 24: 223 bought or addedQ4 24: 159 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 2023181163
Q2 2023189158
Q3 2023192157
Q4 2023215169
Q1 2024221160
Q2 2024213164
Q3 2024240137
Q4 2024223159

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ1 24 calls: $0Q1 24 puts: $211.3kQ1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —Q4 24 calls: $0Q4 24 puts: $0Q4 24P/C —
Numbers
QuarterCallsPutsP/C
Q1 2024$0$211.3k—
Q2 2024$0$0—
Q3 2024$0$0—
Q4 2024$0$0—

Biggest buyers

Essential Planning, LLC. Added +1,850,717+1.9m
Koss-Olinger Consulting, LLC Added +409,695+409.7k
MORGAN STANLEY Added +390,653+390.7k
BNP PARIBAS FINANCIAL MARKETS New +358,746+358.7k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +319,529+319.5k
LPL Financial LLC Added +208,378+208.4k
Kestra Advisory Services, LLC Added +187,567+187.6k
Waverly Advisors, LLC Added +169,730+169.7k
UBS Group AG Added +151,045+151.0k
NewEdge Advisors, LLC Added +146,885+146.9k

Biggest sellers

JPMORGAN CHASE & CO Reduced -533,307-533.3k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Reduced -446,242-446.2k
TECTONIC ADVISORS LLC Reduced -197,720-197.7k
One Capital Management, LLC Sold out -120,978-121.0k
Ocean Park Asset Management, LLC Sold out -95,700-95.7k
OSAIC HOLDINGS, INC. Reduced -82,149-82.1k
Ascentis Independent Advisors Reduced -72,984-73.0k
TRUIST FINANCIAL CORP Reduced -72,659-72.7k
Cornerstone Advisory, LLC Reduced -67,291-67.3k
MILESTONE ASSET MANAGEMENT, LLC Reduced -60,904-60.9k

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 1.40% of their portfolio OMAHA, NE 3,739,5863.7m $338.1m $338.1m 1.40% Added +127.2k +127,172
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 3,194,7793.2m $288.9m $288.9m 0.02% Added +390.7k +390,653
3 Essential Planning, LLC. 1.14% of their portfolio PORTSMOUTH, NH 1,894,3801.9m $174.5m $174.5m 1.14% Added +1.9m +1,850,717
4 TECTONIC ADVISORS LLC 9.64% of their portfolio FRISCO, TX 1,630,5301.6m $147.4m $147.4m 9.64% Reduced -197.7k -197,720
5 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,546,1581.5m $139.8m $139.8m 0.03% Added +30.3k +30,257
6 ENVESTNET ASSET MANAGEMENT INC 0.04% of their portfolio Berwyn, PA 1,542,9941.5m $139.5m $139.5m 0.04% Reduced -22.1k -22,099
7 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,482,0551.5m $134.0m $134.0m 0.05% Added +208.4k +208,378
8 OneDigital Investment Advisors LLC 1.21% of their portfolio OVERLAND PARK, KS 1,154,2361.2m $104.4m $104.4m 1.21% Added +129.4k +129,366
9 UBS Group AG 0.02% of their portfolio ZURICH, V8 1,022,2761.0m $92.4m $92.4m 0.02% Added +151.0k +151,045
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,006,4861.0m $91.0m $91.0m 0.01% Added +14.3k +14,278
11 OSAIC HOLDINGS, INC. 0.20% of their portfolio SCOTTSDALE, AZ 975,349975.3k $88.2m $88.2m 0.20% Reduced -82.1k -82,149
12 RAYMOND JAMES FINANCIAL INC 0.03% of their portfolio ST. PETERSBURG, FL 906,294906.3k $81.9m $81.9m 0.03% First filing
13 Koss-Olinger Consulting, LLC 5.29% of their portfolio GAINESVILLE, FL 667,584667.6k $60.4m $60.4m 5.29% Added +409.7k +409,695
14 NewEdge Advisors, LLC 0.33% of their portfolio NEW ORLEANS, LA 609,082609.1k $55.1m $55.1m 0.33% Added +146.9k +146,885
15 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 569,734569.7k $51.5m $51.5m 0.01% Reduced -4.6k -4,570
16 COMMONWEALTH EQUITY SERVICES, LLC 0.07% of their portfolio WALTHAM, MA 560,877560.9k $50.7m $50.7m 0.07% Added +30.5k +30,515
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 533,985534.0k $48.3m $48.3m 0.00% Reduced -533.3k -533,307
18 Sand Hill Global Advisors, LLC 2.02% of their portfolio Palo Alto, CA 527,443527.4k $47.7m $47.7m 2.02% Reduced -6.2k -6,238
19 AE Wealth Management LLC 0.40% of their portfolio TOPEKA, KS 517,877517.9k $46.8m $46.8m 0.40% Added +137.2k +137,170
20 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.08% of their portfolio PLYMOUTH, MN 459,955460.0k $41.6m $41.6m 0.08% Added +319.5k +319,529
21 Cetera Investment Advisers 0.09% of their portfolio SCHAUMBURG, IL 454,998455.0k $41.1m $41.1m 0.09% Added +50.9k +50,925
22 PRUDENT INVESTORS NETWORK, INC. 11.26% of their portfolio LAKE FOREST, CA 425,488425.5k $38.5m $38.5m 11.26% Added +39.2k +39,163
23 RFG Advisory, LLC 1.03% of their portfolio BIRMINGHAM, AL 400,887400.9k $36.2m $36.2m 1.03% Added +10.1k +10,083
24 Concurrent Investment Advisors, LLC 0.93% of their portfolio Tampa, FL 381,576381.6k $34.5m $34.5m 0.93% Added +53.4k +53,384
25 CreativeOne Wealth, LLC 1.05% of their portfolio OVERLAND PARK, KS 377,268377.3k $34.1m $34.1m 1.05% Added +46.7k +46,703
26 Sanctuary Advisors, LLC 0.21% of their portfolio INDIANAPOLIS, IN 371,080371.1k $33.8m $33.8m 0.21% Added +23.2k +23,180
27 SCOTIA CAPITAL INC. 0.18% of their portfolio TORONTO, A6 370,718370.7k $33.5m $33.5m 0.18% Reduced -20.1k -20,083
28 Kestra Advisory Services, LLC 0.18% of their portfolio AUSTIN, TX 369,381369.4k $33.4m $33.4m 0.18% Added +187.6k +187,567
29 BNP PARIBAS FINANCIAL MARKETS 0.03% of their portfolio PARIS, I0 358,746358.7k $32.4m $32.4m 0.03% New
30 MERCER GLOBAL ADVISORS INC /ADV 0.07% of their portfolio DENVER, CO 323,019323.0k $29.2m $29.2m 0.07% Added +128.4k +128,433
31 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 321,966322.0k $29.5m $29.5m 0.06% Reduced -5.3k -5,278
32 Hudson Capital Management LLC 8.74% of their portfolio RAMSEY, NJ 310,891310.9k $28.1m $28.1m 8.74% Added +6.8k +6,777
33 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 264,307264.3k $23.9m $23.9m 0.02% Added +9.6k +9,637
34 Southland Equity Partners LLC 5.40% of their portfolio WILDWOOD, MO 256,632256.6k $23.2m $23.2m 5.40% Reduced -852 -852
35 Goldstein Advisors, LLC 3.26% of their portfolio Madison, WI 248,188248.2k $22.4m $22.4m 3.26% Added +22.8k +22,826
36 Flaharty Asset Management, LLC 3.18% of their portfolio CLEARWATER, FL 241,235241.2k $21.8m $21.8m 3.18% Added +20.8k +20,768
37 Vickerman Investment Advisors, Inc. 5.87% of their portfolio SPOKANE, WA 239,118239.1k $21.6m $21.6m 5.87% Reduced -5.4k -5,436
38 Horizon Investments, LLC 0.61% of their portfolio Charlotte, NC 237,863237.9k $21.4m $21.4m 0.61% Reduced -4.7k -4,736
39 Kelman-Lazarov, Inc. 3.82% of their portfolio MEMPHIS, TN 234,930234.9k $21.2m $21.2m 3.82% Added +4.3k +4,281
40 Waverly Advisors, LLC 0.33% of their portfolio BIRMINGHAM, AL 234,736234.7k $21.2m $21.2m 0.33% Added +169.7k +169,730
41 Legacy Private Trust Co. 1.37% of their portfolio NEENAH, WI 231,669231.7k $20.9m $20.9m 1.37% Added +19.0k +19,033
42 FSM Wealth Advisors, LLC 5.09% of their portfolio CLEVELAND, OH 230,180230.2k $20.8m $20.8m 5.09% Added +36.3k +36,298
43 Sowell Financial Services LLC 1.09% of their portfolio NORTH LITTLE ROCK, AR 229,509229.5k $20.8m $20.8m 1.09% Added +114.0k +114,037
44 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 225,119225.1k $20.4m $20.4m 0.03% Added +122.1k +122,071
45 Christian Investment Advisors, Inc. 14.49% of their portfolio NEW BRAUNFELS, TX 221,662221.7k $20.0m $20.0m 14.49% First filing
46 AVANTAX ADVISORY SERVICES, INC. 0.12% of their portfolio DALLAS, TX 214,221214.2k $19.4m $19.4m 0.12% Added +14.7k +14,695
47 Your Advocates Ltd., LLP 7.69% of their portfolio HOUSTON, TX 213,897213.9k $19.3m $19.3m 7.69% Added +13.5k +13,470
48 Alpha Cubed Investments, LLC 0.78% of their portfolio COSTA MESA, CA 189,046189.0k $17.1m $17.1m 0.78% Reduced -21.6k -21,569
49 Freedom Investment Management, Inc. 1.41% of their portfolio SOUTH WINDSOR, CT 187,923187.9k $17.0m $17.0m 1.41% Reduced -8.9k -8,945
50 Stratos Wealth Partners, LTD. 0.23% of their portfolio BEACHWOOD, OH 177,189177.2k $16.0m $16.0m 0.23% Reduced -8.5k -8,453
51 NOVEM GROUP 2.32% of their portfolio Rochester, NY 172,860172.9k $15.6m $15.6m 2.32% First filing
52 Cornerstone Wealth Management, LLC 1.01% of their portfolio ST. PETERS, MO 165,985166.0k $15.0m $15.0m 1.01% Added +59.6k +59,623
53 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 158,871158.9k $14.4m $14.4m 0.01% Added +17.3k +17,293
54 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 158,260158.3k $14.3m $14.3m 0.05% Added +3.8k +3,817
55 PAX Financial Group, LLC 2.54% of their portfolio SAN ANTONIO, TX 156,699156.7k $14.2m $14.2m 2.54% Added +7.6k +7,553
56 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 153,114153.1k $13.8m $13.8m 0.00% Added +4.0k +4,003
57 Private Advisor Group, LLC 0.08% of their portfolio MORRISTOWN, NJ 151,736151.7k $13.7m $13.7m 0.08% Added +43.9k +43,892
58 GeoWealth Management, LLC 0.44% of their portfolio CHICAGO, IL 150,142150.1k $13.6m $13.6m 0.44% Added +37 +37
59 Mariner, LLC 0.02% of their portfolio Overland Park, KS 144,601144.6k $13.1m $13.1m 0.02% Added +87.6k +87,621
60 ACIMA PRIVATE WEALTH, LLC 4.37% of their portfolio RICHMOND, VA 143,656143.7k $13.0m $13.0m 4.37% Added +12.8k +12,811
61 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 142,123142.1k $12.9m $12.9m 0.04% Added +12.5k +12,523
62 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 141,219141.2k $12.8m $12.8m 0.04% Reduced -33.7k -33,662
63 Independent Advisor Alliance 0.17% of their portfolio CHARLOTTE, NC 140,493140.5k $12.7m $12.7m 0.17% New
64 John W. Brooker & Co., CPAs 5.37% of their portfolio OAKLAND, CA 137,584137.6k $12.4m $12.4m 5.37% Reduced -33.8k -33,810
65 VICUS CAPITAL 1.08% of their portfolio STATE COLLEGE, PA 134,217134.2k $12.1m $12.1m 1.08% Added +2.3k +2,291
66 KWMG, LLC 1.24% of their portfolio OVERLAND PARK, KS 132,675132.7k $12.0m $12.0m 1.24% Added +1.8k +1,824
67 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 131,724131.7k $11.9m $11.9m 0.04% Added +16.9k +16,938
68 Dunhill Financial, LLC 5.40% of their portfolio LONDON, X0 128,360128.4k $11.6m $11.6m 5.40% Added +29.2k +29,181
69 Sheridan Capital Management, LLC 8.10% of their portfolio San Rafael, CA 127,579127.6k $11.5m $11.5m 8.10% Reduced -2.1k -2,112
70 Clearstead Advisors, LLC 0.17% of their portfolio CLEVELAND, OH 126,631126.6k $11.4m $11.4m 0.17% Added +36.5k +36,487
71 B. Riley Wealth Advisors, Inc. 0.37% of their portfolio MEMPHIS, TN 125,813125.8k $11.4m $11.4m 0.37% Reduced -9.1k -9,125
72 Bouvel Investment Partners, LLC 3.97% of their portfolio PHOENIXVILLE, PA 121,748121.7k $11.0m $11.0m 3.97% Reduced -2.0k -2,011
73 Bleakley Financial Group, LLC 0.33% of their portfolio PARSIPPANY, NJ 119,766119.8k $10.8m $10.8m 0.33% Added +688 +688
74 M Holdings Securities, Inc. 1.70% of their portfolio PORTLAND, OR 116,617116.6k $10.5m $10.5m 1.70% Added +3.7k +3,707
75 Meriwether Wealth & Planning, LLC 7.34% of their portfolio MINDEN, LA 114,000114.0k $10.3m $10.3m 7.34% First filing
76 Smart Portfolios, LLC 10.70% of their portfolio LAKE FOREST PARK, WA 113,037113.0k $10.2m $10.2m 10.70% Reduced -3.0k -3,047
77 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 112,861112.9k $10.2m $10.2m 0.01% Added +108.9k +108,883
78 FOUNDERS FINANCIAL SECURITIES LLC 0.88% of their portfolio TOWSON, MD 108,384108.4k $9.8m $9.8m 0.88% Reduced -5.7k -5,659
79 VALLEY NATIONAL ADVISERS INC 1.73% of their portfolio BETHLEHEM, PA 106,725106.7k $9.6m $9.6m 1.73% Added +4.7k +4,664
80 AdvisorNet Financial, Inc 0.81% of their portfolio MINNETONKA, MN 106,488106.5k $9.6m $9.6m 0.81% Added +31.3k +31,275
81 STEPH & CO 3.22% of their portfolio MARINETTE, WI 105,493105.5k $9.5m $9.5m 3.22% Reduced -15.8k -15,763
82 IFG Advisory, LLC 0.54% of their portfolio ATLANTA, GA 105,397105.4k $9.5m $9.5m 0.54% Added +1.9k +1,949
83 Brookstone Capital Management 0.14% of their portfolio WHEATON, IL 103,634103.6k $9.4m $9.4m 0.14% Added +32.3k +32,348
84 TD Capital Management LLC 0.94% of their portfolio MEMPHIS, TN 102,053102.1k $9.2m $9.2m 0.94% Reduced -9.1k -9,110
85 GM Advisory Group, LLC 0.51% of their portfolio MELVILLE, NY 101,155101.2k $9.1m $9.1m 0.51% Added +1.3k +1,251
86 Destination Wealth Management 0.26% of their portfolio Walnut Creek, CA 93,67793.7k $8.5m $8.5m 0.26% Added +809 +809
87 GOULD ASSET MANAGEMENT LLC /CA/ 1.75% of their portfolio CLAREMONT, CA 91,98992.0k $8.3m $8.3m 1.75% Added +17.4k +17,414
88 WealthShield Partners, LLC 1.17% of their portfolio CARY, NC 90,92090.9k $8.3m $8.3m 1.17% Added +25.8k +25,817
89 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 90,61390.6k $8.2m $8.2m 0.05% Added +3.3k +3,266
90 HARBOUR INVESTMENTS, INC. 0.23% of their portfolio MADISON, WI 88,57588.6k $8.0m $8.0m 0.23% Reduced -889 -889
91 Visionary Wealth Advisors 0.44% of their portfolio O'FALLON, IL 83,81983.8k $7.6m $7.6m 0.44% Added +2.6k +2,620
92 Treasure Coast Financial Planning 4.93% of their portfolio VERO BEACH, FL 82,84582.8k $7.5m $7.5m 4.93% Reduced -11.5k -11,460
93 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 81,88481.9k $7.4m $7.4m 0.09% Added +1.8k +1,790
94 FIRST NATIONAL CORP /MA/ /ADV 1.67% of their portfolio ROCKLAND, MA 81,41581.4k $7.4m $7.4m 1.67% Added +29.9k +29,923
95 Orion Porfolio Solutions, LLC 0.07% of their portfolio OMAHA, NE 78,00878.0k $7.1m $7.1m 0.07% Added +4.4k +4,396
96 Orion Portfolio Solutions, LLC 0.07% of their portfolio Omaha, NE 78,00878.0k $7.1m $7.1m 0.07% Added +4.4k +4,396
97 Csenge Advisory Group 0.38% of their portfolio CLEARWATER, FL 77,77177.8k $7.0m $7.0m 0.38% Added +3.9k +3,934
98 Darwin Wealth Management, LLC 2.32% of their portfolio TAMPA, FL 76,31976.3k $6.9m $6.9m 2.32% Reduced -14.4k -14,369
99 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.39% of their portfolio LONG BEACH, CA 76,12976.1k $6.9m $6.9m 0.39% Reduced -63 -63
100 Connecticut Wealth Management, LLC 0.32% of their portfolio FARMINGTON, CT 72,98573.0k $6.6m $6.6m 0.32% Added +26.2k +26,164