Vault-13

PIMCO ETF TR LTPZ

15+ YR US TIPS · ETP · CUSIP 72201R304

75 institutional holders -7 vs Q1 2023
3,016,7643.0m shares reported held*
$180.8mreported value*
9 new 27 added 25 reduced 15 sold out net sold ≈ $2.8m (-47.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $59.92. Options: 2 managers hold calls ($4.4m notional), 2 hold puts ($7.8m).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 82Q4 22: 85Q1 23: 82Q2 23: 7575Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202282
Q4 202285
Q1 202382
Q2 202375

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 43 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 40 bought or addedQ1 23: 47 cut or sold outQ1 23Q2 23: 36 bought or addedQ2 23: 40 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224340
Q1 20234047
Q2 20233640

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6m$8mQ3 22 calls: $241.0kQ3 22 puts: $303.0kQ3 22P/C 1.26Q4 22 calls: $273.7kQ4 22 puts: $0Q4 22P/C 0.00Q1 23 calls: $1.1mQ1 23 puts: $3.9mQ1 23P/C 3.44Q2 23 calls: $4.4mQ2 23 puts: $7.8mQ2 23P/C 1.78
Numbers
QuarterCallsPutsP/C
Q3 2022$241.0k$303.0k1.26
Q4 2022$273.7k$00.00
Q1 2023$1.1m$3.9m3.44
Q2 2023$4.4m$7.8m1.78

Biggest buyers

CENTRAL TRUST Co Added +209,293+209.3k
FLOW TRADERS U.S. LLC New +116,868+116.9k
JANE STREET GROUP, LLC Added +73,988+74.0k
BANK OF AMERICA CORP /DE/ Added +62,529+62.5k
Fermata Advisors, LLC Added +57,695+57.7k
Integrated Wealth Concepts LLC Added +9,924+9.9k
AVAII WEALTH MANAGEMENT, LLC Added +8,535+8.5k
CAPTRUST FINANCIAL ADVISORS New +8,331+8.3k
Mutual Advisors, LLC New +7,075+7.1k
SFG Wealth Management, LLC. New +4,365+4.4k

Biggest sellers

Empowered Funds, LLC Sold out -264,509-264.5k
Betterment LLC Sold out -96,991-97.0k
Creative Planning Sold out -44,565-44.6k
Balyasny Asset Management L.P. Sold out -40,424-40.4k
WELLS FARGO & COMPANY/MN Reduced -34,823-34.8k
MORGAN STANLEY Reduced -23,309-23.3k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -17,268-17.3k
LPL Financial LLC Reduced -14,729-14.7k
Avior Wealth Management, LLC Reduced -13,306-13.3k
Global Retirement Partners, LLC Reduced -12,800-12.8k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $4.4m72.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $5.0m83.2k shares
Bull Oak Capital, LLC Added $2.8m46.2k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 CENTRAL TRUST Co 0.69% of their portfolio JEFFERSON CITY, MO 414,847414.8k $24.9m $24.9m 0.69% Added +209.3k +209,293
2 Almanack Investment Partners, LLC. 2.68% of their portfolio WAYNE, PA 254,463254.5k $15.3m $15.3m 2.68% Added +1.9k +1,879
3 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 201,170201.2k $12.1m $12.1m 0.00% Added +62.5k +62,529
4 Forefront Analytics, LLC 5.87% of their portfolio WEST CONSHOHOCKEN, PA 171,251171.3k $10.3m $10.3m 5.87% Reduced -10.8k -10,831
5 MML INVESTORS SERVICES, LLC 0.05% of their portfolio SPRINGFIELD, MA 139,640139.6k $8.4m $8.4m 0.05% Reduced -2.3k -2,280
6 Yoder Wealth Management, Inc. 6.53% of their portfolio WALNUT CREEK, CA 138,138138.1k $8.3m $8.3m 6.53% Added +1.9k +1,864
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 133,537133.5k $8.0m $8.0m 0.00% Reduced -23.3k -23,309
8 Fermata Advisors, LLC 6.53% of their portfolio SONOMA, CA 120,212120.2k $7.2m $7.2m 6.53% Added +57.7k +57,695
9 FLOW TRADERS U.S. LLC 0.30% of their portfolio NEW YORK, NY 116,868116.9k $7.0m $7.0m 0.30% New
10 Timber Creek Capital Management LLC 2.18% of their portfolio BOSTON, MA 105,664105.7k $6.3m $6.3m 2.18% Added +3.5k +3,506
11 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 88,16988.2k $5.3m $5.3m 0.00% Reduced -1.3k -1,252
12 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 84,85184.9k $5.1m $5.1m 0.01% Added +74.0k +73,988
13 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 80,68880.7k $4.8m $4.8m 0.00% Reduced -34.8k -34,823
14 Integrated Wealth Concepts LLC 0.08% of their portfolio WALTHAM, MA 77,52177.5k $4.7m $4.7m 0.08% Added +9.9k +9,924
15 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 69,57669.6k $4.2m $4.2m 0.00% Added +521 +521
16 Avior Wealth Management, LLC 0.27% of their portfolio OMAHA, NE 68,31868.3k $4.1m $4.1m 0.27% Reduced -13.3k -13,306
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 63,73163.7k $3.8m $3.8m 0.00% Reduced -9.5k -9,503
18 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 59,94159.9k $3.6m $3.6m 0.00% Reduced -14.7k -14,729
19 EVOKE WEALTH, LLC 0.12% of their portfolio Los Angeles, CA 57,62557.6k $3.5m $3.5m 0.12% Added +806 +806
20 ADVANCED RESEARCH INVESTMENT SOLUTIONS, LLC 1.94% of their portfolio Los Angeles, CA 56,15756.2k $3.4m $3.4m 1.94% Added +1.9k +1,901
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 44,39444.4k $2.7m $2.7m 0.00% Added +4.0k +4,000
22 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 39,45439.5k $2.4m $2.4m 0.00% Added +1.7k +1,674
23 Hudson Portfolio Management LLC 2.11% of their portfolio Garrison, NY 38,64338.6k $1.9m $1.9m 2.11% Reduced -50 -50
24 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 35,54435.5k $2.1m $2.1m 0.00% Reduced -8.3k -8,328
25 IRON Financial LLC 1.12% of their portfolio NORTHBROOK, IL 34,84334.8k $2.1m $2.1m 1.12% Added +1.4k +1,350
26 Greenline Partners, LLC 0.33% of their portfolio NEW YORK, NY 29,77129.8k $1.8m $1.8m 0.33% Added +4.3k +4,322
27 Bridge Advisory, LLC 0.55% of their portfolio PASADENA, CA 24,78824.8k $1.5m $1.5m 0.55% Added +155 +155
28 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.17% of their portfolio ORLANDO, FL 21,47521.5k $1.3m $1.3m 0.17% Reduced -2.5k -2,520
29 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 19,11319.1k $1.1m $1.1m 0.01% Reduced -1.6k -1,575
30 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 17,15517.2k $1.0m $1.0m 0.00% Added +405 +405
31 Coombe, Bender & Co LLC 0.73% of their portfolio ELLENVILLE, NY 16,73216.7k $1.0m $1.0m 0.73% Added +538 +538
32 AVAII WEALTH MANAGEMENT, LLC 0.77% of their portfolio APPLETON, WI 16,67916.7k $1.0m $1.0m 0.77% Added +8.5k +8,535
33 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 12,44112.4k $747.0k $747.0k 0.01% Reduced -4.7k -4,718
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 11,98412.0k $719.5k $719.5k 0.00% Reduced -830 -830
35 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 11,92711.9k $716.1k $716.1k 0.01% Added +323 +323
36 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 10,24510.2k $615.1k $615.1k 0.00% Reduced -3.0k -3,000
37 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 9,6309.6k $578.2k $578.2k 0.00% Reduced -144 -144
38 Heritage Trust Co 0.08% of their portfolio OKLAHOMA CITY, OK 9,3159.3k $559.3k $559.3k 0.08% Unchanged
39 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 9,2639.3k $556.3k $556.3k 0.02% Added +120 +120
40 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 8,3318.3k $500.2k $500.2k 0.00% New
41 MAS Advisors LLC 0.63% of their portfolio Miami, FL 7,5347.5k $452.3k $452.3k 0.63% Reduced -8.0k -7,958
42 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 7,4477.4k $447.1k $447.1k 0.02% Added +90 +90
43 Mutual Advisors, LLC 0.02% of their portfolio OMAHA, NE 7,0757.1k $424.8k $424.8k 0.02% New
44 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 6,9907.0k $419.7k $419.7k 0.00% Added +819 +819
45 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 6,0006.0k $360.0k $360.0k 0.02% Unchanged
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 5,4895.5k $329.6k $329.6k 0.00% Reduced -17.3k -17,268
47 Focus Financial Network, Inc. 0.02% of their portfolio MINNEAPOLIS, MN 4,8594.9k $291.7k $291.7k 0.02% Reduced -192 -192
48 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 4,7934.8k $287.8k $287.8k 0.00% Added +511 +511
49 Addison Capital Co 0.20% of their portfolio Conshohocken, PA 4,6394.6k $278.0k $278.0k 0.20% Reduced -351 -351
50 SFG Wealth Management, LLC. 0.22% of their portfolio TOWSON, MD 4,3654.4k $262.1k $262.1k 0.22% New
51 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 4,1904.2k $251.6k $251.6k 0.00% Unchanged
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.02% of their portfolio BIRMINGHAM, AL 4,0004.0k $240.2k $240.2k 0.02% Reduced -100 -100
53 CREATIVE FINANCIAL DESIGNS INC /ADV 0.03% of their portfolio KOKOMO, IN 3,5643.6k $214.0k $214.0k 0.03% Reduced -165 -165
54 Bogart Wealth, LLC 0.01% of their portfolio MCLEAN, VA 3,5553.6k $213.5k $213.5k 0.01% Added +46 +46
55 ATLAS CAPITAL ADVISORS INC. 0.03% of their portfolio JACKSON, WY 3,0003.0k $180.1k $180.1k 0.03% Unchanged
56 Private Ocean, LLC 0.02% of their portfolio SAN RAFAEL, CA 2,5072.5k $150.5k $150.5k 0.02% New
57 Covestor Ltd 0.11% of their portfolio LONDON, X0 2,3792.4k $143.0k $143.0k 0.11% Unchanged
58 Advisors Asset Management, Inc. 0.00% of their portfolio Monument, CO 2,3502.4k $141.1k $141.1k 0.00% Reduced -1.3k -1,344
59 BESSEMER GROUP INC 0.00% of their portfolio WOODBRIDGE, NJ 2,0702.1k $124.0k $124.0k 0.00% Unchanged
60 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 1,6441.6k $98.7k $98.7k 0.00% Unchanged
61 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,5231.5k $91.4k $91.4k 0.00% Reduced -12.8k -12,800
62 Tortoise Investment Management, LLC 0.01% of their portfolio WHITE PLAINS, NY 1,0001.0k $60.0k $60.0k 0.01% New
63 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 394394 $24.9k $24.9k 0.00% Added +199 +199
64 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 300300 $18.0k $18.0k 0.01% Unchanged
65 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 217217 $12.9k $12.9k 0.00% New
66 WOLFF WIESE MAGANA LLC 0.01% of their portfolio CARSLBAD, CA 170170 $10.2k $10.2k 0.01% Unchanged
67 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 165165 $9.9k $9.9k 0.00% Reduced -53 -53
68 BROWN BROTHERS HARRIMAN & CO 0.00% of their portfolio NEW YORK, NY 130130 $7.8k $7.8k 0.00% New
69 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 8686 $5.1k $5.1k 0.00% Added +1 +1
70 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7676 $4.6k $4.6k 0.00% Unchanged
71 Smithfield Trust Co 0.00% of their portfolio PITTSBURGH, PA 7373 $4.0k $4.0k 0.00% Unchanged
72 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 6262 $5.7k $5.7k 0.00% New
73 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 2323 $1.4k $1.4k 0.00% Unchanged
74 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 11 $1.0k $1.0k 0.00% Unchanged
75 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 00 $10 $10 0.00% Unchanged