Vault-13

PIMCO ETF TR EMNT

ENHANCD SHORT · ETP · CUSIP 72201R643

66 institutional holders +0 vs Q4 2022
1,032,2951.0m shares reported held*
$100.9mreported value*
9 new 32 added 18 reduced 8 sold out net sold ≈ $10.2m (-103.9k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($65.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $97.70.

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 61Q4 22: 66Q1 23: 6666Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 202261
Q4 202266
Q1 202366

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 30 bought or addedQ4 22: 24 cut or sold outQ4 22Q1 23: 41 bought or addedQ1 23: 26 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 20223024
Q1 20234126

Biggest buyers

OSAIC HOLDINGS, INC. Added +26,868+26.9k
CITADEL ADVISORS LLC Added +18,448+18.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +17,527+17.5k
MORGAN STANLEY Added +16,882+16.9k
Orion Portfolio Solutions, LLC Added +13,680+13.7k
CHOREO, LLC New +13,197+13.2k
Prime Capital Investment Advisors, LLC New +11,143+11.1k
Laurel Wealth Planning LLC Added +4,499+4.5k
Cerity Partners LLC Added +3,138+3.1k
CITIGROUP INC New +2,832+2.8k

Biggest sellers

AlphaMark Advisors, LLC Reduced -52,754-52.8k
MJP ASSOCIATES INC /ADV Reduced -46,291-46.3k
Stewardship Advisors, LLC Sold out -45,247-45.2k
Arete Wealth Advisors, LLC Reduced -42,907-42.9k
STIFEL FINANCIAL CORP Reduced -16,500-16.5k
Sonoma Private Wealth LLC Reduced -12,664-12.7k
Mascoma Wealth Management LLC Reduced -7,115-7.1k
Richard Bernstein Advisors LLC Sold out -5,899-5.9k
LFA - Lugano Financial Advisors SA Reduced -3,450-3.5k
OLD MISSION CAPITAL LLC Sold out -3,282-3.3k

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Allianz Investment Management U.S. LLC 1.35% of their portfolio Minneapolis, MN 249,000249.0k $24.3m $24.3m 1.35% Unchanged
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 63,22663.2k $6.2m $6.2m 0.00% Added +16.9k +16,882
3 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 58,15658.2k $5.7m $5.7m 0.01% Added +421 +421
4 Cerity Partners LLC 0.01% of their portfolio NEW YORK, NY 52,84852.8k $5.2m $5.2m 0.01% Added +3.1k +3,138
5 Destination Wealth Management 0.18% of their portfolio Walnut Creek, CA 47,73747.7k $4.7m $4.7m 0.18% Added +2.7k +2,712
6 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 45,38545.4k $4.4m $4.4m 0.00% Added +18.4k +18,448
7 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 44,19944.2k $4.3m $4.3m 0.01% Added +26.9k +26,868
8 Mascoma Wealth Management LLC 1.13% of their portfolio HANOVER, NH 39,32239.3k $3.8m $3.8m 1.13% Reduced -7.1k -7,115
9 Laurel Wealth Planning LLC 2.50% of their portfolio EDINA, MN 38,58838.6k $3.8m $3.8m 2.50% Added +4.5k +4,499
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 37,91537.9k $3.7m $3.7m 0.00% Added +1.5k +1,460
11 Milestone Investment Advisors LLC 0.82% of their portfolio MIDDLETON, WI 27,16327.2k $2.7m $2.7m 0.82% Added +117 +117
12 First Affirmative Financial Network 2.91% of their portfolio COLORADO SPRINGS, CO 25,70325.7k $2.5m $2.5m 2.91% Added +57 +57
13 Rain Capital Management, LLC 1.71% of their portfolio LAKE OSWEGO, OR 25,47525.5k $2.5m $2.5m 1.71% Added +422 +422
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 24,63724.6k $2.4m $2.4m 0.00% Added +1.1k +1,071
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 19,86019.9k $1.9m $1.9m 0.00% Added +17.5k +17,527
16 Baldrige Asset Management LLC 0.75% of their portfolio ALLENTOWN, PA 18,76118.8k $1.8m $1.8m 0.75% Added +88 +88
17 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 17,86117.9k $1.7m $1.7m 0.02% Added +1.4k +1,427
18 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 17,86117.9k $1.7m $1.7m 0.02% Added +13.7k +13,680
19 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 14,76314.8k $1.4m $1.4m 0.00% Reduced -2.0k -2,003
20 CHOREO, LLC 0.05% of their portfolio ROCKFORD, IL 13,19713.2k $1.3m $1.3m 0.05% New
21 Sonoma Private Wealth LLC 2.25% of their portfolio San Francisco, CA 11,60911.6k $1.1m $1.1m 2.25% Reduced -12.7k -12,664
22 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.01% of their portfolio PLYMOUTH, MN 11,58611.6k $1.1m $1.1m 0.01% Added +2.8k +2,775
23 Prime Capital Investment Advisors, LLC 0.04% of their portfolio OVERLAND PARK, KS 11,14311.1k $1.1m $1.1m 0.04% New
24 PFG Investments, LLC 0.21% of their portfolio WOODBURY, NY 10,77710.8k $1.1m $1.1m 0.21% First filing
25 LFA - Lugano Financial Advisors SA 0.73% of their portfolio LUGANO, V8 9,9009.9k $967.2k $967.2k 0.73% Reduced -3.5k -3,450
26 Walkner Condon Financial Advisors LLC 0.24% of their portfolio MADISON, WI 8,8348.8k $863.0k $863.0k 0.24% Added +1.0k +1,042
27 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 7,3087.3k $715.0k $715.0k 0.00% Reduced -184 -184
28 MJP ASSOCIATES INC /ADV 0.21% of their portfolio FARMINGTON, CT 6,8496.8k $669.1k $669.1k 0.21% Reduced -46.3k -46,291
29 ALBION FINANCIAL GROUP /UT 0.06% of their portfolio SALT LAKE CITY, UT 6,3236.3k $617.7k $617.7k 0.06% Reduced -15 -15
30 Tradition Wealth Management, LLC 0.06% of their portfolio EDINA, MN 4,7414.7k $463.0k $463.0k 0.06% Added +143 +143
31 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 4,6684.7k $456.0k $456.0k 0.00% Added +205 +205
32 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 4,4224.4k $432.0k $432.0k 0.00% Added +353 +353
33 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 4,3624.4k $426.1k $426.1k 0.02% Added +995 +995
34 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 4,2144.2k $412.0k $412.0k 0.03% Reduced -42.9k -42,907
35 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 3,9724.0k $388.0k $388.0k 0.00% Reduced -16.5k -16,500
36 Round Rock Advisors LLC 0.15% of their portfolio WILTON, CT 3,9524.0k $386.1k $386.1k 0.15% Added +40 +40
37 Edmonds Duncan Registered Investment Advisors, LLC 0.10% of their portfolio LAWRENCE, KS 3,2343.2k $315.9k $315.9k 0.10% Reduced -17 -17
38 Financial Insights, Inc. 0.12% of their portfolio TACOMA, WA 2,9262.9k $285.8k $285.8k 0.12% Added +329 +329
39 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 2,8322.8k $276.7k $276.7k 0.00% New
40 OARSMAN CAPITAL, INC. 0.13% of their portfolio MILWAUKEE, WI 2,7722.8k $270.8k $270.8k 0.13% Reduced -430 -430
41 NOTTINGHAM ADVISORS, INC. 0.04% of their portfolio AMHERST, NY 2,7152.7k $265.2k $265.2k 0.04% Added +75 +75
42 AlphaMark Advisors, LLC 0.12% of their portfolio FT. WRIGHT, KY 2,7062.7k $264.0k $264.0k 0.12% Reduced -52.8k -52,754
43 Buffington Mohr McNeal 0.06% of their portfolio BOISE, ID 2,6102.6k $255.0k $255.0k 0.06% New
44 Treynor Bancshares, Inc. 0.16% of their portfolio TREYNOR, IA 2,5542.6k $249.5k $249.5k 0.16% Reduced -410 -410
45 TIEMANN INVESTMENT ADVISORS, LLC 0.13% of their portfolio MENLO PARK, CA 2,5002.5k $244.2k $244.2k 0.13% Unchanged
46 Essex Financial Services, Inc. 0.02% of their portfolio ESSEX, CT 2,0562.1k $200.8k $200.8k 0.02% New
47 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 2,0402.0k $199.3k $199.3k 0.01% Added +17 +17
48 Community Bank, N.A. 0.01% of their portfolio DeWitt, NY 1,0751.1k $105.0k $105.0k 0.01% Added +75 +75
49 Ameritas Investment Partners, Inc. 0.00% of their portfolio LINCOLN, NE 1,0421.0k $101.8k $101.8k 0.00% Added +7 +7
50 PRIVATE TRUST CO NA 0.01% of their portfolio CLEVELAND, OH 902902 $88.1k $88.1k 0.01% Reduced -118 -118
51 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 809809 $79.0k $79.0k 0.00% Added +86 +86
52 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 700700 $68.0k $68.0k 0.00% New
53 Kistler-Tiffany Companies, LLC 0.01% of their portfolio BERWYN, PA 481481 $47.0k $47.0k 0.01% Unchanged
54 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 447447 $43.7k $43.7k 0.00% Unchanged
55 Ameritas Advisory Services, LLC 0.00% of their portfolio Lincoln, NE 427427 $41.7k $41.7k 0.00% New
56 Belpointe Asset Management LLC 0.00% of their portfolio RENO, NV 317317 $31.0k $31.0k 0.00% Reduced -211 -211
57 Fortis Capital Advisors, LLC 0.02% of their portfolio PRAIRIE VILLAGE, KS 317317 $31.0k $31.0k 0.02% Reduced -211 -211
58 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 290290 $29.0k $29.0k 0.00% Reduced -6 -6
59 BDO Wealth Advisors, LLC 0.00% of their portfolio JACKSONVILLE, FL 288288 $28.1k $28.1k 0.00% Added +5 +5
60 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 173173 $16.9k $16.9k 0.00% Unchanged
61 Horan Securities, Inc. 0.01% of their portfolio CINCINNATI, X1 154154 $15.0k $15.0k 0.01% New
62 WealthShield Partners, LLC 0.00% of their portfolio CARY, NC 148148 $14.5k $14.5k 0.00% Reduced -2.4k -2,379
63 Focused Wealth Management, Inc 0.00% of their portfolio Newburgh, NY 115115 $11.2k $11.2k 0.00% Added +48 +48
64 Ellevest, Inc. 0.00% of their portfolio NEW YORK, NY 88 $739 $739 0.00% New
65 FMR LLC 0.00% of their portfolio BOSTON, MA 44 $390 $390 0.00% Added +3 +3
66 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged