Vault-13

PIMCO ETF TR LTPZ

15+ YR US TIPS · ETP · CUSIP 72201R304

79 institutional holders -7 vs Q4 2023
4,957,3425.0m shares reported held*
$275.4mreported value*
14 new 18 added 32 reduced 21 sold out net bought ≈ $61.1m (+1.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $55.55. Options: 2 managers hold calls ($427.8k notional), 2 hold puts ($9.4m).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 82Q4 22: 85Q1 23: 82Q2 23: 75Q3 23: 86Q4 23: 86Q1 24: 7979Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 202282
Q4 202285
Q1 202382
Q2 202375
Q3 202386
Q4 202386
Q1 202479

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 43 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 36 bought or addedQ2 23: 40 cut or sold outQ2 23Q3 23: 43 bought or addedQ3 23: 39 cut or sold outQ3 23Q4 23: 43 bought or addedQ4 23: 48 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 53 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224340
Q1 20234047
Q2 20233640
Q3 20234339
Q4 20234348
Q1 20243253

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$5m$10m$15m$20mQ2 23 calls: $4.4mQ2 23 puts: $7.8mQ2 23P/C 1.78Q3 23 calls: $4.1mQ3 23 puts: $5.5mQ3 23P/C 1.34Q4 23 calls: $810.5kQ4 23 puts: $17.1mQ4 23P/C 21.10Q1 24 calls: $427.8kQ1 24 puts: $9.4mQ1 24P/C 21.96
Numbers
QuarterCallsPutsP/C
Q2 2023$4.4m$7.8m1.78
Q3 2023$4.1m$5.5m1.34
Q4 2023$810.5k$17.1m21.10
Q1 2024$427.8k$9.4m21.96

Biggest buyers

EVOKE WEALTH, LLC New +1,424,161+1.4m
JANE STREET GROUP, LLC Added +206,892+206.9k
MORGAN STANLEY Added +105,971+106.0k
CITADEL ADVISORS LLC Added +87,707+87.7k
NORTHERN TRUST CORP Added +69,936+69.9k
CENTRAL TRUST Co Added +65,944+65.9k
Balanced Rock Investment Advisors LLC New +28,297+28.3k
ROYAL BANK OF CANADA Added +25,827+25.8k
FLOW TRADERS U.S. LLC New +11,551+11.6k
Mid-American Wealth Advisory Group, Inc. Added +9,745+9.7k

Biggest sellers

Simplify Asset Management Inc. Reduced -202,142-202.1k
AE Wealth Management LLC Reduced -162,050-162.1k
MML INVESTORS SERVICES, LLC Reduced -94,721-94.7k
GOLDMAN SACHS GROUP INC Reduced -90,400-90.4k
Private Advisor Group, LLC Reduced -75,719-75.7k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -47,076-47.1k
ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC Sold out -46,969-47.0k
Almanack Investment Partners, LLC. Reduced -36,096-36.1k
UBS Group AG Reduced -29,867-29.9k
LPL Financial LLC Reduced -21,865-21.9k

Biggest calls

CITADEL ADVISORS LLC Added $427.8k7.7k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $8.2m147.1k shares
CITADEL ADVISORS LLC Reduced $1.2m22.0k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 EVOKE WEALTH, LLC 2.35% of their portfolio Los Angeles, CA 1,424,1611.4m $79.1m $79.1m 2.35% New
2 CENTRAL TRUST Co 0.74% of their portfolio JEFFERSON CITY, MO 533,589533.6k $29.6m $29.6m 0.74% Added +65.9k +65,944
3 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 446,510446.5k $24.8m $24.8m 0.03% Added +206.9k +206,892
4 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 360,819360.8k $20.0m $20.0m 0.00% Added +106.0k +105,971
5 AlTi Global, Inc. 0.31% of their portfolio NEW YORK, NY 202,820202.8k $11.3m $11.3m 0.31% Reduced -16.7k -16,680
6 Forefront Analytics, LLC 5.40% of their portfolio WEST CONSHOHOCKEN, PA 200,407200.4k $11.1m $11.1m 5.40% Reduced -728 -728
7 Fermata Advisors, LLC 1.60% of their portfolio SONOMA, CA 127,702127.7k $7.1m $7.1m 1.60% Added +1.6k +1,616
8 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 115,629115.6k $6.4m $6.4m 0.00% Added +69.9k +69,936
9 Almanack Investment Partners, LLC. 1.07% of their portfolio WAYNE, PA 112,919112.9k $6.3m $6.3m 1.07% Reduced -36.1k -36,096
10 NOTTINGHAM ADVISORS, INC. 0.70% of their portfolio AMHERST, NY 102,750102.8k $5.7m $5.7m 0.70% Reduced -2.3k -2,285
11 Community Bank, N.A. 0.73% of their portfolio DeWitt, NY 100,000100.0k $5.6m $5.6m 0.73% Unchanged
12 Yoder Wealth Management, Inc. 3.29% of their portfolio WALNUT CREEK, CA 90,76890.8k $5.0m $5.0m 3.29% Reduced -7.7k -7,686
13 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 89,09989.1k $5.0m $5.0m 0.00% Added +87.7k +87,707
14 AE Wealth Management LLC 0.05% of their portfolio TOPEKA, KS 80,35580.4k $4.5m $4.5m 0.05% Reduced -162.1k -162,050
15 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 78,30278.3k $4.4m $4.4m 0.00% Added +5.0k +4,987
16 Simplify Asset Management Inc. 0.38% of their portfolio Las Vegas, NV 72,14172.1k $4.0m $4.0m 0.38% Reduced -202.1k -202,142
17 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 69,55469.6k $3.9m $3.9m 0.02% Reduced -94.7k -94,721
18 Mid-American Wealth Advisory Group, Inc. 2.60% of their portfolio KANSAS CITY, MO 69,40569.4k $3.9m $3.9m 2.60% Added +9.7k +9,745
19 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 68,39468.4k $3.8m $3.8m 0.00% Reduced -10.0k -10,043
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 67,00567.0k $3.7m $3.7m 0.00% Reduced -29.9k -29,867
21 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 58,69358.7k $3.3m $3.3m 0.00% Added +25.8k +25,827
22 Private Wealth Advisors, LLC 0.91% of their portfolio Fresno, CA 39,24939.2k $2.2m $2.2m 0.91% Added +580 +580
23 Greenline Partners, LLC 0.34% of their portfolio NEW YORK, NY 38,24238.2k $2.1m $2.1m 0.34% Added +4.4k +4,393
24 IRON Financial LLC 0.98% of their portfolio NORTHBROOK, IL 31,76831.8k $1.8m $1.8m 0.98% Reduced -2.6k -2,571
25 Balanced Rock Investment Advisors LLC 1.34% of their portfolio ROSLINDALE, MA 28,29728.3k $1.6m $1.6m 1.34% New
26 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 26,66326.7k $1.5m $1.5m 0.00% Added +372 +372
27 Avior Wealth Management, LLC 0.06% of their portfolio OMAHA, NE 22,66722.7k $1.3m $1.3m 0.06% Reduced -7.6k -7,621
28 Ancora Advisors LLC 0.03% of their portfolio Cleveland, OH 22,30022.3k $1.2m $1.2m 0.03% Unchanged
29 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 19,39419.4k $1.1m $1.1m 0.00% Reduced -21.9k -21,865
30 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 18,22018.2k $1.0m $1.0m 0.00% Added +653 +653
31 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 17,60017.6k $977.9k $977.9k 0.00% Reduced -90.4k -90,400
32 Coombe, Bender & Co LLC 0.58% of their portfolio ELLENVILLE, NY 17,24017.2k $957.9k $957.9k 0.58% Added +69 +69
33 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 15,54215.5k $863.5k $863.5k 0.01% Reduced -75.7k -75,719
34 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 13,02613.0k $723.7k $723.7k 0.00% Reduced -19.7k -19,694
35 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.07% of their portfolio ORLANDO, FL 11,96412.0k $650.3k $650.3k 0.07% Reduced -1.4k -1,438
36 FLOW TRADERS U.S. LLC 0.03% of their portfolio NEW YORK, NY 11,55111.6k $642.0k $642.0k 0.03% New
37 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 11,48611.5k $638.2k $638.2k 0.00% Reduced -1.5k -1,524
38 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 10,81610.8k $601.0k $601.0k 0.00% Reduced -4.0k -4,035
39 Aspect Partners, LLC 0.46% of their portfolio FAIRFAX, VA 10,56110.6k $586.8k $586.8k 0.46% Reduced -573 -573
40 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,8649.9k $548.0k $548.0k 0.00% Added +1.9k +1,890
41 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 9,3459.3k $519.2k $519.2k 0.02% Reduced -189 -189
42 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 8,9328.9k $496.2k $496.2k 0.01% Reduced -2.4k -2,415
43 MAS Advisors LLC 0.53% of their portfolio Miami, FL 8,3358.3k $463.1k $463.1k 0.53% Unchanged
44 Focus Partners Advisor Solutions, LLC 0.01% of their portfolio SAINT LOUIS, MO 8,1378.1k $452.1k $452.1k 0.01% New
45 Bridge Advisory, LLC 0.21% of their portfolio PASADENA, CA 7,6917.7k $427.3k $427.3k 0.21% Reduced -14.5k -14,548
46 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 7,0817.1k $393.4k $393.4k 0.01% Unchanged
47 Great Lakes Retirement, Inc. 0.05% of their portfolio SANDUSKY, OH 5,9365.9k $329.8k $329.8k 0.05% New
48 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 5,7985.8k $322.0k $322.0k 0.00% Reduced -3.0k -3,048
49 Parallel Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 5,3145.3k $295.2k $295.2k 0.01% Unchanged
50 SIMPLEX TRADING, LLC 0.01% of their portfolio CHICAGO, IL 5,0575.1k $280.0k $280.0k 0.01% Reduced -3.5k -3,501
51 Focus Financial Network, Inc. 0.01% of their portfolio MINNEAPOLIS, MN 4,7814.8k $251.0k $251.0k 0.01% First filing
52 Addison Capital Co 0.12% of their portfolio Conshohocken, PA 4,3934.4k $244.1k $244.1k 0.12% Reduced -381 -381
53 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 4,0004.0k $222.0k $222.0k 0.01% Unchanged
54 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 3,6653.7k $203.6k $203.6k 0.00% Reduced -285 -285
55 Bogart Wealth, LLC 0.01% of their portfolio MCLEAN, VA 3,6403.6k $202.3k $202.3k 0.01% Unchanged
56 Covestor Ltd 0.09% of their portfolio LONDON, X0 2,5752.6k $143.0k $143.0k 0.09% Added +196 +196
57 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,3712.4k $131.7k $131.7k 0.00% Added +2.3k +2,283
58 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 2,2202.2k $123.4k $123.4k 0.00% Reduced -2.5k -2,497
59 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 2,0002.0k $111.1k $111.1k 0.01% Unchanged
60 Timber Creek Capital Management LLC 0.03% of their portfolio BOSTON, MA 1,9792.0k $110.0k $110.0k 0.03% Reduced -746 -746
61 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 1,9652.0k $109.0k $109.0k 0.00% Reduced -105 -105
62 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 1,2901.3k $71.7k $71.7k 0.01% Reduced -1.1k -1,070
63 Tortoise Investment Management, LLC 0.01% of their portfolio WHITE PLAINS, NY 1,0001.0k $55.6k $55.6k 0.01% Unchanged
64 COMERICA BANK 0.00% of their portfolio DALLAS, TX 754754 $41.9k $41.9k 0.00% Added +1 +1
65 Financial Gravity Asset Management, Inc. 0.00% of their portfolio Lakeway, TX 400400 $22.6k $22.6k 0.00% Reduced -258 -258
66 NorthRock Partners, LLC 0.00% of their portfolio MINNEAPOLIS, MN 237237 $13.2k $13.2k 0.00% New
67 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 202202 $11.2k $11.2k 0.00% Unchanged
68 WOLFF WIESE MAGANA LLC 0.01% of their portfolio CARSLBAD, CA 170170 $9.4k $9.4k 0.01% Unchanged
69 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 144144 $8.0k $8.0k 0.00% Unchanged
70 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 117117 $6.3k $6.3k 0.00% New
71 Asset Dedication, LLC 0.00% of their portfolio SAN FRANCISCO, CA 114114 $6.0k $6.0k 0.00% New
72 Pineridge Advisors LLC 0.00% of their portfolio ST. CHARLES, MO 9696 $5.3k $5.3k 0.00% New
73 CWM, LLC 0.00% of their portfolio OMAHA, NE 3030 $2.0k $2.0k 0.00% New
74 Sound Income Strategies, LLC 0.00% of their portfolio FT LAUDERDALE, FL 2525 $1.4k $1.4k 0.00% New
75 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 2323 $1.3k $1.3k 0.00% Unchanged
76 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 2323 $1.3k $1.3k 0.00% Unchanged
77 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 1515 $833 $833 0.00% New
78 Richard W. Paul & Associates, LLC 0.00% of their portfolio NOVI, MI 1010 $556 $556 0.00% New
79 FMR LLC 0.00% of their portfolio BOSTON, MA 55 $278 $278 0.00% New