Vault-13

PIMCO ETF TR EMNT

ENHANCD SHORT · ETP · CUSIP 72201R643

64 institutional holders -2 vs Q2 2024
1,083,3111.1m shares reported held*
$107.5mreported value*
6 new 26 added 20 reduced 7 sold out net sold ≈ $11.3m (-114.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($46.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $99.25.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 61Q4 22: 66Q1 23: 66Q2 23: 62Q3 23: 61Q4 23: 61Q1 24: 60Q2 24: 66Q3 24: 6464Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202261
Q4 202266
Q1 202366
Q2 202362
Q3 202361
Q4 202361
Q1 202460
Q2 202466
Q3 202464

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 30 bought or addedQ4 22: 24 cut or sold outQ1 23: 41 bought or addedQ1 23: 26 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 30 cut or sold outQ3 23: 27 bought or addedQ3 23: 28 cut or sold outQ3 23Q4 23: 29 bought or addedQ4 23: 29 cut or sold outQ1 24: 36 bought or addedQ1 24: 21 cut or sold outQ1 24Q2 24: 33 bought or addedQ2 24: 26 cut or sold outQ3 24: 32 bought or addedQ3 24: 27 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223024
Q1 20234126
Q2 20232830
Q3 20232728
Q4 20232929
Q1 20243621
Q2 20243326
Q3 20243227

Biggest buyers

SUSQUEHANNA INTERNATIONAL GROUP, LLP New +13,520+13.5k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC Added +9,975+10.0k
MORGAN STANLEY Added +3,830+3.8k
LPL Financial LLC Added +3,454+3.5k
NewEdge Wealth, LLC New +2,369+2.4k
Clarity Asset Management, Inc. Added +2,368+2.4k
Laurel Wealth Planning LLC Added +1,565+1.6k
PFG Investments, LLC Added +1,535+1.5k
OSAIC HOLDINGS, INC. Added +1,331+1.3k
CWM, LLC Added +1,288+1.3k

Biggest sellers

JANE STREET GROUP, LLC Reduced -39,451-39.5k
Cerity Partners LLC Reduced -34,644-34.6k
FLOW TRADERS U.S. LLC Sold out -21,887-21.9k
UBS Group AG Reduced -17,275-17.3k
Envestnet Portfolio Solutions, Inc. Sold out -13,564-13.6k
BANK OF MONTREAL /CAN/ Sold out -7,666-7.7k
ALBION FINANCIAL GROUP /UT Sold out -6,319-6.3k
HARBOUR INVESTMENTS, INC. Reduced -3,786-3.8k
MERCER GLOBAL ADVISORS INC /ADV Sold out -2,841-2.8k
Orion Porfolio Solutions, LLC Reduced -2,648-2.6k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Allianz Investment Management U.S. LLC 1.68% of their portfolio Minneapolis, MN 249,000249.0k $24.6m $24.6m 1.68% Unchanged
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 130,663130.7k $12.9m $12.9m 0.00% Added +3.8k +3,830
3 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 95,84895.8k $9.5m $9.5m 0.01% Reduced -532 -532
4 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 63,74463.7k $6.3m $6.3m 0.01% Added +10.0k +9,975
5 PFG Investments, LLC 0.36% of their portfolio WOODBURY, NY 56,41056.4k $5.6m $5.6m 0.36% Added +1.5k +1,535
6 Destination Wealth Management 0.15% of their portfolio Walnut Creek, CA 48,95749.0k $4.8m $4.8m 0.15% Added +821 +821
7 Laurel Wealth Planning LLC 2.76% of their portfolio EDINA, MN 42,65842.7k $4.2m $4.2m 2.76% Added +1.6k +1,565
8 Clarity Asset Management, Inc. 2.74% of their portfolio AMES, IA 39,84639.8k $3.9m $3.9m 2.74% Added +2.4k +2,368
9 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 36,94136.9k $3.7m $3.7m 0.01% Reduced -34.6k -34,644
10 Milestone Investment Advisors LLC 0.96% of their portfolio MIDDLETON, WI 34,62234.6k $3.4m $3.4m 0.96% Reduced -214 -214
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 31,18331.2k $3.1m $3.1m 0.00% Reduced -17.3k -17,275
12 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 29,75729.8k $2.9m $2.9m 0.00% Added +3.5k +3,454
13 Robertson Stephens Wealth Management, LLC 0.07% of their portfolio San Francisco, CA 18,63218.6k $1.8m $1.8m 0.07% Added +12 +12
14 First Affirmative Financial Network 0.86% of their portfolio COLORADO SPRINGS, CO 15,91715.9k $1.6m $1.6m 0.86% Reduced -560 -560
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,52013.5k $1.3m $1.3m 0.00% New
16 CHOREO, LLC 0.02% of their portfolio ROCKFORD, IL 13,50713.5k $1.3m $1.3m 0.02% Added +4 +4
17 Modera Wealth Management, LLC 0.01% of their portfolio WESTWOOD, NJ 11,81711.8k $1.2m $1.2m 0.01% Reduced -510 -510
18 LFA - Lugano Financial Advisors SA 0.67% of their portfolio LUGANO, V8 9,9009.9k $979.8k $979.8k 0.67% Unchanged
19 Walkner Condon Financial Advisors LLC 0.20% of their portfolio MADISON, WI 9,8369.8k $973.5k $973.5k 0.20% Reduced -1.8k -1,782
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 9,2699.3k $917.4k $917.4k 0.00% Added +1.3k +1,331
21 Skyline Advisors, Inc. 0.35% of their portfolio BELLINGHAM, WA 8,5248.5k $843.6k $843.6k 0.35% Added +637 +637
22 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 7,9127.9k $783.0k $783.0k 0.01% Reduced -2.6k -2,648
23 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 7,9127.9k $783.0k $783.0k 0.01% Reduced -2.6k -2,648
24 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 5,7845.8k $572.0k $572.0k 0.00% Reduced -120 -120
25 AMARA FINANCIAL, LLC. 0.50% of their portfolio SAN FRANCISCO, CA 5,2905.3k $523.5k $523.5k 0.50% First filing
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,2565.3k $520.0k $520.0k 0.00% Reduced -85 -85
27 Tradition Wealth Management, LLC 0.05% of their portfolio EDINA, MN 5,2445.2k $519.0k $519.0k 0.05% Added +72 +72
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 5,0645.1k $501.2k $501.2k 0.00% Reduced -1.6k -1,619
29 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 4,6074.6k $456.0k $456.0k 0.00% Reduced -39.5k -39,451
30 WealthShield Partners, LLC 0.06% of their portfolio CARY, NC 4,5354.5k $448.8k $448.8k 0.06% Added +308 +308
31 Round Rock Advisors LLC 0.10% of their portfolio WILTON, CT 4,3524.4k $430.7k $430.7k 0.10% Unchanged
32 Mascoma Wealth Management LLC 0.10% of their portfolio HANOVER, NH 4,0504.0k $400.8k $400.8k 0.10% Reduced -550 -550
33 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 3,9013.9k $386.1k $386.1k 0.00% Added +1.2k +1,160
34 Legacy Edge Advisors, LLC 0.06% of their portfolio SYOSSET, NY 3,8573.9k $381.7k $381.7k 0.06% Added +138 +138
35 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 3,6013.6k $356.4k $356.4k 0.00% Unchanged
36 Mezzasalma Advisors, LLC 0.14% of their portfolio TINTON FALLS, NJ 3,5803.6k $354.3k $354.3k 0.14% Added +185 +185
37 SAX WEALTH ADVISORS, LLC 0.03% of their portfolio PARSIPPANY, NJ 3,5003.5k $346.4k $346.4k 0.03% Added +625 +625
38 Trademark Financial Management, LLC 0.27% of their portfolio Bloomington, MN 3,4083.4k $337.3k $337.3k 0.27% Added +73 +73
39 Edmonds Duncan Registered Investment Advisors, LLC 0.07% of their portfolio LAWRENCE, KS 3,3683.4k $333.3k $333.3k 0.07% Unchanged
40 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 3,2233.2k $319.0k $319.0k 0.00% Added +4 +4
41 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 3,1593.2k $312.7k $312.7k 0.00% Reduced -172 -172
42 CW Advisors, LLC 0.00% of their portfolio BOSTON, MA 3,0873.1k $305.5k $305.5k 0.00% Added +256 +256
43 Live Oak Investment Partners 0.24% of their portfolio AUSTIN, TX 3,0853.1k $305.3k $305.3k 0.24% Unchanged
44 Treynor Bancshares, Inc. 0.30% of their portfolio TREYNOR, IA 2,9412.9k $291.1k $291.1k 0.30% Added +12 +12
45 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,7042.7k $267.6k $267.6k 0.00% Added +1.3k +1,288
46 NewEdge Wealth, LLC 0.00% of their portfolio STAMFORD, CT 2,3692.4k $234.5k $234.5k 0.00% New
47 Towerpoint Wealth, LLC 0.11% of their portfolio SACRAMENTO, CA 2,3242.3k $230.0k $230.0k 0.11% Added +96 +96
48 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,2952.3k $227.0k $227.0k 0.00% Added +1.3k +1,288
49 American Capital Advisory, LLC 0.08% of their portfolio KETCHUM, ID 1,4591.5k $144.4k $144.4k 0.08% Reduced -2.2k -2,241
50 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,0481.0k $103.7k $103.7k 0.00% Reduced -88 -88
51 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 878878 $86.9k $86.9k 0.00% Reduced -35 -35
52 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 652652 $64.5k $64.5k 0.00% Reduced -3.8k -3,786
53 OARSMAN CAPITAL, INC. 0.01% of their portfolio MILWAUKEE, WI 431431 $42.7k $42.7k 0.01% New
54 Creekmur Asset Management LLC 0.01% of their portfolio MORTON, IL 350350 $34.6k $34.6k 0.01% Reduced -350 -350
55 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 330330 $32.7k $32.7k 0.00% Unchanged
56 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 195195 $19.3k $19.3k 0.00% Unchanged
57 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 150150 $14.8k $14.8k 0.00% New
58 PFS Partners, LLC 0.01% of their portfolio MINE HILL, NJ 121121 $11.9k $11.9k 0.01% Added +2 +2
59 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 9494 $9.3k $9.3k 0.00% New
60 Community Bank, N.A. 0.00% of their portfolio DeWitt, NY 7575 $7.4k $7.4k 0.00% Unchanged
61 Sandy Spring Bank 0.00% of their portfolio Olney, MD 6666 $6.5k $6.5k 0.00% Unchanged
62 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 5050 $4.9k $4.9k 0.00% Added +10 +10
63 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $99 $99 0.00% New
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged