Vault-13

PIMCO ETF TR STPZ

1-5 US TIP IDX · ETP · CUSIP 72201R205

133 institutional holders -15 vs Q1 2023
10,463,12710.5m shares reported held*
$526.3mreported value*
9 new 30 added 73 reduced 23 sold out net sold ≈ $85.4m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($135.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.30. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 152Q4 22: 146Q1 23: 148Q2 23: 133133Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 2022152
Q4 2022146
Q1 2023148
Q2 2023133

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 60 bought or addedQ4 22: 82 cut or sold outQ4 22Q1 23: 67 bought or addedQ1 23: 69 cut or sold outQ1 23Q2 23: 39 bought or addedQ2 23: 96 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20226082
Q1 20236769
Q2 20233996

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 22 calls: $5.6mQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $5.2mQ4 22 puts: $199.5kQ4 22P/C 0.04Q1 23 calls: $5.3mQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —
Numbers
QuarterCallsPutsP/C
Q3 2022$5.6m$00.00
Q4 2022$5.2m$199.5k0.04
Q1 2023$5.3m$00.00
Q2 2023$0$0—

Biggest buyers

JANE STREET GROUP, LLC Added +313,655+313.7k
Sowell Financial Services LLC Added +100,978+101.0k
FLOW TRADERS U.S. LLC New +59,624+59.6k
Focus Partners Advisor Solutions, LLC Added +55,581+55.6k
CAPTRUST FINANCIAL ADVISORS Added +52,632+52.6k
InterOcean Capital Group, LLC New +45,790+45.8k
ROYAL BANK OF CANADA Added +38,537+38.5k
Houlihan Financial Resource Group, Ltd. New +17,360+17.4k
Cynosure Group, LLC New +14,562+14.6k
Simplicity Solutions, LLC Added +10,252+10.3k

Biggest sellers

Ameritas Advisory Services, LLC Sold out -763,365-763.4k
BANK OF AMERICA CORP /DE/ Reduced -222,113-222.1k
Beacon Pointe Advisors, LLC Sold out -157,610-157.6k
MORGAN STANLEY Reduced -155,828-155.8k
Arkos Global Advisors Reduced -144,028-144.0k
BANK OF NOVA SCOTIA Reduced -128,402-128.4k
Eagle Strategies LLC Sold out -105,788-105.8k
Orion Portfolio Solutions, LLC Reduced -92,196-92.2k
Orion Porfolio Solutions, LLC Reduced -92,196-92.2k
STIFEL FINANCIAL CORP Reduced -61,436-61.4k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 1,643,6361.6m $82.7m $82.7m 0.01% Reduced -155.8k -155,828
2 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 1,526,4831.5m $76.8m $76.8m 0.01% Reduced -222.1k -222,113
3 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 739,157739.2k $37.2m $37.2m 0.01% Reduced -8.9k -8,949
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 571,962572.0k $28.8m $28.8m 0.01% Reduced -5.5k -5,529
5 CWM, LLC 0.16% of their portfolio OMAHA, NE 511,801511.8k $25.7m $25.7m 0.16% Reduced -24.6k -24,558
6 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 389,821389.8k $19.6m $19.6m 0.01% Added +38.5k +38,537
7 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 388,353388.4k $19.5m $19.5m 0.03% Added +313.7k +313,655
8 Simplicity Solutions, LLC 0.49% of their portfolio MINNEAPOLIS, MN 357,582357.6k $18.0m $18.0m 0.49% Added +10.3k +10,252
9 Bleakley Financial Group, LLC 0.56% of their portfolio PARSIPPANY, NJ 357,582357.6k $18.0m $18.0m 0.56% Added +10.3k +10,252
10 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 328,941328.9k $16.5m $16.5m 0.01% Reduced -59.6k -59,613
11 Sowell Financial Services LLC 0.92% of their portfolio NORTH LITTLE ROCK, AR 326,674326.7k $16.4m $16.4m 0.92% Added +101.0k +100,978
12 COMMONWEALTH EQUITY SERVICES, LLC 0.03% of their portfolio WALTHAM, MA 322,182322.2k $16.2m $16.2m 0.03% Reduced -8.7k -8,673
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 201,733201.7k $10.1m $10.1m 0.00% Reduced -24.3k -24,269
14 TIAA, FSB 0.04% of their portfolio ST. LOUIS, MO 199,378199.4k $10.0m $10.0m 0.04% Reduced -11.2k -11,244
15 AJ WEALTH STRATEGIES, LLC 0.36% of their portfolio NEW YORK, NY 149,082149.1k $7.5m $7.5m 0.36% Reduced -489 -489
16 Archvest Wealth Advisors, Inc. 5.18% of their portfolio CONCORD, CA 125,432125.4k $6.3m $6.3m 5.18% Added +2.7k +2,672
17 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 111,630111.6k $5.6m $5.6m 0.01% Reduced -24.3k -24,286
18 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 111,458111.5k $5.6m $5.6m 0.01% Reduced -128.4k -128,402
19 Lutz Financial Services LLC 0.56% of their portfolio OMAHA, NE 104,142104.1k $5.2m $5.2m 0.56% Added +2.9k +2,863
20 Kelman-Lazarov, Inc. 1.20% of their portfolio MEMPHIS, TN 99,57499.6k $5.0m $5.0m 1.20% Added +9.5k +9,500
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 97,80597.8k $4.9m $4.9m 0.00% Reduced -8.1k -8,131
22 Focus Partners Advisor Solutions, LLC 0.21% of their portfolio SAINT LOUIS, MO 76,25976.3k $3.8m $3.8m 0.21% Added +55.6k +55,581
23 Sigma Planning Corp 0.14% of their portfolio ANN ARBOR, MI 75,62575.6k $3.8m $3.8m 0.14% Reduced -4.4k -4,395
24 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 69,18669.2k $3.5m $3.5m 0.01% Reduced -12.9k -12,923
25 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 66,44866.4k $3.3m $3.3m 0.01% Added +52.6k +52,632
26 Steward Partners Investment Advisory, LLC 0.05% of their portfolio STAMFORD, CT 66,21866.2k $3.3m $3.3m 0.05% Reduced -31.7k -31,714
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 63,29663.3k $3.2m $3.2m 0.00% Reduced -61.4k -61,436
28 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 63,15463.2k $3.2m $3.2m 0.00% Reduced -1.1k -1,123
29 FLOW TRADERS U.S. LLC 0.13% of their portfolio NEW YORK, NY 59,62459.6k $3.0m $3.0m 0.13% New
30 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 51,02751.0k $2.6m $2.6m 0.00% Reduced -14.2k -14,220
31 InterOcean Capital Group, LLC 0.07% of their portfolio NASHVILLE, TN 45,79045.8k $2.3m $2.3m 0.07% New
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 45,56045.6k $2.3m $2.3m 0.00% Reduced -44.5k -44,487
33 Smart Portfolios, LLC 3.83% of their portfolio LAKE FOREST PARK, WA 43,36943.4k $2.2m $2.2m 3.83% Reduced -83 -83
34 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 40,57440.6k $2.0m $2.0m 0.01% Reduced -2.4k -2,362
35 Atria Investments, Inc 0.04% of their portfolio Charlotte, NC 39,97140.0k $2.0m $2.0m 0.04% Added +8.3k +8,305
36 Relative Value Partners Group, LLC 0.12% of their portfolio NORTHBROOK, IL 38,18738.2k $1.9m $1.9m 0.12% Reduced -40.9k -40,937
37 Orion Porfolio Solutions, LLC 0.02% of their portfolio OMAHA, NE 36,47736.5k $1.8m $1.8m 0.02% Reduced -92.2k -92,196
38 Orion Portfolio Solutions, LLC 0.02% of their portfolio Omaha, NE 36,47736.5k $1.8m $1.8m 0.02% Reduced -92.2k -92,196
39 Burt Wealth Advisors 0.54% of their portfolio North Bethesda, MD 35,59235.6k $1.8m $1.8m 0.54% Reduced -85 -85
40 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 35,22535.2k $1.8m $1.8m 0.01% Added +9.7k +9,709
41 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 34,95135.0k $1.8m $1.8m 0.00% Reduced -2.4k -2,387
42 Parkside Advisors LLC 0.52% of their portfolio BERKELEY, CA 33,09533.1k $1.7m $1.7m 0.52% Reduced -3.7k -3,661
43 BUCKINGHAM STRATEGIC WEALTH, LLC 0.02% of their portfolio CLAYTON, MO 32,61832.6k $1.6m $1.6m 0.02% Reduced -8.4k -8,442
44 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 32,47532.5k $1.6m $1.6m 0.00% Reduced -23.3k -23,255
45 BEAM WEALTH ADVISORS, INC. 1.02% of their portfolio COVINGTON, LA 29,25129.3k $1.5m $1.5m 1.02% Reduced -3.9k -3,856
46 Krilogy Financial LLC 0.13% of their portfolio ST. LOUIS, MO 28,48928.5k $1.4m $1.4m 0.13% Reduced -770 -770
47 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 27,63627.6k $1.4m $1.4m 0.01% Reduced -10.9k -10,943
48 Gladstone Institutional Advisory LLC 0.07% of their portfolio Bedminster, NJ 22,82522.8k $1.1m $1.1m 0.07% Added +653 +653
49 Arbor Investment Advisors, LLC 0.19% of their portfolio WINSTON SALEM, NC 21,93821.9k $1.1m $1.1m 0.19% Reduced -52 -52
50 Arkos Global Advisors 0.21% of their portfolio HOUSTON, TX 21,89021.9k $1.1m $1.1m 0.21% Reduced -144.0k -144,028
51 Essential Planning, LLC. 0.57% of their portfolio PORTSMOUTH, NH 19,85719.9k $998.8k $998.8k 0.57% Added +1.7k +1,737
52 Fiduciary Trust Co 0.02% of their portfolio Boston, MA 19,32819.3k $972.2k $972.2k 0.02% Reduced -800 -800
53 MAS Advisors LLC 1.32% of their portfolio Miami, FL 18,77018.8k $944.1k $944.1k 1.32% Reduced -16.5k -16,471
54 Roundview Capital LLC 0.09% of their portfolio PRINCETON, NJ 17,54017.5k $882.3k $882.3k 0.09% Reduced -5.5k -5,496
55 Houlihan Financial Resource Group, Ltd. 0.03% of their portfolio ASHBURN, VA 17,36017.4k $880.0k $880.0k 0.03% New
56 Destination Wealth Management 0.03% of their portfolio Walnut Creek, CA 17,10617.1k $860.4k $860.4k 0.03% Added +2.3k +2,265
57 Merit Financial Group, LLC 0.03% of their portfolio ALPHARETTA, GA 16,76016.8k $843.0k $843.0k 0.03% Reduced -11.5k -11,500
58 Alesco Advisors, LLC, An ESL Co 0.03% of their portfolio Pittsford, NY 16,46116.5k $828.0k $828.0k 0.03% Added +1 +1
59 GOULD ASSET MANAGEMENT LLC /CA/ 0.23% of their portfolio CLAREMONT, CA 16,34016.3k $821.9k $821.9k 0.23% Reduced -635 -635
60 CENTAURUS FINANCIAL, INC. 0.07% of their portfolio ANAHEIM, CA 15,09315.1k $759.0k $759.0k 0.07% Reduced -1.8k -1,780
61 WBI INVESTMENTS, LLC 0.13% of their portfolio RED BANK, NJ 14,68914.7k $738.8k $738.8k 0.13% Reduced -5.5k -5,545
62 Cynosure Group, LLC 0.22% of their portfolio Salt Lake City, UT 14,56214.6k $732.5k $732.5k 0.22% New
63 FLPUTNAM INVESTMENT MANAGEMENT CO 0.02% of their portfolio PORTLAND, ME 13,73813.7k $691.0k $691.0k 0.02% Reduced -46 -46
64 PFG Advisors 0.05% of their portfolio Phoenix, AZ 13,40213.4k $674.1k $674.1k 0.05% Reduced -13.0k -12,984
65 Allegheny Financial Group 0.30% of their portfolio Pittsburgh, PA 12,79712.8k $643.7k $643.7k 0.30% Reduced -17.1k -17,104
66 TD PRIVATE CLIENT WEALTH LLC 0.03% of their portfolio NEW YORK, NY 12,72212.7k $639.9k $639.9k 0.03% Reduced -1.1k -1,078
67 Vertex Planning Partners, LLC 0.20% of their portfolio DOWNERS GROVE, IL 11,86111.9k $596.6k $596.6k 0.20% Added +3.0k +2,979
68 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 11,73411.7k $590.2k $590.2k 0.01% Added +1.0k +1,003
69 Moors & Cabot, Inc. 0.04% of their portfolio BOSTON, MA 11,69811.7k $588.4k $588.4k 0.04% Reduced -1.3k -1,317
70 Courage Miller Partners, LLC 0.23% of their portfolio NORFOLK, VA 11,11111.1k $558.9k $558.9k 0.23% Reduced -495 -495
71 Rehmann Capital Advisory Group 0.05% of their portfolio LANSING, MI 10,41810.4k $524.0k $524.0k 0.05% Unchanged
72 Dynamic Advisor Solutions LLC 0.03% of their portfolio PHOENIX, AZ 10,37310.4k $521.7k $521.7k 0.03% Added +1.0k +1,026
73 Signify Wealth 0.43% of their portfolio SAINT LOUIS, MO 9,9019.9k $498.0k $498.0k 0.43% Added +1.1k +1,077
74 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 9,6099.6k $483.3k $483.3k 0.00% Reduced -133 -133
75 DIMENSION CAPITAL MANAGEMENT LLC 0.10% of their portfolio Coral Gables, FL 9,3989.4k $472.7k $472.7k 0.10% Unchanged
76 PEAPACK GLADSTONE FINANCIAL CORP 0.01% of their portfolio BEDMINSTER, NJ 8,5488.5k $430.0k $430.0k 0.01% Reduced -11.7k -11,713
77 MERCER GLOBAL ADVISORS INC /ADV 0.00% of their portfolio DENVER, CO 8,4188.4k $423.0k $423.0k 0.00% Reduced -3.5k -3,505
78 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 8,2418.2k $414.5k $414.5k 0.00% Reduced -1.7k -1,679
79 SYNOVUS FINANCIAL CORP 0.00% of their portfolio Columbus, GA 8,0008.0k $402.4k $402.4k 0.00% Reduced -200 -200
80 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 7,5047.5k $377.9k $377.9k 0.00% Reduced -4.2k -4,246
81 Cherry Tree Wealth Management, LLC 0.11% of their portfolio MINNETONKA, MN 7,3097.3k $367.6k $367.6k 0.11% First filing
82 Financial Advocates Investment Management 0.03% of their portfolio OLYMPIA, WA 7,2987.3k $367.1k $367.1k 0.03% Added +421 +421
83 NFSG Corp 0.18% of their portfolio BOCA RATON, FL 7,2427.2k $364.3k $364.3k 0.18% Reduced -13.0k -12,975
84 DIVERSIFIED TRUST CO 0.01% of their portfolio MEMPHIS, TN 6,5906.6k $331.5k $331.5k 0.01% Added +590 +590
85 Regal Investment Advisors LLC 0.03% of their portfolio KENTWOOD, MI 6,4626.5k $325.0k $325.0k 0.03% Added +478 +478
86 Atria Wealth Solutions, Inc. 0.00% of their portfolio NEW YORK, NY 6,4006.4k $321.9k $321.9k 0.00% Reduced -37.7k -37,703
87 Evanson Asset Management, LLC 0.03% of their portfolio CARMEL, CA 6,3066.3k $317.2k $317.2k 0.03% Unchanged
88 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 5,4005.4k $272.0k $272.0k 0.00% Reduced -21.1k -21,100
89 ATWOOD & PALMER INC 0.02% of their portfolio KANSAS CITY, MO 5,3005.3k $266.6k $266.6k 0.02% Unchanged
90 Aerodigm Wealth, LLC 0.25% of their portfolio LAKE OSWEGO, OR 5,1085.1k $256.9k $256.9k 0.25% Reduced -403 -403
91 LWS Wealth Advisors, Inc. 0.11% of their portfolio BASKING RIDGE, NJ 4,9645.0k $250.0k $250.0k 0.11% Added +23 +23
92 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 4,8284.8k $243.0k $243.0k 0.00% Reduced -91 -91
93 SIGNET FINANCIAL MANAGEMENT, LLC 0.04% of their portfolio PARSIPPANY, NJ 4,8194.8k $242.4k $242.4k 0.04% Added +247 +247
94 Columbus Macro, LLC 0.10% of their portfolio NEW CASTLE, PA 4,8164.8k $242.2k $242.2k 0.10% Unchanged
95 StoneX Group Inc. 0.02% of their portfolio NEW YORK, NY 4,7494.7k $238.9k $238.9k 0.02% Reduced -5.5k -5,500
96 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 4,5434.5k $228.5k $228.5k 0.01% Reduced -2.3k -2,329
97 EXCALIBUR MANAGEMENT CORP 0.11% of their portfolio WALTHAM, MA 4,4754.5k $225.1k $225.1k 0.11% Reduced -360 -360
98 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,2674.3k $214.6k $214.6k 0.00% Reduced -7 -7
99 OneAscent Wealth Management LLC 0.10% of their portfolio BIRMINGHAM, AL 4,2614.3k $214.0k $214.0k 0.10% Reduced -1.0k -1,012
100 DAVENPORT & Co LLC 0.00% of their portfolio RICHMOND, VA 4,2214.2k $212.3k $212.3k 0.00% Added +43 +43