Vault-13

PIMCO ETF TR BOND

ACTIVE BD ETF · ETP · CUSIP 72201R775

418 institutional holders +21 vs Q2 2024
38,215,76338.2m shares reported held*
$3.6bnreported value*
43 new 197 added 118 reduced 19 sold out net bought ≈ $372.1m (+4.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($12.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $93.41.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0200400600Q3 22: 344Q4 22: 369Q1 23: 373Q2 23: 375Q3 23: 367Q4 23: 403Q1 24: 399Q2 24: 397Q3 24: 418418Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022344
Q4 2022369
Q1 2023373
Q2 2023375
Q3 2023367
Q4 2023403
Q1 2024399
Q2 2024397
Q3 2024418

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
4000400Q4 22: 172 bought or addedQ4 22: 162 cut or sold outQ1 23: 181 bought or addedQ1 23: 163 cut or sold outQ1 23Q2 23: 189 bought or addedQ2 23: 158 cut or sold outQ3 23: 192 bought or addedQ3 23: 157 cut or sold outQ3 23Q4 23: 215 bought or addedQ4 23: 169 cut or sold outQ1 24: 221 bought or addedQ1 24: 160 cut or sold outQ1 24Q2 24: 213 bought or addedQ2 24: 164 cut or sold outQ3 24: 240 bought or addedQ3 24: 137 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 2022172162
Q1 2023181163
Q2 2023189158
Q3 2023192157
Q4 2023215169
Q1 2024221160
Q2 2024213164
Q3 2024240137

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300k$400kQ4 23 calls: $351.3kQ4 23 puts: $249.6kQ4 23P/C 0.71Q1 24 calls: $0Q1 24 puts: $211.3kQ1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —Q3 24 calls: $0Q3 24 puts: $0Q3 24P/C —
Numbers
QuarterCallsPutsP/C
Q4 2023$351.3k$249.6k0.71
Q1 2024$0$211.3k—
Q2 2024$0$0—
Q3 2024$0$0—

Biggest buyers

CWM, LLC Added +505,632+505.6k
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +444,947+444.9k
LPL Financial LLC Added +368,354+368.4k
Sanctuary Advisors, LLC Added +327,984+328.0k
WELLS FARGO & COMPANY/MN Added +312,045+312.0k
AE Wealth Management LLC Added +285,459+285.5k
OneDigital Investment Advisors LLC Added +187,822+187.8k
JPMORGAN CHASE & CO Added +174,462+174.5k
COMMONWEALTH EQUITY SERVICES, LLC Added +173,144+173.1k
PRUDENT INVESTORS NETWORK, INC. Added +162,509+162.5k

Biggest sellers

Cardinal Point Capital Management ULC Reduced -148,416-148.4k
Simplicity Wealth,LLC Sold out -127,269-127.3k
MORGAN STANLEY Reduced -83,916-83.9k
VALLEY NATIONAL ADVISERS INC Reduced -58,404-58.4k
Dynamic Advisor Solutions LLC Reduced -37,031-37.0k
IFP Advisors, Inc Reduced -28,713-28.7k
MERCER GLOBAL ADVISORS INC /ADV Reduced -26,718-26.7k
Econ Financial Services Corp Sold out -26,373-26.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -25,045-25.0k
Williams & Novak, LLC Reduced -22,897-22.9k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 1.47% of their portfolio OMAHA, NE 3,612,4143.6m $341.8m $341.8m 1.47% Added +505.6k +505,632
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 2,804,1262.8m $265.3m $265.3m 0.02% Reduced -83.9k -83,916
3 TECTONIC ADVISORS LLC 11.36% of their portfolio FRISCO, TX 1,828,2501.8m $173.0m $173.0m 11.36% Added +21.0k +20,982
4 ENVESTNET ASSET MANAGEMENT INC 0.05% of their portfolio Berwyn, PA 1,565,0931.6m $148.1m $148.1m 0.05% Added +117.2k +117,196
5 WELLS FARGO & COMPANY/MN 0.03% of their portfolio SAN FRANCISCO, CA 1,515,9011.5m $143.4m $143.4m 0.03% Added +312.0k +312,045
6 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 1,273,6771.3m $120.5m $120.5m 0.05% Added +368.4k +368,354
7 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,067,2921.1m $101.0m $101.0m 0.00% Added +174.5k +174,462
8 OSAIC HOLDINGS, INC. 0.23% of their portfolio SCOTTSDALE, AZ 1,057,4981.1m $100.1m $100.1m 0.23% Added +32.3k +32,261
9 OneDigital Investment Advisors LLC 1.11% of their portfolio OVERLAND PARK, KS 1,024,8701.0m $97.0m $97.0m 1.11% Added +187.8k +187,822
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 992,208992.2k $93.9m $93.9m 0.01% Added +153.5k +153,494
11 UBS Group AG 0.02% of their portfolio ZURICH, V8 871,231871.2k $82.4m $82.4m 0.02% Added +66.1k +66,058
12 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 574,304574.3k $54.3m $54.3m 0.01% Added +4.2k +4,190
13 Sand Hill Global Advisors, LLC 2.13% of their portfolio Palo Alto, CA 533,681533.7k $50.5m $50.5m 2.13% Added +10.7k +10,737
14 COMMONWEALTH EQUITY SERVICES, LLC 0.08% of their portfolio WALTHAM, MA 530,362530.4k $50.2m $50.2m 0.08% Added +173.1k +173,144
15 NewEdge Advisors, LLC 0.28% of their portfolio NEW ORLEANS, LA 462,197462.2k $43.7m $43.7m 0.28% Added +15.1k +15,141
16 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio ORLANDO, FL 451,574451.6k $4.8k $4.8k 0.01% Added +444.9k +444,947
17 Cetera Investment Advisers 0.08% of their portfolio SCHAUMBURG, IL 404,073404.1k $38.2m $38.2m 0.08% Added +6.3k +6,333
18 RFG Advisory, LLC 1.13% of their portfolio BIRMINGHAM, AL 390,804390.8k $37.0m $37.0m 1.13% Added +33.8k +33,791
19 SCOTIA CAPITAL INC. 0.20% of their portfolio TORONTO, A6 390,801390.8k $37.0m $37.0m 0.20% Added +4.2k +4,232
20 PRUDENT INVESTORS NETWORK, INC. 11.22% of their portfolio LAKE FOREST, CA 386,325386.3k $36.6m $36.6m 11.22% Added +162.5k +162,509
21 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 382,370382.4k $36.2m $36.2m 0.05% Added +21.7k +21,716
22 AE Wealth Management LLC 0.33% of their portfolio TOPEKA, KS 380,707380.7k $36.0m $36.0m 0.33% Added +285.5k +285,459
23 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 359,191359.2k $34.0m $34.0m 0.02% Reduced -22.5k -22,505
24 Sanctuary Advisors, LLC 0.20% of their portfolio INDIANAPOLIS, IN 347,900347.9k $31.8m $31.8m 0.20% Added +328.0k +327,984
25 CreativeOne Wealth, LLC 1.06% of their portfolio OVERLAND PARK, KS 330,565330.6k $31.3m $31.3m 1.06% Added +152.0k +151,951
26 Concurrent Investment Advisors, LLC 0.92% of their portfolio Tampa, FL 328,192328.2k $31.1m $31.1m 0.92% Added +18.3k +18,321
27 Thrivent Financial for Lutherans 0.06% of their portfolio Minneapolis, MN 327,244327.2k $31.0m $31.0m 0.06% Added +64.2k +64,227
28 Hudson Capital Management LLC 9.17% of their portfolio RAMSEY, NJ 304,114304.1k $28.8m $28.8m 9.17% Added +3.1k +3,098
29 Koss-Olinger Consulting, LLC 2.12% of their portfolio GAINESVILLE, FL 257,889257.9k $24.4m $24.4m 2.12% Reduced -4.8k -4,760
30 Southland Equity Partners LLC 5.93% of their portfolio WILDWOOD, MO 257,484257.5k $24.4m $24.4m 5.93% Added +9.3k +9,260
31 STIFEL FINANCIAL CORP 0.03% of their portfolio ST. LOUIS, MO 254,670254.7k $24.1m $24.1m 0.03% Added +16.9k +16,899
32 Vickerman Investment Advisors, Inc. 6.80% of their portfolio SPOKANE, WA 244,554244.6k $23.1m $23.1m 6.80% Added +27.0k +26,995
33 Horizon Investments, LLC 0.60% of their portfolio Charlotte, NC 242,599242.6k $22.8m $22.8m 0.60% Added +30.9k +30,920
34 Kelman-Lazarov, Inc. 3.75% of their portfolio MEMPHIS, TN 230,649230.6k $21.8m $21.8m 3.75% Added +4.9k +4,931
35 Goldstein Advisors, LLC 3.24% of their portfolio Madison, WI 225,362225.4k $21.3m $21.3m 3.24% Added +10.4k +10,405
36 Flaharty Asset Management, LLC 2.93% of their portfolio CLEARWATER, FL 220,467220.5k $20.9m $20.9m 2.93% Added +5.7k +5,702
37 Legacy Private Trust Co. 1.35% of their portfolio NEENAH, WI 212,636212.6k $20.1m $20.1m 1.35% Added +12.4k +12,403
38 Alpha Cubed Investments, LLC 0.89% of their portfolio COSTA MESA, CA 210,615210.6k $19.9m $19.9m 0.89% Reduced -5.6k -5,637
39 Your Advocates Ltd., LLP 7.45% of their portfolio HOUSTON, TX 200,427200.4k $19.0m $19.0m 7.45% Reduced -2 -2
40 AVANTAX ADVISORY SERVICES, INC. 0.12% of their portfolio DALLAS, TX 199,526199.5k $18.9m $18.9m 0.12% Added +27.1k +27,121
41 Freedom Investment Management, Inc. 1.48% of their portfolio SOUTH WINDSOR, CT 196,868196.9k $18.6m $18.6m 1.48% Added +980 +980
42 MERCER GLOBAL ADVISORS INC /ADV 0.04% of their portfolio DENVER, CO 194,586194.6k $18.4m $18.4m 0.04% Reduced -26.7k -26,718
43 FSM Wealth Advisors, LLC 4.87% of their portfolio CLEVELAND, OH 193,882193.9k $18.3m $18.3m 4.87% Added +26.6k +26,570
44 Stratos Wealth Partners, LTD. 0.25% of their portfolio BEACHWOOD, OH 185,642185.6k $17.6m $17.6m 0.25% Reduced -316 -316
45 Kestra Advisory Services, LLC 0.09% of their portfolio AUSTIN, TX 181,814181.8k $17.2m $17.2m 0.09% Added +34.5k +34,458
46 Cambridge Investment Research Advisors, Inc. 0.06% of their portfolio FAIRFIELD, IA 174,881174.9k $16.5m $16.5m 0.06% Added +11.8k +11,763
47 John W. Brooker & Co., CPAs 7.44% of their portfolio OAKLAND, CA 171,394171.4k $16.2m $16.2m 7.44% Reduced -4.5k -4,545
48 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 154,443154.4k $14.6m $14.6m 0.05% Added +17.2k +17,222
49 GeoWealth Management, LLC 0.50% of their portfolio CHICAGO, IL 150,105150.1k $14.2m $14.2m 0.50% Added +6.0k +5,976
50 PAX Financial Group, LLC 2.53% of their portfolio SAN ANTONIO, TX 149,146149.1k $14.1m $14.1m 2.53% Added +30.8k +30,823
51 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 149,111149.1k $14.1m $14.1m 0.00% Reduced -331 -331
52 FinTrust Capital Advisors, LLC 2.31% of their portfolio Greenville, SC 143,893143.9k $13.6m $13.6m 2.31% Added +7.9k +7,894
53 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 141,578141.6k $13.4m $13.4m 0.01% Added +7.7k +7,691
54 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.03% of their portfolio PLYMOUTH, MN 140,426140.4k $13.3m $13.3m 0.03% Reduced -1.7k -1,716
55 B. Riley Wealth Advisors, Inc. 0.35% of their portfolio MEMPHIS, TN 134,938134.9k $12.7m $12.7m 0.35% Reduced -18.8k -18,842
56 VICUS CAPITAL 1.10% of their portfolio STATE COLLEGE, PA 131,926131.9k $12.5m $12.5m 1.10% Added +20.2k +20,155
57 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 131,898131.9k $12.5m $12.5m 0.02% Added +675 +675
58 KWMG, LLC 1.25% of their portfolio OVERLAND PARK, KS 130,851130.9k $12.4m $12.4m 1.25% Added +4.2k +4,164
59 ACIMA PRIVATE WEALTH, LLC 4.15% of their portfolio RICHMOND, VA 130,845130.8k $12.4m $12.4m 4.15% Added +4.1k +4,125
60 Sheridan Capital Management, LLC 8.67% of their portfolio San Rafael, CA 129,691129.7k $12.3m $12.3m 8.67% Added +65 +65
61 CAPTRUST FINANCIAL ADVISORS 0.04% of their portfolio RALEIGH, NC 129,600129.6k $12.3m $12.3m 0.04% Reduced -376 -376
62 Bouvel Investment Partners, LLC 4.40% of their portfolio PHOENIXVILLE, PA 123,759123.8k $11.7m $11.7m 4.40% Added +2.0k +1,954
63 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.01% of their portfolio MILWAUKEE, WI 121,971122.0k $11.5m $11.5m 0.01% Added +7.4k +7,447
64 STEPH & CO 3.65% of their portfolio MARINETTE, WI 121,256121.3k $11.5m $11.5m 3.65% Added +8.4k +8,385
65 One Capital Management, LLC 0.37% of their portfolio WESTLAKE VILLAGE, CA 120,978121.0k $11.4m $11.4m 0.37% New
66 Bleakley Financial Group, LLC 0.34% of their portfolio PARSIPPANY, NJ 119,078119.1k $11.3m $11.3m 0.34% Reduced -8.2k -8,191
67 Cornerstone Advisory, LLC 1.45% of their portfolio HUNT VALLEY, MD 116,850116.8k $11.1m $11.1m 1.45% Added +1.8k +1,833
68 Smart Portfolios, LLC 11.20% of their portfolio LAKE FOREST PARK, WA 116,084116.1k $11.0m $11.0m 11.20% Reduced -15.0k -15,017
69 Sowell Financial Services LLC 0.51% of their portfolio NORTH LITTLE ROCK, AR 115,472115.5k $10.9m $10.9m 0.51% Reduced -6.8k -6,789
70 Envestnet Portfolio Solutions, Inc. 0.04% of their portfolio BERWYN, PA 114,786114.8k $10.9m $10.9m 0.04% Added +7.5k +7,515
71 FOUNDERS FINANCIAL SECURITIES LLC 1.00% of their portfolio TOWSON, MD 114,043114.0k $10.8m $10.8m 1.00% Added +29.1k +29,096
72 M Holdings Securities, Inc. 2.69% of their portfolio PORTLAND, OR 112,910112.9k $10.7m $10.7m 2.69% Added +10.5k +10,465
73 TD Capital Management LLC 1.05% of their portfolio MEMPHIS, TN 111,163111.2k $10.5m $10.5m 1.05% Added +703 +703
74 Private Advisor Group, LLC 0.06% of their portfolio MORRISTOWN, NJ 107,844107.8k $10.2m $10.2m 0.06% Added +35.6k +35,617
75 MILESTONE ASSET MANAGEMENT, LLC 2.27% of their portfolio PITTSBURGH, PA 106,516106.5k $10.1m $10.1m 2.27% Added +16.1k +16,145
76 Cornerstone Wealth Management, LLC 0.71% of their portfolio ST. PETERS, MO 106,362106.4k $10.1m $10.1m 0.71% Added +9.9k +9,909
77 IFG Advisory, LLC 0.62% of their portfolio ATLANTA, GA 103,448103.4k $9.8m $9.8m 0.62% Added +8.5k +8,457
78 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 103,048103.0k $9.8m $9.8m 0.01% Added +62.4k +62,362
79 VALLEY NATIONAL ADVISERS INC 1.74% of their portfolio BETHLEHEM, PA 102,061102.1k $9.7m $9.7m 1.74% Reduced -58.4k -58,404
80 GM Advisory Group, LLC 0.57% of their portfolio MELVILLE, NY 99,90499.9k $9.5m $9.5m 0.57% Reduced -5.1k -5,134
81 Dunhill Financial, LLC 4.82% of their portfolio LONDON, X0 99,17999.2k $9.4m $9.4m 4.82% Reduced -1.1k -1,071
82 Ocean Park Asset Management, LLC 0.40% of their portfolio SANTA MONICA, CA 95,70095.7k $9.1m $9.1m 0.40% Unchanged
83 Treasure Coast Financial Planning 5.51% of their portfolio VERO BEACH, FL 94,30594.3k $8.9m $8.9m 5.51% Added +5.5k +5,474
84 Destination Wealth Management 0.27% of their portfolio Walnut Creek, CA 92,86892.9k $8.8m $8.8m 0.27% Added +2.0k +1,962
85 Darwin Wealth Management, LLC 2.35% of their portfolio TAMPA, FL 90,68890.7k $8.6m $8.6m 2.35% New
86 Clearstead Advisors, LLC 0.13% of their portfolio CLEVELAND, OH 90,14490.1k $8.5m $8.5m 0.13% Added +4.7k +4,700
87 HARBOUR INVESTMENTS, INC. 0.25% of their portfolio MADISON, WI 89,46489.5k $8.5m $8.5m 0.25% Added +27.0k +26,984
88 Allworth Financial LP 0.05% of their portfolio FOLSOM, CA 87,34787.3k $8.3m $8.3m 0.05% Added +2.4k +2,407
89 Visionary Wealth Advisors 0.47% of their portfolio O'FALLON, IL 81,19981.2k $7.7m $7.7m 0.47% Added +329 +329
90 Integrated Wealth Concepts LLC 0.09% of their portfolio WALTHAM, MA 80,09480.1k $7.6m $7.6m 0.09% Added +3.5k +3,509
91 Intelligence Driven Advisers, LLC 1.08% of their portfolio CARLSBAD, CA 79,77379.8k $7.5m $7.5m 1.08% Reduced -1.5k -1,521
92 Denver PWM, LLC 2.85% of their portfolio DENVER, CO 79,35779.4k $7.5m $7.5m 2.85% Reduced -1.7k -1,733
93 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.40% of their portfolio LONG BEACH, CA 76,19276.2k $7.2m $7.2m 0.40% Reduced -892 -892
94 Ascentis Independent Advisors 1.12% of their portfolio DALLAS, TX 75,66475.7k $7.2m $7.2m 1.12% Added +36.6k +36,560
95 AdvisorNet Financial, Inc 0.53% of their portfolio MINNETONKA, MN 75,21375.2k $7.1m $7.1m 0.53% Added +22.0k +21,995
96 GOULD ASSET MANAGEMENT LLC /CA/ 1.51% of their portfolio CLAREMONT, CA 74,57574.6k $7.1m $7.1m 1.51% Added +8.8k +8,837
97 Roger Wittlin Investment Advisory, LLC 4.03% of their portfolio San Francisco, CA 73,96574.0k $7.0m $7.0m 4.03% Added +8.3k +8,339
98 Csenge Advisory Group 0.36% of their portfolio CLEARWATER, FL 73,83773.8k $6.9m $6.9m 0.36% Reduced -5.0k -4,999
99 Orion Porfolio Solutions, LLC 0.07% of their portfolio OMAHA, NE 73,61273.6k $7.0m $7.0m 0.07% Added +696 +696
100 Orion Portfolio Solutions, LLC 0.07% of their portfolio Omaha, NE 73,61273.6k $7.0m $7.0m 0.07% Added +696 +696