Vault-13

PIMCO ETF TR MINO

MUNI INCOME OPP · ETP · CUSIP 72201R635

33 institutional holders +3 vs Q1 2023
1,381,7501.4m shares reported held*
$61.6mreported value*
6 new 18 added 8 reduced 3 sold out net bought ≈ $11.1m (+250.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $44.57.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

02040Q3 22: 22Q4 22: 24Q1 23: 30Q2 23: 3333Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202222
Q4 202224
Q1 202330
Q2 202333

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 16 bought or addedQ4 22: 10 cut or sold outQ4 22Q1 23: 19 bought or addedQ1 23: 10 cut or sold outQ1 23Q2 23: 24 bought or addedQ2 23: 11 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221610
Q1 20231910
Q2 20232411

Biggest buyers

Stratos Wealth Partners, LTD. New +132,091+132.1k
JANE STREET GROUP, LLC Added +67,453+67.5k
Orion Porfolio Solutions, LLC Added +36,318+36.3k
Orion Portfolio Solutions, LLC Added +36,318+36.3k
SFG Wealth Management, LLC. New +14,042+14.0k
GPS Wealth Strategies Group, LLC Added +11,827+11.8k
Visionary Wealth Advisors Added +10,025+10.0k
BCS Wealth Management Added +8,590+8.6k
CarsonAllaria Wealth Management, Ltd. Added +5,152+5.2k
ENVESTNET ASSET MANAGEMENT INC New +4,829+4.8k

Biggest sellers

WealthPlan Investment Management, LLC Reduced -58,190-58.2k
WealthPLAN Partners, LLC Reduced -19,283-19.3k
FLOW TRADERS U.S. LLC Sold out -11,354-11.4k
CWM, LLC Reduced -1,822-1.8k
JPMORGAN CHASE & CO Sold out -1,541-1.5k
Tortoise Investment Management, LLC Reduced -1,465-1.5k
LPL Financial LLC Reduced -1,098-1.1k
Signify Wealth Reduced -301-301
Paulson Wealth Management Inc. Reduced -191-191
Arrowroot Family Office, LLC Reduced -106-106

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WealthPLAN Partners, LLC 1.16% of their portfolio OMAHA, NE 183,724183.7k $8.2m $8.2m 1.16% Reduced -19.3k -19,283
2 CWM, LLC 0.04% of their portfolio OMAHA, NE 156,746156.7k $7.0m $7.0m 0.04% Reduced -1.8k -1,822
3 Stratos Wealth Partners, LTD. 0.13% of their portfolio BEACHWOOD, OH 132,091132.1k $5.9m $5.9m 0.13% New
4 WealthPlan Investment Management, LLC 1.47% of their portfolio OMAHA, NE 110,386110.4k $4.9m $4.9m 1.47% Reduced -58.2k -58,190
5 CarsonAllaria Wealth Management, Ltd. 3.50% of their portfolio GLEN CARBON, IL 99,80199.8k $4.4m $4.4m 3.50% Added +5.2k +5,152
6 Orion Porfolio Solutions, LLC 0.04% of their portfolio OMAHA, NE 86,03886.0k $3.8m $3.8m 0.04% Added +36.3k +36,318
7 Orion Portfolio Solutions, LLC 0.04% of their portfolio Omaha, NE 86,03886.0k $3.8m $3.8m 0.04% Added +36.3k +36,318
8 Paulson Wealth Management Inc. 1.19% of their portfolio West Palm Beach, FL 77,99778.0k $3.5m $3.5m 1.19% Reduced -191 -191
9 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 72,23272.2k $3.2m $3.2m 0.00% Added +67.5k +67,453
10 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 59,37959.4k $2.6m $2.6m 0.00% Reduced -1.1k -1,098
11 StoneX Group Inc. 0.24% of their portfolio NEW YORK, NY 52,15552.2k $2.3m $2.3m 0.24% Added +1.4k +1,409
12 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 50,91250.9k $2.3m $2.3m 0.00% Added +2.3k +2,329
13 BCS Wealth Management 1.26% of their portfolio JOHNSON CITY, TN 38,86738.9k $1.7m $1.7m 1.26% Added +8.6k +8,590
14 Visionary Wealth Advisors 0.09% of their portfolio O'FALLON, IL 25,38725.4k $1.1m $1.1m 0.09% Added +10.0k +10,025
15 GPS Wealth Strategies Group, LLC 0.18% of their portfolio CENTENNIAL, CO 21,64921.6k $964.8k $964.8k 0.18% Added +11.8k +11,827
16 Arrowroot Family Office, LLC 0.59% of their portfolio MARINA DEL REY, CA 17,63517.6k $785.9k $785.9k 0.59% Reduced -106 -106
17 Landmark Wealth Management, LLC 0.64% of their portfolio MELVILLE, NY 16,19216.2k $722.0k $722.0k 0.64% Added +287 +287
18 SFG Wealth Management, LLC. 0.52% of their portfolio TOWSON, MD 14,04214.0k $625.8k $625.8k 0.52% New
19 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 13,93913.9k $621.2k $621.2k 0.01% Added +1.6k +1,582
20 Signify Wealth 0.53% of their portfolio SAINT LOUIS, MO 13,83113.8k $616.4k $616.4k 0.53% Reduced -301 -301
21 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 10,27810.3k $458.0k $458.0k 0.00% Added +717 +717
22 Summit Investment Advisory Services, LLC 0.29% of their portfolio ROSEVILLE, MN 9,7399.7k $434.0k $434.0k 0.29% Added +854 +854
23 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 7,2697.3k $324.0k $324.0k 0.01% Added +2.7k +2,674
24 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 4,8664.9k $217.0k $217.0k 0.00% Added +76 +76
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 4,8294.8k $215.2k $215.2k 0.00% New
26 Tortoise Investment Management, LLC 0.03% of their portfolio WHITE PLAINS, NY 4,7104.7k $209.9k $209.9k 0.03% Reduced -1.5k -1,465
27 WealthShield Partners, LLC 0.02% of their portfolio CARY, NC 3,2413.2k $144.4k $144.4k 0.02% New
28 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 2,6842.7k $120.0k $120.0k 0.00% New
29 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 2,6342.6k $124.5k $124.5k 0.00% Added +1.3k +1,330
30 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 1,4201.4k $63.0k $63.0k 0.00% New
31 SOUTHSTATE PRIVATE CAPITAL MANAGEMENT LLC 0.01% of their portfolio COLUMBIA, SC 985985 $43.9k $43.9k 0.01% Added +320 +320
32 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 5454 $2.4k $2.4k 0.00% Added +8 +8
33 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged