Vault-13

PIMCO ETF TR STPZ

1-5 US TIP IDX · ETP · CUSIP 72201R205

126 institutional holders +5 vs Q3 2023
8,981,0219.0m shares reported held*
$460.3mreported value*
14 new 35 added 51 reduced 18 sold out net sold ≈ $11.5m (-223.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $51.25. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 146Q1 23: 148Q2 23: 133Q3 23: 121Q4 23: 126126Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022152
Q4 2022146
Q1 2023148
Q2 2023133
Q3 2023121
Q4 2023126

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 82 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 96 cut or sold outQ2 23Q3 23: 41 bought or addedQ3 23: 76 cut or sold outQ3 23Q4 23: 49 bought or addedQ4 23: 69 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226082
Q1 20236769
Q2 20233996
Q3 20234176
Q4 20234969

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ1 23 calls: $5.3mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —
Numbers
QuarterCallsPutsP/C
Q1 2023$5.3m$00.00
Q2 2023$0$0—
Q3 2023$0$0—
Q4 2023$0$0—

Biggest buyers

MORGAN STANLEY Added +1,033,608+1.0m
BANK OF NOVA SCOTIA New +214,700+214.7k
Bleakley Financial Group, LLC Added +68,617+68.6k
Simplicity Solutions, LLC Added +68,617+68.6k
Kestra Advisory Services, LLC New +67,672+67.7k
TIAA TRUST, NATIONAL ASSOCIATION Added +65,327+65.3k
JPMORGAN CHASE & CO Added +27,236+27.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +23,573+23.6k
Herold Advisors, Inc. New +22,310+22.3k
Kelman-Lazarov, Inc. Added +19,919+19.9k

Biggest sellers

JANE STREET GROUP, LLC Reduced -407,483-407.5k
Ameritas Advisory Services, LLC Reduced -278,985-279.0k
BANK OF AMERICA CORP /DE/ Reduced -238,257-238.3k
AMERIPRISE FINANCIAL INC Reduced -178,042-178.0k
Cerity Partners LLC Sold out -141,351-141.4k
WELLS FARGO & COMPANY/MN Reduced -132,974-133.0k
Archvest Wealth Advisors, Inc. Reduced -132,020-132.0k
ROYAL BANK OF CANADA Reduced -68,535-68.5k
OSAIC HOLDINGS, INC. Reduced -58,061-58.1k
Sigma Planning Corp Reduced -42,933-42.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 2,480,6722.5m $126.9m $126.9m 0.01% Added +1.0m +1,033,608
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 932,117932.1k $47.7m $47.7m 0.01% Reduced -238.3k -238,257
3 Ameritas Advisory Services, LLC 1.51% of their portfolio Lincoln, NE 536,166536.2k $27.4m $27.4m 1.51% Reduced -279.0k -278,985
4 Simplicity Solutions, LLC 0.60% of their portfolio MINNEAPOLIS, MN 427,686427.7k $21.9m $21.9m 0.60% Added +68.6k +68,617
5 Bleakley Financial Group, LLC 0.70% of their portfolio PARSIPPANY, NJ 427,686427.7k $21.9m $21.9m 0.70% Added +68.6k +68,617
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 319,833319.8k $16.4m $16.4m 0.01% Reduced -1.1k -1,126
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 291,535291.5k $14.9m $14.9m 0.00% Reduced -133.0k -132,974
8 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 288,100288.1k $14.7m $14.7m 0.00% Reduced -178.0k -178,042
9 TIAA TRUST, NATIONAL ASSOCIATION 0.04% of their portfolio CHARLOTTE, NC 255,451255.5k $13.1m $13.1m 0.04% Added +65.3k +65,327
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 226,358226.4k $11.6m $11.6m 0.00% Reduced -68.5k -68,535
11 BANK OF NOVA SCOTIA 0.02% of their portfolio TORONTO, A6 214,700214.7k $11.0m $11.0m 0.02% New
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 143,732143.7k $7.4m $7.4m 0.00% Reduced -17.0k -17,012
13 Beacon Pointe Advisors, LLC 0.09% of their portfolio NEWPORT BEACH, CA 139,650139.7k $7.1m $7.1m 0.09% Reduced -15.6k -15,575
14 Kelman-Lazarov, Inc. 1.52% of their portfolio MEMPHIS, TN 136,945136.9k $7.0m $7.0m 1.52% Added +19.9k +19,919
15 Archvest Wealth Advisors, Inc. 4.12% of their portfolio CONCORD, CA 106,947106.9k $5.5m $5.5m 4.12% Reduced -132.0k -132,020
16 Lutz Financial Services LLC 0.47% of their portfolio OMAHA, NE 97,12797.1k $5.0m $5.0m 0.47% Reduced -5.6k -5,563
17 UBS Group AG 0.00% of their portfolio ZURICH, V8 92,77192.8k $4.7m $4.7m 0.00% Added +60 +60
18 GREAT VALLEY ADVISOR GROUP, INC. 0.15% of their portfolio WILMINGTON, DE 83,84083.8k $4.3m $4.3m 0.15% Added +8.7k +8,711
19 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 76,90776.9k $3.9m $3.9m 0.00% Reduced -407.5k -407,483
20 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 76,65376.7k $3.9m $3.9m 0.01% Added +23.6k +23,573
21 Focus Partners Advisor Solutions, LLC 0.18% of their portfolio SAINT LOUIS, MO 71,57871.6k $3.7m $3.7m 0.18% Added +1.9k +1,924
22 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 67,67267.7k $3.5m $3.5m 0.03% New
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 65,63965.6k $3.4m $3.4m 0.01% Reduced -6.3k -6,307
24 FLOW TRADERS U.S. LLC 0.09% of their portfolio NEW YORK, NY 60,15960.2k $3.1m $3.1m 0.09% Reduced -18.0k -18,027
25 Steward Partners Investment Advisory, LLC 0.04% of their portfolio STAMFORD, CT 60,02860.0k $3.1m $3.1m 0.04% Reduced -2.8k -2,783
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 59,15059.1k $3.0m $3.0m 0.00% Reduced -4.6k -4,568
27 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 58,80258.8k $3.0m $3.0m 0.00% Added +27.2k +27,236
28 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 57,80057.8k $3.0m $3.0m 0.00% Reduced -4.8k -4,830
29 Financial Gravity Asset Management, Inc. 0.04% of their portfolio Lakeway, TX 56,99357.0k $3.8m $3.8m 0.04% Added +896 +896
30 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 55,90855.9k $2.9m $2.9m 0.01% Reduced -11.5k -11,469
31 InterOcean Capital Group, LLC 0.06% of their portfolio NASHVILLE, TN 45,09045.1k $2.3m $2.3m 0.06% Reduced -6.8k -6,795
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 43,98844.0k $2.3m $2.3m 0.00% Reduced -58.1k -58,061
33 BUCKINGHAM STRATEGIC WEALTH, LLC 0.02% of their portfolio CLAYTON, MO 39,16039.2k $2.0m $2.0m 0.02% Added +4.1k +4,105
34 Relative Value Partners Group, LLC 0.11% of their portfolio NORTHBROOK, IL 36,62136.6k $1.9m $1.9m 0.11% Reduced -1.0k -1,000
35 Hudson Portfolio Management LLC 2.01% of their portfolio Garrison, NY 36,31336.3k $1.9m $1.9m 2.01% Reduced -2.4k -2,350
36 Arbor Investment Advisors, LLC 0.28% of their portfolio WINSTON SALEM, NC 35,46335.5k $1.8m $1.8m 0.28% Added +12.8k +12,812
37 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 35,25735.3k $1.8m $1.8m 0.01% Added +929 +929
38 Sigma Planning Corp 0.13% of their portfolio ANN ARBOR, MI 32,97033.0k $1.7m $1.7m 0.13% Reduced -42.9k -42,933
39 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 27,75027.8k $1.4m $1.4m 0.00% Reduced -19.3k -19,319
40 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 27,30627.3k $1.4m $1.4m 0.01% Reduced -1.2k -1,180
41 Sowell Financial Services LLC 0.07% of their portfolio NORTH LITTLE ROCK, AR 25,41625.4k $1.3m $1.3m 0.07% Reduced -5.2k -5,230
42 Essential Planning, LLC. 0.65% of their portfolio PORTSMOUTH, NH 25,04625.0k $1.3m $1.3m 0.65% Added +5.2k +5,199
43 Gladstone Institutional Advisory LLC 0.07% of their portfolio Bedminster, NJ 24,86424.9k $1.3m $1.3m 0.07% Added +479 +479
44 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 23,87823.9k $1.2m $1.2m 0.00% Added +11.8k +11,819
45 Herold Advisors, Inc. 0.32% of their portfolio New York, NY 22,31022.3k $1.1m $1.1m 0.32% New
46 Lantern Wealth Advisors, LLC 0.89% of their portfolio MELVILLE, NY 22,31022.3k $1.1m $1.1m 0.89% First filing
47 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 20,75920.8k $1.1m $1.1m 0.01% Reduced -1.4k -1,425
48 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 19,19219.2k $981.7k $981.7k 0.00% Reduced -1.4k -1,386
49 Fiduciary Trust Co 0.02% of their portfolio Boston, MA 18,52318.5k $947.5k $947.5k 0.02% Added +600 +600
50 Stratos Wealth Advisors, LLC 0.05% of their portfolio BEACHWOOD, OH 17,89317.9k $915.2k $915.2k 0.05% Added +1.9k +1,947
51 Burt Wealth Advisors 0.26% of their portfolio North Bethesda, MD 17,47517.5k $893.8k $893.8k 0.26% Added +3.6k +3,591
52 Alesco Advisors, LLC, An ESL Co 0.03% of their portfolio Pittsford, NY 16,71116.7k $854.8k $854.8k 0.03% Added +250 +250
53 Destination Wealth Management 0.03% of their portfolio Walnut Creek, CA 16,35116.4k $836.4k $836.4k 0.03% Added +179 +179
54 Parkside Advisors LLC 0.23% of their portfolio BERKELEY, CA 16,12816.1k $824.9k $824.9k 0.23% Reduced -121 -121
55 MAS Advisors LLC 0.99% of their portfolio Miami, FL 14,89714.9k $762.0k $762.0k 0.99% Reduced -3.2k -3,157
56 GOULD ASSET MANAGEMENT LLC /CA/ 0.17% of their portfolio CLAREMONT, CA 13,03013.0k $666.5k $666.5k 0.17% Added +640 +640
57 TD PRIVATE CLIENT WEALTH LLC 0.02% of their portfolio NEW YORK, NY 12,58212.6k $643.6k $643.6k 0.02% Reduced -208 -208
58 Concurrent Investment Advisors, LLC 0.03% of their portfolio Tampa, FL 11,98912.0k $613.2k $613.2k 0.03% First filing
59 COMERICA BANK 0.00% of their portfolio DALLAS, TX 11,70011.7k $598.4k $598.4k 0.00% Reduced -2.8k -2,797
60 Vertex Planning Partners, LLC 0.18% of their portfolio DOWNERS GROVE, IL 11,56511.6k $591.5k $591.5k 0.18% Reduced -424 -424
61 Arkos Global Advisors 0.11% of their portfolio HOUSTON, TX 11,47911.5k $587.0k $587.0k 0.11% Reduced -916 -916
62 Cherry Tree Wealth Management, LLC 0.15% of their portfolio MINNETONKA, MN 10,92510.9k $558.8k $558.8k 0.15% Added +3.6k +3,616
63 Motiv8 Investments LLC 0.48% of their portfolio PORT ST. LUCIE, FL 10,56010.6k $540.2k $540.2k 0.48% First filing
64 Aerodigm Wealth, LLC 0.24% of their portfolio LAKE OSWEGO, OR 10,21610.2k $522.5k $522.5k 0.24% Added +5.1k +5,108
65 Courage Miller Partners, LLC 0.20% of their portfolio NORFOLK, VA 10,16810.2k $520.1k $520.1k 0.20% Unchanged
66 Rehmann Capital Advisory Group 0.04% of their portfolio LANSING, MI 9,7229.7k $497.3k $497.3k 0.04% Unchanged
67 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 9,6009.6k $491.0k $491.0k 0.00% New
68 DIMENSION CAPITAL MANAGEMENT LLC 0.10% of their portfolio Coral Gables, FL 9,3989.4k $480.7k $480.7k 0.10% Unchanged
69 Tyche Wealth Partners LLC 0.12% of their portfolio PLANO, TX 9,3639.4k $478.9k $478.9k 0.12% First filing
70 Regal Investment Advisors LLC 0.03% of their portfolio KENTWOOD, MI 8,9639.0k $458.5k $458.5k 0.03% Added +866 +866
71 WBI INVESTMENTS, LLC 0.09% of their portfolio RED BANK, NJ 8,4968.5k $434.6k $434.6k 0.09% Reduced -1.6k -1,604
72 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 8,2018.2k $419.5k $419.5k 0.03% Added +405 +405
73 SYNOVUS FINANCIAL CORP 0.01% of their portfolio Columbus, GA 8,0008.0k $409.2k $409.2k 0.01% Unchanged
74 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 7,9417.9k $406.2k $406.2k 0.00% Reduced -2.3k -2,308
75 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 7,6267.6k $390.0k $390.0k 0.00% Reduced -792 -792
76 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 7,5247.5k $384.9k $384.9k 0.01% New
77 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 7,5107.5k $384.1k $384.1k 0.00% Added +3 +3
78 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 7,2437.2k $369.8k $369.8k 0.01% Reduced -3.1k -3,105
79 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 7,0907.1k $362.6k $362.6k 0.01% Reduced -4.7k -4,650
80 Marathon Strategic Advisors, LLC 0.48% of their portfolio PITTSBURGH, PA 6,8736.9k $351.6k $351.6k 0.48% First filing
81 FOUNDERS FINANCIAL SECURITIES LLC 0.04% of their portfolio TOWSON, MD 6,5366.5k $334.3k $334.3k 0.04% New
82 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 6,4006.4k $327.4k $327.4k 0.00% Unchanged
83 DIVERSIFIED TRUST CO 0.01% of their portfolio MEMPHIS, TN 6,3306.3k $323.8k $323.8k 0.01% Reduced -590 -590
84 Evanson Asset Management, LLC 0.03% of their portfolio CARMEL, CA 6,3066.3k $322.6k $322.6k 0.03% Unchanged
85 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 6,0616.1k $312.0k $312.0k 0.00% Added +1.0k +1,033
86 PEAPACK GLADSTONE FINANCIAL CORP 0.00% of their portfolio BEDMINSTER, NJ 5,4305.4k $278.0k $278.0k 0.00% Added +160 +160
87 PFG Advisors 0.02% of their portfolio Phoenix, AZ 5,3815.4k $275.2k $275.2k 0.02% Reduced -3.0k -3,026
88 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 5,2745.3k $269.8k $269.8k 0.00% Added +886 +886
89 ATWOOD & PALMER INC 0.02% of their portfolio KANSAS CITY, MO 4,9004.9k $250.6k $250.6k 0.02% Unchanged
90 Columbus Macro, LLC 0.10% of their portfolio NEW CASTLE, PA 4,8164.8k $246.3k $246.3k 0.10% Unchanged
91 LWS Wealth Advisors, Inc. 0.09% of their portfolio BASKING RIDGE, NJ 4,6334.6k $237.0k $237.0k 0.09% Reduced -358 -358
92 SIGNET FINANCIAL MANAGEMENT, LLC 0.03% of their portfolio PARSIPPANY, NJ 4,5444.5k $232.4k $232.4k 0.03% Reduced -139 -139
93 CFS Investment Advisory Services, LLC 0.04% of their portfolio TOTOWA, NJ 4,3594.4k $223.0k $223.0k 0.04% New
94 EXCALIBUR MANAGEMENT CORP 0.10% of their portfolio WALTHAM, MA 4,1954.2k $214.6k $214.6k 0.10% Reduced -280 -280
95 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 4,1574.2k $212.6k $212.6k 0.00% Added +4 +4
96 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 4,1424.1k $212.0k $212.0k 0.01% Reduced -10 -10
97 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 3,9493.9k $201.0k $201.0k 0.00% New
98 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 3,9273.9k $200.9k $200.9k 0.02% Reduced -328 -328
99 Dogwood Wealth Management LLC 0.15% of their portfolio LENEXA, KS 3,7333.7k $190.9k $190.9k 0.15% First filing
100 CWM, LLC 0.00% of their portfolio OMAHA, NE 3,0333.0k $155.0k $155.0k 0.00% Reduced -1.7k -1,749