Vault-13

PIMCO ETF TR STPZ

1-5 US TIP IDX · ETP · CUSIP 72201R205

114 institutional holders -12 vs Q4 2023
9,184,9959.2m shares reported held*
$473.0mreported value*
9 new 20 added 51 reduced 19 sold out net bought ≈ $34.2m (+663.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $51.50. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 146Q1 23: 148Q2 23: 133Q3 23: 121Q4 23: 126Q1 24: 114114Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022152
Q4 2022146
Q1 2023148
Q2 2023133
Q3 2023121
Q4 2023126
Q1 2024114

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 82 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 96 cut or sold outQ2 23Q3 23: 41 bought or addedQ3 23: 76 cut or sold outQ3 23Q4 23: 49 bought or addedQ4 23: 69 cut or sold outQ4 23Q1 24: 29 bought or addedQ1 24: 70 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226082
Q1 20236769
Q2 20233996
Q3 20234176
Q4 20234969
Q1 20242970

Biggest buyers

MORGAN STANLEY Added +867,481+867.5k
Simplicity Wealth,LLC New +372,943+372.9k
Pasadena Private Wealth, LLC New +169,338+169.3k
Ameritas Advisory Services, LLC Added +77,462+77.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +67,763+67.8k
Sigma Planning Corp Added +46,449+46.4k
JANE STREET GROUP, LLC Added +43,812+43.8k
ROYAL BANK OF CANADA Added +38,214+38.2k
CITADEL ADVISORS LLC Added +31,771+31.8k
Arbor Investment Advisors, LLC Added +20,185+20.2k

Biggest sellers

BANK OF NOVA SCOTIA Sold out -214,700-214.7k
AMERIPRISE FINANCIAL INC Reduced -193,757-193.8k
BANK OF AMERICA CORP /DE/ Reduced -154,210-154.2k
Focus Partners Advisor Solutions, LLC Sold out -71,578-71.6k
FLOW TRADERS U.S. LLC Sold out -60,159-60.2k
Kestra Advisory Services, LLC Reduced -55,802-55.8k
Financial Gravity Asset Management, Inc. Reduced -55,761-55.8k
Bleakley Financial Group, LLC Reduced -54,743-54.7k
Steward Partners Investment Advisory, LLC Reduced -38,768-38.8k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -36,626-36.6k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,348,1533.3m $172.4m $172.4m 0.00% Added +867.5k +867,481
2 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 777,907777.9k $40.1m $40.1m 0.00% Reduced -154.2k -154,210
3 Ameritas Advisory Services, LLC 1.30% of their portfolio Lincoln, NE 613,628613.6k $31.6m $31.6m 1.30% Added +77.5k +77,462
4 Simplicity Wealth,LLC 0.46% of their portfolio SUMMIT, NJ 372,943372.9k $19.2m $19.2m 0.46% New
5 Bleakley Financial Group, LLC 0.56% of their portfolio PARSIPPANY, NJ 372,943372.9k $19.2m $19.2m 0.56% Reduced -54.7k -54,743
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 297,993298.0k $15.3m $15.3m 0.01% Reduced -21.8k -21,840
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 280,157280.2k $14.4m $14.4m 0.00% Reduced -11.4k -11,378
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 264,572264.6k $13.6m $13.6m 0.00% Added +38.2k +38,214
9 TIAA TRUST, NATIONAL ASSOCIATION 0.04% of their portfolio CHARLOTTE, NC 258,941258.9k $13.3m $13.3m 0.04% Added +3.5k +3,490
10 Pasadena Private Wealth, LLC 2.01% of their portfolio PASADENA, CA 169,338169.3k $8.7m $8.7m 2.01% New
11 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 144,416144.4k $7.4m $7.4m 0.01% Added +67.8k +67,763
12 Kelman-Lazarov, Inc. 1.43% of their portfolio MEMPHIS, TN 141,834141.8k $7.3m $7.3m 1.43% Added +4.9k +4,889
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 138,027138.0k $7.1m $7.1m 0.00% Reduced -5.7k -5,705
14 Beacon Pointe Advisors, LLC 0.08% of their portfolio NEWPORT BEACH, CA 136,160136.2k $7.0m $7.0m 0.08% Reduced -3.5k -3,490
15 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 120,719120.7k $6.2m $6.2m 0.01% Added +43.8k +43,812
16 Archvest Wealth Advisors, Inc. 3.71% of their portfolio CONCORD, CA 102,420102.4k $5.3m $5.3m 3.71% Reduced -4.5k -4,527
17 Lutz Financial Services LLC 0.43% of their portfolio OMAHA, NE 95,95396.0k $4.9m $4.9m 0.43% Reduced -1.2k -1,174
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 94,34394.3k $4.9m $4.9m 0.00% Reduced -193.8k -193,757
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 91,95692.0k $4.7m $4.7m 0.00% Reduced -815 -815
20 Sigma Planning Corp 0.13% of their portfolio ANN ARBOR, MI 79,41979.4k $4.1m $4.1m 0.13% Added +46.4k +46,449
21 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 59,52159.5k $3.1m $3.1m 0.00% Added +31.8k +31,771
22 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 59,31259.3k $3.1m $3.1m 0.01% Reduced -6.3k -6,327
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 55,95656.0k $2.9m $2.9m 0.00% Reduced -2.8k -2,846
24 Arbor Investment Advisors, LLC 0.42% of their portfolio WINSTON SALEM, NC 55,64855.6k $2.9m $2.9m 0.42% Added +20.2k +20,185
25 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 55,07255.1k $2.8m $2.8m 0.00% Reduced -4.1k -4,078
26 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 54,64754.6k $2.8m $2.8m 0.00% Reduced -3.2k -3,153
27 GREAT VALLEY ADVISOR GROUP, INC. 0.07% of their portfolio WILMINGTON, DE 47,21447.2k $2.4m $2.4m 0.07% Reduced -36.6k -36,626
28 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 46,71246.7k $2.4m $2.4m 0.01% Reduced -9.2k -9,196
29 InterOcean Capital Group, LLC 0.06% of their portfolio NASHVILLE, TN 45,09045.1k $2.3m $2.3m 0.06% Unchanged
30 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 37,29637.3k $1.9m $1.9m 0.00% Added +13.4k +13,418
31 Relative Value Partners Group, LLC 0.12% of their portfolio NORTHBROOK, IL 36,62136.6k $1.9m $1.9m 0.12% Unchanged
32 BUCKINGHAM STRATEGIC WEALTH, LLC 0.02% of their portfolio CLAYTON, MO 35,71335.7k $1.8m $1.8m 0.02% Reduced -3.4k -3,447
33 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 35,06335.1k $1.8m $1.8m 0.01% Reduced -194 -194
34 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 31,53631.5k $1.6m $1.6m 0.00% Reduced -12.5k -12,452
35 Gladstone Institutional Advisory LLC 0.07% of their portfolio Bedminster, NJ 26,51026.5k $1.4m $1.4m 0.07% Added +1.6k +1,646
36 Concurrent Investment Advisors, LLC 0.06% of their portfolio Tampa, FL 26,50526.5k $1.4m $1.4m 0.06% Added +14.5k +14,516
37 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 25,06225.1k $1.3m $1.3m 0.00% Reduced -2.2k -2,244
38 Essential Planning, LLC. 0.64% of their portfolio PORTSMOUTH, NH 25,04625.0k $1.3m $1.3m 0.64% Unchanged
39 Lantern Wealth Advisors, LLC 0.87% of their portfolio MELVILLE, NY 24,06024.1k $1.2m $1.2m 0.87% Added +1.8k +1,750
40 Herold Advisors, Inc. 0.29% of their portfolio New York, NY 23,51023.5k $1.2m $1.2m 0.29% Added +1.2k +1,200
41 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 21,26021.3k $1.1m $1.1m 0.01% Reduced -38.8k -38,768
42 Stratos Wealth Advisors, LLC 0.06% of their portfolio BEACHWOOD, OH 19,87519.9k $1.0m $1.0m 0.06% Added +2.0k +1,982
43 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 19,16019.2k $986.7k $986.7k 0.01% Reduced -1.6k -1,599
44 Fiduciary Trust Co 0.01% of their portfolio Boston, MA 17,77317.8k $915.3k $915.3k 0.01% Reduced -750 -750
45 Destination Wealth Management 0.03% of their portfolio Walnut Creek, CA 17,73717.7k $913.5k $913.5k 0.03% Added +1.4k +1,386
46 Burt Wealth Advisors 0.22% of their portfolio North Bethesda, MD 16,81216.8k $865.8k $865.8k 0.22% Reduced -663 -663
47 Alesco Advisors, LLC, An ESL Co 0.03% of their portfolio Pittsford, NY 16,71116.7k $860.6k $860.6k 0.03% Unchanged
48 Sowell Financial Services LLC 0.04% of their portfolio NORTH LITTLE ROCK, AR 16,56216.6k $853.0k $853.0k 0.04% Reduced -8.9k -8,854
49 Motiv8 Investments LLC 0.62% of their portfolio PORT ST. LUCIE, FL 15,51315.5k $798.9k $798.9k 0.62% Added +5.0k +4,953
50 Parkside Advisors LLC 0.20% of their portfolio BERKELEY, CA 15,21215.2k $783.4k $783.4k 0.20% Reduced -916 -916
51 MAS Advisors LLC 0.89% of their portfolio Miami, FL 14,89714.9k $767.2k $767.2k 0.89% Unchanged
52 Eagle Strategies LLC 0.15% of their portfolio NEW YORK, NY 12,78612.8k $658.5k $658.5k 0.15% New
53 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 11,87011.9k $611.3k $611.3k 0.00% Reduced -55.8k -55,802
54 Vertex Planning Partners, LLC 0.16% of their portfolio DOWNERS GROVE, IL 11,56511.6k $595.6k $595.6k 0.16% Unchanged
55 GOULD ASSET MANAGEMENT LLC /CA/ 0.14% of their portfolio CLAREMONT, CA 11,55011.6k $594.8k $594.8k 0.14% Reduced -1.5k -1,480
56 Arkos Global Advisors 0.10% of their portfolio HOUSTON, TX 11,47911.5k $591.0k $591.0k 0.10% Unchanged
57 TD PRIVATE CLIENT WEALTH LLC 0.02% of their portfolio NEW YORK, NY 11,37511.4k $585.8k $585.8k 0.02% Reduced -1.2k -1,207
58 Cherry Tree Wealth Management, LLC 0.14% of their portfolio MINNETONKA, MN 10,92510.9k $562.6k $562.6k 0.14% Unchanged
59 Courage Miller Partners, LLC 0.18% of their portfolio NORFOLK, VA 10,16810.2k $523.7k $523.7k 0.18% Unchanged
60 Rehmann Capital Advisory Group 0.04% of their portfolio LANSING, MI 9,7229.7k $500.7k $500.7k 0.04% Unchanged
61 DIMENSION CAPITAL MANAGEMENT LLC 0.10% of their portfolio Coral Gables, FL 9,3989.4k $484.0k $484.0k 0.10% Unchanged
62 Breakwater Investment Management 0.21% of their portfolio SEATTLE, WA 9,0419.0k $465.6k $465.6k 0.21% First filing
63 Regal Investment Advisors LLC 0.03% of their portfolio KENTWOOD, MI 8,5218.5k $438.8k $438.8k 0.03% Reduced -442 -442
64 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 8,3098.3k $427.9k $427.9k 0.00% Added +368 +368
65 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 8,0008.0k $412.0k $412.0k 0.01% Unchanged
66 Financial Advocates Investment Management 0.02% of their portfolio OLYMPIA, WA 7,9838.0k $411.1k $411.1k 0.02% Reduced -218 -218
67 Tyche Wealth Partners LLC 0.10% of their portfolio PLANO, TX 7,9037.9k $407.0k $407.0k 0.10% Reduced -1.5k -1,460
68 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 7,5107.5k $386.8k $386.8k 0.00% Unchanged
69 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 7,0907.1k $365.1k $365.1k 0.01% Unchanged
70 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 7,0097.0k $361.0k $361.0k 0.00% New
71 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 6,7136.7k $346.0k $346.0k 0.00% Reduced -913 -913
72 DIVERSIFIED TRUST CO 0.01% of their portfolio MEMPHIS, TN 6,3306.3k $326.0k $326.0k 0.01% Unchanged
73 Evanson Asset Management, LLC 0.02% of their portfolio CARMEL, CA 6,3066.3k $324.8k $324.8k 0.02% Unchanged
74 Marathon Strategic Advisors, LLC 0.39% of their portfolio PITTSBURGH, PA 6,2816.3k $323.5k $323.5k 0.39% Reduced -592 -592
75 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 6,2006.2k $319.3k $319.3k 0.00% Reduced -200 -200
76 Aerodigm Wealth, LLC 0.11% of their portfolio LAKE OSWEGO, OR 5,1085.1k $263.1k $263.1k 0.11% Reduced -5.1k -5,108
77 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,0745.1k $261.0k $261.0k 0.00% Reduced -987 -987
78 ATWOOD & PALMER INC 0.02% of their portfolio KANSAS CITY, MO 4,9004.9k $252.3k $252.3k 0.02% Unchanged
79 Columbus Macro, LLC 0.09% of their portfolio NEW CASTLE, PA 4,8164.8k $248.0k $248.0k 0.09% Unchanged
80 PEAPACK GLADSTONE FINANCIAL CORP 0.00% of their portfolio BEDMINSTER, NJ 4,5604.6k $235.0k $235.0k 0.00% Reduced -870 -870
81 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 4,5444.5k $234.0k $234.0k 0.00% Added +387 +387
82 PFG Advisors 0.02% of their portfolio Phoenix, AZ 4,5354.5k $233.6k $233.6k 0.02% Reduced -846 -846
83 SIGNET FINANCIAL MANAGEMENT, LLC 0.03% of their portfolio PARSIPPANY, NJ 4,4914.5k $231.3k $231.3k 0.03% Reduced -53 -53
84 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 4,3664.4k $224.8k $224.8k 0.00% Reduced -14.8k -14,826
85 CFS Investment Advisory Services, LLC 0.04% of their portfolio TOTOWA, NJ 4,2574.3k $219.0k $219.0k 0.04% Reduced -102 -102
86 EXCALIBUR MANAGEMENT CORP 0.09% of their portfolio WALTHAM, MA 3,9554.0k $203.7k $203.7k 0.09% Reduced -240 -240
87 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 3,9273.9k $202.3k $202.3k 0.02% Unchanged
88 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 3,2823.3k $169.0k $169.0k 0.00% Reduced -860 -860
89 Dogwood Wealth Management LLC 0.09% of their portfolio LENEXA, KS 2,5712.6k $132.4k $132.4k 0.09% Reduced -1.2k -1,162
90 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,1692.2k $112.0k $112.0k 0.00% Reduced -864 -864
91 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,7001.7k $87.5k $87.5k 0.00% Reduced -10.0k -10,000
92 Financial Gravity Asset Management, Inc. 0.01% of their portfolio Lakeway, TX 1,2321.2k $63.1k $63.1k 0.01% Reduced -55.8k -55,761
93 Plante Moran Financial Advisors, LLC 0.01% of their portfolio SOUTHFIELD, MI 950950 $48.9k $48.9k 0.01% New
94 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 917917 $47.2k $47.2k 0.00% Reduced -95 -95
95 BLAIR WILLIAM & CO/IL 0.00% of their portfolio CHICAGO, IL 645645 $33.2k $33.2k 0.00% Unchanged
96 PrairieView Partners, LLC 0.00% of their portfolio ST. PAUL, MN 477477 $25.0k $25.0k 0.00% Unchanged
97 Pinnacle Bancorp, Inc. 0.01% of their portfolio BEATRICE, NE 455455 $23.4k $23.4k 0.01% Unchanged
98 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 413413 $21.3k $21.3k 0.00% Unchanged
99 Cape Investment Advisory, Inc. 0.01% of their portfolio MCDONOUGH, GA 355355 $18.3k $18.3k 0.01% Reduced -89 -89
100 Princeton Global Asset Management LLC 0.00% of their portfolio PRINCETON, NJ 310310 $16.0k $16.0k 0.00% Unchanged