Vault-13

PIMCO ETF TR BOND

ACTIVE BD ETF · ETP · CUSIP 72201R775

367 institutional holders -8 vs Q2 2023
29,445,12229.4m shares reported held*
$2.6bnreported value*
27 new 165 added 127 reduced 30 sold out net bought ≈ $204.9m (+2.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($8.5m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $87.45.

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 344Q4 22: 369Q1 23: 373Q2 23: 375Q3 23: 367367Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022344
Q4 2022369
Q1 2023373
Q2 2023375
Q3 2023367

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 172 bought or addedQ4 22: 162 cut or sold outQ4 22Q1 23: 181 bought or addedQ1 23: 163 cut or sold outQ1 23Q2 23: 189 bought or addedQ2 23: 158 cut or sold outQ2 23Q3 23: 192 bought or addedQ3 23: 157 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022172162
Q1 2023181163
Q2 2023189158
Q3 2023192157

Biggest buyers

TECTONIC ADVISORS LLC New +1,672,155+1.7m
OSAIC HOLDINGS, INC. Added +392,846+392.8k
CWM, LLC Added +306,805+306.8k
Bank of New York Mellon Corp New +296,165+296.2k
Kelman-Lazarov, Inc. New +195,382+195.4k
Financial Gravity Asset Management, Inc. Added +186,542+186.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +145,244+145.2k
MML INVESTORS SERVICES, LLC Added +139,221+139.2k
JANE STREET GROUP, LLC New +128,828+128.8k
M Holdings Securities, Inc. Added +84,644+84.6k

Biggest sellers

Orion Porfolio Solutions, LLC Reduced -702,194-702.2k
Orion Portfolio Solutions, LLC Reduced -702,194-702.2k
BANK OF AMERICA CORP /DE/ Reduced -108,923-108.9k
Ferguson Shapiro LLC Reduced -106,861-106.9k
CreativeOne Wealth, LLC Reduced -85,312-85.3k
Blue Chip Partners, LLC Sold out -80,363-80.4k
Horizon Investments, LLC Reduced -64,076-64.1k
MinichMacGregor Wealth Management, LLC Reduced -56,135-56.1k
MERCER GLOBAL ADVISORS INC /ADV Reduced -56,015-56.0k
3D/L Capital Management, LLC Reduced -49,603-49.6k

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 1.16% of their portfolio OMAHA, NE 2,155,1102.2m $189.4m $189.4m 1.16% Added +306.8k +306,805
2 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 1,953,1732.0m $171.7m $171.7m 0.02% Reduced -26.5k -26,526
3 OSAIC HOLDINGS, INC. 0.22% of their portfolio SCOTTSDALE, AZ 1,676,6701.7m $147.3m $147.3m 0.22% Added +392.8k +392,846
4 TECTONIC ADVISORS LLC 13.78% of their portfolio FRISCO, TX 1,672,1551.7m $147.0m $147.0m 13.78% New
5 ENVESTNET ASSET MANAGEMENT INC 0.06% of their portfolio Berwyn, PA 1,471,5821.5m $129.4m $129.4m 0.06% Added +71.9k +71,889
6 WELLS FARGO & COMPANY/MN 0.02% of their portfolio SAN FRANCISCO, CA 756,974757.0k $66.5m $66.5m 0.02% Added +23.2k +23,244
7 Orion Porfolio Solutions, LLC 0.80% of their portfolio OMAHA, NE 756,209756.2k $66.5m $66.5m 0.80% Reduced -702.2k -702,194
8 Orion Portfolio Solutions, LLC 0.80% of their portfolio Omaha, NE 756,209756.2k $66.5m $66.5m 0.80% Reduced -702.2k -702,194
9 LPL Financial LLC 0.04% of their portfolio FORT MILL, SC 679,416679.4k $59.7m $59.7m 0.04% Reduced -15.7k -15,691
10 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 650,829650.8k $57.2m $57.2m 0.01% Reduced -108.9k -108,923
11 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 523,003523.0k $46.0m $46.0m 0.01% Reduced -35.4k -35,384
12 Essential Planning, LLC. 25.50% of their portfolio PORTSMOUTH, NH 522,084522.1k $46.0m $46.0m 25.50% Added +25.3k +25,314
13 Ferguson Shapiro LLC 23.71% of their portfolio DECATUR, GA 489,978490.0k $43.1m $43.1m 23.71% Reduced -106.9k -106,861
14 MERCER GLOBAL ADVISORS INC /ADV 0.16% of their portfolio DENVER, CO 469,971470.0k $41.3m $41.3m 0.16% Reduced -56.0k -56,015
15 OneDigital Investment Advisors LLC 0.87% of their portfolio OVERLAND PARK, KS 458,114458.1k $40.3m $40.3m 0.87% Reduced -1.2k -1,211
16 Horizon Investments, LLC 1.06% of their portfolio Charlotte, NC 399,066399.1k $34.8m $34.8m 1.06% Reduced -64.1k -64,076
17 SCOTIA CAPITAL INC. 0.25% of their portfolio TORONTO, A6 390,284390.3k $34.3m $34.3m 0.25% Added +14.7k +14,712
18 KWB Wealth 5.73% of their portfolio REDLANDS, CA 390,068390.1k $35.7m $35.7m 5.73% Reduced -3.7k -3,743
19 UBS Group AG 0.01% of their portfolio ZURICH, V8 367,657367.7k $32.3m $32.3m 0.01% Reduced -20.4k -20,441
20 Flaharty Asset Management, LLC 5.08% of their portfolio CLEARWATER, FL 345,169345.2k $30.3m $30.3m 5.08% Added +19.0k +19,025
21 Raymond James Financial Services Advisors, Inc. 0.05% of their portfolio ST. PETERSBURG, FL 317,796317.8k $27.9m $27.9m 0.05% Added +2.3k +2,318
22 RAYMOND JAMES & ASSOCIATES 0.02% of their portfolio ST PETERSBURG, FL 301,635301.6k $26.5m $26.5m 0.02% Added +46.6k +46,568
23 Bank of New York Mellon Corp 0.01% of their portfolio NEW YORK, NY 296,165296.2k $26.0m $26.0m 0.01% New
24 RFG Advisory, LLC 1.14% of their portfolio BIRMINGHAM, AL 290,803290.8k $25.6m $25.6m 1.14% Added +12.9k +12,885
25 WCG Wealth Advisors LLC 1.77% of their portfolio LAS VEGAS, NV 272,490272.5k $24.2m $24.2m 1.77% Added +10.9k +10,877
26 Hudson Capital Management LLC 9.00% of their portfolio RAMSEY, NJ 256,894256.9k $22.6m $22.6m 9.00% Reduced -8.0k -7,999
27 CAPTRUST FINANCIAL ADVISORS 0.08% of their portfolio RALEIGH, NC 230,814230.8k $20.3m $20.3m 0.08% Added +8.7k +8,736
28 PRUDENT INVESTORS NETWORK, INC. 9.47% of their portfolio LAKE FOREST, CA 230,178230.2k $20.2m $20.2m 9.47% Added +8.7k +8,726
29 Cetera Advisor Networks LLC 0.13% of their portfolio EL SEGUNDO, CA 225,933225.9k $19.9m $19.9m 0.13% Added +23.3k +23,255
30 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 222,919222.9k $19.6m $19.6m 0.00% Reduced -25.0k -25,017
31 Goldstein Advisors, LLC 3.93% of their portfolio Madison, WI 214,282214.3k $18.8m $18.8m 3.93% Added +13.1k +13,075
32 HighTower Advisors, LLC 0.03% of their portfolio CHICAGO, IL 211,575211.6k $18.6m $18.6m 0.03% Added +18.4k +18,358
33 Financial Gravity Asset Management, Inc. 0.04% of their portfolio Lakeway, TX 204,775204.8k $3.1m $3.1m 0.04% Added +186.5k +186,542
34 Southland Equity Partners LLC 6.19% of their portfolio WILDWOOD, MO 204,728204.7k $18.0m $18.0m 6.19% Added +5.3k +5,344
35 Kelman-Lazarov, Inc. 4.06% of their portfolio MEMPHIS, TN 195,382195.4k $17.2m $17.2m 4.06% New
36 John W. Brooker & Co., CPAs 10.52% of their portfolio OAKLAND, CA 189,256189.3k $16.6m $16.6m 10.52% Added +19.8k +19,753
37 Cambridge Investment Research Advisors, Inc. 0.07% of their portfolio FAIRFIELD, IA 182,429182.4k $16.0m $16.0m 0.07% Reduced -46.2k -46,217
38 STIFEL FINANCIAL CORP 0.02% of their portfolio ST. LOUIS, MO 180,275180.3k $15.8m $15.8m 0.02% Reduced -12.7k -12,747
39 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 170,379170.4k $15.0m $15.0m 0.03% Reduced -12.9k -12,913
40 MML INVESTORS SERVICES, LLC 0.08% of their portfolio SPRINGFIELD, MA 163,196163.2k $14.3m $14.3m 0.08% Added +139.2k +139,221
41 B. Riley Wealth Advisors, Inc. 0.37% of their portfolio MEMPHIS, TN 156,696156.7k $13.8m $13.8m 0.37% Added +57.2k +57,173
42 3D/L Capital Management, LLC 4.42% of their portfolio Hartford, CT 154,687154.7k $13.6m $13.6m 4.42% Reduced -49.6k -49,603
43 Cardinal Point Capital Management ULC 3.52% of their portfolio TORONTO, A6 153,174153.2k $13.5m $13.5m 3.52% Added +1.4k +1,445
44 Regis Acquisition Inc. 5.52% of their portfolio DENVER, CO 148,653148.7k $13.1m $13.1m 5.52% Added +46.3k +46,264
45 Treasure Coast Financial Planning 9.04% of their portfolio VERO BEACH, FL 148,216148.2k $13.0m $13.0m 9.04% Reduced -5.2k -5,180
46 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.04% of their portfolio PLYMOUTH, MN 145,244145.2k $12.8m $12.8m 0.04% New
47 VALLEY NATIONAL ADVISERS INC 2.20% of their portfolio BETHLEHEM, PA 143,046143.0k $12.6m $12.6m 2.20% Added +11.4k +11,368
48 GeoWealth Management, LLC 1.38% of their portfolio CHICAGO, IL 138,453138.5k $12.2m $12.2m 1.38% Reduced -30.4k -30,446
49 Stratos Wealth Partners, LTD. 0.25% of their portfolio BEACHWOOD, OH 131,347131.3k $11.5m $11.5m 0.25% Added +15.0k +14,972
50 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 128,828128.8k $11.3m $11.3m 0.02% New
51 GM Advisory Group, LLC 0.84% of their portfolio MELVILLE, NY 116,604116.6k $10.2m $10.2m 0.84% Added +1.6k +1,622
52 Sowell Financial Services LLC 0.64% of their portfolio NORTH LITTLE ROCK, AR 116,316116.3k $10.2m $10.2m 0.64% Added +3.1k +3,083
53 Simplicity Solutions, LLC 0.32% of their portfolio MINNEAPOLIS, MN 113,545113.5k $10.0m $10.0m 0.32% Added +28.9k +28,850
54 Bleakley Financial Group, LLC 0.35% of their portfolio PARSIPPANY, NJ 113,545113.5k $10.0m $10.0m 0.35% Added +32.0k +32,014
55 KWMG, LLC 1.24% of their portfolio OVERLAND PARK, KS 111,986112.0k $9.8m $9.8m 1.24% Added +5.5k +5,492
56 VICUS CAPITAL 0.98% of their portfolio STATE COLLEGE, PA 106,401106.4k $9.4m $9.4m 0.98% Added +6.5k +6,530
57 Vertex Planning Partners, LLC 3.18% of their portfolio DOWNERS GROVE, IL 105,104105.1k $9.2m $9.2m 3.18% Added +801 +801
58 Cornerstone Wealth Management, LLC 0.82% of their portfolio ST. PETERS, MO 98,53398.5k $8.7m $8.7m 0.82% Added +2.8k +2,829
59 Your Advocates Ltd., LLP 5.09% of their portfolio HOUSTON, TX 97,01297.0k $8.5m $8.5m 5.09% Added +10.1k +10,142
60 FOUNDERS FINANCIAL SECURITIES LLC 1.10% of their portfolio TOWSON, MD 96,90696.9k $8.5m $8.5m 1.10% Added +7.3k +7,280
61 FSM Wealth Advisors, LLC 4.20% of their portfolio CLEVELAND, OH 94,95495.0k $8.3m $8.3m 4.20% Added +9.8k +9,824
62 TD Capital Management LLC 1.01% of their portfolio MEMPHIS, TN 94,01994.0k $8.3m $8.3m 1.01% Added +20.7k +20,743
63 Csenge Advisory Group 0.56% of their portfolio CLEARWATER, FL 93,43293.4k $8.2m $8.2m 0.56% Added +5.9k +5,923
64 Elwood & Goetz Wealth Advisory Group, LLC 1.90% of their portfolio ATHENS, GA 92,97993.0k $8.2m $8.2m 1.90% Added +60.7k +60,733
65 M Holdings Securities, Inc. 1.05% of their portfolio PORTLAND, OR 90,69490.7k $8.0m $8.0m 1.05% Added +84.6k +84,644
66 D'Orazio & Associates, Inc. 1.78% of their portfolio VIENNA, VA 90,30590.3k $7.9m $7.9m 1.78% Reduced -14.5k -14,536
67 Allworth Financial LP 0.07% of their portfolio FOLSOM, CA 89,77189.8k $7.9m $7.9m 0.07% Added +54.5k +54,497
68 PNC Financial Services Group, Inc. 0.01% of their portfolio Pittsburgh, PA 85,22585.2k $7.5m $7.5m 0.01% Added +31.6k +31,573
69 Denver PWM, LLC 3.07% of their portfolio DENVER, CO 84,24784.2k $7.3m $7.3m 3.07% Reduced -1.8k -1,770
70 Visionary Wealth Advisors 0.59% of their portfolio O'FALLON, IL 83,40983.4k $7.3m $7.3m 0.59% Added +4.9k +4,859
71 Destination Wealth Management 0.28% of their portfolio Walnut Creek, CA 82,01882.0k $7.2m $7.2m 0.28% Added +3.8k +3,756
72 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 81,74181.7k $7.2m $7.2m 0.07% Added +73.7k +73,668
73 Bouvel Investment Partners, LLC 3.82% of their portfolio PHOENIXVILLE, PA 80,45180.5k $7.1m $7.1m 3.82% Added +76.8k +76,834
74 Dunhill Financial, LLC 4.11% of their portfolio LONDON, X0 74,83174.8k $6.5m $6.5m 4.11% Added +4.0k +4,042
75 HALBERT HARGROVE GLOBAL ADVISORS, LLC 0.49% of their portfolio LONG BEACH, CA 73,43973.4k $6.5m $6.5m 0.49% New
76 FinTrust Capital Advisors, LLC 1.43% of their portfolio Greenville, SC 73,38773.4k $6.5m $6.5m 1.43% New
77 MinichMacGregor Wealth Management, LLC 2.13% of their portfolio Saratoga Springs, NY 73,30573.3k $6.4m $6.4m 2.13% Reduced -56.1k -56,135
78 CreativeOne Wealth, LLC 0.45% of their portfolio OVERLAND PARK, KS 70,90570.9k $6.2m $6.2m 0.45% Reduced -85.3k -85,312
79 STEPH & CO 3.32% of their portfolio MARINETTE, WI 67,59667.6k $5.9m $5.9m 3.32% Added +14.3k +14,329
80 Lee Financial Group Hawaii, Inc. 5.23% of their portfolio HONOLULU, HI 64,83264.8k $5.7m $5.7m 5.23% Reduced -20.5k -20,503
81 Cetera Investment Advisers 0.05% of their portfolio SCHAUMBURG, IL 64,75564.8k $5.7m $5.7m 0.05% Added +11.5k +11,453
82 Cornerstone Advisory, LLC 0.98% of their portfolio HUNT VALLEY, MD 64,03764.0k $5.6m $5.6m 0.98% Added +18.4k +18,355
83 Pacifica Partners Inc. 2.99% of their portfolio SURREY, Z4 63,28163.3k $5.5m $5.5m 2.99% Added +1.3k +1,263
84 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 62,37562.4k $5.5m $5.5m 0.03% First filing
85 Norway Savings Bank 2.68% of their portfolio NORWAY, ME 61,92561.9k $5.4m $5.4m 2.68% Reduced -2.8k -2,806
86 Smart Portfolios, LLC 9.62% of their portfolio LAKE FOREST PARK, WA 60,92760.9k $5.4m $5.4m 9.62% New
87 GOULD ASSET MANAGEMENT LLC /CA/ 1.49% of their portfolio CLAREMONT, CA 60,19460.2k $5.3m $5.3m 1.49% Added +2.3k +2,257
88 EVOKE WEALTH, LLC 0.18% of their portfolio Los Angeles, CA 59,76959.8k $5.3m $5.3m 0.18% New
89 Roger Wittlin Investment Advisory, LLC 4.46% of their portfolio San Francisco, CA 59,76959.8k $5.3m $5.3m 4.46% Reduced -5.2k -5,186
90 Landmark Wealth Management, LLC 2.87% of their portfolio MELVILLE, NY 57,50057.5k $5.1m $5.1m 2.87% Added +1.5k +1,506
91 Private Advisor Group, LLC 0.04% of their portfolio MORRISTOWN, NJ 56,65056.6k $5.0m $5.0m 0.04% Added +2.8k +2,754
92 Parallel Advisors, LLC 0.16% of their portfolio SAN FRANCISCO, CA 56,29256.3k $4.9m $4.9m 0.16% Reduced -6.4k -6,394
93 AE Wealth Management LLC 0.03% of their portfolio TOPEKA, KS 55,45155.5k $4.9m $4.9m 0.03% Reduced -4.1k -4,120
94 Precision Wealth Strategies, LLC 5.12% of their portfolio SAINT LOUIS, MO 53,68253.7k $4.7m $4.7m 5.12% Added +38.0k +38,044
95 Aviance Capital Partners, LLC 1.06% of their portfolio NAPLES, FL 53,54253.5k $4.7m $4.7m 1.06% Reduced -3.6k -3,625
96 Retireful, LLC 2.23% of their portfolio HASLETT, MI 53,07053.1k $4.7m $4.7m 2.23% Added +26.9k +26,869
97 AVANTAX ADVISORY SERVICES, INC. 0.05% of their portfolio DALLAS, TX 52,82352.8k $4.6m $4.6m 0.05% Added +5.3k +5,280
98 SAGE RHINO CAPITAL LLC 1.30% of their portfolio MENLO PARK, CA 52,64652.6k $4.6m $4.6m 1.30% Reduced -641 -641
99 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.44% of their portfolio CEDAR RAPIDS, IA 50,22250.2k $4.4m $4.4m 0.44% Reduced -61 -61
100 Intelligence Driven Advisers, LLC 0.76% of their portfolio CARLSBAD, CA 49,43449.4k $4.3m $4.3m 0.76% Reduced -5.8k -5,750