Vault-13

PIMCO ETF TR EMNT

ENHANCD SHORT · ETP · CUSIP 72201R643

62 institutional holders -4 vs Q1 2023
1,132,1931.1m shares reported held*
$110.8mreported value*
4 new 24 added 22 reduced 8 sold out net bought ≈ $12.0m (+122.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($471.8k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $97.91.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 61Q4 22: 66Q1 23: 66Q2 23: 6262Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202261
Q4 202266
Q1 202366
Q2 202362

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 30 bought or addedQ4 22: 24 cut or sold outQ4 22Q1 23: 41 bought or addedQ1 23: 26 cut or sold outQ1 23Q2 23: 28 bought or addedQ2 23: 30 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223024
Q1 20234126
Q2 20232830

Biggest buyers

Raymond James Financial Services Advisors, Inc. New +96,776+96.8k
Cerity Partners LLC Added +30,432+30.4k
MORGAN STANLEY Added +27,769+27.8k
Modera Wealth Management, LLC New +18,205+18.2k
JANE STREET GROUP, LLC Added +17,223+17.2k
Orion Portfolio Solutions, LLC Added +12,610+12.6k
Orion Porfolio Solutions, LLC Added +12,610+12.6k
PFG Investments, LLC Added +9,039+9.0k
Milestone Investment Advisors LLC Added +5,023+5.0k
Advisor OS, LLC New +4,359+4.4k

Biggest sellers

CITADEL ADVISORS LLC Reduced -40,626-40.6k
Mascoma Wealth Management LLC Reduced -26,613-26.6k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -19,860-19.9k
First Affirmative Financial Network Reduced -9,710-9.7k
Arete Wealth Advisors, LLC Sold out -4,214-4.2k
Prime Capital Investment Advisors, LLC Reduced -3,889-3.9k
Tradition Wealth Management, LLC Reduced -2,665-2.7k
Buffington Mohr McNeal Sold out -2,610-2.6k
LPL Financial LLC Reduced -1,998-2.0k
STIFEL FINANCIAL CORP Reduced -1,833-1.8k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Allianz Investment Management U.S. LLC 1.43% of their portfolio Minneapolis, MN 249,000249.0k $24.4m $24.4m 1.43% Unchanged
2 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 96,77696.8k $9.5m $9.5m 0.02% New
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 90,99591.0k $8.9m $8.9m 0.00% Added +27.8k +27,769
4 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 83,28083.3k $8.2m $8.2m 0.03% Added +30.4k +30,432
5 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 75,37975.4k $7.4m $7.4m 0.01% Added +17.2k +17,223
6 Destination Wealth Management 0.17% of their portfolio Walnut Creek, CA 46,96147.0k $4.6m $4.6m 0.17% Reduced -776 -776
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 46,01246.0k $4.5m $4.5m 0.01% Added +1.8k +1,813
8 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 38,46938.5k $3.8m $3.8m 0.00% Added +554 +554
9 Laurel Wealth Planning LLC 2.62% of their portfolio EDINA, MN 37,40937.4k $3.7m $3.7m 2.62% Reduced -1.2k -1,179
10 Milestone Investment Advisors LLC 0.98% of their portfolio MIDDLETON, WI 32,18632.2k $3.2m $3.2m 0.98% Added +5.0k +5,023
11 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 30,47130.5k $3.0m $3.0m 0.03% Added +12.6k +12,610
12 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 30,47130.5k $3.0m $3.0m 0.03% Added +12.6k +12,610
13 Rain Capital Management, LLC 1.95% of their portfolio LAKE OSWEGO, OR 25,46225.5k $2.5m $2.5m 1.95% Reduced -13 -13
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 24,32824.3k $2.4m $2.4m 0.00% Reduced -309 -309
15 PFG Investments, LLC 0.35% of their portfolio WOODBURY, NY 19,81619.8k $1.9m $1.9m 0.35% Added +9.0k +9,039
16 Modera Wealth Management, LLC 0.03% of their portfolio WESTWOOD, NJ 18,20518.2k $1.8m $1.8m 0.03% New
17 First Affirmative Financial Network 1.56% of their portfolio COLORADO SPRINGS, CO 15,99316.0k $1.6m $1.6m 1.56% Reduced -9.7k -9,710
18 CHOREO, LLC 0.04% of their portfolio ROCKFORD, IL 13,19713.2k $1.3m $1.3m 0.04% Unchanged
19 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 13,01113.0k $1.3m $1.3m 0.01% Added +1.4k +1,425
20 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 12,76512.8k $1.2m $1.2m 0.00% Reduced -2.0k -1,998
21 Mascoma Wealth Management LLC 0.38% of their portfolio HANOVER, NH 12,70912.7k $1.2m $1.2m 0.38% Reduced -26.6k -26,613
22 Sonoma Private Wealth LLC 1.80% of their portfolio San Francisco, CA 10,53910.5k $1.0m $1.0m 1.80% Reduced -1.1k -1,070
23 LFA - Lugano Financial Advisors SA 0.65% of their portfolio LUGANO, V8 9,9009.9k $969.3k $969.3k 0.65% Unchanged
24 Walkner Condon Financial Advisors LLC 0.24% of their portfolio MADISON, WI 9,2849.3k $909.0k $909.0k 0.24% Added +450 +450
25 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 7,2547.3k $710.2k $710.2k 0.01% Reduced -3.9k -3,889
26 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,0797.1k $693.0k $693.0k 0.00% Reduced -229 -229
27 ALBION FINANCIAL GROUP /UT 0.05% of their portfolio SALT LAKE CITY, UT 6,0716.1k $594.4k $594.4k 0.05% Reduced -252 -252
28 MJP ASSOCIATES INC /ADV 0.18% of their portfolio FARMINGTON, CT 5,6185.6k $550.1k $550.1k 0.18% Reduced -1.2k -1,231
29 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,2945.3k $518.0k $518.0k 0.00% Added +872 +872
30 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 4,7594.8k $466.0k $466.0k 0.00% Reduced -40.6k -40,626
31 Advisor OS, LLC 0.07% of their portfolio CHICAGO, IL 4,3594.4k $426.8k $426.8k 0.07% New
32 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 4,2354.2k $414.6k $414.6k 0.02% Reduced -127 -127
33 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,2214.2k $413.0k $413.0k 0.00% Reduced -447 -447
34 Round Rock Advisors LLC 0.14% of their portfolio WILTON, CT 3,9654.0k $388.2k $388.2k 0.14% Added +13 +13
35 Edmonds Duncan Registered Investment Advisors, LLC 0.10% of their portfolio LAWRENCE, KS 3,3643.4k $329.4k $329.4k 0.10% Added +130 +130
36 Financial Insights, Inc. 0.11% of their portfolio TACOMA, WA 3,1913.2k $312.4k $312.4k 0.11% Added +265 +265
37 NOTTINGHAM ADVISORS, INC. 0.04% of their portfolio AMHERST, NY 2,7252.7k $266.8k $266.8k 0.04% Added +10 +10
38 WealthShield Partners, LLC 0.04% of their portfolio CARY, NC 2,7102.7k $265.3k $265.3k 0.04% Added +2.6k +2,562
39 Treynor Bancshares, Inc. 0.17% of their portfolio TREYNOR, IA 2,6482.6k $259.3k $259.3k 0.17% Added +94 +94
40 TIEMANN INVESTMENT ADVISORS, LLC 0.12% of their portfolio MENLO PARK, CA 2,5002.5k $244.8k $244.8k 0.12% Unchanged
41 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,4052.4k $235.5k $235.5k 0.00% Reduced -427 -427
42 Trek Financial, LLC 0.02% of their portfolio Scottsdale, AZ 2,2722.3k $222.5k $222.5k 0.02% New
43 OARSMAN CAPITAL, INC. 0.10% of their portfolio MILWAUKEE, WI 2,2242.2k $217.8k $217.8k 0.10% Reduced -548 -548
44 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 2,1392.1k $209.5k $209.5k 0.00% Reduced -1.8k -1,833
45 Tradition Wealth Management, LLC 0.02% of their portfolio EDINA, MN 2,0762.1k $203.0k $203.0k 0.02% Reduced -2.7k -2,665
46 Essex Financial Services, Inc. 0.02% of their portfolio ESSEX, CT 2,0662.1k $202.2k $202.2k 0.02% Added +10 +10
47 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 2,0512.1k $200.8k $200.8k 0.01% Added +11 +11
48 AlphaMark Advisors, LLC 0.09% of their portfolio FT. WRIGHT, KY 2,0182.0k $198.0k $198.0k 0.09% Reduced -688 -688
49 Community Bank, N.A. 0.01% of their portfolio DeWitt, NY 1,0751.1k $105.3k $105.3k 0.01% Unchanged
50 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,0461.0k $102.4k $102.4k 0.00% Added +4 +4
51 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 902902 $88.3k $88.3k 0.01% Unchanged
52 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 761761 $74.5k $74.5k 0.00% Reduced -48 -48
53 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 698698 $68.0k $68.0k 0.00% Reduced -2 -2
54 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 580580 $57.4k $57.4k 0.00% Added +290 +290
55 Kistler-Tiffany Companies, LLC 0.01% of their portfolio BERWYN, PA 481481 $47.1k $47.1k 0.01% Unchanged
56 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 447447 $43.8k $43.8k 0.00% Unchanged
57 ST GERMAIN D J CO INC 0.00% of their portfolio SPRINGFIELD, MA 428428 $41.9k $41.9k 0.00% First filing
58 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 291291 $28.5k $28.5k 0.00% Added +3 +3
59 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 173173 $16.9k $16.9k 0.00% Unchanged
60 Horan Securities, Inc. 0.01% of their portfolio CINCINNATI, X1 156156 $15.2k $15.2k 0.01% Added +2 +2
61 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 115115 $11.3k $11.3k 0.00% Unchanged
62 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged