Vault-13

PIMCO ETF TR STPZ

1-5 US TIP IDX · ETP · CUSIP 72201R205

121 institutional holders -12 vs Q2 2023
9,135,6329.1m shares reported held*
$458.6mreported value*
13 new 28 added 51 reduced 25 sold out net sold ≈ $59.0m (-1.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($135.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.20. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 146Q1 23: 148Q2 23: 133Q3 23: 121121Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022152
Q4 2022146
Q1 2023148
Q2 2023133
Q3 2023121

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 82 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 96 cut or sold outQ2 23Q3 23: 41 bought or addedQ3 23: 76 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226082
Q1 20236769
Q2 20233996
Q3 20234176

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 22 calls: $5.2mQ4 22 puts: $199.5kQ4 22P/C 0.04Q1 23 calls: $5.3mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$5.2m$199.5k0.04
Q1 2023$5.3m$00.00
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

Ameritas Advisory Services, LLC New +815,151+815.2k
Beacon Pointe Advisors, LLC New +155,225+155.2k
Cerity Partners LLC New +141,351+141.4k
Archvest Wealth Advisors, Inc. Added +113,535+113.5k
JANE STREET GROUP, LLC Added +96,037+96.0k
GREAT VALLEY ADVISOR GROUP, INC. New +75,129+75.1k
Financial Gravity Asset Management, Inc. Added +51,913+51.9k
Hudson Portfolio Management LLC New +38,663+38.7k
FLOW TRADERS U.S. LLC Added +18,562+18.6k
Kelman-Lazarov, Inc. Added +17,452+17.5k

Biggest sellers

CWM, LLC Reduced -507,019-507.0k
BANK OF AMERICA CORP /DE/ Reduced -356,109-356.1k
Sowell Financial Services LLC Reduced -296,028-296.0k
AMERIPRISE FINANCIAL INC Reduced -273,015-273.0k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -250,236-250.2k
MORGAN STANLEY Reduced -196,572-196.6k
WELLS FARGO & COMPANY/MN Reduced -147,453-147.5k
BANK OF NOVA SCOTIA Sold out -111,458-111.5k
ROYAL BANK OF CANADA Reduced -94,928-94.9k
RAYMOND JAMES & ASSOCIATES Reduced -52,905-52.9k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,447,0641.4m $72.5m $72.5m 0.01% Reduced -196.6k -196,572
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,170,3741.2m $58.6m $58.6m 0.01% Reduced -356.1k -356,109
3 Ameritas Advisory Services, LLC 2.04% of their portfolio Lincoln, NE 815,151815.2k $40.8m $40.8m 2.04% New
4 JANE STREET GROUP, LLC 0.04% of their portfolio NEW YORK, NY 484,390484.4k $24.3m $24.3m 0.04% Added +96.0k +96,037
5 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 466,142466.1k $23.4m $23.4m 0.01% Reduced -273.0k -273,015
6 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 424,509424.5k $21.3m $21.3m 0.01% Reduced -147.5k -147,453
7 Simplicity Solutions, LLC 0.58% of their portfolio MINNEAPOLIS, MN 359,069359.1k $18.0m $18.0m 0.58% Added +1.5k +1,487
8 Bleakley Financial Group, LLC 0.63% of their portfolio PARSIPPANY, NJ 359,069359.1k $18.0m $18.0m 0.63% Added +1.5k +1,487
9 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 320,959321.0k $16.1m $16.1m 0.01% Reduced -8.0k -7,982
10 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 294,893294.9k $14.8m $14.8m 0.00% Reduced -94.9k -94,928
11 Archvest Wealth Advisors, Inc. 4.90% of their portfolio CONCORD, CA 238,967239.0k $12.0m $12.0m 4.90% Added +113.5k +113,535
12 TIAA TRUST, NATIONAL ASSOCIATION 0.03% of their portfolio CHARLOTTE, NC 190,124190.1k $9.5m $9.5m 0.03% First filing
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 160,744160.7k $8.1m $8.1m 0.00% Reduced -41.0k -40,989
14 Beacon Pointe Advisors, LLC 0.10% of their portfolio NEWPORT BEACH, CA 155,225155.2k $7.8m $7.8m 0.10% New
15 Cerity Partners LLC 0.03% of their portfolio NEW YORK, NY 141,351141.4k $7.1m $7.1m 0.03% New
16 Kelman-Lazarov, Inc. 1.39% of their portfolio MEMPHIS, TN 117,026117.0k $5.9m $5.9m 1.39% Added +17.5k +17,452
17 Lutz Financial Services LLC 0.56% of their portfolio OMAHA, NE 102,690102.7k $5.1m $5.1m 0.56% Reduced -1.5k -1,452
18 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 102,049102.0k $5.1m $5.1m 0.01% Reduced -9.6k -9,581
19 UBS Group AG 0.00% of their portfolio ZURICH, V8 92,71192.7k $4.6m $4.6m 0.00% Reduced -5.1k -5,094
20 FLOW TRADERS U.S. LLC 0.18% of their portfolio NEW YORK, NY 78,18678.2k $3.9m $3.9m 0.18% Added +18.6k +18,562
21 Sigma Planning Corp 0.14% of their portfolio ANN ARBOR, MI 75,90375.9k $3.8m $3.8m 0.14% Added +278 +278
22 GREAT VALLEY ADVISOR GROUP, INC. 0.16% of their portfolio WILMINGTON, DE 75,12975.1k $3.8m $3.8m 0.16% New
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 71,94671.9k $3.6m $3.6m 0.01% Reduced -250.2k -250,236
24 Focus Partners Advisor Solutions, LLC 0.17% of their portfolio SAINT LOUIS, MO 69,65469.7k $3.5m $3.5m 0.17% Reduced -6.6k -6,605
25 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 67,37767.4k $3.4m $3.4m 0.01% Added +929 +929
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 63,71863.7k $3.2m $3.2m 0.00% Added +422 +422
27 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 62,81162.8k $3.1m $3.1m 0.05% Reduced -3.4k -3,407
28 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 62,63062.6k $3.1m $3.1m 0.01% Reduced -6.6k -6,556
29 Financial Gravity Asset Management, Inc. 0.04% of their portfolio Lakeway, TX 56,09756.1k $3.8m $3.8m 0.04% Added +51.9k +51,913
30 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 53,08053.1k $2.7m $2.7m 0.00% Added +7.5k +7,520
31 InterOcean Capital Group, LLC 0.08% of their portfolio NASHVILLE, TN 51,88551.9k $2.6m $2.6m 0.08% Added +6.1k +6,095
32 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 47,06947.1k $2.4m $2.4m 0.00% Reduced -4.0k -3,958
33 Hudson Portfolio Management LLC 2.20% of their portfolio Garrison, NY 38,66338.7k $1.9m $1.9m 2.20% New
34 Relative Value Partners Group, LLC 0.13% of their portfolio NORTHBROOK, IL 37,62137.6k $1.9m $1.9m 0.13% Reduced -566 -566
35 BUCKINGHAM STRATEGIC WEALTH, LLC 0.02% of their portfolio CLAYTON, MO 35,05535.1k $1.8m $1.8m 0.02% Added +2.4k +2,437
36 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 34,32834.3k $1.7m $1.7m 0.01% Reduced -897 -897
37 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 31,56631.6k $1.6m $1.6m 0.00% Reduced -3.4k -3,385
38 Sowell Financial Services LLC 0.10% of their portfolio NORTH LITTLE ROCK, AR 30,64630.6k $1.5m $1.5m 0.10% Reduced -296.0k -296,028
39 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 28,48628.5k $1.4m $1.4m 0.01% Reduced -12.1k -12,088
40 Gladstone Institutional Advisory LLC 0.08% of their portfolio Bedminster, NJ 24,38524.4k $1.2m $1.2m 0.08% Added +1.6k +1,560
41 Arbor Investment Advisors, LLC 0.20% of their portfolio WINSTON SALEM, NC 22,65122.7k $1.1m $1.1m 0.20% Added +713 +713
42 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 22,18422.2k $1.1m $1.1m 0.01% Reduced -5.5k -5,452
43 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 20,57820.6k $1.0m $1.0m 0.00% Reduced -11.9k -11,897
44 Essential Planning, LLC. 0.55% of their portfolio PORTSMOUTH, NH 19,84719.8k $994.1k $994.1k 0.55% Reduced -10 -10
45 MAS Advisors LLC 1.29% of their portfolio Miami, FL 18,05418.1k $904.3k $904.3k 1.29% Reduced -716 -716
46 Fiduciary Trust Co 0.02% of their portfolio Boston, MA 17,92317.9k $897.8k $897.8k 0.02% Reduced -1.4k -1,405
47 Alesco Advisors, LLC, An ESL Co 0.03% of their portfolio Pittsford, NY 16,46116.5k $824.5k $824.5k 0.03% Unchanged
48 Parkside Advisors LLC 0.25% of their portfolio BERKELEY, CA 16,24916.2k $813.9k $813.9k 0.25% Reduced -16.8k -16,846
49 Destination Wealth Management 0.03% of their portfolio Walnut Creek, CA 16,17216.2k $810.1k $810.1k 0.03% Reduced -934 -934
50 Orion Porfolio Solutions, LLC 0.01% of their portfolio OMAHA, NE 15,98716.0k $800.8k $800.8k 0.01% Reduced -20.5k -20,490
51 Orion Portfolio Solutions, LLC 0.01% of their portfolio Omaha, NE 15,98716.0k $800.8k $800.8k 0.01% Reduced -20.5k -20,490
52 Stratos Wealth Advisors, LLC 0.05% of their portfolio BEACHWOOD, OH 15,94615.9k $798.7k $798.7k 0.05% New
53 Cynosure Group, LLC 0.22% of their portfolio Salt Lake City, UT 14,56214.6k $729.4k $729.4k 0.22% Unchanged
54 COMERICA BANK 0.00% of their portfolio DALLAS, TX 14,49714.5k $726.1k $726.1k 0.00% New
55 Burt Wealth Advisors 0.21% of their portfolio North Bethesda, MD 13,88413.9k $695.5k $695.5k 0.21% Reduced -21.7k -21,708
56 TD PRIVATE CLIENT WEALTH LLC 0.03% of their portfolio NEW YORK, NY 12,79012.8k $640.7k $640.7k 0.03% Added +68 +68
57 Arkos Global Advisors 0.13% of their portfolio HOUSTON, TX 12,39512.4k $621.0k $621.0k 0.13% Reduced -9.5k -9,495
58 GOULD ASSET MANAGEMENT LLC /CA/ 0.18% of their portfolio CLAREMONT, CA 12,39012.4k $620.6k $620.6k 0.18% Reduced -4.0k -3,950
59 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 12,05912.1k $604.0k $604.0k 0.00% New
60 Vertex Planning Partners, LLC 0.21% of their portfolio DOWNERS GROVE, IL 11,98912.0k $600.5k $600.5k 0.21% Added +128 +128
61 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 11,74011.7k $588.0k $588.0k 0.01% Added +6 +6
62 Moors & Cabot, Inc. 0.04% of their portfolio BOSTON, MA 11,70711.7k $586.4k $586.4k 0.04% Added +9 +9
63 Dynamic Advisor Solutions LLC 0.02% of their portfolio PHOENIX, AZ 10,34810.3k $518.3k $518.3k 0.02% Reduced -25 -25
64 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 10,24910.2k $513.4k $513.4k 0.00% Reduced -52.9k -52,905
65 Courage Miller Partners, LLC 0.21% of their portfolio NORFOLK, VA 10,16810.2k $509.3k $509.3k 0.21% Reduced -943 -943
66 WBI INVESTMENTS, LLC 0.10% of their portfolio RED BANK, NJ 10,10010.1k $505.9k $505.9k 0.10% Reduced -4.6k -4,589
67 Signify Wealth 0.67% of their portfolio SAINT LOUIS, MO 9,9019.9k $495.9k $495.9k 0.67% Unchanged
68 Rehmann Capital Advisory Group 0.05% of their portfolio LANSING, MI 9,7229.7k $487.0k $487.0k 0.05% Reduced -696 -696
69 DIMENSION CAPITAL MANAGEMENT LLC 0.11% of their portfolio Coral Gables, FL 9,3989.4k $470.7k $470.7k 0.11% Unchanged
70 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,4188.4k $422.0k $422.0k 0.00% Unchanged
71 PFG Advisors 0.04% of their portfolio Phoenix, AZ 8,4078.4k $421.1k $421.1k 0.04% Reduced -5.0k -4,995
72 Regal Investment Advisors LLC 0.03% of their portfolio KENTWOOD, MI 8,0978.1k $405.6k $405.6k 0.03% Added +1.6k +1,635
73 SMI Advisory Services, LLC 0.15% of their portfolio COLUMBUS, IN 8,0318.0k $403.0k $403.0k 0.15% First filing
74 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 8,0008.0k $400.7k $400.7k 0.00% Unchanged
75 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 7,7967.8k $390.5k $390.5k 0.03% Added +498 +498
76 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 7,5077.5k $376.0k $376.0k 0.00% Added +3 +3
77 Cherry Tree Wealth Management, LLC 0.11% of their portfolio MINNETONKA, MN 7,3097.3k $366.1k $366.1k 0.11% Unchanged
78 DIVERSIFIED TRUST CO 0.01% of their portfolio MEMPHIS, TN 6,9206.9k $346.6k $346.6k 0.01% Added +330 +330
79 Roundview Capital LLC 0.03% of their portfolio PRINCETON, NJ 6,4666.5k $323.9k $323.9k 0.03% Reduced -11.1k -11,074
80 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 6,4006.4k $320.6k $320.6k 0.00% Unchanged
81 Evanson Asset Management, LLC 0.03% of their portfolio CARMEL, CA 6,3066.3k $315.9k $315.9k 0.03% Unchanged
82 Allegheny Financial Group 0.10% of their portfolio Pittsburgh, PA 5,4765.5k $274.3k $274.3k 0.10% Reduced -7.3k -7,321
83 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 5,4535.5k $273.1k $273.1k 0.00% Reduced -2.8k -2,788
84 PEAPACK GLADSTONE FINANCIAL CORP 0.00% of their portfolio BEDMINSTER, NJ 5,2705.3k $264.0k $264.0k 0.00% Reduced -3.3k -3,278
85 Aerodigm Wealth, LLC 0.25% of their portfolio LAKE OSWEGO, OR 5,1085.1k $255.9k $255.9k 0.25% Unchanged
86 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 5,0285.0k $253.0k $253.0k 0.00% Added +200 +200
87 Merit Financial Group, LLC 0.01% of their portfolio ALPHARETTA, GA 5,0045.0k $250.7k $250.7k 0.01% Reduced -11.8k -11,756
88 LWS Wealth Advisors, Inc. 0.11% of their portfolio BASKING RIDGE, NJ 4,9915.0k $250.0k $250.0k 0.11% Added +27 +27
89 ATWOOD & PALMER INC 0.02% of their portfolio KANSAS CITY, MO 4,9004.9k $245.4k $245.4k 0.02% Reduced -400 -400
90 Columbus Macro, LLC 0.10% of their portfolio NEW CASTLE, PA 4,8164.8k $241.2k $241.2k 0.10% Unchanged
91 CWM, LLC 0.00% of their portfolio OMAHA, NE 4,7824.8k $240.0k $240.0k 0.00% Reduced -507.0k -507,019
92 SIGNET FINANCIAL MANAGEMENT, LLC 0.04% of their portfolio PARSIPPANY, NJ 4,6834.7k $234.6k $234.6k 0.04% Reduced -136 -136
93 IFG Advisory, LLC 0.02% of their portfolio ATLANTA, GA 4,4804.5k $224.4k $224.4k 0.02% New
94 EXCALIBUR MANAGEMENT CORP 0.12% of their portfolio WALTHAM, MA 4,4754.5k $224.2k $224.2k 0.12% Unchanged
95 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 4,4364.4k $222.2k $222.2k 0.01% New
96 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 4,3884.4k $219.8k $219.8k 0.00% Added +167 +167
97 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 4,2554.3k $213.1k $213.1k 0.02% Reduced -494 -494
98 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 4,1534.2k $208.0k $208.0k 0.00% New
99 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 4,1524.2k $208.0k $208.0k 0.01% Added +419 +419
100 TD Capital Management LLC 0.01% of their portfolio MEMPHIS, TN 1,9872.0k $99.5k $99.5k 0.01% Reduced -252 -252