Vault-13

PIMCO ETF TR LTPZ

15+ YR US TIPS · ETP · CUSIP 72201R304

80 institutional holders +3 vs Q2 2024
5,162,9475.2m shares reported held*
$265.4mreported value*
15 new 23 added 29 reduced 12 sold out net bought ≈ $69.8m (+1.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.1k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.41. Options: 3 managers hold calls ($5.8m notional), 2 hold puts ($2.5m).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 82Q4 22: 85Q1 23: 82Q2 23: 75Q3 23: 86Q4 23: 86Q1 24: 79Q2 24: 77Q3 24: 8080Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 202282
Q4 202285
Q1 202382
Q2 202375
Q3 202386
Q4 202386
Q1 202479
Q2 202477
Q3 202480

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 43 bought or addedQ4 22: 40 cut or sold outQ1 23: 40 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 36 bought or addedQ2 23: 40 cut or sold outQ3 23: 43 bought or addedQ3 23: 39 cut or sold outQ3 23Q4 23: 43 bought or addedQ4 23: 48 cut or sold outQ1 24: 32 bought or addedQ1 24: 53 cut or sold outQ1 24Q2 24: 42 bought or addedQ2 24: 34 cut or sold outQ3 24: 38 bought or addedQ3 24: 41 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224340
Q1 20234047
Q2 20233640
Q3 20234339
Q4 20234348
Q1 20243253
Q2 20244234
Q3 20243841

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ4 23 calls: $810.5kQ4 23 puts: $17.1mQ4 23P/C 21.10Q1 24 calls: $427.8kQ1 24 puts: $9.4mQ1 24P/C 21.96Q2 24 calls: $6.3mQ2 24 puts: $4.8mQ2 24P/C 0.77Q3 24 calls: $5.8mQ3 24 puts: $2.5mQ3 24P/C 0.43
Numbers
QuarterCallsPutsP/C
Q4 2023$810.5k$17.1m21.10
Q1 2024$427.8k$9.4m21.96
Q2 2024$6.3m$4.8m0.77
Q3 2024$5.8m$2.5m0.43

Biggest buyers

EVOKE WEALTH, LLC New +1,265,562+1.3m
INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC Added +556,903+556.9k
NORTHERN TRUST CORP Added +263,419+263.4k
AE Wealth Management LLC Added +49,277+49.3k
GTS SECURITIES LLC New +34,977+35.0k
CITADEL ADVISORS LLC Added +31,805+31.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +11,222+11.2k
BROWN BROTHERS HARRIMAN & CO New +10,645+10.6k
Authentikos Wealth Advisory, LLC New +10,478+10.5k
BANK OF AMERICA CORP /DE/ Added +9,894+9.9k

Biggest sellers

JANE STREET GROUP, LLC Reduced -214,670-214.7k
J. Safra Sarasin Holding AG Sold out -86,742-86.7k
ROYAL BANK OF CANADA Reduced -52,738-52.7k
BANK OF MONTREAL /CAN/ Sold out -37,294-37.3k
UBS Group AG Reduced -21,855-21.9k
MORGAN STANLEY Reduced -20,984-21.0k
FLOW TRADERS U.S. LLC Sold out -19,007-19.0k
Ancora Advisors LLC Reduced -10,000-10.0k
Aspect Partners, LLC Reduced -9,886-9.9k
HRT FINANCIAL LP Reduced -9,091-9.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $5.7m98.7k shares
CITADEL ADVISORS LLC Reduced $80.8k1.4k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $1.5m25.9k shares
CITADEL ADVISORS LLC Reduced $987.5k17.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 EVOKE WEALTH, LLC 1.99% of their portfolio Los Angeles, CA 1,265,5621.3m $73.1m $73.1m 1.99% New
2 CENTRAL TRUST Co 0.78% of their portfolio JEFFERSON CITY, MO 573,221573.2k $33.1m $33.1m 0.78% Added +5.1k +5,145
3 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.03% of their portfolio ORLANDO, FL 566,767566.8k $9.8k $9.8k 0.03% Added +556.9k +556,903
4 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 467,833467.8k $27.0m $27.0m 0.00% Added +263.4k +263,419
5 AE Wealth Management LLC 0.12% of their portfolio TOPEKA, KS 224,601224.6k $13.0m $13.0m 0.12% Added +49.3k +49,277
6 AlTi Global, Inc. 0.31% of their portfolio NEW YORK, NY 221,920221.9k $12.8m $12.8m 0.31% Unchanged
7 Forefront Analytics, LLC 5.51% of their portfolio WEST CONSHOHOCKEN, PA 202,248202.2k $11.7m $11.7m 5.51% Reduced -6.8k -6,824
8 Fermata Advisors, LLC 1.64% of their portfolio SONOMA, CA 139,985140.0k $8.1m $8.1m 1.64% Added +5.9k +5,856
9 Almanack Investment Partners, LLC. 1.18% of their portfolio WAYNE, PA 130,602130.6k $7.5m $7.5m 1.18% Added +142 +142
10 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 114,763114.8k $6.6m $6.6m 0.00% Added +9.9k +9,894
11 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 102,127102.1k $5.9m $5.9m 0.00% Reduced -21.0k -20,984
12 Yoder Wealth Management, Inc. 3.25% of their portfolio WALNUT CREEK, CA 93,65193.7k $5.4m $5.4m 3.25% Reduced -1.1k -1,067
13 Mid-American Wealth Advisory Group, Inc. 2.92% of their portfolio KANSAS CITY, MO 80,61980.6k $4.7m $4.7m 2.92% Added +4.0k +4,034
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 78,37278.4k $4.5m $4.5m 0.00% Reduced -2.7k -2,699
15 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 76,97877.0k $4.4m $4.4m 0.01% Reduced -214.7k -214,670
16 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 76,44976.4k $4.4m $4.4m 0.00% Added +31.8k +31,805
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 73,98274.0k $4.3m $4.3m 0.00% Reduced -21.9k -21,855
18 Lloyd Advisory Services, LLC. 1.80% of their portfolio SUWANEE, GA 64,33064.3k $3.7m $3.7m 1.80% Added +3.0k +3,020
19 Private Wealth Advisors, LLC 1.03% of their portfolio Fresno, CA 43,71743.7k $2.5m $2.5m 1.03% Added +283 +283
20 Greenline Partners, LLC 0.32% of their portfolio NEW YORK, NY 38,67238.7k $2.2m $2.2m 0.32% Reduced -1.0k -1,029
21 GTS SECURITIES LLC 0.04% of their portfolio NEW YORK, NY 34,97735.0k $2.0m $2.0m 0.04% New
22 CHB Investment Group, LLC 1.01% of their portfolio NEW HOPE, PA 33,00733.0k $1.9m $1.9m 1.01% First filing
23 IRON Financial LLC 1.04% of their portfolio NORTHBROOK, IL 32,94832.9k $1.9m $1.9m 1.04% Added +1.3k +1,327
24 Balanced Rock Investment Advisors LLC 1.45% of their portfolio ROSLINDALE, MA 32,05032.0k $1.9m $1.9m 1.45% Added +1.2k +1,159
25 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 31,77531.8k $1.8m $1.8m 0.00% Reduced -2.4k -2,421
26 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 28,19128.2k $1.6m $1.6m 0.01% Reduced -1.0k -1,047
27 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 21,49721.5k $1.2m $1.2m 0.00% Reduced -2.0k -2,023
28 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 21,25421.3k $1.2m $1.2m 0.00% Added +3.3k +3,265
29 Great Lakes Retirement, Inc. 0.15% of their portfolio SANDUSKY, OH 20,39320.4k $1.2m $1.2m 0.15% Added +8.3k +8,289
30 Focus Partners Advisor Solutions, LLC 0.02% of their portfolio SAINT LOUIS, MO 20,38320.4k $1.2m $1.2m 0.02% Added +4.7k +4,655
31 Elevated Capital Advisors, LLC 0.29% of their portfolio SANDY, UT 19,04519.0k $1.1m $1.1m 0.29% Added +9.0k +8,974
32 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 16,89816.9k $975.9k $975.9k 0.01% Added +1.1k +1,097
33 HOWARD BAILEY SECURITIES, LLC 0.37% of their portfolio FORT WAYNE, IN 16,73016.7k $966.1k $966.1k 0.37% First filing
34 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 13,83213.8k $799.0k $799.0k 0.00% Reduced -52.7k -52,738
35 Ancora Advisors LLC 0.02% of their portfolio Cleveland, OH 12,30012.3k $710.3k $710.3k 0.02% Reduced -10.0k -10,000
36 Avior Wealth Management, LLC 0.03% of their portfolio OMAHA, NE 12,29312.3k $709.9k $709.9k 0.03% Reduced -4.2k -4,204
37 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 12,04712.0k $695.7k $695.7k 0.00% Reduced -4.0k -3,953
38 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 11,22211.2k $648.1k $648.1k 0.00% New
39 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,09311.1k $640.6k $640.6k 0.00% Added +3 +3
40 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 10,64510.6k $614.7k $614.7k 0.00% New
41 Authentikos Wealth Advisory, LLC 0.58% of their portfolio MORGAN HILL, CA 10,47810.5k $605.1k $605.1k 0.58% New
42 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,0699.1k $523.7k $523.7k 0.00% Reduced -1.8k -1,830
43 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 8,7508.8k $483.8k $483.8k 0.01% Reduced -2.2k -2,165
44 MAS Advisors LLC 1.03% of their portfolio Miami, FL 8,3358.3k $481.3k $481.3k 1.03% Unchanged
45 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 8,3018.3k $479.4k $479.4k 0.00% New
46 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 7,9808.0k $460.0k $460.0k 0.00% Reduced -9.1k -9,091
47 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 7,5657.6k $436.9k $436.9k 0.00% Reduced -1.2k -1,210
48 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 7,0817.1k $408.9k $408.9k 0.01% Unchanged
49 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 5,4605.5k $315.4k $315.4k 0.01% Added +40 +40
50 Csenge Advisory Group 0.01% of their portfolio CLEARWATER, FL 4,4104.4k $247.7k $247.7k 0.01% New
51 Addison Capital Co 0.10% of their portfolio Conshohocken, PA 4,3144.3k $249.1k $249.1k 0.10% Unchanged
52 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 4,1604.2k $240.0k $240.0k 0.00% Reduced -1.4k -1,363
53 Focus Financial Network, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 4,1324.1k $238.6k $238.6k 0.01% Reduced -722 -722
54 B.O.S.S. Retirement Advisors, LLC 0.04% of their portfolio Lehi, UT 3,7693.8k $217.7k $217.7k 0.04% New
55 Bogart Wealth, LLC 0.01% of their portfolio MCLEAN, VA 3,6403.6k $210.2k $210.2k 0.01% Unchanged
56 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 2,9983.0k $173.0k $173.0k 0.01% New
57 Aspect Partners, LLC 0.07% of their portfolio FAIRFAX, VA 2,1952.2k $126.8k $126.8k 0.07% Reduced -9.9k -9,886
58 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,1902.2k $126.5k $126.5k 0.00% Added +370 +370
59 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 1,9491.9k $112.3k $112.3k 0.00% New
60 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 1,6601.7k $96.0k $96.0k 0.00% Reduced -195 -195
61 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 1,0961.1k $63.3k $63.3k 0.01% Reduced -110 -110
62 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 1,0001.0k $57.8k $57.8k 0.00% Reduced -1.0k -1,000
63 Tortoise Investment Management, LLC 0.01% of their portfolio WHITE PLAINS, NY 1,0001.0k $57.8k $57.8k 0.01% Unchanged
64 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 488488 $28.2k $28.2k 0.00% New
65 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 475475 $27.4k $27.4k 0.00% Reduced -1.3k -1,287
66 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 208208 $12.0k $12.0k 0.00% Added +2 +2
67 COMERICA BANK 0.00% of their portfolio DALLAS, TX 204204 $11.8k $11.8k 0.00% Unchanged
68 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 202202 $11.6k $11.6k 0.00% Reduced -21 -21
69 RESTON WEALTH MANAGEMENT LLC 0.00% of their portfolio Reston, VA 200200 $11.6k $11.6k 0.00% New
70 WOLFF WIESE MAGANA LLC 0.01% of their portfolio CARSLBAD, CA 170170 $9.8k $9.8k 0.01% Unchanged
71 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 160160 $9.2k $9.2k 0.00% New
72 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 144144 $8.3k $8.3k 0.00% Unchanged
73 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 117117 $6.3k $6.3k 0.00% Unchanged
74 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 9090 $5.2k $5.2k 0.00% Unchanged
75 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 2626 $1.5k $1.5k 0.00% Added +1 +1
76 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1616 $939 $939 0.00% Reduced -565 -565
77 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 1010 $578 $578 0.00% New
78 CWM, LLC 0.00% of their portfolio OMAHA, NE 77 $0 $0 0.00% Reduced -24 -24
79 EARNED WEALTH ADVISORS, LLC 0.00% of their portfolio WALNUT CREEK, CA 66 $345 $345 0.00% New
80 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $58 $58 0.00% Reduced -5 -5