Vault-13

PIMCO ETF TR CMDT

COMMODITY STRAT · ETP · CUSIP 72201R593

32 institutional holders +7 vs Q2 2024
4,254,1834.3m shares reported held*
$113.7mreported value*
7 new 15 added 8 reduced 0 sold out net bought ≈ $7.4m (+277.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $26.73.

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

02040Q2 23: 3Q3 23: 8Q4 23: 5Q1 24: 16Q2 24: 25Q3 24: 3232Q2 23Q3 23Q4 23Q1 24Q2 24Q3 24
Numbers
QuarterHolders
Q2 20233
Q3 20238
Q4 20235
Q1 202416
Q2 202425
Q3 202432

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q3 23: 7 bought or addedQ3 23: 1 cut or sold outQ3 23Q4 23: 3 bought or addedQ4 23: 4 cut or sold outQ4 23Q1 24: 13 bought or addedQ1 24: 4 cut or sold outQ1 24Q2 24: 17 bought or addedQ2 24: 9 cut or sold outQ2 24Q3 24: 22 bought or addedQ3 24: 8 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q3 202371
Q4 202334
Q1 2024134
Q2 2024179
Q3 2024228

Biggest buyers

WELLS FARGO & COMPANY/MN New +166,487+166.5k
Apollon Wealth Management, LLC Added +106,990+107.0k
CWM, LLC Added +22,458+22.5k
AE Wealth Management LLC Added +20,600+20.6k
FIDELITY D & D BANCORP INC Added +20,005+20.0k
HOLLENCREST CAPITAL MANAGEMENT Added +15,161+15.2k
Cambridge Investment Research Advisors, Inc. Added +11,042+11.0k
Authentikos Wealth Advisory, LLC New +10,072+10.1k
Freedom Investment Management, Inc. Added +9,731+9.7k
Elevated Capital Advisors, LLC Added +8,197+8.2k

Biggest sellers

EXCHANGE TRADED CONCEPTS, LLC Reduced -109,980-110.0k
JANE STREET GROUP, LLC Reduced -9,890-9.9k
Foundations Investment Advisors, LLC Reduced -6,021-6.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -4,786-4.8k
LAKE STREET PRIVATE WEALTH, LLC Reduced -3,410-3.4k
Great Lakes Retirement, Inc. Reduced -190-190
OSAIC HOLDINGS, INC. Reduced -106-106
Pineridge Advisors LLC Reduced -8-8

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
First National Advisers, LLC 13G · institution new · filed 2026-09-08 14.7% new 3.7m≈ $112.5m 2026-09-08

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Apollon Wealth Management, LLC 0.79% of their portfolio MOUNT PLEASANT, SC 1,043,5101.0m $27.9m $27.9m 0.79% Added +107.0k +106,990
2 EXCHANGE TRADED CONCEPTS, LLC 0.44% of their portfolio Oklahoma City, OK 699,645699.6k $18.7m $18.7m 0.44% Reduced -110.0k -109,980
3 Orion Porfolio Solutions, LLC 0.14% of their portfolio OMAHA, NE 527,700527.7k $14.1m $14.1m 0.14% Added +5.7k +5,661
4 Orion Portfolio Solutions, LLC 0.14% of their portfolio Omaha, NE 527,700527.7k $14.1m $14.1m 0.14% Added +5.7k +5,661
5 CWM, LLC 0.04% of their portfolio OMAHA, NE 357,885357.9k $9.6m $9.6m 0.04% Added +22.5k +22,458
6 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 194,125194.1k $5.2m $5.2m 0.05% Added +20.6k +20,600
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 166,487166.5k $4.5m $4.5m 0.00% New
8 HOLLENCREST CAPITAL MANAGEMENT 0.15% of their portfolio NEWPORT BEACH, CA 132,993133.0k $3.6m $3.6m 0.15% Added +15.2k +15,161
9 FIDELITY D & D BANCORP INC 2.02% of their portfolio Dunmore, PA 113,422113.4k $3.0m $3.0m 2.02% Added +20.0k +20,005
10 Lokken Investment Group LLC 0.92% of their portfolio LEWES, DE 82,36782.4k $2.2m $2.2m 0.92% Added +2.6k +2,573
11 LAKE STREET PRIVATE WEALTH, LLC 0.31% of their portfolio CHICAGO, IL 73,15573.2k $2.0m $2.0m 0.31% Reduced -3.4k -3,410
12 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 72,96473.0k $1.9m $1.9m 0.01% Added +11.0k +11,042
13 Apollon Financial, LLC 0.48% of their portfolio MOUNT PLEASANT, SC 60,96161.0k $1.6m $1.6m 0.48% Added +2.6k +2,559
14 Lloyd Advisory Services, LLC. 0.77% of their portfolio SUWANEE, GA 59,94159.9k $1.6m $1.6m 0.77% Added +153 +153
15 Foundations Investment Advisors, LLC 0.02% of their portfolio PHOENIX, AZ 35,55335.6k $950.3k $950.3k 0.02% Reduced -6.0k -6,021
16 Freedom Investment Management, Inc. 0.04% of their portfolio SOUTH WINDSOR, CT 17,32317.3k $463.0k $463.0k 0.04% Added +9.7k +9,731
17 Elevated Capital Advisors, LLC 0.12% of their portfolio SANDY, UT 16,92716.9k $452.5k $452.5k 0.12% Added +8.2k +8,197
18 HOWARD BAILEY SECURITIES, LLC 0.16% of their portfolio FORT WAYNE, IN 16,10616.1k $430.5k $430.5k 0.16% First filing
19 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 12,35612.4k $330.3k $330.3k 0.00% Reduced -4.8k -4,786
20 Great Lakes Retirement, Inc. 0.04% of their portfolio SANDUSKY, OH 12,14112.1k $324.5k $324.5k 0.04% Reduced -190 -190
21 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 11,15611.2k $298.2k $298.2k 0.00% Reduced -9.9k -9,890
22 Authentikos Wealth Advisory, LLC 0.26% of their portfolio MORGAN HILL, CA 10,07210.1k $269.2k $269.2k 0.26% New
23 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 4,5454.5k $121.5k $121.5k 0.00% Added +345 +345
24 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2,1282.1k $56.9k $56.9k 0.00% New
25 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,5101.5k $40.4k $40.4k 0.00% New
26 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 904904 $24.2k $24.2k 0.00% Reduced -106 -106
27 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 273273 $7.3k $7.3k 0.00% New
28 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 221221 $5.9k $5.9k 0.00% Reduced -8 -8
29 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 4545 $1.2k $1.2k 0.00% New
30 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 3636 $962 $962 0.00% New
31 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 3232 $843 $843 0.00% Added +5 +5
32 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged