Vault-13

PIMCO ETF TR STPZ

1-5 US TIP IDX · ETP · CUSIP 72201R205

108 institutional holders +2 vs Q2 2024
5,869,4125.9m shares reported held*
$310.1mreported value*
11 new 21 added 47 reduced 9 sold out net sold ≈ $50.7m (-959.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $52.83. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 146Q1 23: 148Q2 23: 133Q3 23: 121Q4 23: 126Q1 24: 114Q2 24: 106Q3 24: 108108Q3 22Q1 23Q3 23Q1 24Q3 24
Numbers
QuarterHolders
Q3 2022152
Q4 2022146
Q1 2023148
Q2 2023133
Q3 2023121
Q4 2023126
Q1 2024114
Q2 2024106
Q3 2024108

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 82 cut or sold outQ1 23: 67 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 96 cut or sold outQ3 23: 41 bought or addedQ3 23: 76 cut or sold outQ3 23Q4 23: 49 bought or addedQ4 23: 69 cut or sold outQ1 24: 29 bought or addedQ1 24: 70 cut or sold outQ1 24Q2 24: 35 bought or addedQ2 24: 65 cut or sold outQ3 24: 32 bought or addedQ3 24: 56 cut or sold outQ3 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226082
Q1 20236769
Q2 20233996
Q3 20234176
Q4 20234969
Q1 20242970
Q2 20243565
Q3 20243256

Biggest buyers

Focus Partners Advisor Solutions, LLC New +69,417+69.4k
BANK OF NOVA SCOTIA Added +39,355+39.4k
Focus Partners Wealth Added +37,670+37.7k
NorthCoast Asset Management LLC New +36,274+36.3k
FLOW TRADERS U.S. LLC New +22,342+22.3k
Summit Financial, LLC New +21,440+21.4k
GREAT VALLEY ADVISOR GROUP, INC. Added +8,607+8.6k
CreativeOne Wealth, LLC New +6,861+6.9k
Arbor Investment Advisors, LLC Added +5,526+5.5k
StoneX Group Inc. New +4,223+4.2k

Biggest sellers

Simplicity Wealth,LLC Sold out -367,602-367.6k
ROYAL BANK OF CANADA Reduced -101,830-101.8k
Bleakley Financial Group, LLC Reduced -89,478-89.5k
Archvest Wealth Advisors, Inc. Sold out -69,013-69.0k
BANK OF AMERICA CORP /DE/ Reduced -68,995-69.0k
LPL Financial LLC Reduced -66,676-66.7k
TIAA TRUST, NATIONAL ASSOCIATION Reduced -59,582-59.6k
Ameritas Advisory Services, LLC Reduced -49,770-49.8k
JPMORGAN CHASE & CO Reduced -48,296-48.3k
JANE STREET GROUP, LLC Reduced -41,635-41.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 987,554987.6k $52.2m $52.2m 0.00% Reduced -7.0k -6,980
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 650,687650.7k $34.4m $34.4m 0.00% Reduced -69.0k -68,995
3 Ameritas Advisory Services, LLC 1.09% of their portfolio Lincoln, NE 477,023477.0k $25.2m $25.2m 1.09% Reduced -49.8k -49,770
4 CWM, LLC 0.08% of their portfolio OMAHA, NE 370,179370.2k $19.6m $19.6m 0.08% Reduced -696 -696
5 Bleakley Financial Group, LLC 0.45% of their portfolio PARSIPPANY, NJ 278,124278.1k $14.7m $14.7m 0.45% Reduced -89.5k -89,478
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 266,040266.0k $14.1m $14.1m 0.00% Reduced -16.8k -16,785
7 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 222,258222.3k $11.7m $11.7m 0.01% Reduced -66.7k -66,676
8 TIAA TRUST, NATIONAL ASSOCIATION 0.03% of their portfolio CHARLOTTE, NC 206,913206.9k $10.9m $10.9m 0.03% Reduced -59.6k -59,582
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 203,130203.1k $10.7m $10.7m 0.00% Reduced -101.8k -101,830
10 BANK OF NOVA SCOTIA 0.02% of their portfolio TORONTO, A6 188,735188.7k $10.0m $10.0m 0.02% Added +39.4k +39,355
11 Kelman-Lazarov, Inc. 1.29% of their portfolio MEMPHIS, TN 142,457142.5k $7.5m $7.5m 1.29% Reduced -4.1k -4,061
12 Beacon Pointe Advisors, LLC 0.08% of their portfolio NEWPORT BEACH, CA 124,011124.0k $6.6m $6.6m 0.08% Reduced -4.0k -4,000
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 114,965115.0k $6.1m $6.1m 0.00% Reduced -36.8k -36,767
14 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 105,491105.5k $5.6m $5.6m 0.01% Reduced -1.8k -1,845
15 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 94,90294.9k $5.0m $5.0m 0.01% Reduced -18.5k -18,501
16 Lutz Financial Services LLC 0.40% of their portfolio OMAHA, NE 92,96193.0k $4.9m $4.9m 0.40% Reduced -3.2k -3,226
17 Focus Partners Wealth 0.01% of their portfolio ST LOUIS, MO 82,50082.5k $4.4m $4.4m 0.01% Added +37.7k +37,670
18 Arbor Investment Advisors, LLC 0.57% of their portfolio WINSTON SALEM, NC 82,08782.1k $4.3m $4.3m 0.57% Added +5.5k +5,526
19 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 78,49178.5k $4.1m $4.1m 0.00% Added +1.8k +1,792
20 UBS Group AG 0.00% of their portfolio ZURICH, V8 73,52773.5k $3.9m $3.9m 0.00% Reduced -306 -306
21 Focus Partners Advisor Solutions, LLC 0.08% of their portfolio SAINT LOUIS, MO 69,41769.4k $3.7m $3.7m 0.08% New
22 GREAT VALLEY ADVISOR GROUP, INC. 0.08% of their portfolio WILMINGTON, DE 58,43558.4k $3.1m $3.1m 0.08% Added +8.6k +8,607
23 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 50,96551.0k $2.7m $2.7m 0.00% Reduced -41.6k -41,635
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 50,70850.7k $2.7m $2.7m 0.00% Reduced -3.6k -3,582
25 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 46,76546.8k $2.5m $2.5m 0.00% Reduced -14.6k -14,568
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 38,22938.2k $2.0m $2.0m 0.00% Reduced -20.5k -20,454
27 NorthCoast Asset Management LLC 0.01% of their portfolio STAMFORD, CT 36,27436.3k $1.9m $1.9m 0.01% New
28 Concurrent Investment Advisors, LLC 0.05% of their portfolio Tampa, FL 34,11734.1k $1.8m $1.8m 0.05% Added +3.7k +3,727
29 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 31,68331.7k $1.7m $1.7m 0.00% Reduced -263 -263
30 Hudson Portfolio Management LLC 1.60% of their portfolio Garrison, NY 30,75330.8k $1.6m $1.6m 1.60% First filing
31 Herold Advisors, Inc. 0.31% of their portfolio New York, NY 26,64926.6k $1.4m $1.4m 0.31% Added +2.2k +2,170
32 Lantern Wealth Advisors, LLC 0.98% of their portfolio MELVILLE, NY 26,64926.6k $1.4m $1.4m 0.98% Added +2.2k +2,170
33 Essential Planning, LLC. 0.55% of their portfolio PORTSMOUTH, NH 25,31025.3k $1.3m $1.3m 0.55% Reduced -836 -836
34 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 24,82024.8k $1.3m $1.3m 0.00% Reduced -20.8k -20,824
35 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 22,34222.3k $1.2m $1.2m 0.06% New
36 Summit Financial, LLC 0.04% of their portfolio PARSIPPANY, NJ 21,44021.4k $1.1m $1.1m 0.04% New
37 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 20,40420.4k $1.1m $1.1m 0.01% Reduced -548 -548
38 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 17,63817.6k $931.7k $931.7k 0.01% Reduced -135 -135
39 Destination Wealth Management 0.03% of their portfolio Walnut Creek, CA 17,17117.2k $907.0k $907.0k 0.03% Added +89 +89
40 Alesco Advisors, LLC, An ESL Co 0.03% of their portfolio Pittsford, NY 16,71116.7k $882.8k $882.8k 0.03% Unchanged
41 Motiv8 Investments LLC 0.59% of their portfolio PORT ST. LUCIE, FL 16,70716.7k $882.5k $882.5k 0.59% Added +1.7k +1,672
42 Burt Wealth Advisors 0.20% of their portfolio North Bethesda, MD 15,01215.0k $793.0k $793.0k 0.20% Unchanged
43 MAS Advisors LLC 1.68% of their portfolio Miami, FL 14,89714.9k $786.9k $786.9k 1.68% Unchanged
44 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 14,69214.7k $776.1k $776.1k 0.00% Reduced -2.0k -2,011
45 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 12,81812.8k $677.0k $677.0k 0.00% Reduced -17.5k -17,482
46 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 11,55611.6k $610.5k $610.5k 0.00% Added +48 +48
47 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 11,30511.3k $592.6k $592.6k 0.00% Reduced -3.5k -3,490
48 GOULD ASSET MANAGEMENT LLC /CA/ 0.13% of their portfolio CLAREMONT, CA 11,06511.1k $584.5k $584.5k 0.13% Unchanged
49 Cherry Tree Wealth Management, LLC 0.14% of their portfolio MINNETONKA, MN 10,87310.9k $574.4k $574.4k 0.14% Added +10 +10
50 Parkside Advisors LLC 0.13% of their portfolio BERKELEY, CA 10,38310.4k $548.5k $548.5k 0.13% Reduced -4.6k -4,638
51 Courage Miller Partners, LLC 0.18% of their portfolio NORFOLK, VA 10,08710.1k $532.8k $532.8k 0.18% Unchanged
52 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 9,7529.8k $515.2k $515.2k 0.00% Reduced -48.3k -48,296
53 Rehmann Capital Advisory Group 0.03% of their portfolio LANSING, MI 9,7229.7k $513.6k $513.6k 0.03% Unchanged
54 JIM SAULNIER & ASSOCIATES, LLC 0.45% of their portfolio FORT COLLINS, CO 8,7998.8k $464.8k $464.8k 0.45% First filing
55 Breakwater Investment Management 0.19% of their portfolio SEATTLE, WA 8,7398.7k $461.6k $461.6k 0.19% Reduced -218 -218
56 Vertex Planning Partners, LLC 0.11% of their portfolio DOWNERS GROVE, IL 8,4388.4k $445.7k $445.7k 0.11% Reduced -967 -967
57 Arkos Global Advisors 0.06% of their portfolio HOUSTON, TX 8,1698.2k $432.0k $432.0k 0.06% Reduced -3.2k -3,213
58 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 8,1148.1k $429.0k $429.0k 0.00% Reduced -1.7k -1,731
59 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 8,0008.0k $422.6k $422.6k 0.00% Unchanged
60 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 7,9838.0k $421.7k $421.7k 0.02% Reduced -44 -44
61 PAX Financial Group, LLC 0.07% of their portfolio SAN ANTONIO, TX 7,8217.8k $413.1k $413.1k 0.07% Added +108 +108
62 DIMENSION CAPITAL MANAGEMENT LLC 0.07% of their portfolio Coral Gables, FL 7,4837.5k $395.3k $395.3k 0.07% Reduced -1.9k -1,915
63 CreativeOne Wealth, LLC 0.01% of their portfolio OVERLAND PARK, KS 6,8616.9k $362.4k $362.4k 0.01% New
64 DIVERSIFIED TRUST CO 0.01% of their portfolio MEMPHIS, TN 6,3306.3k $334.4k $334.4k 0.01% Unchanged
65 Evanson Asset Management, LLC 0.02% of their portfolio CARMEL, CA 6,3066.3k $333.1k $333.1k 0.02% Unchanged
66 TD PRIVATE CLIENT WEALTH LLC 0.01% of their portfolio NEW YORK, NY 6,2706.3k $331.2k $331.2k 0.01% Added +2.6k +2,554
67 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 6,1756.2k $326.2k $326.2k 0.00% Reduced -3.9k -3,889
68 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 5,9275.9k $313.1k $313.1k 0.00% Reduced -1.2k -1,203
69 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 5,8945.9k $311.6k $311.6k 0.00% Added +69 +69
70 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 5,6075.6k $296.2k $296.2k 0.00% Reduced -3.6k -3,557
71 Marathon Strategic Advisors, LLC 0.31% of their portfolio PITTSBURGH, PA 5,4995.5k $290.5k $290.5k 0.31% Reduced -471 -471
72 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 5,2005.2k $274.7k $274.7k 0.00% Reduced -900 -900
73 Aerodigm Wealth, LLC 0.17% of their portfolio LAKE OSWEGO, OR 5,1085.1k $269.8k $269.8k 0.17% Unchanged
74 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 5,0465.0k $266.6k $266.6k 0.00% Reduced -469 -469
75 ATWOOD & PALMER INC 0.02% of their portfolio KANSAS CITY, MO 4,9004.9k $258.8k $258.8k 0.02% Unchanged
76 Columbus Macro, LLC 0.09% of their portfolio NEW CASTLE, PA 4,8864.9k $258.1k $258.1k 0.09% Added +70 +70
77 Apella Capital, LLC 0.01% of their portfolio WEST HARTFORD, CT 4,6874.7k $247.8k $247.8k 0.01% Added +1 +1
78 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,6394.6k $244.0k $244.0k 0.00% Unchanged
79 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 4,2234.2k $223.1k $223.1k 0.02% New
80 SIGNET FINANCIAL MANAGEMENT, LLC 0.03% of their portfolio PARSIPPANY, NJ 4,2054.2k $222.1k $222.1k 0.03% Reduced -253 -253
81 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 4,1894.2k $221.3k $221.3k 0.00% Reduced -27 -27
82 CANANDAIGUA NATIONAL BANK & TRUST CO 0.02% of their portfolio CANANDAIGUA, NY 4,1504.2k $219.2k $219.2k 0.02% Unchanged
83 GTS SECURITIES LLC 0.00% of their portfolio NEW YORK, NY 4,1434.1k $218.9k $218.9k 0.00% New
84 Gladstone Institutional Advisory LLC 0.01% of their portfolio Bedminster, NJ 4,1344.1k $218.4k $218.4k 0.01% Reduced -23.2k -23,230
85 PFG Advisors 0.01% of their portfolio Phoenix, AZ 4,0714.1k $215.1k $215.1k 0.01% Reduced -509 -509
86 Dogwood Wealth Management LLC 0.08% of their portfolio LENEXA, KS 2,5782.6k $136.2k $136.2k 0.08% Added +207 +207
87 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,6911.7k $89.4k $89.4k 0.00% Unchanged
88 GeoWealth Management, LLC 0.00% of their portfolio CHICAGO, IL 1,0931.1k $57.7k $57.7k 0.00% Added +14 +14
89 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 645645 $34.1k $34.1k 0.00% Unchanged
90 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 591591 $31.3k $31.3k 0.00% Added +116 +116
91 PrairieView Partners, LLC 0.00% of their portfolio ST. PAUL, MN 477477 $25.0k $25.0k 0.00% Unchanged
92 Ridgewood Investments LLC 0.01% of their portfolio SPRINGFIELD, NJ 476476 $25.1k $25.1k 0.01% Reduced -159 -159
93 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 455455 $24.0k $24.0k 0.01% Unchanged
94 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 413413 $21.8k $21.8k 0.00% Unchanged
95 Princeton Global Asset Management LLC 0.00% of their portfolio PRINCETON, NJ 312312 $16.5k $16.5k 0.00% Unchanged
96 TD Capital Management LLC 0.00% of their portfolio MEMPHIS, TN 290290 $15.3k $15.3k 0.00% New
97 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 200200 $10.6k $10.6k 0.00% Unchanged
98 McIlrath & Eck, LLC 0.00% of their portfolio ARLINGTON, WA 178178 $9.4k $9.4k 0.00% Unchanged
99 STUDIO INVESTMENT MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 174174 $9.2k $9.2k 0.00% Unchanged
100 EnRich Financial Partners LLC 0.00% of their portfolio MADISON, WI 8989 $4.7k $4.7k 0.00% Unchanged