Vault-13

PIMCO ETF TR MINO

MUNI INCOME OPP · ETP · CUSIP 72201R635

70 institutional holders +8 vs Q2 2024
3,100,3323.1m shares reported held*
$143.1mreported value*
13 new 36 added 14 reduced 6 sold out net bought ≈ $24.3m (+527.1k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $46.16.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 22Q4 22: 24Q1 23: 30Q2 23: 33Q3 23: 36Q4 23: 43Q1 24: 55Q2 24: 62Q3 24: 7070Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202222
Q4 202224
Q1 202330
Q2 202333
Q3 202336
Q4 202343
Q1 202455
Q2 202462
Q3 202470

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 16 bought or addedQ4 22: 10 cut or sold outQ1 23: 19 bought or addedQ1 23: 10 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 11 cut or sold outQ3 23: 27 bought or addedQ3 23: 12 cut or sold outQ3 23Q4 23: 34 bought or addedQ4 23: 9 cut or sold outQ1 24: 40 bought or addedQ1 24: 15 cut or sold outQ1 24Q2 24: 45 bought or addedQ2 24: 14 cut or sold outQ3 24: 49 bought or addedQ3 24: 20 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20221610
Q1 20231910
Q2 20232411
Q3 20232712
Q4 2023349
Q1 20244015
Q2 20244514
Q3 20244920

Biggest buyers

Waterway Wealth Management, LLC New +167,315+167.3k
CWM, LLC Added +71,420+71.4k
Private Advisor Group, LLC Added +59,023+59.0k
LPL Financial LLC Added +44,134+44.1k
Clarity Asset Management, Inc. Added +40,884+40.9k
Paulson Wealth Management Inc. Added +38,990+39.0k
NewEdge Advisors, LLC Added +32,671+32.7k
STIFEL FINANCIAL CORP New +31,511+31.5k
Hedeker Wealth, LLC Added +28,384+28.4k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +27,055+27.1k

Biggest sellers

JPMORGAN CHASE & CO Sold out -97,854-97.9k
FLOW TRADERS U.S. LLC Sold out -50,271-50.3k
Chicago Capital, LLC Reduced -28,310-28.3k
CreativeOne Wealth, LLC Reduced -15,611-15.6k
Krilogy Financial LLC Sold out -13,050-13.1k
Financial Futures Ltd Liability Co. Sold out -4,708-4.7k
GPS Wealth Strategies Group, LLC Reduced -4,172-4.2k
CarsonAllaria Wealth Management, Ltd. Reduced -3,911-3.9k
WealthPLAN Partners, LLC Reduced -1,879-1.9k
Camelot Portfolios, LLC Sold out -1,000-1.0k

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CWM, LLC 0.08% of their portfolio OMAHA, NE 404,506404.5k $18.7m $18.7m 0.08% Added +71.4k +71,420
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 284,772284.8k $13.1m $13.1m 0.01% Added +44.1k +44,134
3 Private Advisor Group, LLC 0.05% of their portfolio MORRISTOWN, NJ 191,484191.5k $8.8m $8.8m 0.05% Added +59.0k +59,023
4 Waterway Wealth Management, LLC 3.32% of their portfolio THE WOODLANDS, TX 167,315167.3k $7.7m $7.7m 3.32% New
5 CarsonAllaria Wealth Management, Ltd. 4.11% of their portfolio GLEN CARBON, IL 155,377155.4k $7.2m $7.2m 4.11% Reduced -3.9k -3,911
6 Clarity Asset Management, Inc. 4.68% of their portfolio AMES, IA 145,856145.9k $6.7m $6.7m 4.68% Added +40.9k +40,884
7 Paulson Wealth Management Inc. 1.53% of their portfolio West Palm Beach, FL 124,260124.3k $5.7m $5.7m 1.53% Added +39.0k +38,990
8 NewEdge Advisors, LLC 0.04% of their portfolio NEW ORLEANS, LA 119,632119.6k $5.5m $5.5m 0.04% Added +32.7k +32,671
9 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 111,137111.1k $5.1m $5.1m 0.01% Added +2.9k +2,876
10 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 93,53093.5k $4.3m $4.3m 0.01% Added +18.4k +18,425
11 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 93,29693.3k $4.3m $4.3m 0.00% Added +7.2k +7,195
12 Bridgewealth Advisory Group, LLC 1.55% of their portfolio Fresno, CA 92,14792.1k $4.3m $4.3m 1.55% Reduced -637 -637
13 BCS Wealth Management 1.56% of their portfolio JOHNSON CITY, TN 79,32179.3k $3.7m $3.7m 1.56% Added +6.4k +6,436
14 Econ Financial Services Corp 1.86% of their portfolio HARRISBURG, PA 72,08972.1k $3.3m $3.3m 1.86% Added +4.2k +4,220
15 WealthPLAN Partners, LLC 0.42% of their portfolio OMAHA, NE 67,31267.3k $3.1m $3.1m 0.42% Reduced -1.9k -1,879
16 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 60,41860.4k $2.8m $2.8m 0.03% Added +11.8k +11,763
17 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 60,41860.4k $2.8m $2.8m 0.03% Added +11.8k +11,763
18 Visionary Wealth Advisors 0.15% of their portfolio O'FALLON, IL 53,42853.4k $2.5m $2.5m 0.15% Added +1.7k +1,670
19 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 47,95448.0k $2.2m $2.2m 0.01% Added +10.7k +10,663
20 StoneX Group Inc. 0.15% of their portfolio NEW YORK, NY 45,17945.2k $2.1m $2.1m 0.15% Added +8.9k +8,868
21 PAX Financial Group, LLC 0.34% of their portfolio SAN ANTONIO, TX 40,93740.9k $1.9m $1.9m 0.34% Added +6.5k +6,524
22 Hedeker Wealth, LLC 0.43% of their portfolio Lincolnshire, IL 35,38235.4k $1.6m $1.6m 0.43% Added +28.4k +28,384
23 Arrowroot Family Office, LLC 0.89% of their portfolio MARINA DEL REY, CA 33,02233.0k $1.5m $1.5m 0.89% Reduced -32 -32
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 31,51131.5k $1.5m $1.5m 0.00% New
25 GPS Wealth Strategies Group, LLC 0.18% of their portfolio CENTENNIAL, CO 29,28329.3k $1.4m $1.4m 0.18% Reduced -4.2k -4,172
26 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,05527.1k $1.2m $1.2m 0.00% New
27 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 26,56726.6k $1.2m $1.2m 0.01% Added +257 +257
28 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 23,94923.9k $1.1m $1.1m 0.00% New
29 SFG Wealth Management, LLC. 0.57% of their portfolio TOWSON, MD 23,15523.2k $1.1m $1.1m 0.57% Reduced -50 -50
30 Quadcap Wealth Management, LLC 0.16% of their portfolio Frisco, TX 22,54222.5k $1.0m $1.0m 0.16% Added +15.3k +15,319
31 Advisor Resource Council 0.43% of their portfolio DALLAS, TX 20,38420.4k $940.9k $940.9k 0.43% Added +3.4k +3,391
32 Destiny Wealth Partners, LLC 0.16% of their portfolio TAVARES, FL 20,20820.2k $932.8k $932.8k 0.16% Added +63 +63
33 Laurel Wealth Planning LLC 0.58% of their portfolio EDINA, MN 19,39419.4k $895.0k $895.0k 0.58% Added +523 +523
34 Landmark Wealth Management, LLC 0.39% of their portfolio MELVILLE, NY 19,38719.4k $895.0k $895.0k 0.39% Reduced -711 -711
35 CreativeOne Wealth, LLC 0.03% of their portfolio OVERLAND PARK, KS 19,32019.3k $891.8k $891.8k 0.03% Reduced -15.6k -15,611
36 Crown Wealth Group, LLC 0.35% of their portfolio Charlotte, NC 17,64817.6k $814.6k $814.6k 0.35% Added +5.2k +5,222
37 Lokken Investment Group LLC 0.34% of their portfolio LEWES, DE 17,43217.4k $804.7k $804.7k 0.34% Reduced -458 -458
38 Summit Investment Advisory Services, LLC 0.42% of their portfolio ROSEVILLE, MN 17,10617.1k $789.6k $789.6k 0.42% New
39 Premier Path Wealth Partners, LLC 0.11% of their portfolio MADISON, NJ 15,49415.5k $715.2k $715.2k 0.11% Added +306 +306
40 Trademark Financial Management, LLC 0.51% of their portfolio Bloomington, MN 13,90913.9k $642.0k $642.0k 0.51% Added +1.4k +1,395
41 WealthShield Partners, LLC 0.08% of their portfolio CARY, NC 13,12013.1k $605.6k $605.6k 0.08% Reduced -506 -506
42 WETZEL INVESTMENT ADVISORS, INC. 0.28% of their portfolio INDIANAPOLIS, IN 12,00012.0k $553.9k $553.9k 0.28% Unchanged
43 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,69711.7k $539.9k $539.9k 0.00% New
44 Waverly Advisors, LLC 0.01% of their portfolio BIRMINGHAM, AL 11,35011.3k $523.9k $523.9k 0.01% Added +640 +640
45 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 10,49810.5k $484.6k $484.6k 0.00% Reduced -581 -581
46 Beckerman Institutional, LLC 0.41% of their portfolio OCEAN GROVE, NJ 10,43710.4k $482.0k $482.0k 0.41% First filing
47 Clear Point Advisors Inc. 0.36% of their portfolio MELVILLE, NY 10,12810.1k $467.5k $467.5k 0.36% Reduced -831 -831
48 Able Wealth Management LLC 0.32% of their portfolio Toms River, NJ 9,2829.3k $428.5k $428.5k 0.32% New
49 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 0.07% of their portfolio COLUMBIA, SC 8,0438.0k $371.3k $371.3k 0.07% Added +1.3k +1,280
50 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 6,3856.4k $294.7k $294.7k 0.00% Added +812 +812
51 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 6,0876.1k $281.0k $281.0k 0.01% Added +4.7k +4,688
52 High Net Worth Advisory Group LLC 0.08% of their portfolio NAPLES, FL 6,0226.0k $278.0k $278.0k 0.08% Unchanged
53 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 5,9716.0k $276.0k $276.0k 0.00% Added +657 +657
54 Argent Trust Co 0.01% of their portfolio NASHVILLE, TN 5,7805.8k $266.8k $266.8k 0.01% New
55 Richard P Slaughter Associates Inc 0.06% of their portfolio AUSTIN, TX 5,7805.8k $266.8k $266.8k 0.06% New
56 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 4,9404.9k $228.0k $228.0k 0.00% New
57 Bordeaux Wealth Advisors LLC 0.04% of their portfolio MENLO PARK, CA 4,4654.5k $206.1k $206.1k 0.04% Unchanged
58 Chicago Capital, LLC 0.01% of their portfolio Chicago, IL 4,3784.4k $202.1k $202.1k 0.01% Reduced -28.3k -28,310
59 First Horizon Advisors, Inc. 0.00% of their portfolio MEMPHIS, TN 2,7612.8k $127.4k $127.4k 0.00% New
60 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 2,4902.5k $114.9k $114.9k 0.00% New
61 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 1,4151.4k $65.3k $65.3k 0.01% Added +9 +9
62 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,3831.4k $63.8k $63.8k 0.00% Added +13 +13
63 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 830830 $38.3k $38.3k 0.00% Added +610 +610
64 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 775775 $35.8k $35.8k 0.00% Added +394 +394
65 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 546546 $25.2k $25.2k 0.00% New
66 Tortoise Investment Management, LLC 0.00% of their portfolio WHITE PLAINS, NY 240240 $11.1k $11.1k 0.00% Unchanged
67 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 220220 $10.2k $10.2k 0.00% Added +6 +6
68 UBS Group AG 0.00% of their portfolio ZURICH, V8 149149 $6.9k $6.9k 0.00% Reduced -25 -25
69 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 4444 $2.0k $2.0k 0.00% Unchanged
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged